2014-11-17T11:53:11-06:00 2013-12-31 271728945 O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2013-01-01 133627750 COMMUNITY HOUSING INNOVATIONS INC COMM 9146831010 75 SOUTH BROADWAY NO 340 WHITE PLAINS NY 10601 JEROME J AUGUST CFO 9146831010 2014-08-01 1 GARRETT M HIGGINS P00543209 9143818900 2014-08-01 2013 2015-11-30 17:44:51Z X ALEXANDER H ROBERTS 75 SOUTH BROADWAY NO 340 WHITE PLAINS NY 10601 21620083 0 X WWW.CHIGRANTS.ORG X 1991 NY TO ESTABLISH, MAINTAIN AND OPERATE TRANSITIONAL HOUSING AND TO DEVELOP PERMANENT HOUSING FOR HOMELESS AND LOW-INCOME INDIVIDUALS AND FAMILIES. 6 4 183 5 0 0 2760022 2581214 14507762 17817004 8698 -114822 484281 329490 17760763 20612886 606208 815500 0 0 8422987 8121561 0 0 364 10790448 12503982 19819643 21441043 -2058880 -828157 30764544 27988074 25094186 22947942 5670358 5040132 X COMMUNITY HOUSING INNOVATIONS, INC. (CHI), FOUNDED IN 1991, IS A NOT-FOR-PROFIT ORGANIZATION SERVING FIVE NEW YORK STATE COUNTIES. CHI'S MISSION IS TO "PROVIDE LOW AND MODERATE INCOME FAMILIES AND INDIVIDUALS WITH THE HOUSING AND HUMAN SERVICES THAT ENABLE THEM TO ACHIEVE THE GREATEST SOCIAL AND ECONOMIC INDEPENDENCE AT THE LOWEST COST TO SOCIETY." 0 0 14094886 13494113 SUFFOLK COUNTY DEPARTMENT OF SOCIAL SERVICES AND NASSAU COUNTY DEPARTMENT OF SOCIAL SERVICES. THROUGH THE SUFFOLK COUNTY DEPARTMENT OF SOCIAL SERVICES AND THE NASSAU COUNTY DEPARTMENT OF SOCIAL SERVICES, CHI OPERATES 8 CONGREGATE SUPERVISED FAMILY RESIDENCES (SFRS) AND 4 CONGREGATE SUPERVISED SINGLES RESIDENCE (SSR) ONE WHICH IS LICENSED BY NEW YORK STATE. ALL HAVE STAFF AVAILABLE 24 HOURS PER DAY, 365 DAYS PER YEAR. THROUGH ON-SITE CASE MANAGEMENT AND REFERRALS TO COMMUNITY SERVICES, THE HOMELESS PERSONS ARE ASSISTED IN BECOMING PERSONALLY AND ECONOMICALLY SELF-SUFFICIENT. THE SEARCH FOR PERMANENT HOUSING IS THE PRIMARY GOAL FOR ALL SHELTER RESIDENTS AND CHI PROMOTES AND ASSISTS THEM WITH THE HOUSING SEARCH. PARENTS, SINGLE INDIVIDUALS AND CHILDREN ARE PROVIDED WITH A SAFE HOME AND ACCESS TO EDUCATIONAL, VOCATIONAL, EMPLOYMENT AND OTHER COMMUNITY SERVICES BASED UPON THE GOALS THEY SET FOR THEMSELVES. THIS ALSO INCLUDES REFERRALS TO RESOURCES FOR THOSE WITH MENTAL ILLNESSES, HISTORIES OF SUBSTANCE ABUSE, PHYSICAL DISABILITIES AND OTHER SPECIALIZED NEEDS. CHI HAS IMPLEMENTED A TUTORING INITIATIVE FOR PARENTS WORKING TOWARDS A GED AS WELL AS HOMEWORK TUTORING FOR CHILDREN.THE SUPERVISED FAMILY RESIDENCES SERVE ONLY FAMILIES AND ARE LOCATED IN LARGE HOMES IN RESIDENTIAL COMMUNITIES AND ONE LARGE HOTEL. THE LICENSED SSR PROGRAM SERVES 31 MALES WHILE THE THREE OTHER LOCATIONS SERVE 29 SINGLE MEN. DURING THE PAST YEAR, THE PROGRAM SERVED OVER 2,000 INDIVIDUALS INCLUDING CHILDREN IN 649 FAMILIES. 