2014-05-12T16:03:11-05:00 2013-12-31 341862269 CBIZ MHM LLC 3 BETHESDA METRO CENTER SUITE 600 BETHESDA MD 20814 990 2013-01-01 521388917 THE CONSERVATION FUND A NONPROFIT CORPORATION CONS 7035256300 1655 N FORT MYER DRIVE NO 1300 ARLINGTON VA 222093199 DAVID PHILLIPS JR TREASURER 7035256300 2014-05-12 1 JEFFREY E SABOT P00159255 3019513636 2013 2015-11-30 17:44:51Z DAVID PHILLIPS JR 1655 N FORT MYER DR ARLINGTON VA 22209 144867546 0 X WWW.CONSERVATIONFUND.ORG X 1985 MD SEE SCHEDULE O. 16 16 163 0 0 0 110117995 80794204 68564534 63297560 700445 121042 0 355647 179382974 144568453 3795798 2248077 0 0 15064238 16085231 0 0 1337513 118734112 123218042 137594148 141551350 41788826 3017103 537183832 605182934 68235741 133217741 468948091 471965193 SEE SCHEDULE O. 0 0 137916635 2248077 63297560 THE FUND WORKS PRIMARILY WITH PARTNERS WHO HAVE IDENTIFIED CONSERVATION PRIORITIES AND REQUEST ASSISTANCE TO COMPLETE LAND TRANSACTIONS THAT CREATE PARKS,COMMUNITY GREEN SPACE,AND WILDLIFE HABITAT. IN ADDITION TO HELPING PUBLIC PARTNERS SAVE LAND,WE WORK WITH INTERESTED PRIVATE LANDOWNERS TO SECURE CONSERVATION EASEMENTS ON LANDS WITH HIGH CONSERVATION VALUE. THE FUND HAS A LONG HISTORY OF ADDING VALUE TO ITS CORE CONSERVATION REAL ESTATE WORK THROUGH THE EXPERTISE AND PROJECTS OF ITS SUSTAINABLE PROGRAMS. THESE PROGRAMS INCLUDE OUR LEADERSHIP IN GREEN INFRASTRUCTURE PLANNING, TO TRAINING THROUGH THE CONSERVATION LEADERSHIP NETWORK, TO OUR WORK ON FOOD SUSTAINABILITY AT THE FRESHWATER INSTITUTE,AND CREATING OPPORTUNITIES THAT PRESERVE THE RURAL LANDSCAPE WITH OUR RESOURCEFUL COMMUNITIES PROGRAM,AND MANY MORE. 137916635 1 1 0 1 0 0 1 0 0 1 1 0 1 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 303 0 163 1 0 0 0 0 0 0 1 7 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CT DC FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI HI NV X X MICHAEL COX 7035256300 1655 N FORT MYER DRIVE STE 1300 ARLINGTON VA 222093199 J RUTHERFORD SEYDEL II CHAIRMAN 3.00 X 0 0 0 R MICHAEL LEONARD VICE CHAIRMAN 3.00 X 0 0 0 GEORGE A RANNEY JR DIRECTOR 3.00 X 0 0 0 KAY KELLEY ARNOLD DIRECTOR 3.00 X 0 0 0 B FRANCIS SAUL III DIRECTOR 3.00 X 0 0 0 SYLVIA A EARLE DIRECTOR 3.00 X 0 0 0 GEORGINA A MORENO DIRECTOR 3.00 X 0 0 0 JAMES M WHITEHURST DIRECTOR 3.00 X 0 0 0 STEPHEN A ELBERT DIRECTOR 3.00 X 0 0 0 PAUL E HAGEN DIRECTOR 3.00 X 0 0 0 JOHN WINTHROP JR DIRECTOR 3.00 X 0 0 0 G WILSON HUGHES DIRECTOR 3.00 X 0 0 0 C PORTER SCHUTT III DIRECTOR 3.00 X 0 0 0 LUIS DE LA GARZA DIRECTOR 3.00 X 0 0 0 JAMES A JOSEPH DIRECTOR 3.00 X 0 0 0 JAY F WAGLEY DIRECTOR 3.00 X 0 0 0 LAWRENCE A SELZER PRESIDENT & CEO 36.50 1.00 X 439347 0 74446 DAVID K PHILLIPS JR EXECUTIVE VP AND CFO 31.50 6.00 X 282634 0 41846 SYDNEY S MACY SENIOR VICE PRESIDENT 37.50 X 219285 0 42996 RICHARD L ERDMANN EXECUTIVE VP & GEN. COUNSEL 34.50 3.00 X 337790 0 46786 JOSEPH A HANKINS VICE PRESIDENT 36.50 1.00 X 170391 0 24151 MARK W ELSBREE VICE PRESIDENT 37.50 X 182963 0 42126 ERIK J MEYERS VICE PRESIDENT 34.50 3.00 X 170477 0 26187 JODI R O'DAY VICE PRESIDENT 