2014-05-09T11:40:23-05:00 2013-06-30 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2012-07-01 430652649 LINDENWOOD COLLEGE LIND 6369494970 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 JAMES D EVANS 6369494970 2013-02-15 1 BRENT W STEVENS P01291820 3142903300 2012 2015-11-30 17:44:51Z LINDENWOOD UNIVERSITY JAMES D EVANS 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 207021022 0 X WWW.LINDENWOOD.EDU X 1853 MO ACCREDITED BY THE HIGHER LEARNING COMMISSION SINCE 1918, LINDENWOOD UNIVERSITY OFFERS VALUES-CENTERED PROGRAMS LEADING TO THE DEVELOPMENT OF THE WHOLE PERSONAN EDUCATED, RESPONSIBLE CITIZEN OF A GLOBAL COMMUNITY. 35 35 2637 225 856981 -50521 3757270 2530829 160217022 175017907 3607883 7442180 139312 85337 167721487 185076253 36056078 39413989 0 0 47137070 52960361 0 0 753510 71708712 77487770 154901860 169862120 12819627 15214133 443316116 466047370 15988008 15051546 427328108 450995824 X LINDENWOOD UNIVERSITY OFFERS VALUES-CENTERED PROGRAMS LEADING TO THE DEVELOPMENT OF THE WHOLE PERSON-AN EDUCATED, RESPONSIBLE CITIZEN OF A GLOBAL COMMUNITY. LINDENWOOD IS COMMITTED TO 1 PROVIDING AN INTEGRATIVE LIBERAL ARTS CURRICULUM 2 OFFERING PROFESSIONAL AND PRE-PROFESSIONAL DEGREE PROGRAMS 3 FOCUSING ON THE TALENTS INTERESTS AND FUTURE OF THE STUDENT 4 SUPPORTING ACADEMIC FREEDOM AND THE UNRESTRICTED SEARCH FOR TRUTH 5 AFFORDING CULTURAL ENRICHMENT TO THE SURROUNDING COMMUNITY 6 PROMOTING ETHICAL LIFESTYLES 7 DEVELOPING ADAPTIVE THINKING AND PROBLEM-SOLVING SKILLS 8 FURTHERING LIFELONG LEARNING. LINDENWOOD IS AN INDEPENDENT, PUBLIC-SERVING, LIBERAL ARTS UNIVERSITY THAT HAS A HISTORICAL RELATIONSHIP WITH THE PRESBYTERIAN CHURCH AND IS FIRMLY ROOTED IN JUDEO-CHRISTIAN VALUES. THESE VALUES INCLUDE BELIEF IN AN ORDERED, PURPOSEFUL UNIVERSE, THE DIGNITY OF WORK, THE WORTH AND INTEGRITY OF THE INDIVIDUAL, THE OBLIGATIONS AND PRIVILEGES OF CITIZENSHIP AND THE PRIMACY OF THE TRUTH. 0 0 152653583 39413989 174160926 SEE SCHEDULE OINSTRUCTIONAL AND LIBRARY - FACULTY, LIBRARY AND CURRICULUM EXPENSE FOR STUDENTS EARNING AN UNDERGRADUATE, GRADUATE, EDUCATION SPECIALISTS AND DOCTORAL DEGREES AND AS OF FISCAL YEAR ENDING 6/30/2013, APPROXIMATELY 11,117 FULL-TIME EQUIVALENT STUDENTS. APPROXIMATELY 15,959 STUDENTS WERE SERVED. STUDENT SERVICES - ALONG WITH ADMISSIONS, ACADEMIC SERVICES, AND FINANCIAL AID DEPARTMENTS, LINDENWOOD HAS A STUDENT ACTIVITIES OFFICE THAT SERVES AS A COORDINATING CENTER ON CAMPUS AND WORKS WITH APPROXIMATELY 67 STUDENT CLUBS AND ORGANIZATIONS TO FACILITATE THEIR ACTIVITIES AND PROJECTS. THE ATHLETIC DEPARTMENT HAS 27 NCAA DIVISON II SPORTS FOR MEN AND WOMEN, 15 NAIA SPORTS FOR MEN AND WOMEN, AS WELL AS, 29 OTHER NATIONALLY AFFILIATED SPORTS. AUXILIARY - STUDENT ROOM AND BOARD AND AS OF FISCAL YEAR 6/30/2013, APPROXIMATELY 4,236 STUDENTS WERE SERVED. 