2014-02-11T10:39:26-06:00 2013-06-30 390857178 SMITH & GESTELAND LLP PO BOX 1764 MADISON WI 53701 990 2012-07-01 396051705 UNIVERSITY OF WISCONSIN PLATTEVILLE FOUNDATION INC UNIV 6083421242 ULLSVIK HALL 1 UNIVERSITY PLAZA PLATTEVILLE WI 538183099 JOHN BOLDT 6083421242 2014-02-05 1 KEITH H BAUMGARTNER P00187845 6088367500 2012 2015-11-30 17:44:51Z JOHN BOLDT ULLSVIK HALL 1 UNIVERSITY PLAZA PLATTEVILLE WI 538183099 11081878 0 X WWW.UWPLATT.EDU/FOUNDATION X 1948 WI THE UW-PLATTEVILLE FOUNDATION, INC. EXISTS EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF WISCONSIN-PLATTEVILLE. ITS SPECIFIC ROLE IS TO PROMOTE THE UNIVERSITY, WHICH INCLUDES PROVIDING SUPPLEMENTAL FUNDS TO AID UW-PLATTEVILLE IN FULFILLING ITS MISSION SUCCESSFULLY. THE FOUNDATION IS INVOLVED IN FUND RAISING, FUND MANAGEMENT, AND FUND DISBURSEMENT. 23 23 15 24 0 0 3399694 5109173 178341 172175 -699151 442518 757135 607664 3636019 6331530 944219 918791 0 0 1107186 1023133 0 286774 868251 1756886 1967109 3808291 4195807 -172272 2135723 16108736 20578511 3170712 3307338 12938024 17271173 X UW-PLATTEVILLE FOUNDATION, INC. EXISTS EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF WISCONSIN - PLATTEVILLE. ITS SPECIFIC ROLE IS TO PROVIDE SUPPLEMENTAL FUNDS TO AID UW-PLATTEVILLE IN FULFILLING ITS MISSION SUCCESSFULLLY. THE FOUNDATION IS INVOLVED IN FUND RAISING, FUND MANAGEMENT, AND FUND DISBURSEMENT. 0 0 2544171 918791 746011 ENDOWMENT FUND - GRANT SCHOLARSHIPS AND PROVIDE OTHER SERVICES TO THE UNIVERSITY OF WISCONSIN - PLATTEVILLE 2544171 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 1 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 16 0 1 15 1 0 0 0 0 0 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 WI X KIM GOVIER 6083421243 ULLSVIK HALL 1 UNIVERSITY PLAZA PLATTEVILLE WI 538183099 X CINDY TANG 2.00 X X 0 0 0 JOHN BOLDT 2.00 X X 0 0 0 MICHAEL JANSEN 2.00 X X 0 0 0 TIM FOHT 2.00 X X 0 0 0 MARK TABER 2.00 X X 0 0 0 MARK ADRIAN 2.00 X 0 0 0 WILLIAM BROSKE 2.00 X 0 0 0 JOHN BUSBY 2.00 X 0 0 0 ROBERT CLARE 2.00 X 0 0 0 JEFF COOKE 2.00 X 0 0 0 JAMES HAMMES 2.00 X 0 0 0 DAVE FRITZ 2.00 X 0 0 0 MARGARET IMMERFALL 2.00 X 0 0 0 CHRISTINA KOLENDA 2.00 X 0 0 0 JEFF KRONSER 2.00 X 0 0 0 FRED LEVERENTZ 2.00 X 0 0 0 SIGRID LIND 2.00 X 0 0 0 DOUGLAS MARTIN 2.00 X 0 0 0 ERIN RALPH 2.00 X 0 0 0 DOUGLAS ROGERS 2.00 X 0 0 0 THOMAS ROWE 2.00 X 0 0 0 ART WEBER 2.00 X 0 0 0 MARY ROBINSON WAGNER 2.00 X 0 0 0 BROCK WATERMAN 2.00 X 0 0 0 DENNIS COOLEY 16.00 X 112031 0 38250 112031 0 38250 1 0 1 1 COMMUNITY COUNSELING SERVICES 155 N