34.50 3.00 X 197805 0 25027 MATTHEW S SEXTON VICE PRESIDENT 37.50 X 185303 0 36666 ELIZABETH ENGLE ASST SECRETARY 36.50 1.00 X 138426 0 19907 EVAN H SMITH VICE PRESIDENT 37.50 X 148343 0 39266 MICHELE J SAGER VICE PRESIDENT 34.50 3.00 X 130787 0 34216 BLAINE T PHILLIPS JR VICE PRESIDENT 37.50 X 182855 0 36426 ALISA BORLAND VICE PRESIDENT 37.50 X 139522 0 22247 KRIS HOELLEN VICE PRESIDENT 37.50 X 149865 0 30164 THOMAS DUFFUS VICE PRESIDENT 37.50 X 139640 0 14790 PAUL F HURT ASST SECRETARY & DEPUTY GC 36.50 1.00 X 194955 0 37077 SCOTT TISON BOARD ASSIT SECY 36.50 1.00 X 92146 0 8969 MARGARET MCCANTS BOARD SECRETARY 37.50 X 104039 0 17577 KATHRYN BROWN VICE PRESIDENT 37.50 X 92507 0 5761 BETH ANN BURNS BOARD ASSIT SECY 37.50 X 90113 0 17997 PATRICK NOONAN CHAIRMAN EMERITUS 37.50 X 162607 0 36446 CHRIS KELLY PROGRAM DIRECTOR 37.50 X 167935 0 35887 STEVEN SUMMERFELT DIRECTOR OF AQUASYS RESEARCH 37.50 X 154255 0 37426 SCOTT FERGUSON PROGRAM DIRECTOR 37.50 X 139087 0 36987 BRIAN VINCI DIRECTOR ENVIR ENG SERVICE 37.50 X 139553 0 20247 MICHAEL R COX CONTROLLER 37.50 X 131029 0 33186 4683659 0 844807 36 0 1 0 SCIENCE APPLICATIONS INT'L CORP 151 LAFAYETTE DRIVE STE2055E OKA RIDGE TN 37830 CONTRACTUAL 403427 CO HAMPTON COMPANY PO BOX 1751 FLETCHER NC 28732 APPRAISER 215970 ALLAN C BEEZLEY PC 1928 14TH ST 300 BOULDER CO 80302 LEGAL COUNSEL 186790 MICHAEL R FORD PO BOX 400823 LAS VEGAS NV 89113 CONTRACTUAL 163000 THE GREENING OF DETRIOT 1428 MICHIGAN AVE DETROIT MI 48216 CONTRACTUAL 142500 9 218729 9469637 71105838 80794204 SALE OF DEMO PROJECTS 531390 48814995 48814995 CONTRACT INCOME 531390 11866341 11866341 ROYALTY INC-DEMO PROJ. 531390 1032950 1032950 INT INC-DEMO PROJECTS 531390 987092 987092 RENT/LEASE INCOME 531390 338468 338468 257714 257714 63297560 420135 420135 299093 -299093 -299093 -299093 MISCELLANEOUS INCOME 900099 355647 77753 277894 355647 144568453 63375313 0 398936 2248077 2248077 4520788 3809202 370718 340868 8713138 7881828 645824 185486 688337 221127 296177 171033 1313339 1203321 75320 34698 849629 785652 44362 19615 90736 87227 343 3166 402605 379314 11731 11560 148140 139570 4317 4253 168317 156443 7730 4144 6963665 6461627 330345 171693 922842 822609 64817 35416 139707 129212 7261 3234 1158403 823017 211869 123517 1133858 1054379 51367 28112 175435 162199 9194 4042 1088649 1034505 20039 34105 121672 59931 38404 23337 242662 185959 36114 20589 BK VAL-LAND TRANSFERRED 100603919 100603919 EXTERNAL TRANSFER 6454491 6454491 ACQUISITIONS & PROGRAM 1861900 1783293 15767 62840 PROPERTY TAXES 704801 657995 15624 31182 836240 771738 39879 24623 141551350 137916635 2297202 1337513 137104267 148834871 2963943 2005842 1446471 2042178 247361 284947 2451565 1496983 920076 954582 17012946 18140694 37634001 44246485 339854767 388673335 537183832 605182934 5880985 5675892 56685992 45673291 51360852 16681465 19495005 68235741 133217741 X 275659353 288462555 111289401 98349067 81999337 85153571 468948091 471965193 537183832 605182934 3017103 0 X 0 1 X 1 1 1 X 107775505 66073636 