2014-02-07T14:43:45-06:00 2013-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2012-07-01 132946970 SAFE HORIZON INC SAFE 2125777700 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 ARIEL ZWANG 2125777700 2014-02-07 1 ROBERT LYONS P00227472 2125038800 2012 2015-11-30 17:44:51Z ARIEL ZWANG 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 91692610 0 X WWW.SAFEHORIZON.ORG X 1978 NY SAFE HORISON'S MISSION IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 20 18 694 250 0 0 50016062 48083825 2503340 2412193 -15914 7976 237910 149626 52741398 50653620 1166635 1176841 0 0 32913460 31409342 7332 0 1002999 18823382 18526104 52910809 51112287 -169411 -458667 45034886 47903237 24872721 28142151 20162165 19761086 X THE MISSION OF SAFE HORIZON IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 0 0 21293794 1176841 191187 DOMESTIC VIOLENCE AND HOTLINE PROGRAMS - SAFE HORIZON OPERATES THREE 24-HOUR HOTLINES - THE NEW YORK CITY DOMESTIC VIOLENCE HOTLINE, THE CRIME VICTIMS HOTLINE, AND THE RAPE AND SEXUAL ASSAULT HOTLINE. FOR VICTIMS OF VIOLENCE AND THEIR FAMILIES, A PHONE CALL TO ONE OF OUR HOTLINES SERVES AS A GATEWAY TO A RANGE OF SERVICES, SUCH AS SAFETY PLANNING AND EMERGENCY SHELTER LINKING FOR VICTIMS OF DOMESTIC VIOLENCE. SAFE HORIZON IS NEW YORK CITY'S LARGEST DOMESTIC VIOLENCE SHELTER PROVIDER, WITH 745 BEDS AVAILABLE THROUGHOUT THE FIVE BOROUGHS. SAFE HORIZON OPERATES BOTH EMERGENCY SHELTERS FOR CRISIS SITUATIONS AND TRANSITIONAL SHELTERS WHERE WOMEN OR MEN AND THEIR DEPENDENT CHILDREN ARE TRANSFERRED IN ORDER TO CONTINUE SERVICES AND PLAN FOR A FUTURE FREE FROM VIOLENCE AND ABUSE. THE SHELTERS OFFER SAFETY AND COMPREHENSIVE SERVICES SUCH AS: CASE MANAGEMENT, CHILD CARE, LIFE SKILLS AND SUPPORT GROUPS, HOUSING ASSISTANCE, PRACTICAL ASSISTANCE (SUCH AS FOOD, CLOTHING AND METRO CARDS), AND REFERRALS TO CRITICAL SERVICES (SUCH AS MEDICAL, MENTAL HEALTH, SCHOOLS, AND JOB CENTERS). 11990409 1527366 COMMUNITY AND CRIMINAL JUSTICE PROGRAMS - SAFE HORIZON OFFERS SERVICES TO VICTIMS OF CRIME AND ABUSE, INCLUDING VICTIMS OF DOMESTIC VIOLENCE, SEXUAL ASSAULT, STALKING, AND FAMILIES OF HOMICIDE VICTIMS. STAFF LOCATED AT COMMUNITY PROGRAMS, PRECINCTS AND COURT PROGRAMS, INCLUDING THE FAMILY JUSTICE CENTERS, PROVIDES SERVICES THAT INCLUDE CRISIS INTERVENTION, SUPPORT, ASSISTANCE WITH UNDERSTANDING AND NAVIGATING THE CRIMINAL JUSTICE SYSTEM, HOUSING AND PUBLIC SYSTEMS, AND INDIVIDUAL AND GROUP EDUCATION ABOUT VICTIMIZATION AND COPING SKILLS. CASE MANAGEMENT SERVICES INCLUDE ADVOCACY; COURT ACCOMPANIMENT; PRACTICAL ASSISTANCE INCLUDING FOOD, CLOTHING, AND ASSISTANCE WITH ACCESSING SHELTER; AND SUPPORT SERVICES THROUGH SAFETY ASSESSMENT AND RISK MANAGEMENT PLANNING AND SUPPORTIVE COUNSELING. STAFF PROVIDES INFORMATION AND LINKAGES TO PUBLIC ENTITLEMENT PROGRAMS AND COMMUNITY-BASED ORGANIZATIONS. 