2014-03-14T12:05:03-05:00 2013-06-30 GRANT THORNTON LLP 175 W JACKSON BLVD STE 2000 CHICAGO IL 60604 990 2012-07-01 363186328 Ounce of Prevention Fund % MARK BECKER OUNC 3129223863 33 W Monroe Suite 2400 Chicago IL 60603 DIANA RAUNER 3129223863 2014-03-13 true JULIE A DEE 3128560200 2012 2015-11-30 17:44:51Z Sarah Bradley 33 W Monroe Chicago IL 60603 50203513 false X www.ounceofpreventionfund.org X 1982 IL The Ounce of Prevention Fund gives children in poverty the best chance for success in school and in life by advocating for and providing the highest quality care and education from birth to age five. 33 33 291 240 0 49886636 48085310 0 88691 1285638 1807708 0 0 51172274 49981709 16255690 16634113 0 0 17452950 19131443 0 0 1415970 12948981 13617834 46657621 49383390 4514653 598319 51205495 51699836 8126300 7180570 43079195 44519266 X The Ounce of Prevention Fund gives children in poverty the best chance for success in school and in life by advocating for and providing the highest quality care and education from birth to age five. false false 17154079 7917638 0 The Ounce provides high-quality early childhood services for low-income children, birth to age five, and their families as well as services to pregnant women, through a multi-site network of Early Head Start and Head Start directly-operated programs, and partner and delegate agencies, in high-needs communities throughout the city and surrounding suburbs. In fiscal year 2013, the Ounce directly operated two programs at the Educare School of Chicago, and one program at the Hayes Center, and subcontracted with seven agencies at 17 geographically- and racially-diverse sites, serving more than 1,400 young children and pregnant women and their families. 10867227 8113392 0 The Ounce's Illinois Birth to Three Institute (IBTI) annually reaches more than 2,000 at-risk young children, pregnant women and their families through our statewide network of home visiting and doula services. IBTI conducts specialized training and technical assistance for 200 early childhood professionals working in 30 community agencies across Chicago and throughout Illinois. 5380797 333334 0 The National Policy Team and Educare Learning Network (ELN) extend the impact of the Ounce's extensive early childhood knowledge and expertise in states across the country through consultation and technical assistance on program, public policy and systems work; research and evaluation; organizational capacity building; and philanthropic engagement strategies. The ELN is a multi-state collective of Educare schools that provides and promotes high-quality, outcomes-based learning environments for vulnerable children, birth to five, and their families. The ELN also assists in the cultivation of key stakeholder relationships in communities nationwide that are interested in developing and operating Educare schools that best serve the needs of at-risk children and families. 13063140 269749 88691 46465243 true true false true false false false false false true true false false false true true false true false false false false false false false false false true false true false false false false false false false false false false false false true true true false false false true 188 0 true 291 true false false false false false false false false false false X 33 33 false false false false false false false true true false false true true true true true true true true false IL X MARK BECKER 3129223863 33 W MONROE SUITE 2400 Chicago IL 60603 X Ms Billie Wright Adams MD 1.0 X 0 0 0 Mr Curt R Bailey 1.0 X 0 0 0 Ms Susan Baird 1.0 X 0 0 0 Mr Francis Beidler III 1.0 X 0 0 0 Ms Susan Buffett 1.0 X 0 0 0 Ms Denise A Bunning 1.0 X 0 0 0 Mr David Casper 1.0 X 0 0 0 Ms Mawiyah Coates 1.0 X 0 0 0 Ms Eloise Cornelius 1.0 X 0 0 0 Ms Deborah Daro Ph D 1.0 X 0 0 0 Ms Kelly King Dibble 1.0 X 0 0 0 Ms Marilyn Fields 1.0 X 0 0 0 Ms Marquia Fields 1.0 X 0 0 0 Ms Lula M Ford 1.0 X 0 0 0 Mr Bill Friend 2.0 X X 0 0 0 Ms Keith Kiley Goldstein 1.0 X 0 0 0 Ms Marcia Rusty Hellman 1.0 X 0 0 0 Mr Alan King 1.0 X 0 0 0 Mr Timothy J Landon 1.0 X 0 0 0 Ms Virginia F Oviedo 1.0 X 0 0 0 Ms Francessca Phillips 1.0 X 0 0 0 Dr Isabel Navarrete Polsky 1.0 X 0 0 0 Mr Raul I Raymundo 1.0 X 0 0 0 Mr Richard E Rothkopf 1.0 X 0 0 0 Ms Cari Sacks 1.0 X 0 0 0 Ms Diana Sands 1.0 X 0 0 0 Ms Jean Schlemmer 1.0 X 0 0 0 Mr JM Jim Schultz 