85% ARE FEMALE HEADED HOUSEHOLDS; 10% ARE MALE HEADED HOUSEHOLDS ALL OF WHOM ALL SINGLE PARENTS; AND 5% IDENTIFIED THEMSELVES AS TWO PARENT HOUSEHOLDS. MAJORITY (38%) RANGED IN AGES 21 TO 30; 14% IN THE NEXT AGE RANGE OF 31 TO 40; AND 15% IN THE AGE RANGE OF 41 TO 50 YEARS. CHILDREN MADE THE OTHER 33% OF THE POPULATION WITH 45% OF THAT GROUP ARE PRESCHOOLERS AGED 1-5. 62% IDENTIFIED THEMSELVES AS AFRICAN AMERICAN AND 34% AS WHITE/CAUCASIAN.WITH THE CONSTANT, INTENSIVE CASE MANAGEMENT AND SUPERVISION BY HIGHLY QUALIFIED SOCIAL WORKERS AND OTHER STAFF, SHELTER RESIDENCES ARE HELPED TO SECURE THEIR PERMANENT HOUSING OR OTHER APPROPRIATE RESIDENCE IF THEY ARE DETERMINED TO HAVE SPECIAL NEEDS. PARENTS ARE COUNSELED AND CHILDREN ARE ENCOURAGED TO ATTEND SCHOOL AND COMPLETE HOMEWORK. WORKSHOPS ARE FREQUENTLY PROVIDED OFFERING GUIDANCE IN AREAS SUCH AS NUTRITION AND PARENTING. THE SERVICES PROVIDED DURING THE SHELTER STAY ARE DESIGNED TO ASSIST PARTICIPANTS WITH FINDING AND RETAINING THEIR PERMANENT HOUSING. CHI MOVED 122 FAMILIES AND 71 INDIVIDUALS INTO SECURE STABLE PERMANENT HOUSING WITH AN AVERAGE LENGTH OF STAY OF 80 DAYS. APPROXIMATELY 20% OF OUR EMERGENCY CLIENTS ARE EMPLOYED WHILE RESIDING IN EMERGENCY HOUSING. ALL ARE UNDER 125% OF THE POVERTY GUIDELINE WITH ABOUT 95% BELOW THE POVERTY GUIDELINE OF $19,000 FOR A FAMILY OF THREE. 3890842 4268362 THE US DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. THE US DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD) AWARDS FUNDING TO AGENCIES FOR THE ACQUISITION, REHABILITATION, OPERATIONS AND PROVISION OF SUPPORTIVE SERVICES FOR HOMELESS FAMILIES AND INDIVIDUALS. ALL OF THE PARTICIPANTS MUST HAVE A DISABLING CONDITION AS PART OF THEIR ELIGIBILITY.THE SHP PROGRAM IS A VALUABLE TOOL IN THE EFFORT TO END HOMELESSNESS. CHI IS THE LARGEST PROVIDER OF THE SHP PROGRAMS IN LONG ISLAND, COVERING BOTH NASSAU AND SUFFOLK COUNTIES. SOME GRANTS ARE IN PARTNERSHIP WITH OTHER AGENCIES. THESE PARTNERSHIPS DRAW ON THE EXPERTISE OF CHI AND OTHER AGENCIES TO PROVIDE SUPPORTIVE SERVICES WHILE CHI ACTS AS THE HOUSING DEVELOPER AND PROPERTY MANAGER.DURING THE PAST 17 YEARS, CHI HAS BEEN AWARDED $19 MILLION BY HUD FOR THE ACQUISITION, REHABILITATION, OPERATIONS AND PROVISION OF SUPPORTIVE SERVICES. PRIVATE LENDERS COMMITTED MORTGAGES OF $3.5 MILLION TO AUGMENT THE COSTS OF ACQUISITION AND REHABILITATION. ADDITIONAL FUNDS HAVE BEEN OBTAINED AT VARIOUS TIMES THROUGH THE NASSAU AND SUFFOLK COUNTY OFFICES OF COMMUNITY DEVELOPMENT FOR REHABILITATION AND MAINTENANCE OF THE HOUSING.USING THIS MODEL, CHI'S BI-COUNTY SHP PROGRAMS CREATED PERMANENT HOUSING FOR SINGLES AND FAMILIES WHO WERE FORMERLY HOMELESS. THE HOUSING PERMANENCY AND SUPPORTIVE SERVICES HAVE ENABLED THEM TO DEVELOP PERSONAL AND ECONOMIC GROWTH AND INDEPENDENCE. DURING THE PAST YEAR, THESE HOMES HAVE SERVED 160 PEOPLE WITH 32 FAMILIES AND 53 SINGLES. ON AVERAGE, 46% OF THE RESIDENTS HAVE A MENTAL HEALTH OR DUAL DIAGNOSIS, 47% HAVE A HISTORY OF CHRONIC SUBSTANCE ABUSE, AND 6% HAVE A DEVELOPMENTAL DISABILITY AND REMAINING 1% A BROAD SPECTRUM DIAGNOSIS. THE MAJORITY OF THE TENANTS ARE NOT MARRIED. 