2014-11-14T13:22:12-06:00 2013-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2013-01-01 131325282 SOCIETY OF THE PLASTICS INDUSTRY INC SOCI 2029745200 1667 K STREET NW NO 1000 WASHINGTON DC 20006 WILLIAM R CARTEAUX PRESIDENT & CEO 2029745200 2014-11-07 1 AMY FOX P00847276 7039985100 2013 2015-11-30 17:44:51Z WILLIAM R CARTEAUX 1667 K STREET NW NO 1000 WASHINGTON DC 20006 13249729 0 X WWW.PLASTICSINDUSTRY.ORG X 1937 NY TO PROMOTE AND PRESERVE THE PLASTICS INDUSTRY ON BOTH A DOMESTIC AND GLOBAL BASIS. 29 29 46 31 574975 0 0 0 31545389 12590596 11951 81359 755962 577774 32313302 13249729 0 0 0 0 4819873 5538577 0 0 0 11940765 9416252 16760638 14954829 15552664 -1705100 7030399 7241255 3564013 5539264 3466386 1701991 TO PROMOTE AND PRESERVE THE PLASTICS INDUSTRY ON BOTH A DOMESTIC AND GLOBAL BASIS. 0 0 ORGANIZATION OF CONFERENCES, TRADE SHOWS AND MEETINGS WHICH BROUGHT TOGETHER VARIOUS TYPES OF BUSINESSES AND INDIVIDUALS IN THE PLASTICS INDUSTRY TO SHARE IDEAS AND BEST PRACTICES AND FORM BUSINESS RELATIONSHIPS. MEMBERSHIP AND RESEARCH AND DEVELOPMENT PURPOSES. ORGANIZATION OF STATE AND FEDERAL LOBBYING EFFORTS TO REPRESENT THE PLASTICS MANUFACTURERS IN THE LEGISLATIVE PROCESS. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 1 68 0 1 46 1 1 1 0 0 0 0 0 X 29 29 1 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 X X THE ORGANIZATION 2029745200 1667 K STREET NW WASHINGTON DC 20006 JAY CUDE III CHAIRMAN 5.00 X X 0 0 0 FRED M DANIELL VICE CHAIRMAN 3.00 X X 0 0 0 CHRISTOPHER KELLER IMMEDIATE PAST CHAIR 3.00 X X 0 0 0 TAD A MCGWIRE TREASURER 3.00 X X 0 0 0 JAMES O MUPRHY SECRETARY 3.00 X X 0 0 0 JAMES A CLARK OFFICER-AT-LARGE 3.00 X X 0 0 0 WYLIE H ROYCE OFFICER-AT-LARGE 3.00 X X 0 0 0 GLENN ANDERSON BOARD OF DIRECTORS 1.00 X 0 0 0 PAUL AUGUSTOWSKI BOARD OF DIRECTORS 1.00 X 0 0 0 BRENT BEELER BOARD OF DIRECTORS 1.00 X 0 0 0 PETER F BEMIS BOARD OF DIRECTORS 1.00 X 0 0 0 CONRAD M BESSEMER BOARD OF DIRECTORS 1.00 X 0 0 0 STEPHAN G BRAIG BOARD OF DIRECTORS 1.00 X 0 0 0 MIGUEL A CARDONA BOARD OF DIRECTORS 1.00 X 0 0 0 TED FISHER BOARD OF DIRECTORS 1.00 X 0 0 0 STAN GLOVER BOARD OF DIRECTORS 1.00 X 0 0 0 MICHAEL J HALEY BOARD OF DIRECTORS 1.00 X 0 0 0 JEAN HALL BOARD OF DIRECTORS 1.00 X 0 0 0 ROBERT J JANECZKO BOARD OF DIRECTORS 1.00 X 0 0 0 ROBERT P KITTREDGE II BOARD OF DIRECTORS 1.00 X 0 0 0 ROGER C KLOUDA BOARD OF DIRECTORS 1.00 X 0 0 0 EVAN D LAGANIS BOARD OF DIRECTORS 1.00 X 0 0 0 STEVEN D LONDON BOARD OF DIRECTORS 1.00 X 0 0 0 STEPHEN PETRAKIS BOARD OF DIRECTORS 1.00 X 0 0 0 MAUREEN R STEINWALL BOARD OF DIRECTORS 1.00 X 0 0 0 CHARLES VILLA JR BOARD OF DIRECTORS 1.00 X 0 0 0 KURT WALDHAUER BOARD OF DIRECTORS 1.00 X 0 0 0 PHILLIP E WILSON BOARD OF DIRECTORS 1.00 X 0 0 0 RICH STRAFF BOARD OF DIRECTORS 1.00 X 0 0 0 PETER DE LA CRUZ BOARD OF DIRECTORS 1.00 X 0 0 0 WILLIAM CARTEAUX PRESIDENT & CEO 50.00 X 458644 0 17994 JONATHAN KURRLE SR VICE PRESIDENT 40.00 X 215428 0 22136 EUGENE SANDERS VICE PRESIDENT 40.00 X 210598 0 8377 MARK GARRISON VP, MEMBERSHIP & AFFINITY SALES 40.00 X 151063 0 11408 ANNE CLARK VP ADMINISTRATION 40.00 X 150860 0 20207 TRACY CULLEN VP, COMMUNICATIONS & MA 40.00 X 149661 0 5112 JACQUELINE DALZELL DIRECTOR INDUSTRY AFFAIRS 40.00 X 149147 0 6515 JANE ADAMS SR DIRECTOR, STATE GOVERNM 40.00 X 147583 0 10237 1632984 0 101986 19 0 1 0 KELLER & HECKMAN 1001 G ST NW 500W WASHINGTON DC 20001 LEGAL 558109 DESIGN DATA SYSTEMS 7606 LINDBERGH DR GAITHERSBURG MD 20879 NETWORK/IT 524070 MERCURY PUBLIC AFFAIRS LLC 