2014-12-08T16:14:22-06:00 2014-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST 2300 MINNEAPOLIS MN 55402 990 2013-07-01 362235167 ROSECRANCE INC ROSE 8153911000 1021 N MULFORD RD ROCKFORD IL 61107 JOHN SCHUSTER VP AND CFO 8153911000 2014-12-03 1 LAWRENCE H MOHR CPA P00447603 6128764500 2014-12-03 2013 2015-11-30 17:44:51Z JOHN SCHUSTER 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 52534804 0 X WWW.ROSECRANCE.ORG X 1998 IL ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 17 17 683 15 0 0 533192 797040 45152385 50140487 34238 -1771480 453627 370991 46173442 49537038 221330 313092 0 0 21846852 24407905 0 0 0 20711417 23470941 42779599 48191938 3393843 1345100 59614589 60177281 20061252 19218703 39553337 40958578 X ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 0 0 11211695 313092 13187222 ROSECRANCE HARRISON CAMPUS IS A 97-BED TREATMENT CENTER THAT PROVIDES DETOXIFICATION, INPATIENT AND OUTPATIENT PROGRAMS FOR ADULTS WITH SUBSTANCE ABUSE DISORDERS. THE FACILITY INCLUDES A UNIT SERVING PATIENTS WITH CO-OCCURRING MENTAL HEALTH AND SUBSTANCE ABUSE DISORDERS WITH A PARTICULAR FOCUS ON POST-TRAUMATIC STRESS DISORDER AND THE FLORIAN PROGRAM, A SPECIALIZED UNIT FOR FIREFIGHTERS AND PARAMEDICS. ROSECRANCE HARRISON CAMPUS PROVIDED SERVICES TO 1,237 CLIENTS. 10485685 11819623 ROSECRANCE GRIFFIN WILLIAMSON CAMPUS SERVES ADOLESCENTS AGES 12 TO 18 FOR DETOXIFICATION NEEDS AND INPATIENT SUBSTANCE ABUSE TREATMENT. CLIENTS PARTICIPATE IN A 12 STEP-BASED PROGRAM THAT INCORPORATES CLINICAL, MEDICAL, EDUCATIONAL AND EXPERIENTIAL THERAPIES INTO COMPREHENSIVE, INDIVIDUALIZED TREATMENT PLANS. ROSECRANCE GRIFFIN WILLIAMSON CAMPUS PROVIDED SERVICES TO 609 CLIENTS. 8984651 9086743 ROSECRANCE WARE CENTER OFFERS OUTPATIENT SERVICES FOR ADULT MENTAL HEALTH CLIENTS. THE FACILITY INCLUDES THE RECOVERY RESOURCE CENTER, WHERE CLIENTS CAN ACCESS COMPUTERS AND RECOVERY MATERIALS, AS WELL AS OPPORTUNITIES FOR PEER SUPPORT, MENTORING AND COMMUNITY VOLUNTEERISM. ROSECRANCE WARE CENTER PROVIDED SERVICES TO 4,260 CLIENTS. 8744686 16114045 ROSECRANCE INC. PROVIDES HELP, HOPE AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. THE ORGANIZATION SERVES MORE THAN 16,000 PEOPLE EACH YEAR THROUGH COMPREHENSIVE INPATIENT AND OUTPATIENT PROGRAMS IN ROCKFORD, ILLINOIS, AND THROUGH SERVICES AT SATELLITE OFFICES IN CHICAGOLAND AND ELSEWHERE IN NORTHERN ILLINOIS AND SOUTHERN WISCONSIN. 8744686 16114045 39426717 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 60 0 1 683 1 0 0 0 0 0 0 0 0 0 0 X 17 17 0 1 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN SCHUSTER 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 JOHN R COOK III DIRECTOR 2.00 X 0 0 0 GREGORY FRANCHINI DIRECTOR 2.00 X 0 0 0 LOREN L NIELSEN DIRECTOR 2.00 X 0 0 0 JODY SCHUMACHER DIRECTOR 2.00 X 0 0 0 JOE VANDERWERFF DIRECTOR 2.00 X 0 0 0 RICHARD WIERMANSKI DIRECTOR 2.00 X 0 0 0 JEFF DIBENEDETTO CHAIRMAN 2.00 X X 0 0 0 LEE MAYER DIRECTOR 2.00 X 0 0 0 JERRY PARIS DIRECTOR 2.00 X 0 0 0 DAN PECORA ASST TREASURER 2.00 X X 0 0 0 PAULA CARYNSKI VICE CHAIRMAN 2.00 X X 0 0 0 TOM FURST DIRECTOR 2.00 X 0 0 0 JEFFREY LEE VICE CHAIRMAN 2.00 X X 0 0 0 RODNEY LINK DIRECTOR 2.00 X 0 0 0 MARGARET WILKERSON TREASURER 2.00 X X 0 0 0 LISA C LINDMAN EX-OFFICIO VOTING DIRECTOR 2.00 X 0 0 0 RANDY KRUPP EX-OFFICIO VOTING DIRECTOR 2.00 X 0 0 0 PHILIP W EATON PRESIDENT/CEO 40.00 X 0 398281 111855 JOHN SCHUSTER VICE PRESIDENT/CFO 40.00 X 0 214366 26452 0 612647 138307 2 0 1 0 POPOVITS ROBINSON PC 20635 ABBEY WOODS COURT SUITE 301 FRANKFORT IL 60423 LEGAL 270213 RICHARD JACONETTE MD 1922 CLINTON STREET ROCKFORD