WACKER DRIVE STE 1790 CHICAGO IL 60606 CAMPAIGN CONSULTANTS 241774 1 1980 5107193 306440 5109173 FEE INCOME 621400 137904 137904 PROGRAM SERVICE REVENUE 611162 34271 34271 172175 165782 165782 4844819 170880 4563963 175000 280856 -4120 276736 276736 0 1980 1980 -1980 -1980 45213 9405 35808 35808 COST RECOVERY INCOME 900099 487921 487921 REIMBURSED EXPENSE 900099 85915 85915 573836 6331530 746011 0 476346 398465 398465 520326 520326 79439 79439 769542 39100 473555 256887 17191 11658 5533 119051 10536 46886 61629 37910 22486 15424 17630 17630 286774 286774 64753 64753 64371 54831 2994 6546 14069 2916 8057 3096 400849 327124 5761 67964 38764 14286 16316 8162 50553 20652 18680 11221 145954 69987 166 75801 16893 8730 554 7609 110260 110260 59571 42435 17136 7391 7391 REIMBURSABLE EXPENSE - 487921 487921 GIFT-IN-KIND DONATIONS 280623 280623 HOSTING & ENTERTAINMENT 178530 117630 21209 39691 DUES & SUBSCRIPTIONS 15046 10050 289 4707 13931 5981 7879 71 4195807 2544171 783385 868251 156072 29052 40480 109736 1520235 1071674 91389 39715 13159 29863 2037181 562826 1735927 1474355 11682162 15439448 840000 29312 2384668 16108736 20578511 70222 85196 2493756 1990635 606734 1231507 3170712 3307338 X -4354964 -3030902 5451946 7034571 11841042 13267504 12938024 17271173 16108736 20578511 2135723 934410 1263016 0 X X 0 1 X 1 0 X 2749321 1871209 1888033 3399694 5109173 15017430 2749321 1871209 1888033 3399694 5109173 15017430 1890576 13126854 457271 388319 97838 292291 165782 1401501 16418931 2831428 0.79950 0.81620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12446940 1730919 1463796 831754 14809901 12970923 812338 -884095 452226 12446940 10133759 842027 2731695 728849 7709 12970923 9035921 578590 860308 324664 16396 10133759 11898270 688236 -2948886 593994 7705 9035921 0.89590 0.10410 0 0 120000 120000 1668548 368483 1300065 248633 194343 54290 1474355 CSV LIFE INSURANCE 30290 BENEFICIAL INTEREST IN SPLIT-INTEREST AGREEMENTS 2354378 2384668 DUE TO ALUMNI ASSOCIATION 587681 DUE TO UWP REAL ESTATE FOUNDATION 643826 1231507 PART V, LINE 4: THE UW-PLATTEVILLE FOUNDATION'S ENDOWMENTS CONSIST OF 549 FUNDS ESTABLISHED TO SUPPORT A VARIETY OF SCHOLARSHIPS AND DEVELOPMENT ACTIVITIES AT UW-PLATTEVILLE. X X X 1 COMMUNITY COUNSELING SERVICES 155 N WACKER STE 1790 CHICAGO IL 60606 CAMPAIGN CONSULTANTS 0 0 286774 -286774 286774 -286774 WI 45213 9102 303 0 45213 9102 303 9405 35808 WI 1 0 1 0 1.00000 KIM GOVIER ULLSVIK CENTER 1 UNIVERSITY PLAZA PLATTEVILLE WI 53818 0 0 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE ORGANIZATION CONTRACTED WITH COMMUNITY COUNSELING SERVICES TO ASSIST AS CAMPAIGN CONSULTANTS. REVENUE RAISED AS A RESULT OF THESE SERVICES IS NOT DIRECTLY TRACKED AND THEREFORE GROSS RECEIPTS ARE NOT DETERMINABLE AND ARE SHOWN AS $0 ON SCHEDULE G, PART I, COLUMN (IV). 