2014-05-12T16:25:38-05:00 2013-06-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2012-07-01 208084828 CENTER FOR A NEW AMERICAN SECURITY INC CENT 2024579400 1152 15TH STREET NW NO 950 WASHINGTON DC 20005 RICHARD FONTAINE 2024579400 2014-05-06 1 DAVID TRIMNER P00444822 5712279500 2012 2015-11-30 17:44:51Z X RICHARD FONTAINE 1152 15TH STREET NW NO 950 WASHINGTON DC 20005 4182730 0 X WWW.CNAS.ORG X 2006 DE DEVELOP NAT'L SECURITY & DEFENSE POLICIES THAT PROMOTE & PROTECT AMERICAN INTERESTS AND VALUES. 15 14 48 14 0 0 4880456 3862996 456879 319734 0 0 0 0 5337335 4182730 0 0 0 0 3272297 2930979 89951 90336 289956 2850268 1946843 6212516 4968158 -875181 -785428 1894692 1471981 977667 1340384 917025 131597 X THE MISSION OF THE CENTER FOR A NEW AMERICAN SECURITY (CNAS) IS TO DEVELOP STRONG, PRAGMATIC AND PRINCIPLED NATIONAL SECURITY AND DEFENSE POLICIES. BUILDING ON THE EXPERTISE AND EXPERIENCE OF ITS STAFF AND ADVISORS, CNAS ENGAGES POLICYMAKERS, EXPERTS AND THE PUBLIC WITH INNOVATIVE, FACT-BASED RESEARCH, IDEAS AND ANALYSIS TO SHAPE AND ELEVATE THE NATIONAL SECURITY DEBATE. A KEY PART OF OUR MISSION IS TO INFORM AND PREPARE THE NATIONAL SECURITY LEADERS OF TODAY AND TOMORROW. 0 0 1216630 0 0 FUTURE OF DEPARTMENT OF DEFENSE: CNAS PROJECTS ON U.S. MILITARY FORCES AND OPERATIONS GO BEYOND THE BATTLE FIELD AND EXAMINE THE FORCE STRUCTURE, ROLES, MISSIONS, AND OVERALL HEALTH AND WELLNESS OF AMERICA'S MILITARY TO HELP ENSURE OUR FORCES ARE PREPARED FOR THE DEMANDS OF 21ST CENTURY CONFLICT. 1469557 0 0 REGIONAL FOCUS: THE UNITED STATES IS CONFRONTING A DYNAMIC AND COMPLEX STRATEGIC ENVIRONMENT THAT DEFIES NEAT CATEGORIZATION. THE RELATIONSHIPS BETWEEN ALLIES, FRIENDS, PARTNERS AND ADVERSARIES ARE FLUID. THE UNITED STATES HAS THE OPPORTUNITY TO SHAPE THIS ENVIRONMENT TO PROMOTE THE NATION'S SECURITY, BUT ALSO MUST BE PREPARED TO REACT TO CHANGING CIRCUMSTANCES. CNAS WILL FOCUS ON IMMEDIATE THREATS AND LONG TERM SECURITY CHALLENGES IN AFGHANISTAN, ASIA, IRAN, PAKISTAN AND THE MIDDLE EAST. 392906 0 0 STRATEGY: CNAS HAS A RANGE OF EFFORTS AIMED AT HELPING POLICY MAKERS DEVELOP THE BEST NATIONAL SECURITY STRATEGY FOR THE NATION. 419505 0 187012 OUTREACH: THROUGH ITS OUTREACH PROGRAM OF EVENTS, PUBLICATIONS, SOCIAL MEDIA, AND WEB SITE CONTENT, CNAS ENGAGES POLICYMAKERS, EXPERTS AND THE PUBLIC WITH ITS INNOVATIVE, FACT-BASED RESEARCH, IDEAS AND ANALYSIS. 345353 0 GOVERNANCE - CNAS STUDIES THE EVER CHANGING GLOBAL SECURITY ENVIRONMENT AND ITS IMPLICATIONS FOR THE UNITED STATES. KEY TOPICS OF INTEREST INCLUDE THE RAPIDLY EVOLVING CHALLENGES OF CYBER SECURITY AND CYBER WARFARE AND THE FUTURE OF STRATEGIC COMPETITION IN THE GLOBAL COMMONS. 292346 0 132722 ENERGY: IN THE 21ST CENTURY, THE SECURITY OF NATIONS WILL INCREASINGLY DEPEND ON THE SECURITY OF NATURAL RESOURCES. IN AN EFFORT TO ADDRESS THIS PREMISE, CNAS HAS DEVELOPED A ROBUST PROGRAM TO STUDY ACCESS TO THESE RESOURCES AND THE POTENTIAL EFFECTS OF POLICIES RELATED TO RESOURCE CONSUMPTION, SCARCITY AND CLIMATE CHANGE. 