152653583 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 15976 0 1 2637 1 1 1 0 0 0 0 1 1 0 0 0 0 X 35 35 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X DAVID KANDEL 6369494970 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 JIM J SHOEMAKE 1.00 X X 0 0 0 BEN F BLANTON 1.00 X X 0 0 0 JOHN W HAMMOND 1.00 X X 0 0 0 GRACE HARMON 1.00 X X 0 0 0 PATRICIA AHRENS 1.00 X 0 0 0 KEVIN BRAY 1.00 X 0 0 0 JACKIE BROCK 1.00 X 0 0 0 GASPARE CALVARUSO 1.00 X 0 0 0 NANCY CALVERT 1.00 X 0 0 0 J MICHAEL CONOYER 1.00 X 0 0 0 DAVID G COSBY 1.00 X 0 0 0 DUANE FLOWERS 1.00 X 0 0 0 ELIZABETH HUSS 1.00 X 0 0 0 JAMES E ISSLER 1.00 X 0 0 0 MARK ANDREW KERN 1.00 X 0 0 0 ROBERT LOWERY SR 1.00 X 0 0 0 JOSEPH G MATHEWS 1.00 X 0 0 0 DOUG MUELLER 1.00 X 0 0 0 MAURICE D NEWBERRY 1.00 X 0 0 0 RONALD W OHMES 1.00 X 0 0 0 RONNIE D OSBORN 1.00 X 0 0 0 DONALD PAULE 1.00 X 0 0 0 LUCY D RAUCH 1.00 X 0 0 0 HERB ROACH 1.00 X 0 0 0 JANE CALVERT ROGERS 1.00 X 0 0 0 DALE ROLLINGS 1.00 X 0 0 0 JERRY E SCHEIDEGGER 1.00 X 0 0 0 GARY N SHAW 1.00 X 0 0 0 RANDALL R SIMONS 1.00 X 0 0 0 PATRICK S SULLIVAN 1.00 X 0 0 0 RICK SULLIVAN 1.00 X 0 0 0 JAN LEWIEN 1.00 X 0 0 0 CHRIS LISSNER 1.00 X 0 0 0 DR PATRICIA PENKOSKE 1.00 X 0 0 0 CHIP PETERSON 1.00 X 0 0 0 JAMES D EVANS 40.00 X 383938 0 12500 JERRY M BLADDICK 40.00 X 155807 0 9396 RICHARD BOYLE 40.00 X 217435 0 12791 SUSAN MANGELS 40.00 X 113107 0 1720 JULIE M MUELLER 40.00 X 277618 0 14221 JOHN R OLDANI 40.00 X 191739 0 9560 JANN WEITZEL 40.00 X 161216 0 12019 DAVID KANDEL 40.00 X 141073 0 11015 ERIC O STUHLER 40.00 X 127299 0 10328 PETER BEZEMES 40.00 X 173700 0 10288 EMILIE JOHNSON 40.00 X 152534 0 14968 BRADLEY SODERBERG 40.00 X 159890 0 9810 BRETT BARGER 40.00 X 138537 0 13967 DONALD M SENTI 40.00 X 192228 0 8834 2586121 0 151417 28 0 1 0 PFOODMAN 15480 CLAYTON ROAD SUITE 301 BALLWIN MO 63011 FOOD SERVICES 3604340 HOSPITALITY SERVICES 811 CROMWELL PARK DRIVE SUITE 113 GLEN BURNIE MD 21061 FOOD SERVICES 2781627 BLANTON CONSTRUCTION 550 TURNER BOULEVARD ST PETERS MO 63376 CONSTRUCTION 2496427 MATHENY HEATING & COOLING SERVICES INC 6317 OLIVE STREET ST LOUIS MO 63130 A.C. & HEATING REPAIR SERVICE 1902211 PYRAMID ELECTRICAL CONTRACTORS INC 300 MONTICELLO PLACE FAIRVIEW HEIGHTS IL 62208 ELECTRICAL WORK 1481042 118 121423 691261 1718145 36325 2530829 INSTRUCTION & AUXILLIARY 174160926 174160926 AUXILLIARY - UNRELATED 900099 856981 856981 175017907 3467194 3467194 45595 0 45595 45595 45595 25887181 21626478 285717 4260703 -285717 3974986 3974986 12500 121423 32574 -20074 -20074 OTHER REVENUE 900099 59816 59816 59816 185076253 174160926 856981 7527517 39413989 39413989 1908462 916902 731509 260051 44237674 41008324 2919686 309664 980938 870092 102018 8828 2696540 2475424 196847 24269 3136747 2835619 257213 43915 193901 193901 180380 180380 303188 303188 1528381 895122 633259 1403313 1010385 392928 3871889 2400571 1393880 77438 4386230 3596709 789521 874679 874679 907574 744211 145212 18151 13857576 12887544 960332 9700 851534 851534 STUDENT WORK & LEARN 15093179 14187588 905591 REPAIRS & MAINTENANCE 10149459 7003127 3146332 ATHLETICS 8097870 6073403 2024467 