118988923 110117995 80794204 483750263 107775505 66073636 118988923 110117995 80794204 483750263 62410941 421339322 795804 359079 667646 544198 420135 2786862 486537125 437977861 0.86600 0.89770 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62500 340490 402990 40544441 40947431 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 357246 319470 397289 402990 1476995 250000 250000 250000 250000 1000000 1500000 10000 6666 55000 62500 134166 X X X 22 109322.00 7 11 1 438.00 22865 1000000 88 1000088 1000000 1000000 0 0 1569667 874935 694732 881898 622048 259850 954582 CONSERVATION NOTES RECEIVABLE 44246485 C 44246485 DEMO PRJCTS--LAND & EASEMENTS 377636736 DUE FROM SUSTAINABLE CONSERVATION, INC. 10036599 INVESTMENTS IN PARTNERSHIP 1000000 388673335 AMOUNTS DUE OTHER NONPROFIT ORGS. 19397640 DEPOSITS HELD 97365 19495005 X 144568453 0 144568453 0 144568453 141551350 0 141551350 0 141551350 PART II, LINE 3: CONSERVATION EASEMENTS ARE CLASSIFIED AS OTHER ASSETS--DEMONSTRATION PROJECTS--"LAND AND EASEMENTS HELD FOR GENERAL PURPOSES" ON THE BALANCE SHEET. EASEMENTS ARE ACQUIRED BY GIFT OR PURCHASES AND ARE VALUED AT THE APPRAISED VALUE WHEN ACQUIRED. WHEN EASEMENTS ARE TRANSFERRED, INCLUDING BY SALE, THE PROCEEDS ARE INCLUDED AS PART OF TOTAL SUPPORT AND REVENUE AND ARE SHOWN AS "PROCEEDS FROM SALE OF DEMONSTRATION PROJECTS". THE BOOK VALUE OF THE EASEMENT AND TRANSACTION COSTS INCURRED WITH THE TRANSFER ARE SHOWN AS PROGRAM SERVICE EXPENSES UNDER THE CAPTION "BOOK VALUE OF LAND SOLD." PART II, LINE 5: BOARD POLICY IS TO DOCUMENT THE CONDITION OF LANDS PROTECTED BY EACH CONSERVATION EASEMENT AT THE TIME THE EASEMENT IS COMPLETED AND MONITOR THAT CONDITION OVER TIME, INCLUDING MAINTAINING ACCURATE RECORDS ON DECISIONS MADE AND ACTIONS TAKEN WITH RESPECT TO EACH EASEMENT. BOARD AUTHORIZED PROCEDURES HAVE BEEN DEVELOPED AND A STEWARDSHIP FUND HAS BEEN ESTABLISHED TO ENSURE THE LONG-TERM MONITORING AND MANAGEMENT GOALS CAN BE ACHIEVED. PART II, LINE 9: EXPLANATION: CONSERVATION EASEMENTS ARE CLASSIFIED AS OTHER ASSETS--DEMONSTRATION PROJECTS--"LAND AND EASEMENTS HELD FOR GENERAL PURPOSES" ON THE BALANCE SHEET. EASEMENTS ARE ACQUIRED BY GIFT OR PURCHASES AND ARE VALUED AT THE APPRAISED VALUE WHEN ACQUIRED. WHEN EASEMENTS ARE TRANSFERRED, INCLUDING BY SALE, THE PROCEEDS ARE INCLUDED AS PART OF TOTAL SUPPORT AND REVENUE AND ARE SHOWN AS "PROCEEDS FROM SALE OF DEOMONSTRATION PROJECTS." THE BOOK VALUE OF THE EASEMENT AND TRANSACTION COSTS INCURRED WITH THE TRANSFER ARE SHOWN AS PROGRAM SERVICE EXPENSE UNDER THE CAPTION "BOOK VALUE OF LAND TRANSFERRED." PART V, LINE 4: THE GOAL IS TO KEEP FUNDS IN THE CONSERVATION EASEMENT STEWARDSHIP AND ENFORCEMENT FUND SUFFICIENT TO GENERATE INCOME ADEQUATE TO COVER ALL OF ITS ONGOING AND RECURRING CONSERVATION EASEMENT STEWARDSHIP PROGRAM NEEDS WHILE ALSO BEING ADEQUATE TO COVER EXTRAORDINARY EASEMENT MANAGEMENT, ENFORCEMENT AND DEFENSE COSTS IF NEEDED. SCHEDULE D, PART VIII: THE CONSERVATION FUND HAS ADVANCED FUNDS IN THE FORM OF NOTES RECEIVABLE TO VARIOUS