1057204 319734 4136297 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 57 0 48 1 0 0 0 0 0 0 0 0 0 0 X 15 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA CT IL MD MA MI NJ NY PA X ELLEN MCHUGH 2024579426 1152 15TH STREET NW NO 950 WASHINGTON DC 20005 ROBERT WORK 40.00 X X 0 0 0 DR RICHARD J DANZIG 2.00 X 36603 0 0 RICHARD L ARMITAGE 2.00 X 0 0 0 NORMAN R AUGUSTINE 2.00 X 0 0 0 DENIS A BOVIN 2.00 X 0 0 0 KURT M CAMPBELL 2.00 X 0 0 0 MICHELE FLOURNOY 2.00 X 0 0 0 KAREN ELLIOTT HOUSE 2.00 X 0 0 0 MADELINE ALBRIGHT 2.00 X 0 0 0 DR WILLIAM PERRY 2.00 X 0 0 0 DR LEO S MACKAY JR 2.00 X 0 0 0 WALTER PARKES 2.00 X 0 0 0 DR MITCHELL B REISS 2.00 X 0 0 0 PETER SCHWARTZ 2.00 X 0 0 0 MICHAEL J ZAK 2.00 X 0 0 0 NATHANIEL C FICK 2.00 X X 225107 0 39117 RICHARD FONTAINE 40.00 X 183785 0 48063 ELLEN MCHUGH 40.00 X 140358 0 28462 DAVID BARNO 40.00 X 171781 0 36742 NORA BENSAHEL 40.00 X 148531 0 31299 PATRICK CRONIN 40.00 X 181753 0 45522 KRISTIN LORD 40.00 X 191108 0 39001 1279026 0 268206 7 0 1 0 NANCY BERGLASS 2658 GRIFFITH PARK BLVD SUITE 273 LOS ANGELES CA 90039 CONSULTANT 135267 CLIFTONLARSONALLEN LLP 9515 DEERECO ROAD SUITE 500 TIMONIUM MD 21093 ACCOUNTING SERVICES 111738 2 262101 3600895 3862996 MILITARY FELLOWS 541900 186250 186250 FED OBLG PMT DOD IPA 541900 132836 132836 PUBLICATION SALES 541900 648 648 319734 4182730 319734 0 0 X 749769 142027 494170 113572 69546 54787 14410 349 1568762 1270687 216511 81564 29342 25933 2242 1167 358530 316875 27398 14257 155030 137018 11847 6165 7633 4550 3083 146438 146438 90336 90336 527035 513664 13354 17 2467 2467 223134 89154 123725 10255 216243 28412 187831 350353 350353 198675 168469 7330 22876 339891 337386 1664 841 1503 1503 45274 45274 7581 64 7466 51 BUSINESS REGISTRATION F 20602 1167 14405 5030 TEMPORARY STAFFING 11807 11074 655 78 STAFF DEVELOPMENT 201 0 201 0 INDIRECT COST ALLOCATIO -1 1034562 -1130422 95859 -151993 468 -152461 4968158 4136297 541905 289956 1368968 701022 299716 308750 10256 92072 99842 124212 798662 650538 89957 148124 25953 97801 1894692 1471981 432376 329840 512172 986440 33119 24104 977667 1340384 X 71269 -290763 845756 422360 917025 131597 1894692 1471981 -785428 0 X 0 1 X 1 0 X 6150419 4321840 5846959 4880456 3862996 25062670 6150419 4321840 5846959 4880456 3862996 25062670 3509405 21553265 1242 1184 2426 180 180 25065276 1122083 0.85990 0.83490 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 37761 37761 0 491401 424917 66484 269500 187860 81640 148124 SECURITY DEPOSITS 97801 97801 OBLIGATIONS UNDER CAPITAL LEASE 24104 24104 X 4225321 42591 42591 4182730 0 4182730 5010749 42591 42591 4968158 0 4968158 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CNAS FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, CNAS MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT HAS EVALUATED THE CNAS'S TAX POSITIONS AND HAS CONCLUDED THAT CNAS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE. GENERALLY, CNAS IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. X X X X 1 JENNIFER SWANSON CONSULTING 1215 T STREET NW WASHINGTON DC 20009 FUNDRAISING CONSULTING 0 110000 90336 19664 110000 90336 19664 CA CT DC IL MD MA MI NJ NY PA X 1 1 X X X 0 0 0 0 0 0 0 0 0 NATHANIEL C FICK 225107 0 0 0 0 0 17572 0 21545 0 264224 0 0 0 RICHARD FONTAINE 183785 0 0 0 0 0 24351 0 23712 0 231848 0 0 0 ELLEN MCHUGH 140358 0 0 0 0 0 20104 0 8358 0 168820 0 0 0 DAVID BARNO 171781 0 0 0 0 0 13743 0 22999 0 208523 0 0 0 NORA BENSAHEL 148531 0 0 0 0 0 22941 0 8358 0 179830 0 0 0 PATRICK CRONIN 181753 0 0 0 0 0 21810 0 23712 0 227275 0 0 0 KRISTIN LORD 191108 0 0 0 0 0 15289 0 23712 0 230109 0 0 0 PART I, LINE 1A NATHANIEL FICK, PATRICK CRONIN, RICHARD FONTAINE, DAVID BARNO, AND NORA BENASHEL - ALL EMPLOYEES RECEIVE REIMBURSEMENT FOR 50% OF HEALTH CLUB DUES; NON-TAXABLE COMPENSATION DR RICHARD J DANZIG BOARD CHAIR 36603 CONSULTING AGREEMENT WITH CNAS TO SERVE AS A PROJECT CONSULTANT. THE CONSULTING RELATES TO HIS SPECIALIZED EXPERTISE IN TERRORISM AND BIO-TERRORISM. 