1.0 X 0 0 0 Ms Catherine M Siegel 2.0 X X 0 0 0 Ms Joyce Skoog 1.0 X 0 0 0 Mr Harrison I Steans 1.0 X 0 0 0 Ms Leah Taylor 1.0 X 0 0 0 Ms Anne L Touhy 1.0 X 0 0 0 Ms Helen Zell 1.0 X 0 0 0 Ms Diana Rauner 37.5 2.0 X 0 0 0 Ms Sarah Bradley 37.5 2.0 X 178527 0 11938 Ms Claire Dunham 37.5 X 156910 0 9667 Ms Portia Kennel 37.5 X 173759 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ORGANIZATION'S ENDOWMENT FUNDS The primary purpose of the endowment is to provide general operating funding to our operations. Form 990, Schedule D, Part X, Line 2 FIN 48 (ASC 740) FOOTNOTE The Ounce and Bounce DC have received a favorable determination letter from the Internal Revenue Service, stating that they are exempt from federal income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code of 1986, except for income taxes pertaining to unrelated business income. The Financial Accounting Standards Board issued guidance that requires tax effects from uncertain tax positions to be recognized in the financial statements only if the position is more likely than not to be sustained if the position were to be challenged by a taxing authority. Management has determined there are no material uncertain tax positions that require recognition in the consolidated financial statements. The Ounce and Bounce DC have not accrued any provision for income taxes as the Ounce and Bounce DC have had no significant unrelated business income. There is no interest or penalties recognized in the consolidated statements of activities or consolidated statements of financial position. The tax years ending 2010, 2011, 2012 and 2013 are still open to audit for both federal and state purposes. Form 990, Schedule D, Part XI, Line 2d OTHER Loss on Pledge Receivable -105,000. Book/Tax Difference in LP 66,972. ---------- Total -38,028. true Aunt Martha's YSP 233 W Joe Orr Rd Chicago Hts IL 60411 237188150 501(C)(3) 385928 Comm Based Family Services CHESI Rural Route 1 - PO Box 11 Cairo IL 62914 371100482 501(C)(3) 152440 Comm Based Family Services Catholic Charities 641 W Lake St Ste 306 Chicago IL 60661 362170821 501(C)(3) 417453 Comm Based Family Services Center for Children's Services 702 North Logan Avenue Danville IL 61832 370716057 501(C)(3) 517697 Comm Based Family Services Champaign County MH Center 1801 Fox Drive Champaign IL 61820 370913985 501(C)(3) 233958 Comm Based Family Services Child Abuse Council 525 West 16th St Moline IL 61265 362937848 501(C)(3) 207250 Comm Based Family Services Children's Development Center 650 North Main Street Rockford IL 61103 362643791 501(C)(3) 541173 Comm Based Family Services Christopher House 2507 N Greenview Chicago IL 60614 237316001 501(C)(3) 320697 Comm Based Family Services Comprehensive MH Center 3911 State Street East St Louis IL 62205 370760015 501(C)(3) 299000 Comm Based Family Services Family Focus Inc 310 S Peoria St Ste 401 Chicago IL 60607 362884042 501(C)(3) 1040278 Comm Based Family Services Fayette County Health Department 509 West Edwards Street Vandalia IL 62471 376000800 COUNTY GOV 99906 Comm Based Family Services Mercy Family Health Center 2525 S Michigan Ave Chicago IL 60616 363720708 501(C)(3) 640000 Comm Based Family Services La Voz Latina 412 Market Street Rockford IL 61107 362810675 501(C)(3) 229980 Comm Based Family Services Public Health Foundation of NW IL 10 West Linden Street Freeport IL 61032 113676983 501(C)(3) 78158 Comm Based Family Services Marillac Social Center 212 South Francisco Chicago IL 60612 362109717 501(C)(3) 263021 Comm Based Family Services New Moms 2825 West McLean Chicago IL 60647 363265804 501(C)(3) 213654 Comm Based Family Services Pilsen-Little Village 2319 South Damen Avenue Chicago IL 60608 362836998 501(C)(3) 359087 Comm Based Family Services One Hope United 215 N Milwaukee Ave Lake Villa IL 60046 362181967 501(C)(3) 216000 Comm Based Family Services The Children's Home 2130 N Knoxville Ave Peoria IL 61603 370662601 501(C)(3) 418914 Comm Based Family Services United Methodist Children's Home 2023 Richview Road Mt Vernon IL 62864 370673515 501(C)(3) 440176 Comm Based Family Services Visiting Nurses Association 1245 Corporate Boulevard Aurora IL 60504 362182095 501(C)(3) 107250 Comm Based Family Services Will County Health Department 501 Ella Avenue Joliet IL 60433 366006672 501(C)(3) 68391 Comm Based Family Services YWCA - Harris 360 