FOOD SERVICE 5939670 5939670 9848947 9520224 327229 1494 169862120 152653583 16455027 753510 8368778 11535725 12146750 8341265 4130576 3797651 4451369 5433541 470631 321316 1118903 1151764 383219847 91643593 282623762 291576254 125289965 139200994 3331633 3434757 473827 344681 909922 909422 443316116 466047370 8601668 7559943 5499107 5605034 1887233 1886569 15988008 15051546 X 412463363 437179475 3876778 2514374 10987967 11301975 427328108 450995824 443316116 466047370 X 15214133 8502589 -49006 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 252932 4134916 X X X 0 108945562 1143433 12367933 303188 122153740 113331832 1123484 -5099281 410473 108945562 86486542 5800042 21368184 322936 113331832 68591943 11725373 6654442 485216 86486542 71753943 13486682 -16418576 230106 68591943 0.89790 0.09260 0.00950 1 0 57723223 57723223 4268865 278755848 72373837 210650876 10756588 3975925 6780663 26631173 15293831 11337342 5084150 5084150 291576254 FUNDS HELD IN CUSTODY FOR OTHERS 748415 OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS 28463 REFUNDABLE U.S. GOVERNMENT STUDENT LOANS 557858 PAYABLE TO LIFE ESTATE ANNUITANTS 551833 1886569 154308855 8502589 193008 8695597 145613258 39462995 39462995 185076253 130641139 193008 193008 130448131 39413989 39413989 169862120 PART III, LINE 4: PURPOSE FOR LINDENWOOD UNIVERSITY'S COLLECTIONS THE UNIVERSITY HAS OBTAINED OVER THE YEARS BY PURCHASE OR DONATION VARIOUS COLLECTIONS FOR THE HISTORIC DANIEL BOONE HOME AND BOONFIELD VILLAGE. THE MISSION OF THIS HISTORIC SITE IS TO PRESERVE AND PROTECT THE HISTORIC STRUCTURES, COLLECTIONS AND NATURAL RESOURCES THAT COMPRISE THE FACILITY; TO INTERPRET THE EARLY AMERICAN FRONTIER EXPERIENCE IN MISSOURI AS EXEMPLIFIED BY THE BOONE FAMILY AND THEIR CONTEMPORARIES; AND TO PROVIDE A CENTER FOR FULLY INTEGRATED LEARNING ON ALL EDUCATIONAL LEVELS FROM ELEMENTARY THROUGH THE UNIVERSITY LEVEL. THE COLLECTIONS OF THE BOONE HOME EXIST TO PRESERVE THE STORY OF THE BOONE FAMILY AND ITS PLACE IN AMERICAN HISTORY (SPECIFICALLY WITH REGARD TO WESTWARD EXPANSION) AND TO EDUCATE THE PUBLIC AND UNIVERSITY STUDENTS ABOUT THE BOONE FAMILY'S STORY AND THE CHARACTER TRAITS OF THE "AMERICAN PIONEER". THE SECONDARY GOAL OF THE COLLECTIONS IS TO PRESERVE AND EDUCATE THE PUBLIC AND UNIVERSITY STUDENTS ABOUT THE CRAFTS AND TRADES EMPLOYED BY THE PEOPLE OF MISSOURI IN THE 1800S. THE SITE HAS TWO DISTINCT COLLECTIONS: THE BOONE COLLECTION AND THE STUDY AND EDUCATION COLLECTION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PERMANENT ENDOWMENT CONSISTS OF DONOR PRINCIPAL RESTRICTED GIFTS THAT THE ANNUAL INCOME MUST BE USED FOR THE FOLLOWING UNIVERSITY EXPENSES. TYPE OF RESTRICTION % PURPOSE GENERAL 2.79 GENERAL OPERATING EXPENSES SCHOLARSHIPS 5.26 DESERVING LINDENWOOD STUDENTS BUILDING AND MAINTENANCE 1.04 BUILDING AND MAINTENANCE EXPENSES OTHER 1.12 DESIGNATED OPERATING EXPENSES (1) QUASI ENDOWMENTS 89.79 TOTAL 100.00 (1) THE QUASI ENDOWMENTS ARE FUNDS THAT THE UNIVERSITY HAS SET ASIDE OVER THE LAST 183 YEARS TO PROTECT THE PRINCIPAL AND INCOME DISTRIBUTIONS OF THE PERMANENTLY RESTRICTED ENDOWMENT FUND. ANY REMAINING INCOME IS USED FOR FUNDING INSTITUTIONAL STUDENT AID. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 39,413,989. CHANGE IN VALUE OF SPLIT-INTEREST 49,006. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 39,413,989. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS (I.E. CATALOGS) INCLUDE STATEMENTS RECOMMENDED FOR IRS EXEMPT ORGANIZATIONS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 GOVERNMENTAL AID HAS BEEN RECEIVED THIS YEAR AS FOLLOWS: STUDENT FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION, FEDERAL WORK-STUDY AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANT PROGRAMS, A TAX INCREMENTAL FINANCE PAYMENT FROM THE CITY OF BELLEVILLE, ILLINOIS. CENTRAL AMERICA/CARIBBEAN 0 2 PROGRAM SERVICES RECRUITING 58435 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD TUITION 67618 COSTA RICA 0 0 PROGRAM SERVICES STUDY ABROAD TUITION 24757 0 2 0 0 0 2 150810 0 150810 0 0 0 0 0 0 METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: LINDENWOOD HAS CONTRACTED WITH TWO ALUMNI IN PANAMA TO BE PART-TIME INDEPENDENT CONTRACTORS TO HELP THE UNIVERSITY RECRUIT STUDENTS IN THE CENTRAL AMERICA REGION. TOTAL FEES AND ALLOTMENT FOR OFFICE EXPENSES FOR 2012-2013 FISCAL YEAR WAS: ALUMNI ONE: $33,655 ALUMNI TWO: $24,780 TOTAL: $58,435 LINDENWOOD PAID THE CENTRO DE LENGUAS MODERNAS (LOCATED IN SPAIN) $23,652 FOR FOREIGN STUDIES TUITION FOR THREE STUDENTS THAT STUDIED ABROAD DURING THE YEAR. LINDENWOOD PAID THE UNIVERSITY OF CAEN (LOCATED IN FRANCE) $43,966 FOR FOREIGN STUDIES TUITION FOR EIGHT STUDENTS THAT STUDIED ABROAD DURING THE YEAR. LINDENWOOD PAID LANGUAGE LINK $24,757 FOR FOREIGN STUDIES TUITION FOR FOUR STUDENTS THAT STUDIED ABROAD AT INTERCULTURA OF COSTA RICA DURING THE YEAR. GOLF OUTING 133923 121423 12500 10193 12780 7468 2133 133923 121423 12500 10193 12780 7468 2133 32574 -20074 1 SCHOLARSHIPS 8767 39413989 PART III MONITORING POLICY FOR GRANTS AWARDED ALL STUDENT AID AWARD LETTERS ARE PREPARED BY LINDENWOOD COLLEGE'S FINANCIAL AID OFFICE. EACH AWARD LETTER HAS A STATEMENT OF CONDITIONS AND IS SIGNED BY THE STUDENT. THE BUSINESS OFFICE POSTS ALL AID TO THE STUDENT'S ACCOUNT FOR ACADEMIC USAGE. BOTH THE BUSINESS OFFICE AND THE FINANCIAL AID OFFICE MONITOR THESE FUNDS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JAMES D EVANS 366018 0 0 0 17920 0 12500 0 0 0 396438 0 0 0 JERRY M BLADDICK 151808 0 0 0 3999 0 7676 0 1720 0 165203 0 0 0 RICHARD BOYLE 213264 0 0 0 4171 0 10765 0 2026 0 230226 0 0 0 JULIE M MUELLER 271582 0 0 0 6036 0 12500 0 1721 0 291839 0 0 0 JOHN R OLDANI 191207 0 0 0 532 0 9560 0 0 0 201299 0 0 0 JANN WEITZEL 153797 0 0 0 7419 0 7896 0 4123 0 173235 0 0 0 DAVID KANDEL 133710 0 0 0 7363 0 6892 0 4123 0 152088 0 0 0 PETER BEZEMES 169652 0 0 0 4048 0 8568 0 1720 0 183988 0 0 0 EMILIE JOHNSON 143747 0 0 0 8787 