0 ELIZABETH FONTAINE SISTER-IN-LAW OF CURRENT OFFICER 69545 ELIZABETH FONTAINE IS THE CREATIVE DIRECTOR AT CNAS. SHE MANAGES ALL LAYOUT AND DESIGN OF PUBLICATIONS AND PROMOTIONAL MATERIALS. THE CNAS EMPLOYEE HANDBOOK HAS A "CONFLICT OF INTEREST" POLICY WHICH STIPULATES THAT ANY MEMBER OF MANAGEMENT WHO IS RELATED TO AN EMPLOYEE MUST RECUSE HIM OR HERSELF FROM DECISIONS CONCERNING THAT RELATIVE EMPLOYEE'S TERMS, CONDITIONS, OR PRIGILEGES OF EMPLOYMENT. CNAS APPLIES THIS POLICY TO RICHARD FONTAINE AND ELIZABETH FONTAINE. 0 FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE REVIEWS A DRAFT AND APPROVES THE 990 BEFORE SUBMISSION. THE FORM 990 IS THEN PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO THE ANNUAL MEETING. DURING THE MEETING, THE FORM 990 IS DISCUSSED, REPORTED ON BY THE AUDIT COMMITTEE, AND VOTED UPON FOR ACCEPTANCE. THE AUDIT COMMITTEE WILL PRESENT THE FORM 990 TO THE BOARD OF DIRECTORS AT THE NEXT MEETING IN MAY, 2014. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY THROUGH INTERACTION WITH BOARD MEMBERS, OFFICERS, AND STAFF. SHOULD A POTENTIAL CONFLICT OF INTEREST ARISE, IT IS BROUGHT TO THE ATTENTION OF FIRST THE OFFICERS, THE CHAIRMAN OF THE BOARD, AND THE BOARD AS A WHOLE. ANY CONFLICTS ARE DETERMINED AND RESOLVED AT THE LOWEST LEVEL NECESSARY BY REMAINING INDIVIDUALS ON THE BOARD OR COMMITTEE WHO DO NOT HAVE A MATERIAL INTEREST IN THE MATTER. AN INDIVIDUAL WITH A CONFLICT MAY NOT PARTICIPATE IN OR BE PRESENT DURING THE DELIBERATION OF THE MATTER UNDER DISCUSSION AND IS INELIGIBLE TO VOTE. THE MINUTES OF THE MEETING DOCUMENT ALL PROCEEDINGS RELATED TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CEO IS REVIEWED AND APPROVED BY THE CHAIRMAN OF THE BOARD OF DIRECTORS. COMPARABLE DATA FROM SIMILAR ORGANIZATIONS IS USED IN THE DETERMINATION PROCESS. A FORMAL COMPENSATION COMMITTEE HAS BEEN ESTABLISHED TO REVIEW THE COMPENSATION FOR THE CEO. THIS PROCESS WAS LAST UNDERTAKEN IN 2013.THE ORGANIZATION MAINTAINS WRITTEN RECORDS DOCUMENTING THIS PROCESS. COMPENSATION FOR OTHER OFFICERS IS REVIEWED AND APPROVED BY THE CEO. COMPARABLE DATA FROM SIMILAR ORGANIZATIONS IS USED IN THE DETERMINATION PROCESS. THIS PROCESS WAS LAST UNDERTAKEN IN 2013. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G RESEARCH: PROGRAM SERVICE EXPENSES 398,715. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 398,715. PUBLICATIONS: PROGRAM SERVICE EXPENSES 35,972. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 17. TOTAL EXPENSES 35,989. OUTREACH: PROGRAM SERVICE EXPENSES 50,977. MANAGEMENT AND GENERAL EXPENSES 5,300. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 56,277. DEVELOPMENT: PROGRAM SERVICE EXPENSES 27,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 27,000. ADMINISTRATION: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 8,054. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,054. EDITING: PROGRAM SERVICE EXPENSES 1,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,000.