9462046 693640 CHILD, ADOLESCENT, AND MENTAL HEALTH TREATMENT PROGRAMS - SAFE HORIZON HAS DEVELOPED COMPREHENSIVE PROGRAMS FOR CHILDREN AND ADOLESCENTS WHO HAVE EXPERIENCED CRIME, ABUSE AND/OR TRAUMA, INCLUDING SPECIFIC PROGRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED, HOMELESS YOUTH, AND MINOR VICTIMS OF TRAFFICKING. SAFE HORIZON IS THE PIONEER OF THE URBAN CHILD ADVOCACY CENTER MODEL THAT CO-LOCATES A MULTI-DISCIPLINARY TEAM OF EXPERTS INCLUDING PROFESSIONALS FROM THE NYPD, DISTRICT ATTORNEYS OFFICE, ADMINISTRATION FOR CHILDREN'S SERVICES, MEDICAL PROVIDERS AND SAFE HORIZON. THE CHILD ADVOCACY CENTERS PROVIDE COORDINATED SERVICES THAT EXPEDITE THE INVESTIGATION AND PROSECUTION OF CHILD ABUSE CASES WHILE ENSURING VICTIMS AND IMPACTED FAMILY MEMBERS RECEIVE AN IMMEDIATE AND EFFECTIVE ARRAY OF SUPPORT. STREETWORK REACHES YOUTH THROUGH A HARM-REDUCTION MODEL DROP-IN CENTER AND EMERGENCY SHELTER PROGRAM FOR HOMELESS YOUTH. SERVING CLIENTS FROM AGE 16 TO 24, STREETWORK PROVIDES INDIVIDUAL AND GROUP COUNSELING, CASE MANAGEMENT, ADVOCACY, EMERGENCY AND TRANSITIONAL HOUSING, ASSISTANCE OBTAINING MEDICAID AND OTHER BENEFITS, HOT MEALS, SHOWERS, CLOTHING, HIV PREVENTION COUNSELING, AND PARENTING GROUPS, IN A SAFE, NON-JUDGMENTAL SETTING. STREETWORK ALSO REFERS CLIENTS FOR LEGAL, MEDICAL AND PSYCHIATRIC SERVICES. 42746249 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 264 0 694 1 0 0 0 0 0 1 1 0 0 0 0 X 20 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X EMILY SACHS 2125777700 2 LAFAYETTE STREET NEW YORK NY 10007 STEVEN C PARRISH 2.00 X 0 0 0 PAMELA N HOOTKIN 2.00 X 0 0 0 NEIL RUBLER 2.00 X 0 0 0 LINDA LAM 2.00 X 0 0 0 LINDA A FAIRSTEIN 2.00 X 0 0 0 SIL LAI ABRAMS 1.00 X 0 0 0 CELIA GOLDWAG BARENHOLTZ 1.00 X 0 0 0 PAUL GERMAIN 1.00 X 0 0 0 MONICA KEANY 1.00 X 0 0 0 STEPHANIE KUGELMAN 1.00 X 0 0 0 JOANN LANG 1.00 X 0 0 0 MAGGIE RUBEY LYNCH 2.00 X 0 0 0 STEPHEN MCCANDLESS 2.00 X 0 0 0 NANCY CLARK 1.00 X 0 0 0 MARTIN D NEWMAN ESQ 2.00 X 0 0 0 MICHAEL J PALLADINO 1.00 X 0 0 0 MIKELYNN SALTHOUSE 1.00 X 0 0 0 MICHAEL C SLOCUM 2.00 X 0 0 0 LAUREN BREITMAN TANEN 1.00 X 0 0 0 CHERYL ABEL-HODGES 1.00 X 0 0 0 JEFFREY BRODSKY 1.00 X 0 0 0 JOY VIDA JONES 1.00 X 0 0 0 SAMANTHA R SAPERSTEIN 1.00 X 0 0 0 MARK C SMITH 1.00 X 0 0 0 ARIEL ZWANG 40.00 X 320725 0 33243 EMILY SACHS 40.00 X 191031 0 12891 MICHAEL WILLIAMS 40.00 5.00 X 154646 0 24164 ALESIA SOLTANPANAH 40.00 X 184626 0 10620 ELIZABETH ROBERTS 40.00 X 195365 0 27903 RAFAIL PORTNOY 40.00 X 163847 0 26121 NANCY ARNOW 40.00 X 115556 0 30543 RONALD MOORE 40.00 X 121930 0 14014 RITA GARZA 40.00 X 137283 0 7101 BARRY GENDELMAN 40.00 X 133274 0 4728 1718283 0 191328 12 0 1 0 VERIZON PO BOX 15124 ALBANY NY 12212 NETWORK EQUIPMENT & TELECOMMUNICATION 881297 DEPARTMENT OF PEDIATRICS BROOKLYN HOSPI 121 DEKALB AVE BROOKLYN NY 11201 MEDICAL PROVIDER 471666 TRUSTEES OF COLUMBIA UNIVERSITY DEPARTME PO BOX 27651 NEW YORK NY 100987651 MEDICAL PROVIDER 268256 TEMPPOSITIONS HEALTH CARE INC 420 LEXINGTON AVE SUITE 2100 NEW YORK NY 10107 STAFFING PROVIDER 234128 LINCOLN COMPUTER SERVICES LLC 25 BLOOMINGDALE ROAD HICKSVILLE NY 11801 COMPUTER SERVICE 203384 13 1090591 43130739 3862495 39531 48083825 SERVICE FEE INCOME 900099 2412193 2412193 2412193 81 81 40731501 40723606 7895 7895 7895 184475 1090591 315384 -130909 -130909 MISCELLANEOUS INCOME 900099 280535 280535 280535 50653620 2412193 0 157602 X 1176841 1176841 1595973 365133 1230840 23090995 19156479 3358288 576228 454184 389637 53051 11496 3438117 2800911 556372 80834 2830073 2271455 493803 64815 41089 41089 146000 146000 156494 156494 9956 9956 5402779 5150657 220005 32117 19296 19296 324223 184149 75415 64659 7252654 7151654 100978 22 295360 183159 86100 26101 81033 66650 10833 3550 1583253 1157780 417051 8422 470798 375009 82350 13439 TELEPHONE 842242 650414 149607 42221 EQUIP. RENTAL & MAINT. 