2014-11-17T14:19:21-06:00 2013-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2013-01-01 130659550 EDISON ELECTRIC INSTITUTE INC EDIS 2025085000 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 JOHN S SCHLENKER TREASURER/CFO 2025085000 2014-11-17 1 J ANDREW SMITH P00635175 5712279500 2013 2015-11-30 17:44:51Z THOMAS R KUHN 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 154319211 0 X WWW.EEI.ORG X 1933 VA TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. 72 72 239 100 502547 -332630 0 0 82467809 81580667 2901153 2482873 0 0 85368962 84063540 1903458 2304692 0 0 37606588 38811758 0 0 0 43263798 42523261 82773844 83639711 2595118 423829 108317308 115832910 94643065 82478384 13674243 33354526 X EDISON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES. 0 0 EDISON ELECTRIC INSTITUTE'S (EEI) ENVIRONMENTAL PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING AIR QUALITY, CLIMATE CHANGE, CLEAN WATER, CLEAN COAL TECHNOLOGIES, NATURAL RESOURCES, AND SITING AND PERMITTING. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. EEI'S ENERGY DELIVERY PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING THE FEDERAL ENERGY REGULATORY COMMISSION (FERC) AND THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION (NERC). IT ALSO INCLUDES SECURITY (CYBER AND PHYSICAL), STORM RESILIENCY AND RESPONSE, AND TRANSMISSION ISSUES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. EEI'S FINANCE AND TAX PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING WALL STREET OUTREACH, TAX ISSUES, FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUES, FINANCIAL ACTIVITIES AND STUDIES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 167 0 239 1 1 1 0 0 0 0 0 X 72 72 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN S SCHLENKER 2025085540 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 LEWIS HAY III VICE CHAIR/CHAIR 3.00 1.00 X X 0 0 0 MICHAEL W YACKIRA VICE CHAIR/CHAIR 3.00 1.00 X X 0 0 0 NICHOLAS K AKINS VICE CHAIR 3.00 2.00 X X 0 0 0 THEODORE F CRAVER JR VICE CHAIR 3.00 1.00 X X 0 0 0 THOMAS A FANNING VICE CHAIR 3.00 1.00 X X 0 0 0 TIM MCLEOD DIRECTOR 1.00 X 0 0 0 ALAN R HODNIK DIRECTOR 1.00 X 0 0 0 PATRICIA LEONARD KAMPLING DIRECTOR 1.00 X 0 0 0 THOMAS R VOSS DIRECTOR 1.00 X 0 0 0 THOMAS F FARRELL II DIRECTOR 1.00 1.00 X 0 0 0 JOHN C PROCARIO DIRECTOR 1.00 X 0 0 0 SCOTT L MORRIS DIRECTOR 1.00 2.00 X 0 0 0 GERRY CHASSE DIRECTOR 1.00 X 0 0 0 DAVID R EMERY DIRECTOR 1.00 X 0 0 0 DAVID M MCCLANAHAN DIRECTOR 1.00 X 0 0 0 STEVEN V LANT DIRECTOR 1.00 X 0 0 0 BRUCE A WILLIAMSON DIRECTOR 1.00 X 0 0 0 JOHN G RUSSELL DIRECTOR 1.00 X 0 0 0 KEVIN BURKE DIRECTOR 1.00 X 0 0 0 GERARD M ANDERSON DIRECTOR 1.00 X 0 0 0 JAMES E ROGERS DIRECTOR 1.00 1.00 X 0 0 0 RICHARD RIAZZI DIRECTOR 1.00 X 0 0 0 THOMAS V SHOCKLEY DIRECTOR 1.00 X 0 0 0 WILLIAM H SHEPPARD DIRECTOR 1.00 X 0 0 0 BRADLEY P BEECHER DIRECTOR 1.00 X 0 0 0 JOHN F YOUNG DIRECTOR 1.00 X 0 0 0 ROD WEST DIRECTOR 1.00 X 0 0 0 CHRISTOPHER CRANE DIRECTOR 1.00 X 0 0 0 ANTHONY J ALEXANDER DIRECTOR 1.00 X 0 0 0 MICHAEL J CHESSER DIRECTOR 1.00 X 0 0 0 MARY G POWELL DIRECTOR 1.00 X 0 0 0 CONSTANCE LAU DIRECTOR 1.00 X 0 0 0 ROBERT D KUMP DIRECTOR 1.00 X 0 0 0 J LAMONT KEEN DIRECTOR 1.00 X 0 0 0 CHARLES A SCHROCK DIRECTOR 1.00 X 0 0 0 JOSEPH L WELCH DIRECTOR 1.00 X 0 0 0 DAVID L GOODIN DIRECTOR 1.00 X 0 0 0 GARY J WOLTER DIRECTOR 1.00 X 0 0 0 GREGORY E ABEL DIRECTOR 1.00 X 0 0 0 PHILIP BARNHARD IV DIRECTOR 1.00 X 0 0 0 THOMAS B KING DIRECTOR 1.00 X 0 0 0 JIM STANLEY DIRECTOR 1.00 X 0 0 0 CHARLES W SHIVERY DIRECTOR 1.00 X 0 0 0 ROBERT C ROWE DIRECTOR 1.00 X 0 0 0 THOMAS J MAY DIRECTOR 1.00 X 0 0 0 PETER B DELANEY DIRECTOR 1.00 X 0 0 0 EDWARD J MCINTYRE DIRECTOR 1.00 X 0 0 0 CHRISTOPHER P JOHNS DIRECTOR 1.00 X 0 0 0 JOSEPH M RIGBY DIRECTOR 1.00 X 0 0 0 DONALD E BRANDT DIRECTOR 1.00 X 0 0 0 PATRICIA K VINCENT-COLLAWN DIRECTOR 1.00 X 0 0 0 JAMES J PIRO DIRECTOR 1.00 X 0 0 0 WILLIAM H SPENCE DIRECTOR 1.00 X 0 0 0 RALPH IZZO DIRECTOR 1.00 X 0 0 0 KIMBERLY J HARRIS DIRECTOR 1.00 X 0 0 0 KEVIN B MARSH DIRECTOR 1.00 X 0 0 0 ANDRES GLUSKI DIRECTOR 1.00 X 0 0 0 JOHN B RAMIL DIRECTOR 1.00 X 0 0 0 LON R GREENBERG DIRECTOR 1.00 X 0 0 0 JAMES P TORGERSON DIRECTOR 1.00 X 0 0 0 ROBERT G SCHOENBERGER DIRECTOR 1.00 X 0 0 0 PAUL J BONAVIA DIRECTOR 1.00 X 0 0 0 CARL L CHAPMAN DIRECTOR 1.00 X 0 0 0 CHRISTOPHER L DUTTON DIRECTOR 1.00 X 0 0 0 MARK A RUELLE DIRECTOR 1.00 X 0 0 0 GALE E KLAPPA DIRECTOR 1.00 X 0 0 0 BENJAMIN GS FOWKE III DIRECTOR 1.00 X 0 0 0 LEO P DENAULT DIRECTOR 1.00 X 0 0 0 JEFF HOUSEHOLDER DIRECTOR 1.00 X 0 0 0 TERRY D BASSHAM DIRECTOR 1.00 X 0 0 0 AMES L ROBO DIRECTOR 1.00 X 0 0 0 JOHN WALSH DIRECTOR 1.00 X 0 0 0 THOMAS KUHN PRESIDENT 45.00 3.00 X 3859858 0 75388 DAVID OWENS EXECUTIVE VP, BUSINESS OPE 45.00 X 870195 0 304020 BRIAN WOLFF SENIOR VP, EXTERNAL AFFAIR 45.00 1.00 X 842756 0 157975 EDWARD COMER VP, GENERAL COUNSEL AND CO 45.00 X 426377 0 189682 MARY MILLER CHIEF ADMINISTRATIVE OFFIC 45.00 4.00 X 403298 0 136408 QUINLAN SHEA III VP, ENVIRONMENT 45.00 X 361636 0 113890 RICHARD MCMAHON VP, ALLIANCE ENERGY SUPPLI 45.00 X 381753 0 155114 JAMES FAMA VP, ENERGY DELIVERY 45.00 X 363472 0 148880 KATHY STECKELBERG VP, GOVERNMENT RELATIONS 45.00 X 345011 0 122853 BRIAN MCCORMACK VP, POLITICAL AND EXTERNAL 45.00 X 346489 0 42759 JOHN EASTON JR VP, INT'L PROGRAMS 45.00 X 340151 0 102661 JOHN SCHLENKER CFO & TREASURER 45.00 2.00 X 300762 0 139934 RICHARD TEMPCHIN EXECUTIVE DIRECTOR, RETAIL 45.00 X 278320 0 185951 JAMES OWEN EXEC DIR, MEMBER