1 UW-PLATTEVILLE ULLSVIK CENTER 1 UNIVERSITY PLAZA PLATTEVILLE WI 538183099 391805963 501(C)3 384625 UNIVERSITY PROGRAMS UW-PLATTEVILLE ULLSVIK CENTER 1 UNIVERSITY PLAZA PLATTEVILLE WI 538183099 391805963 501(C)3 13840 FINE ARTS GRANT 1 SCHOLARSHIPS 679 501082 ACADEMIC AND FACULTY AWARDS 8 19243 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FOR FINE ARTS GRANTS, THE FOUNDATION PROVIDES THE FINE ARTS COMMITTEE WITH THE DOLLAR AMOUNT AVAILABLE FOR FINE ARTS GRANTS AND THE CRITERIA FOR AWARDING FROM THE SPECIFIC FUNDS. THE COMMITTEE THEN SOLICITS GRANT REQUESTS AND MEETS TO REVIEW AND MAKE THEIR SELECTION. DOCUMENTATION RELATED TO THE GRANTEES' ELIGIBILITY AND THE SELECTION CRITERIA USED TO AWARD THE GRANTS WOULD BE THE RESPONSIBILITY OF THE COMMITTEE. THE COMMITTEE NOTIFIES THE FOUNDATION IN WRITING REGARDING WHAT GRANTS HAVE BEEN APPROVED. ACTUAL EXPENSES ARE PAID BY THE UNIVERSITY AND, AFTER THE "EVENT" IS COMPLETE, THE EVENT MANAGER MUST REQUEST THE GRANT MONIES FROM THE FOUNDATION. THE REQUEST MUST INCLUDE THE UNIVERSITY'S ACCOUNT DETAIL AS WELL AS ANY OTHER DOCUMENTATION NEEDED TO PROVE THAT CRITERIA HAVE BEEN MET. FOR EXAMPLE, TO SATISFY A RECOGNITION REQUIREMENT, A COPY OF THE PROGRAM AND/OR ANY ADVERTISEMENTS MUST ACCOMPANY THE REQUEST FOR PAYMENT. FOUNDATION RECORDS WOULD INDICATE WHICH GRANTS HAD BEEN PAID AND WHEN. FOR SCHOLARSHIPS, THE FOUNDATION PROVIDES THE VARIOUS SCHOLARSHIP COMMITTEES WITH THE DOLLAR AMOUNT AVAILABLE FOR SCHOLARSHIPS AND THE CRITERIA FOR AWARDING FROM THE SPECIFIC FUNDS. THE COMMITTEE THEN REVIEWS SCHOLARSHIP APPLICATIONS AND MAKE THEIR SELECTIONS. DOCUMENTATION RELATED TO THE RECIPIENTS' ELIGIBILITY AND THE SPECIFIC SELECTION CRITERIA USED TO AWARD THE SCHOLARSHIPS WOULD BE THE RESPONSIBILITY OF THE COMMITTEE. THE COMMITTEE NOTIFIES THE FINANCIAL AID OFFICE REGARDING THE SELECTED RECIPIENTS. THE FINANCIAL AID OFFICE NOTIFIES THE RECIPIENTS, COMPILES THE LIST OF RECIPIENTS AND FORWARDS IT TO THE FOUNDATION. THE FOUNDATION FORWARDS PAYMENT TO THE CASHIERS OFFICE TO BE APPLIED TO THE INDIVIDUAL ACCOUNT. 