2014-02-05T13:46:07-06:00 2013-06-30 205949532 RICCI & COMPANY LLC 6200 UPTOWN BLVD NE STE 400 ALBUQUERQUE NM 87110 990 2012-07-01 850163601 UNITED WAY OF SANTA FE COUNTY UNIT 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 KATHERINE FREEMAN 5059822002 2014-02-05 1 DONNA PEACE P00968408 5053380800 2012 2015-11-30 17:44:51Z KATHERINE FREEMAN 440 CERRILLOS RD SUITE A SANTA FE NM 87501 3004398 0 X WWW.UWSFC.ORG X 1955 NM THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS.THE SANTA FE CHILDREN'S PROJECT IS ITS VEHICLE FOR ACHIEVING THAT MISSION AND AS SUCH REPRESENTS ITS OVERALL STRATEGY. 21 19 63 104 0 0 2720341 2599368 17972 26498 3254 11945 759 3821 2742326 2641632 120930 140696 0 0 1726848 1593893 0 0 176862 791283 691770 2639061 2426359 103265 215273 1632794 1653518 674878 470678 957916 1182840 X THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS BY ACTING AS A CHANGE AGENT. 0 0 584073 THE PRE-K PROGRAM IS THE PRIMARY VEHICLE THROUGH WHICH UWSFC ACCOMPLISHES ITS GOAL OF KINDERGARTEN READINESS. UWSFC CURRENTLY HAS SIX PRE-K CLASSES AT THE ASPEN COMMUNITY MAGNET SCHOOL (PART OF THE SANTA FE PUBLIC SCHOOLS SYSTEM) AND SERVES APPROXIMATELY 100 FOUR-YEAR-OLDS. ALSO, UWSFC'S HIGH-QUALITY PRE-K OFFERS INTENSIVE FAMILY SUPPORT. 694141 THE FIRST BORN PROGRAM (FBP), CREATED BY VICKI JOHNSON IN SILVER CITY, IS UWSF'S PRIMARY INTERVENTION FOR CHILDREN AGES 0 TO 3. THE PROGRAM IS FOUNDED ON THE BELIEF THAT A RESILIENT FAMILY, BEGINNING WITH A HEALTHY LOW-RISK PREGNANCY, IS THE MOST EFFECTIVE AND EFFICIENT UNIT FOR BUILDING A HEALTHY AND COMPETENT SOCIETY. WEEKLY HOME VISITATION SERVICES MAY BEGIN ANY TIME DURING PREGNANCY OR RIGHT AFTER THE BIRTH OF A FAMILY'S FIRST CHILD AND CONTINUE UNTIL THE CHILD IS 3 YEARS OF AGE. BOOK CLUBS PROVIDE SUPPORT FOR EARLY LITERACY AND A SOCIAL SUPPORT NETWORK FOR FAMILIES. ADDITIONALLY, TRIPLE P - POSITIVE PARENTING PROGRAM - IS A SERIES OF WORKSHOPS AND SUPPORT FOR PARENTING ACROSS THE AGE SPECTRUM. THE COUNTY-WIDE IMPLEMENTATION OF THE FIRST BORN PROGRAM IN SANTA FE IS A JOINT UNDERTAKING OF UWSFC AND CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. 359887 26498 THE COMMUNITY SCHOOL PROGRAM (OUT-OF-SCHOOL TIME) OFFERS EDUCATION ENRICHMENT ACTIVITIES AND FAMILY SUPPORT TO STUDENTS AND PARENTS AT ASPEN COMMUNITY MAGNET SCHOOL. THE GOALS ARE TO IMPROVE THE ACADEMIC AND SOCIAL/EMOTIONAL SKILLS OF THE STUDENTS AND TO IMPROVE THE SKILLS AND ABILITIES OF PARENTS SO THEY CAN BETTER SUPPORT THEIR CHILDREN. UWSFC PROVIDES AN AFTERSCHOOL PROGRAM FOR STUDENTS IN GRADES K-3 WITH AN EMPHASIS ON LITERACY (THE LET'S READ PROGRAM). UWSFC PROVIDES CLASSES FOR ADULTS IN THE EVENINGS -- ESL, SPANISH, COMPUTERS, FINANCIAL LITERACY, PARENTING, AND ZUMBA. UWSFC PROVIDES ADDITIONAL SUPPORT TO STUDENTS AND PARENTS AS NEEDED IN THE FORM OF TUTORING AND REFERRALS TO OTHER AGENCIES FOR ASSISTANCE. 417770 140696 THE NEW MEXICO EARLY CHILDHOOD DEVELOPMENT PARTNERSHIP (NMECDP) PROGRAM WAS CREATED TO DEVELOP NEW AND EXPANDED PUBLIC FINANCING STRATEGIES FOR EARLY CHILDHOOD DEVELOPMENT IN THE UWSFC COMMUNITY. 