REL & MTG 45.00 X 281636 0 174681 SADEGH RAZEGHI CIO 45.00 X 232700 0 50016 JAMES ROEWER DIRECTOR, USWAG 45.00 X 211414 0 92350 SCOTT AARONSON SENIOR DIRECTOR, NATIONAL SECURITY POLICY 45.00 X 209251 0 27665 10055079 0 2220227 88 0 1 0 HUNTON & WILLIAMS 1900 K STREET WASHINGTON DC 20006 CONSULTING 8158767 VENABLE LLP 575 SEVENTH STREET WASHINGTON DC 20004 CONSULTING 2922429 DANIEL J EDELMAN INC 200 EAST RANDOLPH STREET CHICAGO IL 60601 CONSULTING 1091122 R & R PARTNERS INC 101 CONSTITUTION AVE NW SUITE L11 WASHINGTON DC 20001 ADVERTISING 515811 CHERTOFF GROUP LLC 1399 NEW YORK AVE NW 900 WASHINGTON DC 20005 CONSULTING 373956 7 MEMBERSHIP DUES 900099 70928340 70928340 MEETINGS 900099 8005462 8005462 PROGRAMS 900099 1996336 1996336 ADVERTISING 541800 502547 502547 PUBLICATIONS 511190 147982 147982 81580667 2882614 2882614 69855930 70255671 -399741 -399741 -399741 84063540 81078120 502547 2482873 2291692 13000 10421130 17821348 6772771 2311116 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-3757058 PART I-A, LINE 1: THE ORGANIZATION SUPPORTED POLITICAL ORGANIZATIONS AND CANDIDATES FOR STATE AND LOCAL OFFICE WHERE LEGALLY PERMISSIBLE. 41515 23903 17612 1453591 944512 509079 2116340 611817 1504523 2031214 POSTRETIREMENT BENEFIT OBLIGATION 1728391 DEFERRED COMPENSATION 45491122 DEFERRED RENT 1194659 BENEFITS LIABILITIES 1312525 OTHER CURRENT LIABILITIES 379679 LONG TERM LEASE OBLIGATION 53548 LIFE INSURANCE LIABILITY 100000 MEDICARE TAX LIABILITY 16237 OTHER LONG-TERM LIABILITY 15000 50291161 X PART X, LINE 2: EEI IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. EEI HAS EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. EEI'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2010 THROUGH 2012 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 0 EUROPE 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 340587 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 1807 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 15130 NORTH AMERICA 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 4752 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 2551 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 13000 0 0 0 0 0 0 377827 0 377827 NORTH AMERICA CONFERENCE SPONSORSHIP 13000 0 0 0 0 0 0 1 A CELEBRATION OF CHICAGO LLC 1218 29TH STREET NW WASHINGTON DC 20007 522141669 10000 EVENT SPONSORSHIP AABE 1625 K STREET NW STE 405 WASHINGTON DC 20006 840782569 501(C)(3) 10000 CONFERENCE SPONSORSHIPS ACCF-CTR FOR POLICY RESEARCH 1750 K STREET NW SUITE 400 WASHINGTON DC 20006 521091172 501(C)(3) 30000 CONTRIBUTIONS: MEMBERSHIPS ALL 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501(C)(6) 12000 CONTRIBUTIONS: MEMBERSHIPS COMMUNITIES FOUNDATION OF OKLAHOMA INC 2932 NW 122ND