IL 61103 PSYCHIATRIC 202271 DENNIS BRIGHTWELL 310 N FARM ROAD WOODSTOCK IL 60098 PSYCHIATRIC 178150 SHAHINA JAFRY MD 3827 W LAKE VILLAGE DRIVE WINNEBAGO IL 61088 PSYCHIATRIC 146963 UMA SRIVASTAVA MD 2599 TANGLEWOOD LANE ROCKFORD IL 61114 PSYCHIATRIC 134865 5 143438 653602 797040 PATIENT SERVICE REVENUE 624100 50140487 50140487 50140487 24194 24194 303845 0 303845 303845 303845 1202092 2997766 -1795674 -1795674 -1795674 MISCELLANEOUS REVENUE 624100 67146 67146 67146 49537038 50207633 0 -1467635 313092 313092 19265942 19265942 1075089 1075089 2674828 2674828 1392046 1392046 8765221 8765221 346295 346295 48071 48071 4151080 4151080 1340746 1340746 186354 186354 1014275 1014275 2668477 2668477 354393 354393 67206 67206 271677 271677 1774720 1774720 300541 300541 DIRECT OPERATIONAL EXPE 2181885 2181885 48191938 39426717 8765221 0 15027518 9035785 9829757 16629164 225873 320042 47813778 15479512 32561923 32334266 1969518 1858024 59614589 60177281 5358341 6751009 150383 187163 13846828 12036623 136596 136115 569104 107793 20061252 19218703 X 39201843 40546943 351494 411635 39553337 40958578 59614589 60177281 X 1345100 60141 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 5098176 5098176 24690435 6717515 17972920 217583 93195 124388 5215137 2316166 2898971 12592447 6352636 6239811 32334266 AMOUNTS DUE TO RHN 99437 AMOUNTS DUE TO ROSECRANCE PROPERTIES 8356 107793 X 49597179 60141 60141 49537038 0 49537038 48191938 0 48191938 0 48191938 PART IV, LINE 2B: AMOUNTS DUE TO REPRESENTATIVE PAYEE INCLUDED IN BALANCE SHEET IS $136,115. PART X, LINE 2: THE ORGANIZATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER THE AUTHORITATIVE GUIDANCE ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB"). THE ORGANIZATION USES A THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION TO ACCOUNT FOR UNCERTAINTY IN INCOME TAXES. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS NOT BEEN MET. THIS GUIDANCE ALSO ADDRESSES DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE ORGANIZATION CONDUCTS BUSINESS SOLELY IN THE U.S. AND, AS A RESULT, FILES FEDERAL TAX RETURNS. IN THE NORMAL COURSE OF BUSINESS THE ORGANIZATION IS SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE ORGANIZATION'S TAX RETURNS FOR YEARS SUBSEQUENT TO 2010 ARE OPEN, BY STATUE, FOR REVIEW BY AUTHORITIES. HOWEVER, AT PRESENT, THERE ARE NO ONGOING INCOME TAX AUDITS OR UNRESOLVED DISPUTES WITH THE TAX AUTHORITIES THAT THE ORGANIZATION CURRENTLY FILES OR HAS FILED WITH. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN INCLUDED IN THE CHANGE IN INTEREST IN NET ASSETS OF ROSECRANCE FOUNDATION 60,141. 1 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE 308 154018 CASH CASH TO PURCHASE MEDICATION. CLIENT ASSISTANCE 139 69448 CASH CASH AWARDS PRIMARILY FOR PAYMENT OF FEES OR TO PURCHASE BASIC NEEDS SUCH AS FOOD OR CLOTHING. HOUSING ASSISTANCE 179 89626 CASH CASH AWARDS PRIMARILY FOR PAYMENT OF RENT. PART I, LINE 2: PAYMENTS ARE MADE DIRECTLY TO CLIENTS AFTER RECIPIENT ELIGIBILITY IS ESTABLISHED BY OUR GUIDELINES. 0 1 0 0 0 0 0 0 0 PHILIP W EATON PRESIDENT/CEO 0 248381 0 133400 0 16500 0 97628 0 14227 0 510136 0 0 JOHN SCHUSTER VICE PRESIDENT/CFO 0 152866 0 44500 0 17000 0 17637 0 8815 0 240818 0 0 PART I, LINE 3 THE CEO IS COMPENSATED BY THE ROSECRANCE HEALTH NETWORK, A RELATED HEALTH ORGANIZATION THAT PROVIDES MANAGEMENT SERVICES. PART I, LINE 4B THE ORGANIZATION'S CEO PARTICIPATES IN A NON-QUALIFIED DEFERRED COMPENSATION PLAN. CONTRIBUTIONS FOR CALENDAR YEAR 2013 WERE $75,000. A ILLINOIS FINANCE AUTHORITY 861091967 2012-10-01 17360000 REFINANCE EXISTING DEBT AND FUND