2014-04-30T14:44:16-05:00 2013-12-31 060530830 SEWARD AND MONDE CPA'S 296 STATE STREET NORTH HAVEN CT 064732165 990 2013-01-01 521547103 JOHN PAUL II SHRINE AND INSTITUTE INC JOHN 2037524323 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 CHARLES E MAURER JR SECRETARY 2037524323 2014-04-30 1 THOMAS F LYDEN P01215353 2032489341 2013 2015-11-30 17:44:51Z CHARLES E MAURER JR ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 10733121 0 X WWW.JOHNPAULII.EDU, WWW.JP2SHRINE.ORG X 1987 DC OPERATION OF AN INSTITUTE WHICH PROVIDES POST-GRADUATE DEGREE AND NON-DEGREE COURSES OF STUDY IN THEOLOGY OF MARRIAGE AND FAMILY, AND A WORLD-CLASS MUSEUM DEPICTING THE LIFE AND LEGACY OF THE BLESSED JOHN PAUL II AND ON CATHOLIC HERITAGE OF NORTH AMERICA. 8 2 29 0 0 0 6609525 9816162 905975 916959 0 0 0 0 7515500 10733121 591350 605100 0 0 1572622 1651363 0 0 382829 4490402 5204037 6654374 7460500 861126 3272621 29620903 34706033 10193808 12006317 19427095 22699716 X TO PROVIDE A COMPREHENSIVE UNDERSTANDING OF MARRIAGE AND FAMILY FAITHFUL TO THE CATHOLIC MAGISTERIAL TRADITION IN LIGHT OF THE TEACHINGS OF THE SECOND VATICAN COUNCIL AND POPE JOHN PAUL II, BY MEANS OF A MULTIDISCIPLINARY EDUCATION CENTERED IN THEOLOGY AND INTEGRATED IN LIGHT OF JOHN PAUL II'S NOTION OF MAN AND WOMAN AS AN EMBODIED, SEXUALLY DIFFERENTIATED COMMUNION OF PERSONS CREATED IN THE IMAGE OF GOD AND DESTINED FOR A STATE OF LIFE; TO DEVELOP A CRITICAL UNDERSTANDING OF ISSUES ON MARRIAGE AND FAMILY, BIOTECHNOLOGY AND ETHICS IN LIGHT OF WESTERN/MODERN ASSUMPTIONS REGARDING THE HUMAN PERSON, AS THESE BEAR ON THE NATURE AND DIGNITY OF HUMAN LIFE; TO OFFER ACCREDITED PONTIFICAL DEGREE PROGRAMS, AS WELL AS CIVILLY ACCREDITED GRADUATE DEGREE PROGRAMS (MASTER'S, LICENSE, AND DOCTORAL-LEVEL EDUCATION); THE OPERATION AND MAINTENANCE OF THE BLESSED JOHN PAUL II SHRINE, A WORLD-CLASS MUSEUM DEPICTING THE LIFE AND LEGACY OF THE BLESSED JOHN PAUL II AND ON CATHOLIC HERITAGE OF NORTH AMERICA. 0 0 2783839 605100 914402 THE ORGANIZATION AND OPERATION OF THE PONTIFICAL JOHN PAUL II INSTITUTE FOR STUDIES ON MARRIAGE AND FAMILY, WHICH PROVIDES POST-GRADUATE DEGREE AND NON-DEGREE COURSES OF STUDY TO 107 STUDENTS IN THEOLOGY OF MARRIAGE AND FAMILY. 3397935 0 2557 THE OPERATION AND MAINTENANCE OF THE BLESSED JOHN PAUL II SHRINE, A WORLD-CLASS MUSEUM DEPICTING THE LIFE AND LEGACY OF THE BLESSED JOHN PAUL II AND ON CATHOLIC HERITAGE OF NORTH AMERICA. 6181774 1 1 0 0 0 0 0 1 0 0 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 1 120 0 1 29 1 0 0 0 0 0 0 0 0 0 0 X 8 2 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI NJ DC X CHARLES E MAURER JR 2037524227 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 CARL A ANDERSON PRESIDENT 3.00 57.00 X X 0 2026537 37281 LOGAN T LUDWIG VICE PRESIDENT 5.00 50.00 X X 0 272721 27975 CHARLES E MAURER JR SECRETARY 1.00 54.00 X X 0 318684 28817 MICHAEL J O'CONNOR TREASURER 1.00 54.00 X X 0 226589 35742 VIRGIL C DECHANT DIRECTOR 1.00 7.00 X 0 28920 0 MOST REV WILLIAM E LORI DIRECTOR 1.00 9.00 X 0 0 0 JOHN A MARRELLA DIRECTOR 1.00 54.00 X 0 439867 30230 THOMAS P SMITH JR DIRECTOR 1.00 54.00 X 0 