2014-05-05T10:23:11-05:00 2013-12-31 420714325 MCGLADREY LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2013-01-01 541210751 NATIONAL GROCERS ASSOCIATION NATI 7035160700 1005 NORTH GLEBE ROAD NO 250 ARLINGTON VA 22201 PETER J LARKIN PRESIDENT & CEO 7035160700 2014-05-01 1 YONG ZHANG CPA P01249785 7033366400 2013 2015-11-30 17:44:51Z PETER J LARKIN 1005 NORTH GLEBE ROAD NO 250 ARLINGTON VA 22201 8688998 0 X WWW.NATIONALGROCERS.ORG X 1982 DC TO ADVANCE THE COMMON INTEREST OF INDEPENDENT RETAIL GROCERS,WHOLESALERS AND MANUFACTURERS. 48 47 28 0 32175 0 2860 4046 2656705 4268902 181909 222854 2577925 2341657 5419399 6837459 0 0 0 0 2594081 2913858 0 0 0 3257666 3467631 5851747 6381489 -432348 455970 10824035 12434093 2624613 3407485 8199422 9026608 X TO ADVANCE THE COMMON INTERESTS, IMPROVE THE LEVEL OF TRUST AND MUTUAL UNDERSTANDING AND ENHANCE THE BUSINESS PARTNERSHIPS BETWEEN INDEPENDENT RETAIL GROCERS, COOPERATIVE AND VOLUNTARY WHOLESALE DISTRIBUTORS, MANUFACTURERS AND SUPPLIERS ENGAGED PRIMARILY IN THE SALE AND DISTRIBUTION OF FOOD, BEVERAGES, CONSUMER PRODUCTS AND SERVICES SO AS TO BETTER SERVE THE CONSUMER. 0 0 EDUCATION: CONDUCT AN ANNUAL CONVENTION, SPONSOR EDUCATIONAL PROGRAMS INCLUDING TWO EXECUTIVE LEADERSHIP DEVELOPMENT PROGRAMS, A FINANCIAL MANAGEMENT CONFERENCE, WEBINARS AND PUBLISH A NEWSLETTER. GOVERNMENT RELATIONS AND INDUSTRY RELATIONS: CONDUCT AN ANNUAL CONVENTION, CONDUCT A LEADERSHIP MEETING THAT INCLUDES ALL SECTORS OF THE INDEPENDENT GROCERY CHANNEL AND PUBLISH A NEWSLETTER. 0 0 0 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 75 0 1 28 1 1 1 0 0 0 1 1 0 X 48 47 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 0 0 0 X CHARLES W BRAY 7035160700 1005 NORTH GLEBE ROAD STE 250 ARLINGTON VA 22201 JOSEPH SHERIDAN CHAIRMAN 1.00 X X 0 0 0 CHRISTOPHER COBORN IMMEDIATE PAST CHAIRMAN 1.00 5.00 X X 0 0 0 RICHARD NIEMANN JR VICE CHAIRMAN 1.00 X X 0 0 0 NEAL BERUBE SECRETARY 1.00 X X 0 0 0 KEVIN DORIS TREASURER 1.00 X X 0 0 0 ROGER COLLINS EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JERRY GARLAND EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 RICH MCMENAMIN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JAMES RIED EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CHERYL SOMMER EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CAROLE BITTER PHD EX-OFFICIO MEMBER 1.00 5.00 X 0 0 0 MARK BATENIC EX-OFFICIO MEMBER 1.00 X 0 0 0 JH CAMPBELL EX-OFFICIO MEMBER 1.00 5.00 X 0 0 0 MICHAEL NEEDLER EX-OFFICIO MEMBER 1.00 5.00 X 0 0 0 STEVEN SMITH EX-OFFICIO MEMBER 1.00 X 0 0 0 TED ADORNATO BOARD MEMBER 1.00 X 0 0 0 RANDY ARCENEAUX BOARD MEMBER 1.00 X 0 0 0 MARTIN ARTER BOARD MEMBER 1.00 X 0 0 0 MICHAEL BOZZUTO BOARD MEMBER 1.00 X 0 0 0 BRAD BROOKSHIRE BOARD MEMBER 1.00 X 0 0 0 RF BUCHE BOARD MEMBER 1.00 X 0 0 0 JUVENAL CHAVEZ SR BOARD MEMBER 1.00 X 0 0 0 SPENCER COATES BOARD MEMBER 1.00 X 0 0 0 CHRISTINE CURTIS BOARD MEMBER 1.00 X 0 0 0 JIM DENGES BOARD MEMBER 1.00 X 0 0 0 LINDA DOHERTY BOARD MEMBER 1.00 X 0 0 0 KEVIN ELLIOTT BOARD MEMBER 1.00 X 0 0 0 JAKE FONTENOT BOARD MEMBER 1.00 X 0 0 0 RICK GEYER BOARD MEMBER 1.00 X 0 0 0 JANEL HAUGARTH BOARD MEMBER 1.00 X 0 0 0 DAVE JONES BOARD MEMBER 1.00 X 0 0 0 OMAR KHALAF BOARD MEMBER 1.00 X 0 0 0 MARCY LEBLANC BOARD MEMBER 1.00 X 0 0 0 BRIAN LERNIHAN BOARD MEMBER 1.00 X 0 0 0 BOB LING BOARD MEMBER 1.00 X 0 0 0 NOLAN LOCKWOOD BOARD MEMBER 1.00 X 0 0 0 DAVID MANIACI BOARD MEMBER 1.00 X 0 0 0 BOB MCTEIR BOARD MEMBER 1.00 X 0 0 0 CALVIN MILLER BOARD MEMBER 1.00 X 0 0 0 DAVID MITCHELL BOARD MEMBER 1.00 X 0 0 0 ALAN NIDIFFER BOARD MEMBER 1.00 X 0 0 0 JIM NILSSON BOARD MEMBER 1.00 X 0 0 0 JACK PORTER BOARD MEMBER 1.00 X 0 0 0 BARRY QUEEN BOARD MEMBER 1.00 X 0 0 0 DAN SHAUL BOARD MEMBER 1.00 X 0 0 0 TRIG SOLBERG BOARD MEMBER 1.00 X 0 0 0 ERIC STILLE BOARD MEMBER 1.00 X 0 0 0 MIKE STOLARZ BOARD MEMBER 1.00 X 0 0 0 MIKE STONE BOARD MEMBER 1.00 X 0 0 0 ERIC TAYLOR BOARD MEMBER 1.00 X 0 0 0 LISA WALSH BOARD MEMBER 1.00 X 0 0 0 JIMMY WRIGHT BOARD MEMBER 1.00 X 0 0 0 PETER LARKIN PRESIDENT & CEO 38.00 5.00 X X 566752 0 108686 CHARLES W BRAY EXEC.VP/COO 38.00 5.00 X 346786 0 63508 THOMAS WENNING EXEC.VP/GENERAL COUNSEL 38.00 5.00 X 241304 0 61094 GREGORY FERRARA VP 38.00 X 127128 0 33590 AILEEN MUNSTER VP 38.00 5.00 X 106533 0 18957 1388503 0 285835 5 0 1 0 MP PRODUCTIOINS LLC 6700 ALLIED WAY LITTLE ROCK AR 72209 A/V PRODUCTION 195158 THE CAPITAL GROUP 136 15TH ST NW STE 329 WASHINGTON DC 20005 LOBBYING 144754 FREEMAN COMPANIES PO BOX 650036 DALLAS TX 75265 PRODUCTION SERVICES 133980 EPSTEIN BECKER & GREEN PC 1227 25TH ST NW STE700 WASHINGTON DC 200371156 LEGAL 116094 4 4046 4046 CONVENTION/CONFERENCE 611430 2633652 838902 1794750 MEMBERSHIP DUES 900099 1326425 1326425 FAIRNESS CAMPAIGN 900099 308825 308825 4268902 83580 83580 2290287 2290287 1990813 1851539 139274 139274 139274 ADVERTISING 541800 32175 32175 OTHER REVENUE 900099 19195 19195 51370 6837459 2474152 32175 4327086 1402631 1211302 38233 127458 134234 144078 32374 144754 236848 15050 304230 115648 330706 215140 1582156 74326 43798 DUES & SUBSCRIPTIONS 182434 OTHER EXPENSES 31732 TRAINING 8612 TEMPORARY HELP 5745 6381489 7362 1045 3565261 2678406 539037 849736 723747 576736 235909 164397 120914 71512 5832410 8220188 10000 10000 25304 26470 10824035 12434093 317800 292881 2228406 3012294 78407 102310 2624613 3407485 X 8199422 9026608 8199422 9026608 10824035 12434093 455970 371217 0 X X 0 1 X 1 0 0 0 1 1635250 293000 25120 318120 240382 77738 219326 154320 65006 16583 10077 6506 71512 DEFERRED RENT 102310 102310 X 7357137 371217 148461 519678 6837459 0 6837459 6540725 159236 159236 6381489 0 6381489 PART