417770 140696 2055871 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 19 0 1 63 1 0 0 0 0 0 0 0 0 0 0 X 21 19 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X X X KATHERINE FREEMAN 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 MARTE MURPHY 24.00 X X 0 0 0 ALAN AUSTIN 2.00 X X 0 0 0 WILLIAM MOFFETT 2.00 X X 0 0 0 MAGGIE ANDERSSON 2.00 X 0 0 0 MARK BARTH 2.00 X 0 0 0 BOB BEST 2.00 X 0 0 0 SUZY ESKRIDGE 2.00 X 0 0 0 RENEE GOSHIN 2.00 X 0 0 0 DR ANA MARGARITA GUZMAN 2.00 X 0 0 0 DENNIS HERNANDEZ 2.00 X 0 0 0 CAROL JOHNSON 2.00 X 0 0 0 JERRY KINKADE PHD 2.00 X 0 0 0 CARL LUFF 2.00 X 0 0 0 SHIRLEY LUJAN 2.00 X 0 0 0 DEBRA NORMANN 4.00 X 0 0 0 RITA RIOS-BACA 2.00 X 3168 0 0 STACY QUINN 2.00 X 0 0 0 BRIAN VAIL 2.00 X 0 0 0 ALEX VALDEZ 2.00 X 0 0 0 VALERIE PLAME WILSON 2.00 X 0 0 0 KATHERINE FREEMAN 40.00 X X 146081 0 7582 MONA KAY 40.00 X 37067 0 610 ERIN TAYLOR 15.00 X 28226 0 2125 EVA RAMBO 2.00 X 3083 0 486 217625 0 10803 1 0 1 0 COOP CONSULTING PO BOX 22822 SANTA NE NM 87502 PROGRAM EVALUATION SERVICES 142225 1 896790 1184694 517884 147 2599368 AFTERSCHOOL PROGRAM 624410 26498 26498 26498 10370 10370 364341 361429 1337 2912 -1337 1575 1575 FISCAL AGENT FEE 541900 3821 3821 3821 2641632 26498 0 15766 X 140696 140696 212581 170065 21258 21258 1191907 1008643 91603 91661 8136 6828 654 654 65116 54648 5232 5236 116153 97480 9339 9334 20688 20688 12179 12179 259090 255201 295 3594 44706 31755 3051 9900 104586 84022 10040 10524 30044 25577 2119 2348 96090 69639 20034 6417 36528 32765 2628 1135 19558 18595 304 659 539 453 43 43 9972 9972 12490 10483 1004 1003 21524 18063 1731 1730 TRAINING 9062 8908 154 FEES & LICENSES 8700 7051 1188 461 MISCELLANEOUS 4158 2491 1514 153 DUES & SUBSCRIPTIONS 1856 329 901 626 2426359 2055871 193626 176862 718215 640833 411149 487843 37647 34027 341157 94747 43327 246410 210315 243417 212141 988 1632794 1653518 105930 74507 284315 93040 200737 197446 83896 105685 674878 470678 X 52897 233478 382908 412051 522111 537311 957916 1182840 1632794 1653518 215273 9651 0 X X 0 1 X 1 1 1 X 2109337 2805160 3042078 2687371 2599368 13243314 2109337 2805160 3042078 2687371 2599368 13243314 1423055 11820259 3955 9770 7426 13226 10370 44747 19648 17773 26724 759 3821 68725 13356786 77440 0.88500 0.87120 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2008 AMOUNT: $ 18,599. 2009 AMOUNT: $ 17,256. 2010 AMOUNT: $ 25,588. 2011 AMOUNT: $ 0. 2012 AMOUNT: $ 0. FISCAL AGENT FEE - 2008 AMOUNT: $ 1,049. 2009 AMOUNT: $ 517. 2010 AMOUNT: $ 1,136. 2011 AMOUNT: $ 759. 2012 AMOUNT: $ 3,821. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 50 12129 12179 2414180 2426359 271318 67830 0 0 288834 290229 281953 271318 1132334 1698501 22 12192 1661 12179 26054 72209 72557 70488 67830 283084 424626 22 50 50 50 172 494833 15200 12563 522596 518253 -23420 494833 527938 -3858 5827 518253 527938 5474 5474 527938 329938 198000 2898 2898 527938 1.00000 1 0 135509 135509 74886 74886 130762 94747 36015 246410 DESIGNATIONS PAYABLE 103150 FUNDS HELD FOR OTHER ENTITIES 2535 105685 X 2567887 9651 57300 66951 2500936 140696 140696 2641632 2342963 57300 57300 2285663 140696 140696 2426359 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO HOLD THEM IN PERPETUITY USING THE INCOME FOR OPERATIONAL PURPOSES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: EXPLANATION FOR UNCERTAIN TAX POSITIONS UNDER FIN 48: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE STATE LAW. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE. THE ORGANIZATION IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2011. PART XI, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS RAISED ON BEHALF OF OTHERS 140,696. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS PAID ON BEHALF OF OTHERS 140,696. 0 KOL BERAMAH TORAH LEARNING COOP 551 W CORDOVA RD 336 SANTA FE NM 87505 261542161 501(C)(3) 9938 GENERAL SUPPORT CALVARY METRO SANTA FE 1295 CLARK RD SANTA FE NM 87507 850305870 501(C)(3) 9758 GENERAL SUPPORT FOOD DEPOT 1222 SILER RD SANTA FE NM 87507 850416803 501(C)(3) 9741 GENERAL SUPPORT PATHFINDER INTERNATIONAL 9 GALEN ST 217 WATERTOWN MA 02472 530235320 501(C)(3) 7228 GENERAL SUPPORT HOLY FAMILY EPISCOPAL CHURCH 10A BISBEE COURT SANTA FE NM 87506 850152901 501(C)(3) 5421 GENERAL SUPPORT GENERAL SUPPORT 5 PROCEDURE FOR MONITORING GRANTS IN THE US PART I, LINE 2 THE ORGANIZATION NO LONGER MAKES GRANTS, RATHER IT DISTRIBUTES FUNDS BASED ON THE DONOR'S DESIGNATION. UWSFC ONLY DISTRIBUTES FUNDS TO 501(C)(3) ORGANIZATIONS THAT ANNUALLY CERTIFY THEY STILL RETAIN THEIR EXEMPT STATUS. X X X 0 0 0 0 0 0 0 0 0 KATHERINE FREEMAN 146081 0 0 0 0 0 0 0 7582 0 153663 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE BOARD OF DIRECTORS MAY DESIGNATE INDIVIDUALS OR ORGANIZATIONS AS NORMAL MEMBERS TO REFLECT CLOSE AFFILIATION, BUT THE DESIGNATION DOES NOT CONFER RIGHTS WITH RESPECT TO THE AFFAIRS OF THE ORGANIZATION. MEMBERS WHO ARE NOT BOARD MEMBERS WILL NOT BE VESTED WITH ANY POWERS OF GOVERNANCE OR VOTING. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS AND IS MADE AVAILABLE TO THE FULL BOARD FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, MANAGEMENT, AND BOARD MEMBERS ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. EMPLOYEES AND MANAGEMENT ATTEST TO THEIR INDEPENDENCE WHEN HIRED AND ARE REQUIRED TO INFORM THE ORGANIZATION SHOULD THEIR SITUATION CHANGE. BOARD MEMBERS RECEIVE THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND ARE REQUIRED TO ATTEST TO THEIR INDEPENDENCE ANNUALLY. IF A CONFLICT ARISES DURING A BOARD MEETING, SUCH MEMBER WITH A CONFLICT DOES NOT VOTE ON THE TRANSACTION AND IS EXCUSED FROM THE MEETING DURING THE VOTING PROCESS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT, OFFICERS, AND KEY EMPLOYEE COMPENSATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. A SALARY COMPARISON STUDY IS COMPLETED AND EVALUATED AGAINST CURRENT SALARIES. THE PROCESS IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990 IS ALSO AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND THE NEW MEXICO ATTORNEY GENERAL'S WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE FILED WITH THE NEW MEXICO ATTORNEY GENERAL'S OFFICE. INTERESTED PARTIES MAY REQUEST COPIES OF THESE DOCUMENTS FROM THE ORGANIZATION'S OFFICE. AUDITED FINANCIAL STATEMENTS ARE ALSO POSTED ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY MAY BE OBTAINED BY REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES (NONEMPLOYEES): PROGRAM SERVICE EXPENSES 255,201. MANAGEMENT AND GENERAL EXPENSES 295. FUNDRAISING EXPENSES 3,594. TOTAL EXPENSES 259,090. FORM 990, PART XII, LINE 2C THERE HAS BEEN NO CHANGE TO THE AUDIT OVERSIGHT OR AUDITOR SELECTION PROCESS.