763994 689313 61639 13042 EQUIPMENT SUPPLIES 437004 414259 18923 3822 MISCELLANEOUS 398430 167257 214865 16308 301499 238998 35874 26627 51112287 42746249 7363039 1002999 1653554 2762846 14610232 13005353 140513 90279 8584438 5986536 3194450 2597902 10533776 10679534 554619 574887 14347742 18192436 45034886 47903237 6599733 6775902 18272988 21366249 24872721 28142151 X 15255211 15951189 4071827 2954502 835127 855395 20162165 19761086 45034886 47903237 X -458667 47276 -9956 20268 X X 0 1 X 1 1 1 X 50163524 46688599 47742526 50016062 47952916 242563627 50163524 46688599 47742526 50016062 47952916 242563627 242563627 24486 15227 29554 66 82 69415 139184 148624 280227 237910 280535 1086480 243719522 12564202 0.99530 0.99340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 323 156171 156494 50955793 51112287 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 153792 161982 152504 156494 624772 250000 250000 250000 250000 1000000 1500000 474 500 323 1297 248014 26600 274614 268104 -20090 248014 195901 72203 268104 95969 77867 22065 195901 173099 -77130 95969 1.00000 0 0 5277387 4021568 1255819 2178547 1255735 922812 1128504 709233 419271 2597902 RESTRICTED CASH 17478126 DEPOSITS 564310 ADVANCES 150000 18192436 BANK LINES OF CREDIT 3400000 DUE TO GRANTOR 488123 RESTITUTION AND CLIENT ASSISTANCE PAYABLE 17478126 21366249 X 52640116 47276 1928908 20268 1996452 50643664 9956 9956 50653620 53041195 1928908 1928908 51112287 0 51112287 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO USE COLLATERAL FOR OUR LINE OF CREDIT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: SAFE HORIZON HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. SAFE HORIZON IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THE YEAR ENDED JUNE 30, 2010 AND PRIOR YEARS. PART XI, LINE 2D - OTHER ADJUSTMENTS: GAIN ON BENEFICIAL INTEREST IN PERPETUAL TRUST 20,268. CHAMP. GALA 1275006 1090591 184415 189643 125741 1275006 1090591 184415 189643 125741 315384 -130969 1 RENT/UTILITIES AND TRANSPORTATION 346 385550 FAIR MARKET VALUE SEE PART IV BELOW. MEALS/FOOD VOUCHERS AND SUPPLIES 42985 327511 FAIR MARKET VALUE SEE PART IV BELOW. TRANSPORTATION - CAR SERVICE & MTA 1926 147964 FAIR MARKET VALUE SEE PART IV BELOW. LOCKS 953 13635 FAIR MARKET VALUE SEE PART IV BELOW. EMERGENCY ASSISTANCE - HOUSEHOLD SUPPLIES 1470 299006 FAIR MARKET VALUE SEE PART IV BELOW. SCHEDULE I, PART III: SAFE HORIZON PROVIDES SMALL AMOUNTS OF CASH AND NON-CASH ASSISTANCE TO CLIENTS IN CONNECTION WITH THE DELIVERY OF ITS SERVICES ON DAILY BASIS, INCLUDING FOOD, TRANSPORTATION, "START-UP KITS" FOR SHELTER CLIENTS, LOCKS AND ASSISTANCE. X X X X X 0 0 0 0 0 0 0 1 0 ARIEL ZWANG 269225 0 51500 0 0 0 8475 0 24768 0 353968 0 0 0 EMILY SACHS 191031 0 0 0 0 0 5933 0 6958 0 203922 0 0 0 MICHAEL WILLIAMS 154646 0 0 0 0 0 6404 0 17760 0 178810 0 0 0 ALESIA SOLTANPANAH 184626 0 0 0 0 0 0 0 10620 0 195246 0 0 0 ELIZABETH ROBERTS 195365 0 0 0 0 0 5890 0 22013 0 223268 0 0 0 RAFAIL PORTNOY 163847 0 0 0 0 0 5120 0 21001 0 189968 0 0 0 PART I, LINE 7 THE BONUS PAID TO ARIEL ZWANG WAS CONTINGENT ON HER SATISFACTORY ACHIEVEMENT OF PERSONAL PERFORMANCE GOALS, INCLUDING BUDGET MANAGEMENT, THAT WERE MUTUALLY ESTABLISHED WITH THE EXECUTIVE COMMITTEE OF THE BOARD. CAPITAL ONE INTERESTED PERSON'S OFFICER IS A DIRECTOR OF SAFE HORIZON 15000000 LINE OF CREDITMICHAEL SLOCUM IS A BOARD MEMBER OF SAFE HORIZON AND ALSO PRESIDENT WITH CAPITAL ONE BANK, WHICH PROVIDES SAFE HORIZON WITH TWO LINES OF CREDIT AND WITH OPERATING SUPPORT. 