2014-02-27T10:02:13-06:00 2013-06-30 390758449 WIPFLI LLP 10000 INNOVATION DRIVE SUITE 250 MILWAUKEE WI 532264837 990 2012-07-01 237337744 THE UWM FOUNDATION INC UWMF 4149064645 1440 EAST NORTH AVENUE MILWAUKEE WI 53202 CURTIS A STANG 4149064645 2014-02-11 1 DAVE GLOBIG P01356041 4144319300 2014-02-11 2012 2015-11-30 17:44:51Z CURTIS A STANG 1440 EAST NORTH AVE MILWAUKEE WI 53202 50471958 0 X WWW.UWMFDN.ORG X 1974 WI THE MISSION OF THE UWM FOUNDATION IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 30 30 46 29 0 0 20302603 11095532 0 0 2590432 2557727 -13491 -20574 22879544 13632685 12098288 10245991 0 0 750756 782548 0 0 264603 729314 918593 13578358 11947132 9301186 1685553 106628796 113867222 4000995 5318784 102627801 108548438 X THE MISSION OF THE UWM FOUNDATION IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 0 0 3475700 3475700 EDUCATIONAL PROGRAMS: SPECIAL PROJECTS INCLUDING SPONSORSHIP OF UW-MILWAUKEE'S PUBLIC RADIO STATION, HONORS PROGRAM, PERFORMING ARTS CONCERT HALL, SCIENCE BAG SERIES, AND INNER CITY NURSING CLINIC. 3579861 3579861 EDUCATION: GENERAL SUPPORT OF UW-MILWAUKEE'S ADMINISTRATION, SCHOOLS, COLLEGES, LIBRARY, ETC FOR THE BENEFIT OF ITS STUDENTS, FACULTY, AND STAFF. 2647401 2647401 SCHOLARSHIP PROGRAMS: FINANCIAL AID AWARDED TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN-MILWAUKEE. 615615 543030 EDUCATIONAL PROGRAMS: RESEARCH PROJECTS CONDUCTED BY FACULTY AND RESEARCHERS IN VARIOUS SCHOOLS INCLUDING HEALTH SCIENCES, ARCHITECTURE, ENGINEERING, LETTERS & SCIENCES, NURSING, AND GRADUATE SCHOOL.EDUCATION: COMMUNITY SERVICE PROGRAMS INCLUDING SEMINARS, LECTURES, AND PERFORMANCES SPONSORED BY UW-MILWAUKEE FOR THE ENRICHMENT OF THE METRO-MILWAUKEE COMMUNITY. 615615 543030 10318577 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 29 0 1 46 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 WI X CURTIS A STANG 4149064645 1440 E NORTH AVE MILWAUKEE WI 53202 RICARDO DIAZ 1.00 X 0 0 0 JACQUELYN FREDRICK 1.00 X 0 0 0 JACQUELINE HERD-BARBER 1.00 X 0 0 0 ROGER H KRIETE 1.00 X 0 0 0 H CARL MUELLER 1.00 X 0 0 0 DAVID O NICHOLAS 1.00 X 0 0 0 JILL G PELISEK 1.00 X 0 0 0 JOSEPH S POEHLING 1.00 X 0 0 0 AVI SHAKED 1.00 X 0 0 0 FREDERICK J SITZBERGER 1.00 X X 0 0 0 JOHN TEEVAN 1.00 X 0 0 0 JOHN B TORINUS JR 1.00 X 0 0 0 GREGG A TUSHAUS 1.00 X 0 0 0 GREGORY J UHEN 1.00 X 0 0 0 DARYL J WASZAK 1.00 X 0 0 0 DOUGLAS J WEAS 1.00 X 0 0 0 MARY ANN WRIGHT 1.00 X 0 0 0 F WILLIAM HABERMAN 1.00 X X 0 0 0 ANDREW R SCHIESL 1.00 X X 0 0 0 CHRISTINA FIASCA 1.00 X X 0 0 0 LAWRENCE SCHNUCK 1.00 X 0 0 0 ROBERT BUKOWSKI 1.00 X 0 0 0 LORI CRAIG 1.00 X 0 0 0 SCOTT HAAG 1.00 X 0 0 0 JOSEPH KERSCHNER MD 1.00 X 0 0 0 JOHN KERSEY 1.00 X 0 0 0 J PATRICK KEYES 1.00 X 0 0 0 TIMOTHY A NETTESHEIM 1.00 X 0 0 0 NICHOLAS WILSON 1.00 X 0 0 0 TONIT CALAWAY 1.00 X 0 0 0 CURTIS STANG 24.00 26.00 X 120810 0 21915 DAVID H GILBERT 8.00 53.00 X 69953 154443 3498 MICHAEL LOVELL 1.00 X 0 371939 0 ALLYSON NEMEC 1.00 X 0 0 0 190763 526382 25413 1 0 1 0 0 37028 11058504 349382 11095532 2340312 2340312 36946727 36729312 217415 217415 217415 54270 37028 87073 -32803 -32803 35117 22888 12229 12229 13632685 0 0 2537153 7598590 7598590 2647401 2647401 365461 365461 163505 97284 66221 55908 55908 112125 112125 85549 80483 5066 16770 16770 19962 19962 133469 133469 306439 42148 219481 44810 125557 49180 76377 1919 1919 104644 104644 23279 6299 5504 11476 19430 19430 12741 12741 154383 4177 89553 60653 11947132 10318577 1363952 264603 694561 2535373 17800031 13526812 54289 98513 11218 6388 791205 426427 45709 364778 77509570 84436043 10513418 12899315 106628796 113867222 221870 331855 3779125 4986929 4000995 5318784 X 3547606 3322466 80862975 86619998 18217220 18605974 102627801 108548438 106628796 113867222 1685553 4235084 0 X X 0 1 X 1 0 X 11057820 11417274 16589287 20302603 11095532 70462516 11057820 11417274 16589287 20302603 11095532 70462516 10318015 60144501 2091180 1779832 1713008 1973004 2340312 9897336 80359852 404354 0.74840 0.75840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20167678 455866 1799200 1567672 20855072 21057535 698503 -105639 1482721 20167678 15354154 2761784 3230333 288736 21057535 13352525 587149 1711951 297471 15354154 16819718 432985 -3105056 795122 13352525 0.86000 0.14000 0 0 791205 426427 364778 364778 DUE FROM AFFILIATES 11658254 ACCRUED INTEREST RECEIVABLE 229714 CASH SURRENDER VALUE OF LIFE INSURANCE 987899 SPLIT INTEREST CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 23448 12899315 DUE TO AFFILIATES 3043648 DUE TO THE UNIVERSITY OF WISCONSIN-MILWAUKEE 1566073 AGENCY PAYABLE UNDER FISCAL AGENT RESPONSIBILITIES 377208 4986929 X 17734301 4235085 4235085 13499216 133469 133469 13632685 11813663 0 11813663 133469 133469 11947132 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ENABLE COLLEGES AND DEPARTMENTS TO HIRE FACULTY, IMPLEMENT PROGRAMS, ADVANCE RESEARCH AND SUPPORT STUDENTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: IN ORDER TO ACCOUNT FOR ANY UNCERTAIN TAX POSITIONS, THE FOUNDATIONS DETERMINE WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE FOUNDATIONS HAVE RECORDED NO ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2009 AND ALL SUBSEQUENT YEARS REMAIN SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING AUTHORITIES. MEN'S BASKETBALL GOLF OUTING 47160 20355 26805 6025 23011 16459 1237 WOMEN'S BASKETBALL GOLF OUTING 44138 16673 27465 5395 16507 13950 4489 91298 37028 54270 11420 39518 30409 5726 87073 -32803 35117 22888 0 35117 22888 22888 12229 WI 1 0 1 0 1.00000 ELLIE TANKOVITCH 1440 E NORTH AVE MILWAUKEE WI 53202 0 0 1 UNIVERSITY OF WISCONSIN-MILWAUKEE 2200 E KENWOOD BLVD MILWAUKEE WI 532113361 396006492 501(C)3 7391670 TEACHING AND DEPARTMENTAL PROGRAMS, COMMUNITY SERVICE, RESEARCH, AND SPECIAL PROJECTS. THE UWM RESEARCH FOUNDATION INC 1440 EAST NORTH AVENUE MILWAUKEE WI 53202 208297675 501(C)3 206920 TEACHING AND DEPARTMENTAL PROGRAMS, COMMUNITY SERVICE, RESEARCH AND SPECIAL PROJECTS SCHOLARSHIPS 1135 2642435 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UWM FOUNDATION, INC. REVIEWS THE UWM EXPENSE REIMBURSEMENTS, WHICH UWM ALSO REVIEWS. THE UWM FOUNDATION, INC. ALSO REVIEWS EXPENSE PAID DIRECTLY IN ACCORDANCE WITH THE FUND'S STATEMENT OF PURPOSE. X 1 1 X X 0 0 0 0 0 0 0 0 0 DAVID H GILBERT 69953 132524 0 0 0 21919 3498 0 0 0 73451 154443 0 0 MICHAEL LOVELL 0 349711 0 0 0 22228 0 0 0 0 0 371939 0 0 PART I, LINE 1A PART I, LINE 1A: DUES PAID FOR DAVID GILBERT - $7,057 X 1 150000 FMV X 23 199382 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE FINANCE COMMITTEE THEN MADE AVAILABLE TO THE FULL BOARD AT LEAST TWO WEEKS IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST FORMS ARE COLLECTED ANNUALLY FROM ALL BOARD DIRECTORS AND COMMITTEE MEMBERS. THE ORGANIZATION HOLDS AN EXECUTIVE COMMITTEE CALL OR MEETING TO REVIEW THE FORMS TO DETERMINE CONFLICTS. THE EXECUTIVE COMMITTEE MEMBERS REPORT TO THE BOARD ANY CONFLICTS THAT ARE DETERMINED. IF A CONFLICT ARISES, THE BOARD MEMBER WILL RECUSE THEMSELVES FROM THE VOTE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR OVERSEEING THE COMPENSATION OF TOP MANAGEMENT OFFICIALS USING COMPARABLE CONTEMPORANEOUS DATA FOR THE HIGHEST COMPENSATED POSITIONS. THE BOARD OF DIRECTORS REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION AND APPROVES ANNUAL RAISES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. PART XII LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. THIS PROCESS REMAINS UNCHANGED FROM PREVIOUS YEARS. THE UWM REAL ESTATE FOUNDATION INC 1440 EAST NORTH AVE MILWAUKEE WI 53202 947809136 REAL ESTATE DEVELOPMENT WI 501(C)3 LINE 11A, I THE UWM FOUNDATION INC 1 THE UWM RESEARCH FOUNDATION INC 1440 EAST NORTH AVE MILWAUKEE WI 53202 208297675 IP MANAGER FROM UWM WI 501(C)3 LINE 11A, I THE UWM FOUNDATION INC 1 UNIVERSITY OF WISCONSIN - MILWAUKEE 2200 E KENWOOD BLVD MILWAUKEE WI 532113361 396006492 EDUCATION INSTITUTION WI 501(C)3 LINE 5 N/A 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 0 1 1 0 UWM REAL ESTATE FOUNDATION D 6000000 FMV UWM RESEARCH FOUNDATION B 206920 FMV UWM REAL ESTATE FOUNDATION O 157000 FMV