42% DESCRIBE THEMSELVES AS WHITE OR CAUCASIAN AND 52% AS BLACK OR AFRICAN AMERICANS. 4.5% INDICATE THAT THEY ARE VETERANS. 54% OF THE PARTICIPANTS REPORT HAVING EITHER A HIGH SCHOOL DIPLOMA OR GED AND 14% POST-SECONDARY EDUCATION.THERE IS LITTLE TURNOVER IN THESE UNITS WHERE TENANTS PAY NO MORE THAN 30% OF THEIR ADJUSTED GROSS INCOME. 8 HOUSEHOLDS HAVE LIVED IN SHP HOUSING FOR OVER 15 YEARS; 19 HAVE LIVED WITH CHI FOR OVER 10 YEARS; AND 53 HOUSEHOLDS HAVE LIVED WITH CHI FOR LESS THAN 5 YEARS. FOR PERSONS WITH SERIOUS DISABILITIES AND WHO HAVE BEEN UNABLE TO SECURE GAINFUL EMPLOYMENT, MAINTAINING PERMANENCY IS A SUCCESS. 1209647 815500 WESTCHESTER COUNTY DEPARTMENT OF SOCIAL SERVICES. IN WESTCHESTER COUNTY, CHI'S EMERGENCY HOUSING APARTMENT PROGRAM (EHAP) PROVIDES SCATTERED-SITE TEMPORARY HOUSING IN TRADITIONAL APARTMENTS LOCATED THROUGHOUT THE COMMUNITY. THESE SETTINGS PROVIDE FAMILIES WITH STABILITY AND THE OPPORTUNITY TO BECOME SELF-SUFFICIENT, WITH ASSISTANCE PROVIDED BY CHI'S CASE MANAGERS. CHI MANAGES THESE TRANSITIONAL HOUSING UNITS FOR HOMELESS FAMILIES UNDER CONTRACT WITH THE WESTCHESTER COUNTY DEPARTMENT OF SOCIAL SERVICES. DURING 2013, CHI-MANAGED 60 TRANSITIONAL HOUSING UNITS LOCATED IN FOUR DIFFERENT CITIES IN WESTCHESTER. IN 2013, THE PROGRAMS SERVED 191 UNDUPLICATED INDIVIDUALS INCLUDING CHILDREN IN 73 FAMILIES. 90% OF THOSE ARE FEMALE HEADED HOUSEHOLDS; 5% ARE MALE HEADED HOUSEHOLD ALL OF WHOM ARE SINGLE PARENTS AND REMAINING 5% ARE IDENTIFIED AS TWO PARENT HOUSEHOLDS. CHILDREN MAKE 60% OF THE POPULATION, 20% UNDER THE AGE OF 5 YEARS. MAJORITY OF ADULTS (18%) RANGED IN AGES 21 & 30; 11% IN THE NEXT AGE RANGE OF 31 TO 40 YEARS AND 7% IN THE AGE RANGE OF 41 TO 50 YEARS. 67% IDENTIFY THEMSELVES AS AFRICAN AMERICAN; 10% AS WHITE AND 23% AS HISPANIC.CHI EHAP MOVED 10 FAMILIES (14%) INTO SECURE STABLE PERMANENT HOUSING WITH AN AVERAGE LENGTH OF STAY OF 544 DAYS OR 1.5 YEARS. APPROXIMATELY 30 % OF ADULTS WHO COMPRISE CHI'S EMERGENCY CLIENTS WERE EMPLOYED WHILE RESIDING IN EMERGENCY HOUSING. ALL ARE UNDER 125% OF THE POVERTY GUIDELINE WITH ABOUT 95% BELOW THE POVERTY GUIDELINE OF $19,530 FOR A FAMILY OF THREE. 650355 54529 CHI OPERATES OTHER SMALLER PROGRAMS TO HELP LOW TO MODERATE INCOME INDIVIDUALS AND FAMILIES ACHIEVE GREATER SELF-SUFFICIENCY. 