0 7558 0 7410 0 167502 0 0 0 BRADLEY SODERBERG 151082 0 0 0 8808 0 2400 0 7410 0 169700 0 0 0 BRETT BARGER 129789 0 0 0 8748 0 6558 0 7409 0 152504 0 0 0 DONALD M SENTI 191737 0 0 0 491 0 8834 0 0 0 201062 0 0 0 BLANTON CONSTRUCTION OWNER IS A DIRECTOR 2496427 CONSTRUCTION 0 MIDWEST SERVICE GROUP OWNER'S FATHER IS A DIRECTOR 354264 ASBESTOS REMOVAL 0 X 1 14250 FAIR MARKET VALUE X AMMUNITION 1 21380 FAIR MARKET VALUE 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11 INFORMATION NEEDED TO COMPLETE THE FORM 990 IS COMPILED BY THE ACCOUNTING DEPARTMENT AND THE RETURN IS PREPARED AND SIGNED BY RUBINBROWN LLP. THE COMPLETED 990, INCLUDING REQUIRED SCHEDULES IS PROVIDED TO THE BOARD OF DIRECTORS BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C LINDENWOOD UNIVERSITY'S CONFLICT OF INTEREST PROCEDURES ARE AS FOLLOWS: PRIOR TO A BOARD OR COMMITTEE ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, A DIRECTOR OR COMMITTEE MEMBER HAVING A CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A DIRECTOR OR COMMITTEE MEMBER WHO PLANS NOT TO ATTEND A MEETING AT WHICH HE OR SHE HAS REASON TO BELIEVE THAT THE BOARD OR COMMITTEE WILL ACT ON A MATTER IN WHICH THE PERSON HAS A CONFLICT OF INTEREST SHALL DISCLOSE TO THE CHAIR OF THE MEETING ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE BOARD'S OR COMMITTEE'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. A PERSON WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT WILL BE VOTED ON AT A MEETING SHALL NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM FOR PURPOSES OF THE VOTE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR THE PRESIDENT IS FIXED BY A THREE YEAR WRITTEN CONTRACT CONTAINING AN ANNUAL PERCENTAGE INCREASE OVER THE THREE YEAR TERM. NO ADDITIONAL BONUSES, INCENTIVE PAYMENTS, OR OTHER COMPENSATION IS PAID IN ADDITIONAL TO THE CONTRACTUAL SUM. THE AMOUNT OF COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE, APPOINTED BY THE CHAIRMAN OF THE BOARD. THIS COMMITTEE CONSISTED OF BOARD MEMBERS WITH VARIOUS PROFESSIONAL, LEGAL, AND BUSINESS BACKGROUNDS. THE COMPENSATION COMMITTEE DETERMINES THE SALARY PARAMETERS BASED ON AN EXTENSIVE REVIEW OF SALARIES AND COMPENSATION PAID PRESIDENTS OF OTHER SIMILARLY SIZED UNIVERSITIES, INCLUDING DATA FROM THE CARNEGIE CLASSIFICATIONS PUBLISHED IN THE CHRONICLE OF HIGHER EDUCATION. NEGOTIATIONS BETWEEN THE COMMITTEE AND THE PRESIDENT LEAD TO A DRAFT CONTRACT THAT IS SUBMITTED TO THE LINDERWOOD UNIVERSITY BOARD OF DIRECTORS EXECUTIVE COMMITTEE FOR REVIEW, COMMENT, AND OVERSIGHT INSTRUCTION. CHANGES, MODIFICATIONS, AND RECOMMENDATIONS FROM THE EXECUTIVE COMMITTEE LEAD TO FURTHER NEGOTIATIONS WITH THE PRESIDENT IN ORDER TO IMPLEMENT THEIR RECOMMENDATIONS. THE FINAL CONTRACT DRAFT IS THEN SUBMITTED TO THE FULL LINDENWOOD UNIVERSITY BOARD OF DIRECTORS FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC AT THIS TIME. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN SPLIT-INTEREST AGREEMENT -49,006.