STREET SUITE D OKLAHOMA CITY OK 73120 731396320 501(C)(3) 10000 CORPORATE RESPONSIBILITY: DISASTER CONGRESSIONAL BLACK CAUCUS FOUNDATION 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501(C)(4) 20000 EVENT SPONSORSHIP CONGRESSIONAL BLACK CAUCUS POLITICAL EDUCATION AND LEADERSHIP INSTITUTE 413 NEW JERSEY AVENUE SE WASHINGTON DC 20003 522270607 501(C)(4) 5000 CONFERENCE SPONSORSHIPS CONSORTIUM OF CATHOLIC ACADEMIES 5001 EASTERN AVENUE SUITE 207 HYATTSVILLE MD 20782 522050972 501(C)(3) 10000 EVENT SPONSORSHIP COUNCIL OF GREAT LAKES INDUSTRIES 3600 GREEN COURT ANN ARBOR MI 48105 382973776 501(C)(6) 15000 CONTRIBUTIONS: COALITIONS COUNCIL OF STATE GOVERNMENTS 2760 RESEARCH PARK DRIVE LEXINGTON KY 40511 366000818 501(C)(3) 6000 CONTRIBUTIONS: MEMBERSHIPS CREATIVE COALITION 200 PARK AVENUE SOUTH NO 8TH FL NEW YORK NY 10003 133517803 501(C)(3) 90000 EVENT SPONSORSHIP CURE DUES 1050 THOMAS 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AMERICA'S FUTURE ENERGY 1111 19TH STREET NW SUITE 406 WASHINGTON DC 20036 201727977 501(C)(3) 5000 CONTRIBUTIONS: MEMBERSHIPS SECURING AMERICA'S FUTURE ENERGY 1111 19TH STREET NW SUITE 406 WASHINGTON DC 20036 201727977 501(C)(3) 5000 EVENT SPONSORSHIP SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 120 BROADWAY NEW YORK NY 10271 320178959 501(C)(6) 20000 CONTRIBUTIONS: MEMBERSHIPS SENATE PRESIDENTS' FORUM 66 WITHERSPOON STREET PRINCETON NJ 08540 223284046 501(C)(3) 27000 CONTRIBUTIONS: MEMBERSHIPS SO OTHERS MIGHT EAT 71 0 STREET NW WASHINGTON DC 20001 237098123 501(C)(3) 5000 EVENT SPONSORSHIP SOCIAL ENTERPRISES INC 618 NW GLISAN ST SUITE 101 PORTLAND OR 97209 202665380 CORPORATION 7500 CONFERENCE SPONSORSHIPS SOUTHEAST LABOR AND MANAGEMENT PUBLIC AFFAIRS COMMITTEE 100 CONCOURSE PARKWAY SUITE 300 BIRMINGHAM AL 35244 460612026 501(C)(6) 5000 CONTRIBUTIONS: MEMBERSHIPS SOUTHERN STATES ENERGY BOARD 6325 AMHERST COURT NORCROSS GA 30092 580864888 501(C)(1) 5000 EVENT SPONSORSHIP STATE GOVERNMENT AFFAIRS COUNCIL 515 KING STREET SUITE 325 ALEXANDRIA VA 22314 521067087 501(C)(6) 5000 CONTRIBUTIONS: MEMBERSHIPS STATE GOVERNMENT LEADERSHIP FOUNDATION 1201 F STREET NW SUITE 675 WASHINGTON DC 20004 200505849 501(C)(4) 15000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS STATE LEGISLATIVE LEADERS FOUNDATION 1645 FALMOUTH ROAD CENTERVILLE MA 02632 237148478 501(C)3 10000 CONTRIBUTIONS: MEMBERSHIPS TASTE OF THE SOUTH PO BOX 2826 WASHINGTON DC 20013 521343458 501(C)(3) 5000 EVENT SPONSORSHIP TEXAS STATE SOCIETY OF WASHINGTON PO BOX 70155 WASHINGTON DC 20024 521282038 501(C)(4) 30000 EVENT SPONSORSHIP THE ARTISTS & ATHLETES ALLIANCE 900 19TH STREET NW SUITE 800 WASHINGTON DC 20006 262255679 10000 CONTRIBUTIONS: MEMBERSHIPS THE CONGRESSIONAL INSTITUTE INC 1700 