650355 54529 19845730 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 158 0 183 1 0 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X JEROME J AUGUST 9146831010 75 SOUTH BROADWAY WHITE PLAINS NY 10601 ALEXANDER ROBERTS PRESIDENT/EXEC. DIRECTOR 43.00 0.60 X X 207459 0 9977 STEVEN BRILL CHAIRMAN 0.30 0.60 X X 0 0 0 GERRY E FEINBERG DIRECTOR 0.30 0.60 X 25104 0 0 MARY BRINSON SECRETARY 0.30 X X 0 0 0 SHARLETTE N FRALEY DIRECTOR 0.30 X 0 0 0 MICHAEL PUNTILLO JR DIRECTOR 0.30 0.60 X 0 0 0 JEROME J AUGUST CFO 43.00 0.60 X 134120 0 4842 ELIZABETH THOMAS SENIOR CHIEF PROGRAM OFFICER 43.00 0.60 X 94481 0 1510 ROSEMARY DEHLOW CHIEF PGRM OFFICER OF LONG ISLAND 40.00 X 139706 0 8610 DEBORAH POST DIRECTOR OF DEVELOPMENT 40.00 X 131115 0 3074 LYNN MITCHELL PSYCHIATRIC NP 40.00 X 100706 0 4033 832691 0 32046 5 0 1 0 ARROW SECURITY 300 W MAIN STREET SMITHTOWN NY 11787 SECURITY SERVICES 356575 GREGORY CAMPANELLA DBA GMC ELECTRIC PO BOX 961 CORAM NY 11727 RENOVATIONS 277277 SUMMIT REMODELING 3060 MERRICK RD WANTAGH NY 10475 RENOVATIONS 275635 ANTHONY MELITO DBA A-Z ENTERPRISES 102 GREENPORT AVE MEDFORD NY 11763 RENOVATIONS 202059 37 AVENUE CONTRACTING CORP PO BOX 690277 EAST ELMHURST NY 11369 RENOVATIONS 138633 7 69925 2311861 199428 2581214 SCATTERED SITE HOUSING 532000 13494113 13494113 RENTAL INCOME 532000 4268362 4268362 MGMT & SOCIAL SERV FEES 531390 54529 54529 17817004 375 375 892000 1007197 -115197 -115197 -115197 INSURANCE PROCEEDS 900099 156555 156555 REHAB DEVELOPEMENT FEE 900099 146909 146909 LAUNDRY INCOME 900099 26026 26026 329490 20612886 17817004 0 214668 815500 815500 452389 34685 417704 6414755 5831372 583383 415459 238627 176832 838958 824652 14306 2193 2193 66453 66453 618148 590686 27462 23627 20757 2870 384633 298827 85786 20 7644386 7561817 82569 203156 193207 9605 344 358266 329263 29003 1012890 997022 15868 409799 393722 16077 REPAIRS AND MAINTENANCE 1344888 1286062 58826 FOOD 277057 277057 MISCELLANEOUS 69885 63775 6110 LETTER OF CREDIT FEES 47442 47442 41159 39064 2095 21441043 19845730 1594949 364 789611 732820 304661 286019 3275627 3648061 14795 91138 31669386 9185141 23463376 22484245 1361960 471 1554514 745320 30764544 27988074 2112335 1985719 10722018 9796249 3585000 3420000 256899 255541 7380150 7364143 1037784 126290 25094186 22947942 X 5395232 4776497 275126 263635 5670358 5040132 30764544 27988074 X -828157 197931 X X 0 1 X 1 1 1 X 2435240 3183719 3960512 2760022 2581214 14920707 12128914 12748139 14325606 14507762 17817004 71527425 14564154 15931858 18286118 17267784 20398218 86448132 28500 14250 33750 24202 23700 124402 0 28500 14250 33750 24202 23700 124402 86323730 6817 3616 5691 2050 375 18549 6817 3616 5691 2050 375 18549 216059 572335 283555 484281 329490 1885720 14787030 16507809 18575364 17754115 20728083 88352401 0.97700 0.97370 0.00020 0.00040 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2009 AMOUNT: $ 28,192. 2010 AMOUNT: $ 8,780. 2011 AMOUNT: $ 31,386. 2012 AMOUNT: $ 49,488. INSURANCE PROCEEDS - 2009 AMOUNT: $ 171,690. 