2014-05-12T07:20:46-05:00 2013-06-30 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2012-07-01 430694556 FONTBONNE UNIVERSITY FONT 3148623456 6800 WYDOWN BOULEVARD ST LOUIS MO 63105 DR DENNIS GOLDEN 3148623456 2014-05-06 1 BRENT W STEVENS P01291820 3142903300 2012 2015-11-30 17:44:51Z DR DENNIS GOLDEN 6800 WYDOWN BOULEVARD ST LOUIS MO 63105 46971187 0 X WWW.FONTBONNE.EDU X 1923 MO FONTBONNE UNIVERSITY IS A COEDUCATIONAL INSTITUTION OF HIGHER LEARNING THAT SEEKS TO EDUCATE STUDENTS TO THINK CRITICALLY, TO ACT ETHICALLY AND TO ASSUME RESPONSIBILITY AS CITIZENS AND LEADERS. 24 24 926 100 0 0 3257368 2733755 37479927 35797492 649333 866927 110891 77951 41497519 39476125 9523929 9265388 0 0 21803939 20589662 0 0 1353729 12497800 11535253 43825668 41390303 -2328149 -1914178 64960796 60353497 19361814 15956467 45598982 44397030 X FONTBONNE UNIVERSITY IS A COEDUCATIONAL INSTITUTION OF HIGHER LEARNING DEDICATED TO THE DISCOVERY, UNDERSTANDING, PRESERVATION AND DISSEMINATION OF TRUTH. FONTBONNE SEEKS TO EDUCATE STUDENTS TO THINK CRITICALLY, TO ACT ETHICALLY AND TO ASSUME RESPONSIBILTY AS CITIZENS AND LEADERS. FONTBONNE OFFERS BOTH UNDERGRADUATE AND GRADUATE PROGRAMS IN AN ATMOSPHERE CHARACTERIZED BY INCLUSION, OPEN COMMUNICATION AND PERSONAL CONCERN. THE UNDERGRADUATE PROGRAMS PROVIDE A SYNTHESIS OF LIBERAL AND PROFESSIONAL EDUCATION. AS A CATHOLIC UNIVERSITY SPONSORED BY THE SISTERS OF ST. JOSEPH OF CARONDELET, FONTBONNE IS ROOTED IN THE JUDEO-CHRISTIAN TRADITION. 0 0 30987168 9265388 35797492 FONTBONNE IS AN ACCREDITED UNIVERSITY THAT OFFERS UNDERGRADUATEAND GRADUATE DEGREE PROGRAMS, WHICH ALSO PROVIDES AUXILIARYSERVICES SUCH AS DORMITORIES, DINING HALL AND A BOOK STORE FOR THECONVENIENCE OF ITS STUDENTS AND FACULTY. TOTAL BENEFITTED (AVERAGEFTE) = 1,848 30987168 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 198 0 1 926 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X X DR GARY ZACK 3147198017 6800 WYDOWN BOULEVARD ST LOUIS MO 63105 MARIE JOAN HARRIS CSJ 1.00 X 0 0 0 SUSAN BUFORD 1.00 X 0 0 0 JOHN P CAPELLUPO 1.00 X 0 0 0 JEAN DEBLOIS CSJ 1.00 X 0 0 0 DARRYL T JONES 1.00 X 0 0 0 BONNIE J ECKELKAMP 1.00 X 0 0 0 HELEN FLEMINGTON CSJ 1.00 X 0 0 0 KRAIG KREIKEMEIER 1.00 X 0 0 0 LEO G HAAS 1.00 X 0 0 0 KATHERINE HANLEY CSJ 1.00 X 0 0 0 BARBARA JENNINGS CSJ 1.00 X 0 0 0 KATHY CONLEY JONES 1.00 X 0 0 0 JOAN A KELLY 1.00 X 0 0 0 GARY E KROSCH 1.00 X 0 0 0 MARY MARGARET LAZIO CSJ 1.00 X 0 0 0 ELIZABETH LEIWE CSJ 1.00 X 0 0 0 RICHARD J MANSFIELD III 1.00 X 0 0 0 KATHLEEN MCELLIGOT 1.00 X 0 0 0 DANIEL V TWARDOWSKI 1.00 X 0 0 0 SUZANNE WESLEY CSJ 1.00 X 0 0 0 PEGGY MAGUIRE CSJA 1.00 X 0 0 0 ANN PACE CSJ 1.00 X 0 0 0 ROSEANNE SIEBERT CSJ 1.00 X 0 0 0 CAROL VOSS 1.00 X 0 0 0 DR DENNIS C GOLDEN 40.00 X 271651 0 109812 DR GREGORY F TAYLOR 40.00 X 188828 0 51091 DR GARY L ZACK 40.00 X 192373 0 48716 MARK L FRANZ 40.00 X 108683 0 11217 GALE BORKOWSKI RICE 40.00 