CONSTRUCTION PROCESS 0 0 0 A 1890000 17360000 290000 16403758 666242 1 0 0 1 A 0 1 0 0 0.00000 0.00000 0 0 0 A 0 1 0 0 1 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 3: THE OBLIGATED GROUP FOR THE 2013 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. FURST STAFFING ENTITY MORE THAN 35% OWNED BY DIRECTOR, TOM FURST 21069 PLACE TEMPORARY AND PERMANENT EMPLOYEES 0 FORM 990, PART V, LINE 2A: THE ORGANIZATION HAS A MANAGEMENT AGREEMENT WITH ROSECRANCE HEALTH NETWORK, A RELATED SUPPORTING ORGANIZATION. COMPENSATION FOR THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK AS PART OF THE MANAGEMENT ARRANGEMENT. FORM 990, PART VI, SECTION A, LINE 3 ROSECRANCE, INC. HAS DELEGATED MANAGEMENT DUTIES TO ROSECRANCE HEALTH NETWORK (RHN), THE SOLE CORPORATE MEMBER, UNDER A MANAGEMENT AGREEMENT. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION ADOPTED AMENDED BY-LAWS ON 6/25/2013, CHANGING THE NUMBER OF MEMBERS TO BE NOT LESS THAN THIRTEEN NOR MORE THAN EIGHTEEN. FORM 990, PART VI, SECTION A, LINE 6 ROSECRANCE, INC. HAS ONE CORPORATE SHAREHOLDER, ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 7A ROSECRANCE HEALTH NETWORK, THE SOLE MEMBER, HAS THE POWER TO APPOINT AND REMOVE THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B ROSECRANCE HEALTH NETWORK HAS THE POWER TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS. THE BOARD OF DIRECTORS OF ROSECRANCE, INC. SHALL BE ENTITLED TO MAKE RECOMMENDATIONS REGARDING SUCH AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 IS PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE FULL BOARD OF DIRECTORS, WHO ULTIMATELY AUTHORIZE THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO ARE REQUIRED TO ANNUALLY FILE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE CORPORATION. COMPLETE COPIES OF THE CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE PROVIDED TO THE BOARD OF DIRECTORS AT EACH MEETING AS PART OF AGENDA MATERIALS. ALL MEMBERS ARE REQUIRED TO PUBLICLY DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST DURING CONSIDERATION OF ANY ITEM OF BUSINESS TO COME BEFORE THE BOARD OF DIRECTORS. THE GENERAL COUNSEL PROVIDES INSTRUCTIONS TO THE BOARD OF DIRECTORS ON WHAT CONSTITUTES A POTENTIAL CONFLICT OF INTEREST AT THE ANNUAL ORGANIZATIONAL MEETING OF THE BOARD. NEWLY ELECTED TRUSTEES ARE PROVIDED ADDITIONAL DISCLOSURE ON CONFLICT OF INTEREST AT THE ORIENTATION MEETING HELD ANNUALLY. EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICT OF INTEREST ANNUALLY IN ACCORDANCE WITH THE HUMAN RESOURCES POLICIES STATED IN THE EMPLOYEES HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON WRITTEN REQUEST FORM 990, PART XI, LINE 9: UNDISTRIBUTED PORTION OF CHANGE IN INTEREST IN NET ASSETS OF ROSECRANCE FDN 60,141. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ROSECRANCE HEALTH NETWORK 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364874007 PROVIDE MANAGEMENT SERVICES FOR BEHAVIORAL HEALTH CARE PROGRAMS IL 501(C)(3) LINE 11A, I N/A 0 ROSECRANCE FOUNDATION 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE INC TO PROVIDE BEHAVIORAL HEALTH CARE TREATMENT. IL 501(C)(3) LINE 11A, I ROSECRANCE HEALTH NETWORK 0 ROSECRANCE PROPERTIES 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364167890 HOLD TITLE TO PROPERTIES FOR ROSECRANCE HEALTH NETWORK. IL 501(C)(2) ROSECRANCE HEALTH NETWORK 0 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 ROSECRANCE FOUNDATION C 653602 CASH - CONTRIBUTION ROSECRANCE HEALTH NETWORK M 8765221 CASH - MANAGEMENT FEES ROSECRANCE PROPERTIES K 155483 CASH - RENT ROSECRANCE PROPERTIES D 196169 CASH - LOAN RECEIVABLE