785227 37827 DENNIS A SAVOIE PAST VICE PRESIDENT 1.00 54.00 X X 0 601407 30230 RONALD J TRACZ ASSISTANT SECRETARY 1.00 54.00 X 0 221498 25989 TERRENCE T LESCOE CHIEF FINANCIAL OFFICER 1.00 54.00 X 0 291441 28420 REV ANTONIO LOPEZ DEAN/PROFESSOR 40.00 0.00 X 0 0 13194 PATRICK E KELLY EXECUTIVE DIRECTOR - JPII SHRINE 31.00 20.00 X 0 193678 32315 DAVID L SCHINDLER PROFESSOR 40.00 0.00 X 111595 0 22283 111595 5406569 350303 1 0 1 0 GALLAGHER & ASSOCIATES 8665 GEORGIA AVENUE SILVER SPRING MD 20910 ARCHITECT SERVICES 624435 DONNA LAWRENCE PRODUCTIONS INC 624 BAXTER AVENUE LOUISVILLE KY 40204 EXHIBIT DESIGN SERVICES 484758 SECURAMERICA LLC DEPT 40277 PO BOX 740209 ATLANTA GA 30374 SECURITY SERVICES 477195 HOP PROPERTIES LLC 764 FAIRVIEW AVE SUITE F ANNAPOLIS MD 21403 PROJECT MANAGEMENT 330882 COMMUNICATIONS CORPORATION OF AMERICA 13195 FREEDOM WAY BOSTON VA 22713 MARKETING & PROMOTION 157478 7 8950785 865377 9816162 TUITION AND FEES 611310 916959 916959 916959 10733121 916959 0 0 605100 605100 13194 13194 1116707 870852 245855 70867 60449 10418 367965 295905 72060 82630 68355 14275 55025 32782 9825 12418 68960 40929 28031 168926 162327 6599 169651 95250 4178 70223 1444325 1028985 115152 300188 182506 171947 10559 991049 780401 210648 31835 22526 9309 54996 45596 9400 478904 401494 77410 923066 880970 42096 49195 41528 7667 STUDENT EVENTS 26795 26795 EXHIBIT EXPENSE 218908 218908 PROFESSORIAL COSTS 213619 213619 CULTURAL & PASTORAL RES 85894 85894 40383 17968 22415 7460500 6181774 895897 382829 275072 1157085 5603 156990 30889 27894 6808777 6528802 28929870 2100608 22488312 26829262 12250 6000 29620903 34706033 295046 2204314 79557 214570 9819205 9587433 10193808 12006317 X 19427095 22699716 19427095 22699716 29620903 34706033 3272621 0 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 2600000 2600000 20148209 1869422 18278787 435627 105518 330109 5746034 125668 5620366 26829262 DUE TO KNIGHTS OF COLUMBUS FOURTH DEGREE FUND 1128 DEMAND NOTES PAYABLE TO KNIGHTS OF COLUMBUS 9500000 DUE TO KNIGHTS OF COLUMBUS 85255 DUE TO KNIGHTS OF COLUMBUS CHARITIES, INC. 1050 9587433 11336825 990304 990304 10346521 386600 386600 10733121 8064204 990304 990304 7073900 386600 386600 7460500 PART III, LINE 1A: THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. PART III, LINE 4: MUSEUM COLLECTIONS CONSIST OF ART OBJECTS THAT ARE HELD FOR EDUCATIONAL AND CURATORIAL PURPOSES THAT DEPICT THE LIFE AND LEGACY OF THE BLESSED JOHN PAUL II AND ON CATHOLIC HERITAGE OF NORTH AMERICA. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP GRANTS 386,600. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP GRANTS 386,600. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 A STATEMENT REGARDING OUR NONDISCRIMINATORY POLICY WAS PUBLICIZED IN THE MEDIA. SCHEDULE E, PART I, LINE 6 THE INSTITUTE PARTICIPATES IN A FEDERAL STUDENT FINANCIAL ASSISTANCE PROGRAM. 