X 118292 0 12829 RANDI WILSON 40.00 X 100004 0 26270 LINDA MAGRATH 40.00 X 118146 0 9964 DENNIS JOHNSON 40.00 X 100724 0 25830 1198701 0 295729 8 0 1 0 AMERISERVE 200 E WALNUT COLUMBIA MO 65203 FOOD SERVICE 801635 ADVERTISING SAVANTS INC 2100 LOCUST STREET SAINT LOUIS MO 63103 ADVERTISING 542606 OAKWOOD SYSTEMS GROUP INC 622 EMERSON ROAD SUITE 350 SAINT LOUIS MO 631417012 IT SUPPORT 233590 RUFFALOCODY LLC 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 524063018 ENROLLMENT MANAGEMENT 211835 THYSSENKRUPP ELEVATOR CORP 2675 SCOTT AVE SAINT LOUIS MO 63103 ELEVATOR MAINTENANCE 208315 13 127375 322089 2284291 24999 2733755 TUITION AND FEES 611310 33313194 33313194 AUXILIARY SERVICES 611310 2484298 2484298 35797492 589592 589592 7713222 7435887 277335 277335 277335 10700 127375 59175 -48475 -48475 MISCELLANEOUS 900099 126426 126426 126426 39476125 35797492 0 944878 9265388 9265388 760198 250599 465973 43626 16061853 11077232 4388998 595623 580337 451271 124681 4385 2030767 1344438 593427 92902 1156507 834233 275266 47008 191644 191644 77200 77200 9306 9306 1307306 563427 501932 241947 1886576 1192874 574227 119475 694143 234166 459977 693414 666235 27179 313859 270461 37615 5783 84982 66939 16911 1132 715775 715775 2431448 2282766 148682 356301 26071 330230 FOOD SERVICE 690933 690933 EQUIPMENT RENTAL & MAIN 545414 214993 328805 1616 OTHER EXPENSES 430136 265262 126807 38067 ATHLETIC PROGRAMS 342353 208701 133652 764463 365404 370546 28513 41390303 30987168 9049406 1353729 5967054 5417580 2070704 1389081 1199229 1037862 525976 738064 60546285 31888365 30568510 28657920 21826655 20465930 1670754 1531635 1131914 1115425 64960796 60353497 1371758 1454253 12970000 10615000 5020056 3887214 19361814 15956467 X 31023537 31024963 5645778 4306492 8929667 9065575 45598982 44397030 64960796 60353497 -1914178 712225 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19489399 196676 1175186 753281 20107980 20270577 444723 -495402 730499 19489399 17389795 270986 2927214 317418 20270577 14707179 1068731 1751462 137577 17389795 18072426 82727 -2851618 596356 14707179 0.45500 0.44500 0.10000 0 0 94363 94363 44116916 19668188 24448728 1641505 1215348 426157 9238099 7830323 1407776 5455402 3174506 2280896 28657920 DEFERRED TUITION & FEES 1680700 REFUNDABLE GOVERNMENT LOANS 1784523 ASSET RETIREMENT OBLIGATION 90291 OTHER LIABILITIES 219200 REFUNDABLE ADVANCE 112500 3887214 32270649 712225 712225 31558424 7917701 7917701 39476125 33472601 0 33472601 7917701 7917701 41390302 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF 108 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, MOSTLY TO PROVIDE SCHOLARSHIPS FOR STUDENTS AND TO SUPPORT A VARIETY OF ACADEMIC PROGRAMS OFFERED BY THE UNIVERSITY. THE ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS (INCLUDING THE LONG-TERM RESERVES). PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUES ON FINANCIAL STATEMENTS 7,940,542. SPECIAL EVENT INCOME & EXPENSES INCLUDED IN EXPENSES ON AUDITED STATEMENTS -22,841. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUES ON FINANCIAL STATEMENTS 7,940,542. SPECIAL EVENT INCOME & EXPENSES INCLUDED IN EXPENSES ON AUDITED STATEMENTS -22,841. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 STATEMENT IS INCLUDED IN ALL ADVERTISEMENTS, INCLUDING UNIVERSITY CATALOG. GOLF TOURNAMENT 101741 91041 10700 42526 15 36334 36334 16649 138075 127375 10700 42526 16649 59175 -48475 1 SCHOLARSHIPS TO STUDENTS 2006 9265388 COST TUITION AND OTHER COSTS OF ATTENDANCE PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE GRANTS MADE BY THE UNIVERSITY PRIMARILY CONSIST OF STUDENT FINANCIAL AID FOR SCHOLARSHIPS. SCHOLARSHIPS ARE AWARDED AND MONITORED BY THE UNIVERSITY'S FINANCIAL AID DEPARTMENT TO ELIGIBLE STUDENTS BASED UPON A NUMBER OF DIFFERENT CRITERIA, INCLUDING MERIT, ACADEMIC ACHIEVEMENT, AND FINANCIAL NEED. X X 1 1 X X X 0 1 0 0 0 0 0 0 0 DR DENNIS C GOLDEN 271651 0 0 0 0 0 75000 0 34812 0 381463 0 0 0 DR GREGORY F TAYLOR 188828 0 0 0 0 0 25020 0 26071 0 239919 0 0 0 DR GARY L ZACK 192373 0 0 0 0 0 25020 0 23696 0 241089 0 0 0 PART I, LINE 4B THE UNIVERSITY HAS ESTABLISHED A SUPPLEMENTAL INELIGIBLE DEFERRED COMPENSATION PLAN (DESCRIBED IN SECTION 457(F) OF THE INTERNAL REVENUE CODE) FOR CERTAIN MEMBERS OF THE EXECUTIVE TEAM. DURING THE CURRENT FISCAL YEAR, THE UNIVERSITY PRESIDENT (DR. DENNIS GOLDEN), THE EXECUTIVE VICE PRESIDENT (GREG TAYLOR) AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION (DR. GARY ZACK) WERE PARTICIPANTS IN THE PLAN. THE COMPENSATION AMOUNTS LISTED, BY INDIVIDUAL, ON SCHEDULE J, PART II, INCLUDE THE FOLLOWING DEFERRED COMPENSATION AMOUNTS: DR. GOLDEN - $75,000, GREG TAYLOR - $25,000, DR. ZACK - $25,000. THE ANNUAL CONTRIBUTIONS TO THE DEFERRED COMPENSATION PLAN ARE HELD IN A SEPARATE INVESTMENT ACCOUNT BY THE UNIVERSITY. A HEALTH & EDUCATIONAL FACILITIES AUTHORITY OF MO 431178966 2009-12-17 13620000 1998 REFUNDING/AB HALL RENOVATION 0 0 0 A 13620000 5926372 153628 7540000 2010 1 0 1 1 A 0 0 0 0 0 0 1 A 1 0 0 0 0 0 A 0 FORM 990, PART VI, SECTION A, LINE 2 HELEN FLEMINGTON, A TRUSTEE OF THE BOARD, SERVES ON THE PROVINCE LEADERSHIP COMMITTEE OF THE SISTERS OF ST. JOSEPH OF CARONDOLET (CSJ). THEREFORE, SHE HAS A BUSINESS RELATIONSHIP WITH THE OTHER SISTERS OF CSJ. THE FOLLOWING SISTERS OF CSJ SERVE ON THE FONTBONNE BOARD OF TRUSTEES WITH HELEN FLEMINGTON. MARIE JOAN HARRIS, CSJ JEAN DEBLOIS, CSJ KATHERINE HANLEY, CSJ ELIZABETH A. LEIWE, CSJ MARY MARGARET LAZIO, CSJ BARBARA JENNINGS, CSJ SUZANNE WESLEY, CSJ PEGGY MAGUIRE, CSJA ANN PACE, CSJ ROSEANNE SIEBERT, CSJ SUZANNE WESLEY, A TRUSTEE OF THE BOARD, SERVES ON THE PROVINCE LEADERSHIP COMMITTEE OF THE SISTERS OF ST. JOSEPH OF CARONDOLET (CSJ). THEREFORE, SHE HAS A BUSINESS RELATIONSHIP WITH THE OTHER SISTERS OF CSJ. THE FOLLOWING SISTERS OF CSJ SERVE ON THE FONTBONNE