0 0 0 0 0 0 0 0 0 DENNIS COOLEY 112031 0 0 0 0 0 12804 0 25446 0 150281 0 0 0 SUPPLEMENTAL INFORMATION PART III THE EXECUTIVE DIRECTOR OF UNIVERSITY OF WISCONSIN-PLATTEVILLE FOUNDATION, INC. IS PAID BY THE UNIVERSITY OF WISCONSIN-PLATTEVILLE FOR SERVICES RENDERED TO BOTH THE UNIVERSITY AND TO THE FOUNDATION. THE FOUNDATION DOES NOT COMPENSATE THE EXECUTIVE DIRECTOR. THE COMPENSATION DATA REPORTED ON FORM 990, PART VII AND ON SCHEDULE J REFLECT TOTAL COMPENSATION PAID TO THE EXECUTIVE DIRECTOR BY THE UNIVERSITY. THE EXECUTIVE DIRECTOR DEVOTES AN ESTIMATED 40% OF HIS TIME TO FOUNDATION MATTERS. OF TOTAL REPORTABLE COMPENSATION OF $150,281 FOR THE YEAR ENDED JUNE 30, 2013, $79,439 HAS BEEN RECORDED BY THE FOUNDATION AS CONTRIBUTED SERVICES RELATED TO THE EXECUTIVE DIRECTOR. X 3 25817 FAIR MARKET VALUE X ASSEMBLY STATION 1 133260 FAIR MARKET VALUE X LAB EQUIPMENT 2 97600 FAIR MARKET VALUE X CHARITABLE AUCTION ITEMS 31 49763 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 TWO OF UW-PLATTEVILLE'S OFFICERS WILL REVIEW AND SIGN FORM 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO COMPLETE DISCLOSURE STATEMENTS ANNUALLY. OFFICERS AND OTHER BOARD MEMBERS ARE NOT COMPENSATED. THE EXECUTIVE DIRECTOR IS NOT PAID BY UW-PLATTEVILLE FOUNDATION BUT RATHER BY UW-PLATTEVILLE. COMPENSATION IS BASED ON A DETERMINATION MADE BY THE UNIVERSITY BOARD OF REGENTS AND COMPARABLE SALARY DATA. FORM 990, PART VI, SECTION C, LINE 19 ANY REQUESTS ARE DIRECTED TO THE GUIDESTAR WEBSITE OR A COPY IS PROVIDED TO THEM. FORM 990, PART VII, SECTION A, LINE 1A: THE EXECUTIVE DIRECTOR OF UNIVERSITY OF WISCONSIN-PLATTEVILLE FOUNDATION, INC. IS PAID BY THE UNIVERSITY OF WISCONSIN-PLATTEVILLE (AN UNRELATED ORGANIZATION) FOR SERVICES RENDERED TO BOTH THE UNIVERSITY AND TO THE FOUNDATION. THE FOUNDATION DOES NOT COMPENSATE THE EXECUTIVE DIRECTOR. THE COMPENSATION DATA REPORTED ON FORM 990, PART VII AND ON SCHEDULE J REFLECT TOTAL COMPENSATION PAID TO THE EXECUTIVE DIRECTOR BY THE UNIVERSITY. THE EXECUTIVE DIRECTOR DEVOTES AN ESTIMATED 40% OF HIS TIME TO FOUNDATION MATTERS. OF TOTAL REPORTABLE COMPENSATION OF $150,281 FOR THE YEAR ENDED JUNE 30, 2013, $79,439 HAS BEEN RECORDED BY THE FOUNDATION AS CONTRIBUTED SERVICES RELATED TO THE EXECUTIVE DIRECTOR. NO CHANGES IN THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. UW-PLATTEVILLE REAL ESTATE FOUNDATION INC ULLSVIK HALL 1 UNIVERSITY PLAZA PLATTEVILLE WI 53818 352396254 REAL ESTATE DEALINGS FOR THE EXCLUSIVE BENEFIT OF UW-PLATTEVILLE WI 501(C)(3) 509(A)(3) UNIVERSITY OF WISCONSIN PLATTEVILLE FOUNDATION INC 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 UW-PLATTEVILLE REAL ESTATE FOUNDATION INC O 85915 CASH UW-PLATTEVILLE REAL ESTATE FOUNDATION INC C 150000 CASH