DIAGONAL ROAD 730 ALEXANDRIA VA 22314 521504189 501(C)(4) 25000 CONTRIBUTIONS: MEMBERSHIPS THE FRANKLIN & ELEANOR ROOSEVELT INSTITUTE 570 LEXINGTON AVENUE SUITE 500 NEW YORK NY 10022 237213592 501(C)(3) 10000 EVENT SPONSORSHIP THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 522106274 501(C)(3) 87000 PROGRAM CONTRIBUTION TRANSPORTATION ENERGY PARTNERSHIP 1735 20TH STREET NW WASHINGTON DC 20009 900055128 501(C)(3) 7500 CONFERENCE SPONSORSHIPS TREE FUND 552 S WASHINGTON STREET SUITE 109 NAPERVILLE IL 60540 371018692 501(C)(3) 5000 CONTRIBUTIONS: ENVIRONMENTAL US CHAMBER OF COMMERCE 1615 H ST NW WASHINGTON DC 20062 530045720 501(C)3 25050 CONTRIBUTIONS: MEMBERSHIPS UNITED STATES ENERGY ASSOCIATION 1300 PENNSYLVANIA AVENUE NW ROOM 550 WASHINGTON DC 20004 136219869 501(C)(3) 5000 CONTRIBUTIONS: MEMBERSHIPS UNITED STATES NAVY MEMORIAL FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521104476 501(C)(3) 20000 CORPORATE RESPONSIBILITY: ORGANIZATION UNITED WAY OF THE NATIONAL CAPITAL AREA 1577 SPRING HILL ROAD NO 420 VIENNA VA 22182 530234290 501(C)(3) 5000 CORPORATE RESPONSIBILITY: ORGANIZATION URBAN ALLIANCE 2030 Q STREET NW WASHINGTON DC 20009 521938443 501(C)(3) 20000 CORPORATE RESPONSIBILITY: ORGANIZATION UTILITY ARBORIST ASSOCIATION PO BOX 3129 CHAMPAIGN IL 61826 521193936 501(C)(3) 5000 CONTRIBUTIONS: ENVIRONMENTAL VOLTA LIVE INC 5500 FRIENDSHIP BOULEVARD 2322N CHEVY CHASE MD 20815 205291054 10000 EVENT SPONSORSHIP WASHINGTON TENNIS & EDUCATION 16TH AND KENNEDY STREETS NW WASHINGTON DC 20011 526046504 501(C)(3) 5500 EVENT SPONSORSHIP WESTERN ASSOCIATION OF FISH AND WILDLIFE AGENCIES 2903 SAINTSBUIRY PLAZA SUITE 106 FAIRFAX VA 22031 820329350 501(C)(4) 5000 CONFERENCE SPONSORSHIPS WESTERN GOVERNORS' ASSOCIATION 400 N CAPITOL STREET NW SUITE 388 WASHINGTON DC 20001 840747227 501(C)(1) 10000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS WESTERN LAMPAC 321 16TH AVENUE SOUTH SEATTLE WA 98144 202432543 501(C)(6) 13000 CONFERENCE SPONSORSHIPS WOMEN'S COUNCIL ON ENERGY AND THE ENVIRONMENT PO BOX 33211 WASHINGTON DC 20033 521258690 501(C)(3) 5000 EVENT SPONSORSHIP WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS 1300 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 521067541 501(C)(3) 10000 EVENT SPONSORSHIP WORLD CONFERENCE OF MAYORS 108 GRAY STREET SUITE 101 TUSKEGEE AL 36083 521373507 501(C)(3) 5000 CONFERENCE SPONSORSHIPS WORLD CONFERENCE OF MAYORS 108 GRAY STREET SUITE 101 TUSKEGEE AL 36083 521373507 501(C)(3) 5000 CONTRIBUTIONS: MEMBERSHIPS CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 204504014 501(C)(3) 229491 FMV IN-KIND SUPPORT PROGRAM SUPPORT NATIONAL LAMPAC 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 262620296 501(C)(3) 38546 FMV IN-KIND SUPPORT