0 VERIZON INTERESTED PERSON'S OFFICER IS A DIRECTOR OF SAFE HORIZON 881297 NANCY CLARK IS A BOARD MEMBER OF SAFE HORIZON AND ALSO AN OFFICER OF VERIZON, WHICH IS ONE OF SAFE HORIZON'S TELECOMMUNICATION PROVIDERS. 0 X 1 39531 SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 TWO BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: LAUREN TANEN IS AN EMPLOYEE OF A COMPANY FOR WHICH CHERYL ABEL HODGES IS ALSO AN OFFICER. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS SENT TO EACH BOARD MEMBER BY EMAIL BEFORE IT IS FILED AND THE BOARD MEMBERS ARE REQUESTED TO COMMENT WITHIN A SPECIFIED TIME FRAME. IN ADDITION, STAFF MEMBERS INFORM THE BOARD ABOUT SIGNIFICANT CHANGES TO THE FORM 990 SO THAT THE BOARD IS FAMILIAR WITH THE NEW DISCLOSURES AND OTHER ISSUES BEFORE THE FILING IS PREPARED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS PROVIDED WITH A COPY OF SAFE HORIZON'S CONFLICT OF INTEREST POLICY. AT THAT TIME, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS ASKED TO SIGN AN ANNUAL STATEMENT THAT AFFIRMS HIS/HER RECEIPT AND UNDERSTANDING OF THE POLICY AND THAT REQUIRES THE DISCLOSURE OF ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE REVIEWS THE COMPENSATION OF SAFE HORIZON'S CEO AND OFFICERS AND KEY EMPLOYEES WHO RECEIVE A BASE SALARY OF MORE THAN $150,000. IN CONDUCTING SUCH REVIEW, THE EXECUTIVE COMMITTEE RELIES ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY SUBSTANTIATES ITS DELIBERATION AND DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 SAFE HORIZON MAKES ITS ANNUAL FORM 990 AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. SAFE HORIZON'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE BY REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G CONTRACTED DOVE SERVICES: PROGRAM SERVICE EXPENSES 2,250,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,250,000. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 354,780. MANAGEMENT AND GENERAL EXPENSES 154,669. FUNDRAISING EXPENSES 16,121. TOTAL EXPENSES 525,570. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 2,545,877. MANAGEMENT AND GENERAL EXPENSES 65,336. FUNDRAISING EXPENSES 15,996. TOTAL EXPENSES 2,627,209. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: GAIN ON BENEFICIAL INTEREST IN PERPETUAL TRUST 20,268. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XI, LINE 2C: HAS NOT BEEN CHANGED FROM PRIOR YEAR. HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 133601410 PROVIDE HOUSING FACILITY FOR LOW-INCOME AND NEEDY PERSONS IN NYC AREA NY 501(C)(3) LINE 7 N/A 0 NEW YORK PEACE INSTITUTE INC 346 BROADWAY RM 400W NEW YORK NY 10013 451964622 PROVIDE COMMUNITY-BASED MEDIATION SERVICES NY 501(C)(3) LINE 7 SAFE HORIZON 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 NEW YORK PEACE INSTITUTE L 78204 CASH