2010 AMOUNT: $ 9,271. 2011 AMOUNT: $ 12,280. 2012 AMOUNT: $ 275,964. 2013 AMOUNT: $ 156,555. COUNSELING FEES - 2010 AMOUNT: $ 5,050. LAUNDRY SERVICES - 2009 AMOUNT: $ 16,177. 2010 AMOUNT: $ 3,422. 2011 AMOUNT: $ 6,544. 2013 AMOUNT: $ 26,026. DEVELOPMENT FEE - 2010 AMOUNT: $ 515,500. 2011 AMOUNT: $ 233,345. 2012 AMOUNT: $ 127,829. 2013 AMOUNT: $ 146,909. REAL ESTATE COMMISSIONS - 2010 AMOUNT: $ 30,312. REHAB DEVELOPMENT FEE - 2012 AMOUNT: $ 31,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 2258222 2258222 28628198 8812573 19815625 100098 36843 63255 131649 46510 85139 551219 289215 262004 22484245 INTEREST PAYABLE 2750 DUE TO RELATED ORGANIZATIONS 123540 126290 X 20973193 417671 417671 20555522 57364 57364 20612886 21429222 2073 2073 21427149 13894 13894 21441043 PART IV, LINE 2B: THE ORGANIZATION HOLDS SECURITY DEPOSITS FROM TENANTS IN AN ESCROW ACCOUNT. THESE DEPOSITS ARE RETURNED TO THE TENANTS ONCE THEY MOVE OUT OF THE APARTMENT. PART X, LINE 2: CHI RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT CHI HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. CHI IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO DECEMBER 31, 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME ATTRIBUTABLE TO RELATED ENTITIES 417,671. PART XI, LINE 4B - OTHER ADJUSTMENTS: ELIMINATIONS ON CONSOLIDATED FINANCIAL STATEMENTS 43,649. EXPENSE NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS 13,715. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES ATTRIBUTABLE TO RELATED ENTITIES 2,073. PART XII, LINE 4B - OTHER ADJUSTMENTS: ELIMINATIONS ON CONSOLIDATED FINANCIAL STATEMENTS 179. EXPENSE NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS 13,715. 1 FIRST TIME HOME BUYER DOWN PAYMENT ASSISTANCE AND REHABILITATION WORK DONE ON THEIR HOMES 41 815500 PART I, LINE 2: ALL INDIVIDUALS THAT ARE INTERESTED IN APPLYING FOR A GRANT MUST FIRST ATTEND AN ORIENTATION MEETING. ORIENTATION MEETINGS ARE HELD AT LEAST ONCE PER MONTH. AT THE ORIENTATION MEETING, PARTICIPANTS ARE GIVEN THE GRANT APPLICATION, WHICH IS COMPLETED AT HOME AND SUBMITTED TO CHI. WHEN AN APPLICATION IS SUBMITTED TO CHI, IT IS LOGGED IN AND PUT ON A WAITING LIST. HOUSING COUNSELORS GO DOWN THE LIST IN ORDER AND REVIEW THE APPLICATION. UPON THE COUNSELOR'S DETERMINATION THAT THE APPLICATION IS COMPLETE, THE APPLICANT ATTENDS A GRANT CERTIFICATE MEETING. AT THIS MEETING, THE APPLICANT IS APPRISED OF ALL THE GRANT REQUIREMENTS AND IS GIVEN A GRANT CERTIFICATE. THE CERTIFICATE HOLDER THEN HAS 60 DAYS TO FIND A HOUSE TO PURCHASE. TWO 14-DAY EXTENSIONS MAY BE REQUESTED. WHEN A HOME TO PURCHASE IS FOUND, AN AFFORDABILITY ANALYSIS IS PERFORMED BY THE COUNSELOR. IF THE HOME IS AFFORDABLE, AN ALLOCATION OF GRANT FUNDS IS MADE TO THE PURCHASER AND THE