2014-05-13T12:33:53-05:00 2013-06-30 161170608 TOSKI & CO CPAS PC 300 ESSJAY RD SUITE 115 WILLIAMSVILLE NY 14221 990 2012-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE DEVELOPMENT CORPORATION UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 HOPE D KNIGHT 2124100030 2014-05-06 1 JOHN T O'BRIEN P01253588 7166340700 2012 2015-11-30 17:44:51Z HOPE D KNIGHT 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 4346025 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 13 13 27 0 0 0 3822261 3254870 1533982 907913 193563 145330 31512 37912 5581318 4346025 3451842 2636935 0 0 2345135 2101516 0 0 0 859772 1189583 6656749 5928034 -1075431 -1582009 83797643 82190873 19194206 19169445 64603437 63021428 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 0 0 4587435 2636935 945825 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS AND SMALL BUSINESS ASSISTANCE. 4587435 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 10 0 1 27 1 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY X X BERTRAM GIBSON 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 MARIO L BAEZA 5.00 X X 0 0 0 RONALD BENJAMIN 5.00 X 0 0 0 KEVIN G CHAVERS 5.00 X 0 0 0 NANCY DEVINE 5.00 X 0 0 0 ANTHONY Q FLETCHER 5.00 X 0 0 0 JOSEPH J JOHNSON 5.00 X 0 0 0 ELISABETH MASON 5.00 X 0 0 0 HARRIET MICHEL 5.00 X 0 0 0 CLARENCE MITCHELL 5.00 X X 0 0 0 PAMELA PALANQUE NORTH 5.00 X X 0 0 0 ZEAD RAMADAM 5.00 X 0 0 0 O PETER SHERWOOD 5.00 X X 0 0 0 DR KEITH TAYLOR 5.00 X 0 0 0 MATTHEW WASHINGTON 5.00 X 0 0 0 KENNETH J KNUCKLES 37.50 X 247336 0 106185 HOPE D KNIGHT 37.50 X 161403 0 21965 BERTRAM GIBSON 37.50 X 130662 0 7004 BLAIR DUNCAN 37.50 X 154518 0 27908 VERDERY ROOSEVELT 37.50 X 134940 0 13795 828859 0 176857 5 0 1 0 0 3254870 3254870 INTEREST INCOME-LOANS 925120 907913 907913 907913 145330 145330 SERVICE FEES 925120 20000 20000 OTHER 900099 17912 17912 37912 4346025 945825 0 145330 2636935 2636935 674555 371005 303550 1000940 550518 450422 296294 162961 133333 129727 71350 58377 76187 41903 34284 37210 37210 129731 71352 58379 48489 26669 21820 281577 154867 126710 15649 8607 7042 51713 28442 23271 35282 19405 15877 PROJECTS & INITIATIVES 327470 327470 TELEPHONE 56464 31055 25409 BAD DEBT 30000 30000 EQUIPMENT RENTAL 19065 10486 8579 80746 44410 36336 5928034 4587435 1340599 0 50618341 56037944 5399489 1548081 22889684 20448101 28813 38394 888286 467437 446152 420849 4415164 3697504 83797643 82190873 322904 424427 18179209 17906936 692093 838082 19194206 19169445 X 64603437 63021428 64603437 63021428 83797643 82190873 -1582009 0 X X 0 1 X 1 1 1 X 18356027 9480051 7473308 3822261 3254870 42386517 18356027 9480051 7473308 3822261 3254870 42386517 42386517 2306281 1429640 1415036 1727545 1053243 7931745 229880 6698 97237 31512 37912 403239 50721501 0.83570 0.84570 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 401530 61306 340224 384901 331897 53004 101855 74234 27621 420849 DEFERRED COMPENSATION 715073 DEFERRED RENT OBLIGATION 123009 838082 X 4346025 0 4346025 0 4346025 5928034 0 5928034 0 5928034 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: UMEZ IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE), THEREFORE, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THE CONSOLIDATING FINANCIAL STATEMENTS. UMEZ HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. UMEZ PRESENTLY DISCLOSES OR RECOGNIZES INCOME TAX POSITIONS BASED ON MANAGEMENT'S ESTIMATE OF WHETHER IT IS REASONABLY POSSIBLE OR PROBABLE THAT A LIABILITY HAS BEEN INCURRED FOR UNRECOGNIZED INCOME TAXES. MANAGEMENT HAS CONCLUDED THAT THE UMEZ HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT IN THE CONSOLIDATING FINANCIAL STATEMENTS. U.S. FORMS 990 FILED BY UMEZ ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. UMEZ IS NO LONGER SUBJECT TO TAX EXAMINATION FOR THE YEARS ENDED JUNE 30, 2009, AND PRIOR. 1 1199 SEIU PO BOX 842 NEW YORK NY 10036 134063281 501(C)(3) 16900 DEVELOPMENT AUDUBON PARTNERSHIP FOR ECONOMIC DEVELOPMENT (APED) 513 WEST 207TH STREET NEW YORK NY 10034 133927797 501(C)(3) 207607 DEVELOPMENT BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 501(C)(3) 217875 DEVELOPMENT COMMUNITY WORKS 55 WEST END AVENUE NEW YORK NY 10023 133580813 501(C)(3) 1115 DEVELOPMENT DANCE THEATRE OF HARLEM 466 WEST 152ND STREET NEW YORK NY 10031 132642091 501(C)(3) 125000 DEVELOPMENT EAST HARLEM BUSINESS CAPITAL CORPORATION 2261-63 FIRST AVENUE 3RD FLOOR NEW YORK NY 10035 133999276 501(C)(3) 280413 DEVELOPMENT FIRELIGHT 68 EAST 131ST STREET 7TH FLOOR NEW YORK NY 10037 113489379 501(C)(3) 101250 DEVELOPMENT HARLEM ARTS ALLIANCE IV 229 WEST 135TH STREET NEW YORK NY 10030 470873119 501(C)(3) 137500 DEVELOPMENT HARLEM BUSINESS ALLIANCE VI 275 LENOX AVENUE NEW YORK NY 10027 133591350 501(C)(3) 254927 DEVELOPMENT HOT BREAD KITCHEN 1607 PARK AVE NEW YORK NY 10029 263332972 501(C)(3) 50000 DEVELOPMENT JOHN F KENNEDY CENTER FOR PERFORMING ARTS 2700 F STREET WASHINGTON DC 20566 530245017 501(C)(3) 40000 DEVELOPMENT MARKETING INITIATIVE- UPPER MANHATTAN EMPOWERMENT ZONE 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133380669 501(C)(3) 46690 DEVELOPMENT MORRIS-JUMEL MANSION 65 JUMEL TERRACE NEW YORK NY 10032 132800646 501(C)(3) 8585 DEVELOPMENT NATIONAL JAZZ MUSEUM 104 EAST 126TH STREET NEW YORK NY 10035 133853627 501(C)(3) 156700 DEVELOPMENT NORTHERN MANHATTAN ARTS ALLIANCE 178 BENNETT AVE NEW YORK NY 10040 261997496 501(C)(3) 66667 DEVELOPMENT NEW YORK WOMEN'S CHAMBER OF COMMERCE 1524 AMSTERDAM AVENUE NEW YORK NY 10031 141845651 501(C)(3) 212344 DEVELOPMENT MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 131624098 501(C)(3) 33500 DEVELOPMENT TOSTOBUENO - WOMEN'S HEALTH VENTURE FUND 501(C)(3) 5000 DEVELOPMENT RESEARCH FOUNDATION OF CUNY 101 WEST 31ST STREET 12TH FLOOR NEW YORK NY 10001 131988190 501(C)(3) 10283 DEVELOPMENT APOLLO THEATRE FOUNDATION 253 WEST 125TH STREET NEW YORK NY 10027 133630066 501(C)(3) 590970 DEVELOPMENT CLASSICAL THEATER OF HARLEM 566 WEST 159TH STREET SUITE 44 NEW YORK NY 10032 134046782 501(C)(3) 73609 DEVELOPMENT X X X 0 0 0 0 0 0 0 0 0 KENNETH J KNUCKLES 247336 0 0 0 0 0 60000 0 46185 0 353521 0 0 0 HOPE D KNIGHT 161403 0 0 0 0 0 0 0 21965 0 183368 0 0 0 BLAIR DUNCAN 154518 0 0 0 0 0 0 0 27908 0 182426 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. FORM 990 PART XII LINE 2C: NO CHANGES HAVE TAKEN PLACE DURING THE FISCAL YEAR ENDED JUNE 30, 2013. BUSINESS RESOURCE AND INVESTMENT SERVICE 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES NY 501(C)(3) LINE 7 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BUSINESS RESOURCE & INVESTMENT SERVICE CTR B 367054 FMV BUSINESS RESOURCE & INVESTMENT SERVICE CTR D 2875000 FMV