ORGANIZATIONS IN CARRYING OUT PROJECT OR LAND TRANSACTIONS. THERE ARE 28 NOTES OUTSTANDING AT 12/31/13 TOTALING $41,841,000.00. THE NOTES HAVE VARIOUS INTEREST RATES AND MATURITY DATES, WITH THE LATEST NOTE MATURING IN 2032. MANAGEMENT CONSIDERS ALL NOTES RECEIVABLE TO BE FULLY COLLECTIBLE, THEREFORE, THE NOTES ARE CARRIED AT COST. SCHEDULE D, PART X, LINE 2: THE FUND ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A MORE LIKELY THAN NOT THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A CUMULATIVE PROBABILITY ASSESSMENT THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE FUND HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSITION; HOWEVER, THE FUND HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE FUND IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE FUNDS FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. SCHEDULE D, PART II, LINES 6 AND 7: STAFF AND VOLUNTEER HOURS AND EXPENSES DEVOTED TO MONITORING,INSPECTING,AND ENFORCING CONSERVATION EASEMENTS DURING THE YEAR ARE ESTIMATED BASED ON PAST EXPERIENCE. 1 AREA WIDE HEALTH COMMITTEE PO BOX 114 TILLERY NC 27887 562249904 501 (C)(3) 9500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF BLUE RIDGE WOMEN IN AGRICULTURE PO BOX 67 BOONE NC 28607 342011588 501 (C)(3) 10000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF CENTER FOR ENVIRONMENTAL FARMING SYSTEMS 2701 SULLIVAN DRIVE STE 240 RALEIGH NC 27695 566049304 501 (C)(3) 10000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF CHESAPEAKE BAY MARITIME MUSUEM PO BOX 636 MICHAELS MD 21663 237051889 501 (C)(3) 10000 GRANT FOR THE CAPTAIN JOHN SMITH SHALLOP ACQUISITION CHESAPEAKE CONSERVACNY 716 GIDDINGS AVE ANNAPOLIS MD 21401 262271377 501 (C)(3) 250000 GRANT TO ADVANCE CAPTAIN JOHM SMITH CHESAPEAKE NATIONAL HISTORIC TRAIL PROJECTS CHESAPEAKE CONSERVACNY 716 GIDDINGS AVE ANNAPOLIS MD 21401 262271377 501 (C)(3) 30000 SUPPORT OF 2013 GREAT RIVERS/ENVISION INITIATIVES CLAY COUNTY COMMUNITIES REVITALIZATION ASSOC PO BOX 1533 HAYESVILLE NC 28904 562124396 501 (C)(3) 9000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF COMMON GROUND OF EASTERN NC PO BOX 1121 KINSTON NC 28501 273272951 501 (C)(3) 12000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF CONETOE FAMILY LIFE CENTER 205 FACTORY STREET CONETOE NC 27819 562373189 501 (C)(3) 12000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF DALLAS SAFARI CLUB 13709 GAMMA ROAD DALLAS TX 75244 510157792 501 (C)(4) 12500 SPONSORSHIP OF THE 2014 GENERATIONS CONVENTION BREAKFAST EAGLE STREETS MARKET DEVELOPMENT CORPORATION 70 SOUTH MARKET STREET ASHEVILLE NC 28801 582140995 501 (C)(3) 9500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF EPISCOPAL FARMWORKER MINISTRY PO BOX 160 NEWTON GROVE NC 28366 204942554 501 (C)(3) 7000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF EVANGELISTIC CHURCH OF DELIVERANCE PO BOX 207 WELDON NC 27890 566173552 501 (C)(3) 10000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF FRIENDS OF RED RIVER NATIONAL WILDLIFE REFUGE 150 EAGLE BEND