PURCHASER SIGNS A CONTRACT TO PURCHASE THE HOME. CHI'S PROCEDURES FOR MONITORING GRANTS GIVEN TO FIRST TIME HOME BUYERS: CHI THROUGH THE NEW YORK STATE AFFORDABLE HOUSING CORPORATION AND THE NEW YORK STATE TRUST FUND CORPORATION'S HOME PROGRAM OFFERS FIRST-TIME HOME BUYER ASSISTANCE TO COVER DOWN PAYMENT AND/OR CLOSING COSTS PLUS REHABILITATION EXPENSES WITH THE USE OF GRANT FUNDS. THE GRANTS ARE DEFERRED FORGIVABLE LOANS THAT DECLINE OVER TIME FOR A PERIOD OF 10 YEARS. COMMUNITY HOUSING INNOVATIONS, INC. HAS A CONTINUING RESPONSIBILITY TO MONITOR HOME OWNER OCCUPANCY REQUIREMENTS UNDER THE NYS HOUSING TRUST FUND CORPORATION'S HOME PROGRAM, THE NYS AFFORDABLE HOUSING CORPORATION'S PROGRAM AND/OR THE FEDERAL HOME LOAN BANK'S PROGRAM. EVERY YEAR, EACH PROGRAM RECIPIENT IS SENT A HOME MONITORING LETTER REQUIRING THEM TO CERTIFY THE HOME PURCHASED UNDER THESE PROGRAMS IS THEIR PRINCIPAL RESIDENCE. FURTHER, PURSUANT TO THE TERMS OF THE GRANT ASSISTANCE THEY RECEIVED, THEY MUST MAINTAIN HOME OWNER'S INSURANCE NAMING COMMUNITY HOUSING INNOVATIONS, INC., 190 EAST POST ROAD, WHITE PLAINS, NEW YORK 10601, AS SECOND MORTGAGEE. IF THE PROPERTY FOR WHICH ASSISTANCE PAYMENTS WERE MADE CEASES TO BE THE PRINCIPAL RESIDENCE OF THE FIRST-TIME HOME BUYER (OR THE FAMILY OF THE HOME BUYER), CHI, THE NYS HOUSING TRUST FUND CORPORATION, THE NYS AFFORDABLE HOUSING CORPORATION AND/OR THE FEDERAL HOME LOAN BANK MAY REQUIRE REPAYMENT OF ALL OR A PORTION OF THE ASSISTANCE PAYMENTS THE HOUSEHOLD RECEIVED. X X X 0 0 0 0 0 0 0 0 0 ALEXANDER ROBERTS PRESIDENT/EXEC. DIRECTOR 207459 0 0 0 0 0 0 0 9977 0 217436 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 A PAPER COPY OF FORM 990 IS SENT VIA CERTIFIED MAIL TO EACH VOTING MEMBER. A NOTE WILL BE ATTACHED INDICATING THAT THE FORM 990 HAS BEEN REVIEWED BY THE EXECUTIVE DIRECTOR, CFO AND AUDIT COMMITTEE; THAT THE AUDIT COMMITTEE WILL PRESENT THE FORM 990 TO THE VOTING BOARD AT THE NEXT SCHEDULED BOARD MEETING (WHICH MAY OR MAY NOT BE AFTER THE FORM 990 HAS BEEN SUBMITTED TO THE IRS). THE VOTING BOARD WILL BE ENCOURAGED TO ASK ANY QUESTIONS ABOUT THE FORM 990 TO THE AUDIT COMMITTEE PRIOR TO THE BOARD MEETING. THE EXECUTIVE DIRECTOR, CFO AND AUDIT COMMITTEE WILL REVIEW THE FORM 990 WITH THE INDEPENDENT AUDITORS PRIOR TO MAILING THE FORM 990 TO EACH BOARD VOTING MEMBER. FORM 990, PART VI, SECTION B, LINE 12C CHI HAS A CONFLICT OF INTEREST POLICY WHICH IS INCLUDED IN THE EMPLOYEE HANDBOOK AND DISCUSSED WITH NEW EMPLOYEES AS PART OF THEIR ORIENTATION PROCESS. THE POLICY INCLUDES "GIFTS AND FAVORS," "FINANCIAL INTERESTS" AND "FAMILY RELATIONSHIPS." THE TOPIC IS ALSO COVERED IN THE SECTION REGARDING "OUTSIDE EMPLOYMENT." CHI ENFORCES THIS POLICY VIGILANTLY. IN THE PAST, ALL BOARD MEMBERS HAVE RECUSED THEMSELVES FROM VOTES THAT