PROGRAM SUPPORT THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 522106274 501(C)(3) 62650 FMV IN-KIND SUPPORT PROGRAM SUPPORT 57 48 PART I, LINE 2: WHEN GRANT FUNDS ARE AWARDED, EEI MAY REQUEST THE AMOUNTS BE RESTRICTED FOR A SPECIFIC PURPOSE. GRANTEES MANY TIMES WILL REPORT BACK TO EEI THE SPECIFIC USE OF THE FUNDS AND VARIOUS OUTCOMES. HOWEVER, THIS IS NOT A REQUIREMENT FOR EACH GRANT AWARDED. X X 1 1 X X X X X 0 1 0 THOMAS KUHN PRESIDENT 873298 0 851246 0 2135314 0 49734 0 25654 0 3935246 0 0 0 DAVID OWENS EXECUTIVE VP, BUSINESS OPE 535942 0 300000 0 34253 0 290985 0 13035 0 1174215 0 0 0 BRIAN WOLFF SENIOR VP, EXTERNAL AFFAIR 545032 0 292000 0 5724 0 145032 0 12943 0 1000731 0 0 0 EDWARD COMER VP, GENERAL COUNSEL AND CO 293527 0 110000 0 22850 0 166941 0 22741 0 616059 0 0 0 MARY MILLER CHIEF ADMINISTRATIVE OFFIC 271466 0 103000 0 28832 0 131236 0 5172 0 539706 0 0 0 QUINLAN SHEA III VP, ENVIRONMENT 239394 0 95000 0 27242 0 98111 0 15779 0 475526 0 0 0 RICHARD MCMAHON VP, ALLIANCE ENERGY SUPPLI 264264 0 98000 0 19489 0 132725 0 22389 0 536867 0 0 0 JAMES FAMA VP, ENERGY DELIVERY 244117 0 99500 0 19855 0 126729 0 22151 0 512352 0 0 0 KATHY STECKELBERG VP, GOVERNMENT RELATIONS 252934 0 89000 0 3077 0 112958 0 9895 0 467864 0 0 0 BRIAN MCCORMACK VP, POLITICAL AND EXTERNAL 252500 0 89000 0 4989 0 32960 0 9799 0 389248 0 0 0 JOHN EASTON JR VP, INT'L PROGRAMS 224686 0 82000 0 33465 0 89717 0 12944 0 442812 0 0 0 JOHN SCHLENKER CFO & TREASURER 198601 0 80000 0 22161 0 120225 0 19709 0 440696 0 0 0 RICHARD TEMPCHIN EXECUTIVE DIRECTOR, RETAIL 189509 0 68000 0 20811 0 164414 0 21537 0 464271 0 0 0 JAMES OWEN EXEC DIR, MEMBER REL & MTG 186648 0 74000 0 20988 0 155154 0 19527 0 456317 0 0 0 SADEGH RAZEGHI CIO 179075 0 30000 0 23625 0 47693 0 2323 0 282716 0 0 0 JAMES ROEWER DIRECTOR, USWAG 150543 0 38236 0 22635 0 73150 0 19200 0 303764 0 0 0 SCOTT AARONSON SENIOR DIRECTOR, NATIONAL SECURITY P 180442 0 15000 0 13809 0 25455 0 2210 0 236916 0 0 0 PART I, LINE 1A PART 1, QUESTION 1A - TRAVEL FOR COMPANIONS: JOHN EASTON $2,577 INCLUDED IN INCOME PART I, QUESTION 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1,545 INCLUDED IN INCOME RICHARD MCMAHON $877 INCLUDED IN INCOME PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES. THOMAS R. KUHN $2,095,121 DAVID K. OWENS $247,324 BRIAN WOLFF $104,439 EDWARD COMER $107,503 MARY MILLER $68,723 QUINLAN SHEA $45,095 RICHARD MCMAHON $73,498 JAMES FAMA $61,697 KATHRYN STECKELBERG $53,981 JOHN EASTON $33,653 BRIAN MCCORMACK $5,340 JOHN SCHLENKER $45,903 JAMES OWEN $34,706 RICHARD TEMPCHIN $30,970 THOMAS KUHN CEO SPLIT DOLLAR LIFE INSURANCE POLICY WITH CEO X 0 424155 0 1 1 424155 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF DIRECTORS, AFTER