1 SCHOLARSHIPS TO STUDENTS ATTENDING CLASSES AT THE PONTIFICAL JOHN PAUL II INSTITUTE FOR STUDIES ON MARRIAGE AND FAMILY 64 386600 FAIR MARKET VALUE REDUCTION OF TUITION COST CHARGED TO STUDENT FELLOWSHIPS TO STUDENTS ATTENDING CLASSES AT THE PONTIFICAL JOHN PAUL II INSTITUTE FOR STUDIES ON MARRIAGE AND FAMILY 18 218500 N/A N/A PART I, LINE 2: INDIVIDUALS RECEIVING SCHOLARSHIP GRANTS AND FELLOWSHIP STIPENDS IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE ARE DETERMINED TO BE QUALIFYING RECIPIENTS BASED ON A REVIEW BY AN INDEPENDENT PANEL OF THE INDIVIDUAL'S ACADEMIC MERITS RELEVANT TO THE EDUCATIONAL PROGRAM CONDUCTED AT THE INSTITUTE AND FINANCIAL NEED. EACH SEMESTER THE ORGANIZATION WILL REVIEW REGISTRATION RECORDS TO ENSURE THAT A STUDENT IS ENROLLED IN CLASSES BEFORE A SCHOLARSHIP OR FELLOWSHIP IS AWARDED. IF THE STUDENT WITHDRAWS BEFORE HALF OF THE SEMESTER IS COMPLETED, HE OR SHE IS REQUIRED TO REPAY THE ENTIRE SEMESTER'S AWARD. IF A STUDENT WITHDRAWS AFTER THE HALFWAY POINT OF THE SEMESTER, HE OR SHE IS ENTITLED TO RETAIN THE FULL AWARDED AMOUNT. THE ORGANIZATION MAINTAINS A LISTING OF ALL SCHOLARSHIP AND FELLOWSHIP RECIPIENTS AND AMOUNTS AWARDED TO EACH STUDENT. X X X X 0 1 0 0 0 0 0 0 0 CARL A ANDERSON PRESIDENT 0 844200 0 247250 0 935087 0 7650 0 29631 0 2063818 0 0 LOGAN T LUDWIG VICE PRESIDENT 0 187100 0 47450 0 38171 0 5395 0 22580 0 300696 0 0 CHARLES E MAURER JR SECRETARY 0 207900 0 54350 0 56434 0 6237 0 22580 0 347501 0 0 MICHAEL J O'CONNOR TREASURER 0 185500 0 37550 0 3539 0 5565 0 30177 0 262331 0 0 JOHN A MARRELLA DIRECTOR 0 309400 0 77150 0 53317 0 7650 0 22580 0 470097 0 0 THOMAS P SMITH JR DIRECTOR 0 405300 0 96550 0 283377 0 7650 0 30177 0 823054 0 0 DENNIS A SAVOIE PAST VICE PRESIDENT 0 341539 0 77150 0 182718 0 7650 0 22580 0 631637 0 0 RONALD J TRACZ ASSISTANT SECRETARY 0 184764 0 30650 0 6084 0 3409 0 22580 0 247487 0 0 TERRENCE T LESCOE CHIEF FINANCIAL OFFICER 0 233200 0 52050 0 6191 0 5840 0 22580 0 319861 0 0 PATRICK E KELLY EXECUTIVE DIRECTOR - JPII SHRINE 0 172235 0 19600 0 1843 0 2138 0 30177 0 225993 0 0 PART I, LINE 4B CARL A. ANDERSON $922,682 LOGAN T. LUDWIG 27,248 CHARLES E. MAURER, JR. 45,191 JOHN A. MARRELLA 50,531 THOMAS P. SMITH, JR. 276,746 DENNIS A. SAVOIE 171,221 KNIGHTS OF COLUMBUS SPONSORS A NONQUALIFIED DEFERRED COMPENSATION PLAN THAT IS DESIGNED TO MAKE UP FOR BENEFITS LOST IN THE TAX-QUALIFIED RETIREMENT PLAN DUE TO IRS LIMITS. ONCE A PARTICIPANT BECOMES VESTED IN THIS NONQUALIFIED DEFERRED COMPENSATION PLAN, BY LAW, THE PARTICIPANT IS TAXED ON THE VESTED AMOUNT. THE KNIGHTS OF COLUMBUS' PLAN PROVIDES THAT UPON VESTING, A PARTICIPANT WILL RECEIVE A PAYMENT FOR THE ESTIMATED INCOME TAXES RELATED TO THE VESTED AMOUNT. THE ABOVE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I: KNIGHTS OF COLUMBUS PROVIDES TO THE ORGANIZATION A DIRECTOR AND SUPPORT STAFF TO RUN THE DAY-TO-DAY OPERATIONS OF THE BLESSED JOHN PAUL II SHRINE. KNIGHTS OF COLUMBUS ALSO PROVIDES ADMINISTRATIVE SUPPORT TO ASSIST WITH THE DAY-TO-DAY OPERATIONS WITHOUT CHARGE. X 23 0 N/A 0 0 1 0 PART I, LINE 33: THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE SHRINE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. FORM 990, PART VI, SECTION A, LINE 6 THE BOARD OF DIRECTORS OF KNIGHTS OF COLUMBUS, A FRATERNAL BENEFIT ORGANIZATION, ARE THE SUSTAINING MEMBERS OF JOHN PAUL II SHRINE AND