MIGHT BE CONSTRUED AS CONFLICTS. STARTING IN 2009 ALL BOARD MEMBERS, OFFICERS AND PROFESSIONAL EMPLOYEES, INCLUDING THOSE IN THE KEY POSITIONS OF DIRECTOR OF PROPERTY MANAGEMENT, PROPERTY MANAGER, HUDSON VALLEY PROGRAM DIRECTOR, LONG ISLAND PROGRAM DIRECTOR, DIRECTOR OF HOUSING FINANCE AND REAL ESTATE DEVELOPMENT DIRECTOR, WERE REQUIRED TO SIGN A CERTIFICATION ON AN ANNUAL BASIS INDICATING THAT THEY HAVE READ, UNDERSTAND AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. THE LAST SET OF ANNUAL DISCLOSURES WERE COLLECTED IN FEBRUARY 2013 FOR THE YEAR ENDED DECEMBER 31, 2012. THE POLICY IS MONITORED BY THE DIRECTOR OF HUMAN RESOURCES, AND ANY CONFLICTS ARE TO BE REPORTED TO THEM. IF ANY EMPLOYEES BECOME AWARE OF A CONFLICT THEY FIRST REPORT IT TO THEIR SUPERVISOR. IF THE CONFLICT NEEDS FURTHER EVALUATION IT IS THEN REPORTED TO HR. HR WILL RESPOND IN WRITING WITHIN 30 DAYS. FINALLY, IF THE CONFLICT IS STILL NOT RESOLVED THEN IT IS BROUGHT TO THE ATTENTION OF A MEMBER OF THE EXECUTIVE COMMITTEE. THE MEMBER WILL MEET WITH THE EMPLOYEE AND DISCUSS THE SITUATION. A RESOLUTION WILL BE SENT TO THE EMPLOYEE WITHIN 30 DAYS OF THE MEETING. FORM 990, PART VI, SECTION B, LINE 15 A. EXECUTIVE DIRECTOR: THE CFO COLLECTS SALARY DATA FROM PUBLISHED SOURCES SUCH AS ROBERT HALF AND THE NY SALARY SURVEY FOR PROFESSIONALS FOR NONPROFITS. THE DATA ALONG WITH A RECOMMENDATION IS PRESENTED TO COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE BRINGS A RECOMMENDATION TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS, EXCLUSIVE OF THE EXECUTIVE DIRECTOR OF THE AGENCY (WHO IS ALSO A BOARD DIRECTOR), VOTES UPON THE COMMITTEE'S RECOMMENDATION. IN ADDITION, THE SALARIES FOR THE CORPORATE OFFICERS ARE DISCLOSED TO THREE COUNTIES IN NEW YORK AND ARE APPROVED BY THOSE COUNTIES THROUGH ANNUAL BUDGET SUBMISSIONS. B. OTHER OFFICERS: THE CFO COLLECTS SALARY DATA FROM PUBLISHED SOURCES SUCH AS ROBERT HALF AND THE NY SALARY SURVEY FOR PROFESSIONALS FOR NONPROFITS. THE DATA ALONG WITH A RECOMMENDATION IS PRESENTED TO COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE BRINGS A RECOMMENDATION TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS VOTES UPON THE COMMITTEE'S RECOMMENDATION. C. OTHER KEY EMPLOYEES: THE CFO COLLECTS SALARY DATA FROM PUBLISHED SOURCES SUCH AS ROBERT HALF AND THE NY SALARY SURVEY FOR PROFESSIONALS FOR NONPROFITS. THE DATA IS DISCUSSED BY THE OFFICERS OF THE AGENCY. THE EXECUTIVE DIRECTOR RECOMMENDS ANY SALARY CHANGES FOR KEY EMPLOYEES TO THE FULL BOARD AND THE BOARD VOTES UPON THE RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AND FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION, FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. CHI'S CONFLICT OF INTEREST POLICY WAS SUBMITTED TO THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD) ON 