POINT BOSSIER CITY LA 71112 030563504 501 (C)(3) 17000 GRANT TO ASSIST IN RESTORATION COSTS. GREAT RIVERS LAND TRUST PO BOX 821 ALTON IL 62002 371309728 501 (C)(3) 34350 GRANT TO ASSIST IN RESOTRATION COSTS. GREAT RIVERS LAND TRUST PO BOX 821 ALTON IL 62002 371309728 501 (C)(3) 10000 STEWARDSHIP CONTRIBUTION HALIFAX LEADERSHIP EQUITY PROJECT - VISIONS INC 717 WEST END STREET ROCKY MOUNT NC 27803 521378064 501 (C)(3) 13000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF IDAHO CONSERVATION LEAGUE PO BOX 844 BOISE ID 83701 826042478 501 (C)(3) 11000 GRANT FOR PROTECTING IDAHO'S PIONEER MOUNTAINS AND CRATERS OF THE MOON LANDSCAPE JACKSON COUNTY GREEN ENERGY PARK 401 GRINDSTAFF COVE ROAD SYLVA NC 28779 566000310 N/A 10500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF JACKSON HOLE LAND TRUST PO BOX 2897 JACKSON WY 83001 742138785 501 (C)(3) 250000 GRANT TO ASSIST IN ACQUISITION COST LAKE METROPARKS 11211 SPEAR ROAD CONCORD TWP OH 44077 N/A 223000 GRANT TO ASSIST IN ACQUISITIN COSTS. LAND TRUST ALLIANCE PO BOX 33355 RALEIGH NC 27636 042751357 501 (C)(3) 8000 SPONSORSHIP OF THE 2014 SOUTHEAST REGIONAL LAND CONSERVATION ASSEMBLY. LAND TRUST ALLIANCE INC 1660 L STREET NW SUITE 1100 WASHINGTON DC 20036 042751357 501 (C)(3) 10000 SPONSORSHIP OF THE 2013 NATIONAL LAND CONSERVATION CONFERENCE LAND TRUST FOR THE LITTLE TENNESSEE PO BOX 1148 FRANKLIN NC 28744 562142199 501 (C)(3) 11000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF NATIONAL AUDUBON SOCIETY 2347 EASTERN AVENUE BALTIMORE MD 21224 131624102 501 (C)(3) 30000 SUB-GRANT FOR BLACKWATER MARSHES CLIMATE ADAPTATION. NATIONAL GEOGRAPHIC SOCIETY 1145 SEVENTEENTH STREET NW WASHINGTON DC 20036 530193519 501 (C)(3) 80000 GRANT FOR GREAT RIVERS OF THE CHESAPEAKE MAPS PROJECT NC COOPERATIVE EXTENSION FORSYTH CENTER 1450 FAIRCHILD ROAD WINSTONSALEM NC 27105 566000450 N/A 7500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF NC FIELD INC 313 EAST KING STREET KINSTON NC 28502 274618713 501 (C)(3) 10000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF NC FIELD INC 313 EAST KING STREET KINSTON NC 28502 274618713 501 (C)(3) 5000 GRANT FOR CEFS FOOD YOUTH INITIATIVE NC FOLKLIFE INSTITUTE 2726 CROASDAILE DRIVE DURHAM NC 27705 237419292 501 (C)(3) 5000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF. NORTH CAROLINA COASTAL FEDERATION 3609 HIGHWAY 24 NEWPORT NC 28570 581494098 501 (C)(3) 8500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF ORANGE COUNTY PARTNERSHIP FOR CHILDREN 120 PROVIDENCE ROAD SUITE 101 CHAPEL HILL NC 27514 561844192 501 (C)(3) 8000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF PHARMIN PO BOX 1223 GRASSY CREEK NC 28631 451643235 501 (C)(3) 9000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF RURAL SCHOOL AND COMMUNITY TRUST 1775 GRAHAM AVENUE STE 204 HEDERSON NC 27536 561924246 501 (C)(3) 10500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF SANDHILLS FAMILY HERITAGE ASSOCIATION PO BOX 404 SPRINGLAKE NC 28390 562243711 501 (C)(3) 9000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF SMOKY MOUNTAIN NATIVE PLANTS ASSOCIATION PO BOX 761 ROBBINSVILLE NC 28771 141837747 501 (C)(3) 9000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF SOUTHERN APPALACHIAN HIGHLANDS CONSERVANCY 34 WALL STREET SUITE 502 ASHEVILLE NC 28801 621098890 501 (C)(3) 45000 GRANT FOR GOVERNMENT RELATIONS WORK IN NORTH CAROLINA. STECOAH VALLEY ARTS CRAFTS & EDUCATIONAL CENTER 121 SCHOOLHOUSE ROAD ROBBINSVILLE NC 28771 561935344 501 (C)(3) 9500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF SYLVAN HEIGHTS WATERFOWL PARK AND ECO CENTER PO BOX 368 SCOTLAND NECK NC 27874 020774368 501 (C)(3) 10000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF THE CLEVELAND MUSEUM OF NATURAL HISTORY 1 WADE OVAL DRIVE CLEVELAND OH 44106 340714338 501 (C)(3) 31500 GRANT TO ASSIST IN ACQUISITIONS COSTS. THE HIGHLANDS NATURE SANCTUARY INC 7660 CAVE RD BAINBRIDGE OH 45612 311434730 501 (C)(3) 24260 GRANT TO ASSIST IN ACQUISITION COSTS. THE LANCASTER COUNTY CONSERVANCY 117 SOUTH WEST END AVENUE PO BOX 716 LANCASTER PA 17608 237046908 501 (C)(3) 333333 GRANT TO ASSIST IN ACQUISITION COSTS. THE NATURE CONSERVANCY OF IDAHO 116 1ST AVENUE NORTH HAILEY ID 83333 530242652 501 (C)(3) 14000 GRANT FOR PROTECTING IDAHO'S PIONEER MOUNTAINS AND CRATERS OF THE MOON LANDSCAPE THE OUTDOOR FOUNDATION 4909 PEARLS EAST CIRCLE BOULDER CO 80301 841549065 501 (C)(3) 260000 SUPPORT OF THE 2013 OUTDOOR NATION SUMMITS THE UNIVERSITY OF VERMONT FOUNDATION 411 MAIN STREET BURLINGTON VT 05401 451556038 501 (C)(3) 5000 CONTRIBUTION IN HONOR OF HUB VOGELMANN TREES NC INC 847 CURRY DRIVE SUITE 103 ASHEBORO NC 27203 202192115 501 (C)(3) 11000 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH CNEF US ENDOWMENT FOR FORESTRY AND COMMUNITIES PO BOX 23645 GREENVILLE SC 29602 205583324 501 (C)(3) 5000 2013 SUPPORT FOR SOURCE WATER COORDINATOR UNC DEPARTMENT OF CITY AND REGIONAL PLANNING UNC CHAPEL HILL CAMPUS BOX 3140 NEW EAST BLDG CHAPEL HILL NC 27599 566001393 N/A 10000 GRANT TO AID THE RESTORATION ECONOMY PROJECT UPTOWN REINVESTMENT CORPORATION 519 S SAGINAW STREET FLINT MI 48502 202159723 501 (C)(3) 6000 GRANT TO SUPPORT FARMER'S MARKETS US FISH & WILDLIFE SERVICE 1011 E TUDOR ROAD MS-2011 ANCHORAGE AK 99503 N/A 97500 GRANT TO ASSIST IN ACQUISITION COSTS. US FISH & WILDLIFE SERVICE PO BOX 272065 DENVER CO 80227 N/A 10000 RE-GRANT OF SABRE FUNDS TO SUPPORT RESTORATION ACTIVITIES VIRGIN RIVER LAND PRESERVATION ASSOCIATION INC PO BOX 1804 ST GEORGE UT 84771 870516535 501 (C)(3) 50000 CONTRIBUTION FOR ENDOWMENT WHITEWATER VALLEY LAND TRUST INC 4910 SHOEMAKER ROAD CENTERVILLE IN 47330 352106655 501 (C)(3) 10000 GRANT FOR STEWARDSHIP IMPLEMENTATION AT COFFMAN WOODS WOOD RIVER LAND TRUST 119 E BULLION STREET HAILEY ID 83333 820474191 501 (C)(3) 11000 GRANT FOR PROTECTING IDAHO'S PIONEER MOUNTAINS AND CRATERS OF THE MOON LANDSCAPE WORKING LANDSCAPES 108 SOUTH MAIN STREET WARRENTON NC 27589 272082921 501 (C)(3) 9500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF YANCEY COUNTY GOVERNMENT 10 ORCHARD DRIVE BURNSVILLE NC 28714 566000453 N/A 10500 GRANT TO ADVOCATE FOR SUSTAINABLE DEVELOPMENT THROUGH THROUGH CNEF LARRY STERN 13955 349TH AVENUE ROSCOE SD 27471 504726740 N/A 212012 GRANT TO ASSIST ACQUISITION COSTS. 