N Wabash Ave Ste 800 Chicago IL 60601 362179765 501(C)(3) 208251 Comm Based Family Services YMCA of Metropolitan Chicago 801 N Dearborn Chicago IL 60610 362179782 501(C)(3) 120000 Comm Based Family Services Illinois Masonic 2025 Windsor Drive Oak Brook IL 60523 363196629 501(C)(3) 91910 Comm Based Family Services Teen Parent Connection 739 Roosevelt Rd Glen Ellyn IL 60137 363387034 501(C)(3) 88182 Comm Based Family Services Children's Home AidChildren's Foundation 403 S State Street Bloomington IL 61701 362167743 501(C)(3) 128158 Comm Based Family Services Sangamon County Dept of Public Health 2833 S Grant Ave East Springfield IL 62073 376002039 GOVT UNIT 226480 Comm Based Family Services University of Chicago 5801 S Ellis Chicago IL 60637 362177139 501(C)(3) 123722 Program Support Aunt Martha's YSP 233 W Joe Orr Rd Chicago Hts IL 60411 237188150 501(C)(3) 1578653 Head Start/Early Head Start Program Casa Central 1343 North California Chicago IL 60622 362728618 501(C)(3) 1934542 Head Start/Early Head Start Program Children's Home Aid 125 S Wacker Dr 14th Fl Chicago IL 60606 362167743 501(C)(3) 1239146 Head Start/Early Head Start Program One Hope United 215 N Milwaukee Ave Lake Villa IL 60046 362181967 501(C)(3) 216000 Head Start/Early Head Start Program The Children's Place Association 3059 W Augusta Blvd Chicago IL 60622 363641017 501(C)(3) 735752 Head Start/Early Head Start Program Centers for New Horizons 4150 S King Dr Chicago IL 60653 362729721 501(C)(3) 338054 Head Start/Early Head Start Program Scholarship and Guidance Assoc YFS 11 E Adams Ste 1500 Chicago IL 60603 362167916 501(C)(3) 980300 Head Start/Early Head Start Program Winnebago Tribe of Nebraska P O Box 687 Winnebago NE 68071 470489118 501(c)(3) 333334 program support University of Illinois at Chicago 1737 W Polk 304 AOBM/C672 Chicago IL 60612 376000511 501(c)(3) 269749 Program Support 35 0 Form 990, Schedule I, Part I, Line 2 ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE US The Ounce monitors the use of grant funds through established procedures written in our agreements with sites. Throughout the fiscal year, the Ounce staff routinely monitors the annual budgets, monthly and quarterly expense reports, and progress reports from sites. Close monitoring of their financial reports ensures that program funds are efficiently expended. Annual fiscal and program reports are reviewed and approved by the Ounce fiscal and program staff. X X X X X false false false false false false false false false Ms Sarah Bradley 178527 0 0 0 0 0 5900 0 6038 0 190465 0 0 0 Ms Claire Dunham 156910 0 0 0 0 0 5169 0 4498 0 166577 0 0 0 Ms Portia Kennel 173759 0 0 0 0 0 5900 0 6038 0 185697 0 0 0 Mr Anthony Raden 151036 0 0 0 0 0 1488 0 13008 0 165532 0 0 0 Ms Sonya Anderson 173637 0 0 0 0 0 5606 0 6218 0 185461 0 0 0 Mr Michael Bechtel 178026 0 0 0 0 0 2740 0 10335 0 191101 0 0 0 Ms Henriette Gratteau 143569 0 0 0 0 0 4676 0 13188 0 161433 0 0 0 Form 990, Part III, Line 4d OTHER PROGRAM SERVICES First Five Years Fund: Through the First Five Years Fund, the Ounce is building support for increased federal investments in high-quality early childhood programs for at-risk young children across the country, while also elevating the visibility of early childhood education in the public consciousness. Expenses= $3,384,969. Grants= $0. Revenue= $0. The Ounce Institute - Developing Excellence in Early Childhood: The Ounce Institute focuses on professional development for early childhood teachers and staff through training, technical assistance and consultation in Illinois and nationwide. The Ounce Institute seeks to expand the scale, scope and reach of the organizaiton's knowledge transfer, training and consultation work to a national audience, while also preparing early childhood professionals to implement effective programs that meet the needs of young children from birth to five. Expenses= $3,364,676. Grants= $0. Revenue= $88,691. Research-Practice Partnership: Through its research-practice partnership, the Ounce evaluates and documents early childhood best practices, retools existing strategies to elevate program quality, and contributes field-building knowledge about the effectiveness of birth-to-five investments in closing the achievement gap and breaking the cycle of intergenerational poverty. Expenses= $1,592,116. Grants= $0. Revenue= $0. Illinois