1/31/06. IT IS AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST AND WAS PLACED ON CHI'S WEBSITE IN 2009. FORM 990, PART XI, LINE 9: CAPITAL ASSETS RELEASED FROM REGULATORY LIEN 241,409. CHANGE IN NORTH KENSICO INVESTMENT -43,470. ROUNDING ADJUSTMENT -8. FORM 990, PART XII, LINE 2C: THE PROCESS RELATED TO THE SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM PRIOR YEARS. EACH YEAR THE AUDIT COMMITTEE REVIEWS THE AUDIT REQUIREMENTS AND RECOMMENDS TO THE VOTING BOARD THE RETENTION OF THE CURRENT AUDIT FIRM OR A PROPOSAL TO SEEK A NEW AUDITOR. CHI HAS ONLY CHANGED AUDIT FIRMS ONCE DUE TO THE PREVIOUS FIRM'S DECISION TO CLOSE ITS PRACTICE. MINERVA PLACE LLC 190 EAST POST ROAD WHITE PLAINS NY 10601 352253361 DEVELOP 14 UNITS OF AFFORDABLE HOUSING NY 167496 916 COMMUNITY HOUSING INNOVATIONS INC CHI WEST I LLC 190 EAST POST ROAD WHITE PLAINS NY 10601 AFFORDABLE HOUSING NY 0 0 COMMUNITY HOUSING INNOVATIONS INC CHI ARDSLEY LLC 190 EAST POST ROAD WHITE PLAINS NY 10601 800623670 AFFORDABLE HOUSING NY 0 0 COMMUNITY HOUSING INNOVATIONS INC CHI MT VERNON INC 190 EAST POST RD WHITE PLAINS NY 10601 943482214 PROVIDE HOUSING TO LOW AND MODERATE INCOME FAMILIES NY 501(C)(3) LINE 7 COMMUNITY HOUSING INNOVATIONS INC 1 CHI YONKERS INC 190 EAST POST RD WHITE PLAINS NY 10601 943482213 PROVIDE HOUSING TO LOW AND MODERATE INCOME FAMILIES NY 501(C)(3) LINE 7 COMMUNITY HOUSING INNOVATIONS INC 1 KENSICO LIMITED PARTNERSHIP 190 EAST POST ROAD WHITE PLAINS NY 10601 133879103 OWNER OF MULTI-FAMILY RESIDENTIAL BUILDINGS (74 UNITS) NY NORTH KENSICO CORPORATION RELATED 0 0 0.99000 CHI DEVELOPMENT CORPORATION 190 EAST POST ROAD WHITE PLAINS NY 10601 133899672 PURCHASE & REHABILITATE HOMES NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 NORTH KENSICO CORPORATION 190 EAST POST ROAD WHITE PLAINS NY 10601 133836491 GENERAL PARTNER IN LOW INCOME TAX CREDIT PARTNERSHIP NY COMMUNITY HOUSING INNOVATIONS INC C 39930 91823 1.00000 1 MINERVA PLACE HOUSING DEVELOPMENT FUND CORP 190 EAST POST ROAD WHITE PLAINS NY 10601 133869672 PROVIDE LOW INCOME HOUSING NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 CHI MORTGAGE INC 190 EAST POST ROAD WHITE PLAINS NY 10601 PROVIDE LOW INCOME HOUSING NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 CHI ENERGY INC 190 EAST POST ROAD WHITE PLAINS NY 10601 452654874 PROVIDE LOW INCOME HOUSING NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 CHI WEST I MANAGEMENT CORPORATION 190 EAST POST ROAD WHITE PLAINS NY 10601 800661734 PROVIDE LOW INCOME HOUSING NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 CHI REALTY INC 190 EAST POST ROAD WHITE PLAINS NY 10601 320190641 PROVIDE LOW INCOME HOUSING NY COMMUNITY HOUSING INNOVATIONS INC C 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0