BOARD OF TRUSTEES WITH SUZANNE WESLEY. MARIE JOAN HARRIS, CSJ JEAN DEBLOIS, CSJ KATHERINE HANLEY, CSJ ELIZABETH A. LEIWE, CSJ MARY MARGARET LAZIO, CSJ BARBARA JENNINGS, CSJ HELEN FLEMINGTON, CSJ PEGGY MAGUIRE, CSJA ANN PACE, CSJ ROSEANNE SIEBERT, CSJ FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. SUBSEQUENT TO THE APPROVAL OF THE FORM BY THE AUDIT COMMITTEE, THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES ELECTRONICALLY AND THEN FILED WITH THE IRS BY MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY REQUIRES EACH TRUSTEE OF THE BOARD TO COMPLETE A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS. THE PROCESS IS MONITORED BY THE PRESIDENT'S OFFICE. CONFLICTS OF INTEREST ARE SUMMARIZED BY THE PRESIDENT'S OFFICE AND, WHEN APPLICABLE, KEY EMPLOYEES AND/OR BOARD TRUSTEES ARE EXCUSED FROM MEETINGS AND VOTES WHEN A TOPIC RELATED TO THE CONFLICT IS BEING DISCUSSED OR VOTED ON BY THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15 SALARY ADJUSTMENTS ARE TYPICALLY MADE EFFECTIVE JULY 1 WITH THE START OF EACH NEW FISCAL YEAR. PRIOR TO THAT DATE, THE PRESIDENT ASKS THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION TO COMPILE A SCHEDULE THAT SHOWS CURRENT SALARIES FOR EACH OF THE SEVEN EXECUTIVE POSITIONS AT THE UNIVERSITY WITH COMPARISON SALARIES FOR OTHER INSTITUTIONS. THE COMPARISON SALARIES ARE DRAWN FROM DATA COMPILED BY CUPA, THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION. OCCASIONALLY, AN ANNUAL SURVEY OF EXECUTIVE COMPENSATION AND BENEFITS IN HIGHER EDUCATION THAT IS CONDUCTED BY YAFFE & CO. IS ALSO USED FOR SALARY BENCHMARKING. SIX CATEGORIES OF INSTITUTIONS ARE USED IN ORDER TO REFLECT A COMPREHENSIVE COMPARISON ACROSS SEVERAL MEASURES OF INSTITUTIONAL TYPE: ALL INSTITUTIONS WITH A BUDGET FROM $30.9 M - $64.9 M, PRIVATE INSTITUTIONS WITH BUDGETS BETWEEN $25.8 M AND $46.5 M, PRIVATE, RELIGIOUS INSTITUTIONS WITH BUDGETS BETWEEN $24.8 M AND $41.5 M, PRIVATE, RELIGIOUS INSTITUTIONS WITH ENROLLMENT BETWEEN 1939 AND 2990, ALL INSTITUTIONS WITH ENROLLMENT BETWEEN 1555 AND 3031, MASTER'S INSTITUTIONS WITH BUDGETS < $45.6 M. USING THE PERCENTAGE ADJUSTMENT APPROVED FOR OVERALL INSTITUTIONAL SALARY ADJUSTMENTS IN THE COMING YEAR AS AN UPPER LIMIT, THE SCHEDULE ALSO SHOWS VARIOUS RATES OF POSSIBLE ADJUSTMENTS FOR EACH EXECUTIVE POSITION. THE PRESIDENT MEETS WITH THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE EXECUTIVE VICE PRESIDENT TO NOTIFY THEM OF CHANGES IN EXECUTIVE COMPENSATION. THE VICE PRESIDENT PREPARES A SEPARATE SCHEDULE WITH COMPARISONS FOR THE PRESIDENT'S SALARY AND SUBMITS THIS TO THE CHAIRMAN OF THE BOARD OF TRUSTEES. IN CONSULTATION WITH THE EXECUTIVE COMMITTEE OF THE BOARD, THE CHAIRMAN DETERMINES THE SALARY OF THE PRESIDENT AND NOTIFIES THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE AVAILABLE UPON WRITTEN REQUEST ADDRESSED TO THE UNIVERSITY INSTITUTIONAL ADVANCEMENT OFFICE.