Policy Team: The Ounce's Illinois Policy Team supports the development of a comprehensive, high-quality early childhood system in Illinois that meets the needs of children and their families. The Illinois Policy Team advocates for public policies and systems that benefit young children and their families by: educating program, community and opinion leaders about key issues in early childhood development; participating in key systems-building efforts to align early childhood with other disciplines; and mobilizing advocates. The Illinois Policy Team is a renowned leader in birth-to-five issues, and in effective policy and systems change on behalf of young children and families. Expenses= $1,430,322. Grants= $0. Revenue= $0. Other: The Ounce's special projects and program innovation staff focus on the development and implementation of new education, professional development and communications strategies and technologies to meet the changing needs of low-income children from birth to five, and their families, and to provide them with the highest quality and most effective programs and services. Public and private funds enable the Ounce to capitalize on the potential for new, mission-critical, research-based innovations to achieve measurable impact for the organization and the field, and to create meaningful and lasting change for children and families in poverty. Expenses= $3,291,057. Grants= $269,749. Revenue= $0. Total Other Program Services Expenses= $13,063,140. Total Other Program Services Grants= $269,749. Total Other Pregram Srevices Revenue= $88,691. Form 990, Part VI, Section B, Line 11b PROCESS THE ORGANIZATION USES TO REVIEW FORM 990 The Finance Committee of the Board of Directors reviews and comments on the draft Form 990. The full board subsequently receives the draft Form 990 prior to its electronic filing with the IRS. Form 990, Part VI, Section B, Line 12c ORGANIZATION'S PRACTICES FOR MONITORING CONFLICT OF INTEREST The director or key employee is obligated to disclose any conflict of interest. The Executive Committee reviews and votes on recommendations to the board regarding the conflict of interest. The full board takes action on the recommendations. The minutes of the meeting are disclosed to the full board membership. Form 990, Part VI, Section B, Lines 15a & 15b PROCESS FOR DETERMINING COMPENSATION OF TOP MANAGEMENT OFFICIAL In preparation for the budget each year, the Performance and Compensation Committee, an independent committee of the Board of Directors, reviews and approves the proposed compensation for the Ounce's President, COO and all other key employees using contemporaneous documentation which is measured against comparable data from the market. Form 990, Part VI, Section C, Line 19 ORGANIZATION'S POLICY REGARDING MAKING CERTAIN DOCUMENTS PUBLIC The annual report, which includes audited financial statements, is posted on the Ounce's website. The Articles of Incorporation, Bylaws and conflict of interest policy are available upon request. Form 990, Part XI, Line 9 OTHER CHANGES IN NET ASSETS Loss on Pledge Receivable -105,000. Book/Tax Difference in LP 66,972. ---------- Total -38,028. OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:STRATEGY AND ADVOCACY TOTAL FEES:1742043 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:CONSULTANTS/OTHER TOTAL FEES:1415893 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:HEALTH AND SAFETY CONSULTANTS TOTAL FEES:652727 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:PROGRAM DEVELOPMENT CONSULTANT TOTAL FEES:464838 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:TEMPORARY STAFF TOTAL FEES:457559 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:TRAINING CONSULTANTS TOTAL FEES:332448 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:PROJECT MANAGEMENT TOTAL FEES:241700 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:STRATEGIC PLANNING TOTAL FEES:230000 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:DESIGN FEES TOTAL FEES:125287 OTHER FEES FOR SERVICES FOR NON-EMPLOYEES FORM 990 PART IX LINE 11G DESCRIPTION:SECURITY TOTAL FEES:74857 First Five Years Fund LLC 33 W Monroe Suite 2400 Chicago IL 60603 363186328 Child Program DE 4529606 4027614 Ounce Bounce Network LLC 33 W Monroe Suite 2400 Chicago IL 60603 270294142 Educare exp. 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