X, LINE 2: THE ASSOCIATION ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ASSOCIATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE ASSOCIATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: NGASC REVENUE INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 7,530. FOUNDATION REVENUE INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 140,931. PART XII, LINE 2D - OTHER ADJUSTMENTS: NGASC EXPENSES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 11,327. FOUNDATION EXPENSES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 147,909. X X 1 1 X X 0 0 0 PETER LARKIN PRESIDENT & CEO 456840 0 107900 0 2012 0 68500 0 40186 0 675438 0 0 0 CHARLES W BRAY EXEC.VP/COO 289618 0 54080 0 3088 0 40395 0 23113 0 410294 0 0 0 THOMAS WENNING EXEC.VP/GENERAL COUNSEL 206142 0 30225 0 4937 0 34438 0 26656 0 302398 0 0 0 GREGORY FERRARA VP 111955 0 15000 0 173 0 13017 0 20573 0 160718 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: NGA PROVIDES TRAVEL FOR STAFF OFFICERS' COMPANIONS TO OUR ANNUAL CONVENTION AND OTHER MEETINGS AS APPROVED BY THE PRESIDENT AND CEO. TAX INDEMNIFICATION AND GROSS-UP PAYMENT: THIS ONLY APPLIES TO THE PRESIDENT, CEO AND EXECUTIVE VP/COO OF THE ORGANIZATION. THE GROSS UP SALARY WAS TAXABLE FOR THE PRESIDENT, CEO AND EXECUTIVE VP/COO. FORM 990, PART VI, SECTION A, LINE 6 NGA MEMBERS INCLUDE REGULAR MEMBERS AND ASSOCIATE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A EACH REGULAR NGA AND AN ASSOCIATE MEMBER HAS ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO THE CERTIFICATE OF INCORPORATION; APPROVAL OF MERGER OR DISSOLUTION OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 TAX FORMS ARE REVIEWED BY THE CONTROLLER, THE EXECUTIVE VICE PRESIDENT AND COO AND THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION B, LINE 12C BOARD OF DIRECTORS ARE PRESENTED ANNUALLY WITH AND REVIEW THE COMPLIANCE WITH CONFLICT OF INTEREST POLICIES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS AND INCLUDES OVERSIGHT BY THE AUDIT COMMITTEE. FORM 990, PART VI, LINE 15A THE BOARD OF DIRECTORS APPROVES THE PRESIDENT & CEO'S, AND OTHER TOP EXECUTIVES' COMPENSATION BASED ON PERFORMANCE, ACHIEVEMENT OF WRITTEN GOALS AND OBJECTIVES AS DETERMINED BY THE EXECUTIVE COMMITTEE. NGA RESEARCH AND EDUCATION FOUNDATION 1005 NORTH GLEBE RD STE 250 ARLINGTON VA 22201 541634757 IMPROVE THE PRODUCTIVITY IN ALL KEY AREAS OF GROCERY INDUSTRY VA 501(C)(3) 7 NATIONAL GROCERS ASSOCIATION 1 NGA PAC 1005 NORTH GLEBE RD STE 250 ARLINGTON VA 22201 454018300 PAC VA 527 NATIONAL GROCERS ASSOCIATION 1 NGA SERVICE CORPORATION 1005 NORTH GLEBE RD STE 250 ARLINGTON VA 22201 541754976 PROVIDE TECHNOLOGY, EQUIPMENT, FIXTURES, FINANCING AND EFFICIENCY PROGRAMS. DE NATIONAL GROCERS ASSOCIATION C 76214 106183 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0