EACH ANNUAL ELECTION OF DIRECTORS AND BY THE RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM ITS OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE CHAIRMAN AND VICE CHAIRMEN. IN ADDITION TO THOSE DESIGNATED TO SERVE ON THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE WHO CONTINUE AS CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE MEMBER SHALL SERVE AS EX OFFICIO, NON-VOTING MEMBERS OF THE COMMITTEE. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD EXCEPT: 1. APPROVAL OR RECOMMENDATION TO MEMBERS OF ACTION THAT IS REQUIRED TO BE APPROVED BY MEMBERS UNDER STATUTE; 2. THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS OR IN ANY COMMITTEE THEREOF; 3. THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ON ANY COMMITTEE THEREOF; 4. THE AMENDMENT OR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS; 5. THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY RESOLUTION OF THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE. VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP: OPERATING COMPANY MEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORPORATIONS ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER-OWNED ELECTRIC COMPANY MEMBERS SERVE 95% OF THE ULTIMATE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR-OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES AND IN OTHER ACTIVITIES OF THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EDISON ELECTRIC INSTITUTE'S INTERNATIONAL AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EDISON ELECTRIC INSTITUTE INC. ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP OF THE ORGANIZATION DOES APPROVE BYLAW AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 DUE TO THE SIZE OF THE GOVERNING BODY AND MAGNITUDE AND COMPLEXITY OF THE FORM 990, THE RETURN FOR EDISON ELECTRIC INSTITUTE INC. IS REVIEWED BY THE ORGANIZATION'S OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENT PARTNER TO THE INSTITUTE'S EXECUTIVE COMMITTEE IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE INC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL BASIS. THE CEO'S COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. FORM 990, PART XI, LINE 9: OTHER COMPREHENSIVE GAIN 21,337,696. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 SCIENTIFIC/EDUCATION DC 501(C)(3) N/A EDISON ELECTRIC INSTITUTE INC 1 CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 EDUCATION DE 501(C)(3) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 THOMAS ALVA EDISON FOUNDATION B 149650 CENTER FOR ENERGY WORKFORCE DEVELOPMENT B 334491 THOMAS ALVA EDISON FOUNDATION R 811319 CENTER FOR ENERGY WORKFORCE DEVELOPMENT R 4685 THOMAS ALVA EDISON FOUNDATION Q 364658 CENTER FOR ENERGY WORKFORCE DEVELOPMENT Q 64889