48 9 PART I, LINE 2: THE CONSERVATION FUND MONITORS GRANTS GIVEN BY REQUIRING REPORTS FROM THE GRANTEE. AFTER IT IS DETERMINED THAT THE POTENTIAL GRANTEE'S MISSION IS COMPATIBLE WITH THAT OF THE FUND, THE FUND AWARDS THE GRANT THROUGH A PARTICULAR PROJECT MANAGER. SUBSEQUENT TO THE GRANT AWARD, THE PROJECT MANAGER PERIODICALLY, USUALLY EVERY QUARTER, RECEIVES AND REVIEWS A PROGRAM REPORT FROM THE GRANT RECIPIENT UNTIL THE GRANT IS FULLY EXPENDED. X X X X X 0 1 0 0 0 0 0 1 0 LAWRENCE A SELZER PRESIDENT & CEO 292392 0 141100 0 5855 0 51000 0 23446 0 513793 0 0 0 DAVID K PHILLIPS JR EXECUTIVE VP AND CFO 200402 0 81200 0 1032 0 20900 0 20946 0 324480 0 0 0 SYDNEY S MACY SENIOR VICE PRESIDENT 183501 0 34200 0 1584 0 19550 0 23446 0 262281 0 0 0 RICHARD L ERDMANN EXECUTIVE VP & GEN. COUNSEL 229642 0 105100 0 3048 0 23340 0 23446 0 384576 0 0 0 JOSEPH A HANKINS VICE PRESIDENT 150159 0 19200 0 1032 0 15220 0 8931 0 194542 0 0 0 MARK W ELSBREE VICE PRESIDENT 140503 0 42100 0 360 0 15480 0 26646 0 225089 0 0 0 ERIK J MEYERS VICE PRESIDENT 156493 0 12400 0 1584 0 15980 0 10207 0 196664 0 0 0 JODI R O'DAY VICE PRESIDENT 164473 0 32300 0 1032 0 16600 0 8427 0 222832 0 0 0 MATTHEW S SEXTON VICE PRESIDENT 145963 0 39100 0 240 0 15480 0 21186 0 221969 0 0 0 ELIZABETH ENGLE ASST SECRETARY 121193 0 17000 0 233 0 12200 0 7707 0 158333 0 0 0 EVAN H SMITH VICE PRESIDENT 119603 0 28500 0 240 0 13320 0 25946 0 187609 0 0 0 MICHELE J SAGER VICE PRESIDENT 117503 0 11700 0 1584 0 12670 0 21546 0 165003 0 0 0 BLAINE T PHILLIPS JR VICE PRESIDENT 146203 0 36100 0 552 0 15480 0 20946 0 219281 0 0 0 ALISA BORLAND VICE PRESIDENT 117093 0 22200 0 229 0 12040 0 10207 0 161769 0 0 0 KRIS HOELLEN VICE PRESIDENT 126205 0 23300 0 360 0 13320 0 16844 0 180029 0 0 0 THOMAS DUFFUS VICE PRESIDENT 120400 0 18700 0 540 0 12290 0 2500 0 154430 0 0 0 PAUL F HURT ASST SECRETARY & DEPUTY GC 157871 0 35500 0 1584 0 16600 0 20477 0 232032 0 0 0 PATRICK NOONAN CHAIRMAN EMERITUS 146403 0 10000 0 6204 0 15500 0 20946 0 199053 0 0 0 CHRIS KELLY PROGRAM DIRECTOR 140803 0 26100 0 1032 0 14940 0 20947 0 203822 0 0 0 STEVEN SUMMERFELT DIRECTOR OF AQUASYS RESEARCH 128703 0 25000 0 552 0 13980 0 23446 0 191681 0 0 0 SCOTT FERGUSON PROGRAM DIRECTOR 124303 0 13200 0 1584 0 13540 0 23447 0 176074 0 0 0 BRIAN VINCI DIRECTOR ENVIR ENG SERVICE 124593 0 14600 0 360 0 12540 0 7707 0 159800 0 0 0 MICHAEL R COX CONTROLLER 114491 0 16000 0 538 0 12240 0 20946 0 164215 0 0 0 PART I, LINE 4B THE FUND MAINTAINS A NONQUALIFIED PLAN UNDER WHICH THE ORGANIZATION IS ACCRUING $25,000 PER YEAR, TO BE PAID TO AN EXECUTIVE OF THE ORGANIZATION. THE AMOUNTS ARE FORFEITABLE AND MAY BE DISCONTINUED AT ANY TIME. TO BE ELIGIBLE TO RECEIVE THE COMPENSATION THE EXECUTIVE MUST REMAIN EMPLOYED WITH THE FUND FOR SPECIFIC TIME PERIODS. NO PAYMENTS HAVE BEEN MADE TO DATE UNDER THE PLAN. PART I, LINE 7 2012 BONUS PAID IN 2013 IS LISTED IN COLUMN BII "BONUS & INCENTIVE COMPENSATION. 