INSTITUTE, INC. FORM 990, PART VI, SECTION A, LINE 7A THE SUSTAINING MEMBERS OF JOHN PAUL II SHRINE AND INSTITUTE, INC. ELECT THE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE 990 IS DISTRIBUTED TO EACH BOARD MEMBER FOR REVIEW BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS ALL BOARD MEMBERS AND TOP MANAGEMENT OFFICIALS ARE REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE. ALL POTENTIAL ISSUES ARE REVIEWED AND RESOLVED BY THE SECRETARY'S OFFICE IN CONJUNCTION WITH THE CHIEF COMPLIANCE OFFICER AND THE INTERNAL AUDIT DEPARTMENT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE ORGANIZATION'S EMPLOYEES IS DETERMINED BY A COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE COMPENSATION PROCESS AND INDEPENDENT REVIEW WAS PERFORMED BY A RELATED ORGANIZATION, KNIGHTS OF COLUMBUS. KNIGHTS OF COLUMBUS' COMPENSATION PROCESS IS AS FOLLOWS: THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS, INCLUDING IN 2013, FOR A REVIEW OF THE REASONABLENESS OF TOTAL COMPENSATION PROVIDED TO SUPREME OFFICERS AND OTHER TOP MANAGEMENT OFFICIALS. THE INDEPENDENT COMPENSATION CONSULTANT USES SURVEY SOURCES THAT THEY HAVE COMPILED PLUS OTHER PUBLISHED SURVEYS TO PRESENT A REPORT OF COMPARABLE MARKET DATA OF TOTAL COMPENSATION FOR EACH MANAGEMENT POSITION. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS AND DISCUSSES THE COMPARABLE MARKET DATA BEFORE MAKING A RECOMMENDATION TO THE BOARD OF DIRECTORS. AFTER A REVIEW AND DISCUSSION ABOUT THE COMPARABLE MARKET DATA AND THE INDIVIDUALS IN THE ROLES UNDER REVIEW, A VOTE IS TAKEN TO APPROVE A NEW SALARY RANGE FOR THE TOP MANAGEMENT INDIVIDUALS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE PHOTOCOPIED AND MAILED TO INDIVIDUALS OR ORGANIZATIONS UPON REQUEST. FORM 990, SCHEDULE R-1, PART II, COLUMN D: KNIGHTS OF COLUMBUS CANADA CHARITIES, INC.'S EXEMPT CODE SECTION: CANADA CHARITIES IS EXEMPT FROM FEDERAL TAXATION IN CANADA UNDER PARAGRAPH 149(1)(F) OF THE INCOME TAX ACT AND IS DESIGNATED AS A "PUBLIC FOUNDATION" PER PARAGRAPH 149.1(6.3) OF THE ACT. KNIGHTS OF COLUMBUS ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 060416470 FRATERNAL BENEFIT ORGANIZATION CT 501(C)(8) N/A 0 KNIGHTS OF COLUMBUS CHARITIES USA INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 412140273 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 11B KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CHARITIES INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 237227608 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 7 KNIGHTS OF COLUMBUS 1 THE KNIGHTS OF COLUMBUS MUSEUM INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 061590283 OPERATION OF A MUSEUM CT 501(C)(3) 11B KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CANADA CHARITIES INC 1843 TRAPPERS AVE WINDSOR, ON CA N8P 1T1 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CA SEE SCHD O KNIGHTS OF COLUMBUS 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 KNIGHTS OF COLUMBUS - 501(C)(8) C 8938785 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) P 440916 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) E 478904 FAIR MARKET VALUE