2013 EMPLOYER PAID 403B CONTRIBUTION IS LISTED IN COLUMN "DEFERRED COMPENSATION". ALL EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES, ARE ELIGIBLE FOR BONUSES THAT ARE PAID ANNUALLY IN THE MONTH OF FEBRUARY OF THE FOLLOWING YEAR. THE BONUS AMOUNT FOR OFFICERS IS APPROVED BY THE GOVERNANCE COMMITTEE AND IS BASED ON BOTH INDIVIDUAL PERFORMANCE AND THE OVERALL PERFORMANCE OF THE ORGANIZATION. SYDNEY MACY SENIOR VICE-PRES. 117128 MARRIED TO CONSULTANT OF THE CONSERVATION FUND 0 X 29 674837 SALE PRICE X 55 37525976 APPRAISAL 11 0 0 0 FORM 990, PART I,LINE 1 AND PART III LINE 1: THE CONSERVATION FUND, WORKING WITH PUBLIC, PRIVATE AND NONPROFIT PARTNERS, PROTECTS AMERICA'S LEGACY OF LAND AND WATER RESOURCES THROUGH LAND ACQUISITION, SUSTAINABLE COMMUNITY AND ECONOMIC DEVELOPMENT, AND LEADERSHIP TRAINING, EMPHASIZING THE INTEGRATION OF ECONOMIC AND ENVIRONMENTAL GOALS. FORM 990, PART VI, SECTION B, LINE 11 THE INDEPENDENT AUDITING FIRM ENGAGED TO CONDUCT AN ANNUAL AUDIT OF THE FINANCIAL STATEMENTS IS ENGAGED TO ASSIST IN THE PREPARATION OF THE FORM 990. THE CHIEF FINANCIAL OFFICER AND HIS STAFF DIRECTLY PARTICIPATE IN THE PREPARATION OF THE FORM, DRAFTING RESPONSES TO QUESTIONS AND REVIEWING THE FORM 990 IN DRAFT. COUNSEL REVIEWS THE FULL DRAFT REPORT. A DRAFT OF THE 990 IS ALSO SHOWN TO THE AUDIT COMMITTEE FOR COMMENTS AND QUESTIONS. SUBSEQUENT TO THE REVIEW AND REVISION PROCESS, THE FORM 990 IS FINALIZED AND FILED WITH THE IRS. COPIES OF THE FORM ARE PROVIDED TO THE FULL BOARD DURING THE SUBSEQUENT BOARD MEETING AND THEN MADE AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT POLICY COPIES ARE PROVIDED TO EACH DIRECTOR AND OFFICER AT A REGULAR BOARD MEETING EACH YEAR, TYPICALLY AT THE FIRST MEETING OF THE YEAR. EACH SUCH PERSON MUST SIGN TO INDICATE HE/SHE HAS READ THE POLICY AND UNDERSTANDS HIS/HER DUTIES UNDER IT. FORM 990, PART VI, SECTION B, LINE 15 TCF USES AN OUTSIDE THIRD PARTY COMPENSATION STUDY TO EVALUATE COMPENSATION LEVELS FOR ITS PRESIDENT AND KEY OFFICIALS. TCF'S GOVERNANCE COMITTEE APPROVES COMPENSATION AMOUNTS FOR THE PRESIDENT AND KEY OFFICIALS. FORM 990, PART VI, SECTION C, LINE 19 THE CONSERVATION FUND'S ANNUAL REPORT, WHICH INCLUDES FINANCIAL SUMMARIES, IS POSTED ON THEIR WEBSITE. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. NATURAL CAPITAL INVESTMENT FUND 1098 TURNER ROAD SHEPHERDSTOWN WV 25443 542058754 CONSERVATION BUSINESS DEVELOPMENT MD 501(C)3 LINE 11A, I THE CONSERVATION FUND 0 SUSTAINABLE CONSERVATION INC 1655 N FORT MYER DR SUITE 1300 ARLINGTON VA 22209 621586798 CONSERVATION MD 501(C)3 LINE 11A, I THE CONSERVATION FUND 0 NEW FOREST FUND IV LLC 1655 N FORT MYER DR SUITE 1300 ARLINGTON VA 22209 462385809 CONSERVATION REAL ESTATE OWNERSHIP DE 501(C)3 LINE 11A, I SUSTAINABLE CONSERVATION INC 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 NATURAL CAPITAL INVESTMENT FUND P 809000 NATURAL CAPITAL INVESTMENT FUND Q 804998