437 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 CONSULTING 350119 MARKETING DESIGN GROUP 2445 5TH AVE SUITE 450 SAN DIEGO CA 92101 MARKETING/PRINTING 326911 CLIFTONLARSONALLEN LLP 4250 FAIRFAX DRIVE ARLINGTON VA 22203 ACTG/CONSULTING 251550 14 MEMBERSHIPS & ASSESSMENTS 900000 6452800 6452800 MEETINGS & TRADE SHOWS 900099 5073867 5073867 MANAGEMENT FEES 541610 570000 570000 SPONSORSHIPS 900099 485854 485854 ADVERTISING 541800 4975 4975 3100 3100 12590596 81359 81359 146152 146152 408327 0 408327 408327 408327 PRODUCT SALES 900099 23295 23295 23295 13249729 11553062 574975 1121692 X 933178 3740990 110545 462996 290868 539871 24640 160647 3724321 296379 588346 552648 772232 600198 996930 38981 122175 98597 DUES & SUBSCRIPTIONS 355329 PUBLIC RELATIONS 146705 CONTRIBUTIONS 91839 BANK FEES 90055 216359 14954829 989957 387381 306257 829952 206422 272462 1115159 770817 304251 344342 5223512 5232668 0 174450 7030399 7241255 1391660 2228910 1832238 2565585 340115 744769 3564013 5539264 X 3466386 1701991 3466386 1701991 7030399 7241255 X -1705100 -69397 10100 2 X X 0 1 X 1 0 0 0 1 6452800 302915 -461715 -158800 129056 -287856 244774 167085 77689 870385 603732 266653 344342 DEFERRED RENT 141680 CAPITAL LEASE OBLIGATION 15326 LINE OF CREDIT 587763 744769 X PART X, LINE 2: AUDIT FOOTNOTE: THE SOCIETY ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAIN INCOME TAX POSITIONS. THE STANDARD REQUIRES THAT AN UNCERTAIN INCOME TAX POSITION MUST BE MORE LIKELY TO OCCUR THAN NOT, BEFORE IT IS RECOGNIZED IN THE FINANCIAL STATEMENTS. FURTHERMORE, THE STANDARD REQUIRES THAT THE AMOUNT RECOGNIZED BE THE SAME AS THAT WHICH WOULD BE DETERMINED AS A RESULT OF A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION. DURING THE YEAR ENDING DECEMBER 31, 2013, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN INCOME TAX POSITIONS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 866 EAST ASIA AND THE PACIFIC 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 18932 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 178504 NORTH AMERICA 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 13567 SOUTH AMERICA 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 5417 SOUTH ASIA 0 0 BUSINESS TRAVEL TO PARTICIPATE IN TRADE SHOW 451 0 0 0 0 0 0 217737 0 217737 0 0 0 0 0 0 PART I, LINE 3: FAIR MARKET VALUE X X 1 1 X X X X 0 0 0 WILLIAM CARTEAUX PRESIDENT & CEO 408644 0 50000 0 0 0 7650 0 10344 0 476638 0 0 0 JONATHAN KURRLE SR VICE PRESIDENT 215428 0 0 0 0 0 6467 0 15669 0 237564 0 0 0 EUGENE SANDERS VICE PRESIDENT 210598 0 0 0 0 0 6277 0 2100 0 218975 0 0 0 MARK GARRISON VP, MEMBERSHIP & AFFINITY SALES 151063 0 0 0 0 0 4317 0 7091 0 162471 0 0 0 ANNE CLARK VP ADMINISTRATION 143360 0 7500 0 0 0 4691 0 15516 0 171067 0 0 0 TRACY CULLEN VP, COMMUNICATIONS & MA 149661 0 0 0 0 0 4452 0 660 0 154773 0 0 0 JACQUELINE DALZELL DIRECTOR INDUSTRY AFFAIRS 149147 0 0 0 0 0 4447 0 2068 0 155662 0 0 0 JANE ADAMS SR DIRECTOR, STATE GOVERNM 147583 0 0 0 0 0 4488 0 5749 0 157820 0 0 0 PART I, LINE 1A STAFF WHO TRAVEL OVERSEAS OR TRAVEL ON TRIPS THAT TAKE OVER FIVE HOURS, ARE ALLOWED TO TRAVEL BUSINESS CLASS, PER THE SOCIETY'S TRAVEL POLICY. SEGMENTS OF THESE OVERSEAS TRIPS DO NOT ALWAYS HAVE BUSINESS CLASS SERVICES SO THESE SEGMENTS ARE BOOKED AS FIRST CLASS SEATS BY THE AIRLINES. ADDITIONALLY, ON RARE OCCASIONS, THE ONLY AVAILABLE TICKET FOR A FLIGHT IS FIRST CLASS. THIS OCCURS WHEN FLIGHTS ARE CHANGED AT THE LAST MINUTE OR FLIGHTS ARE CANCELLED BY AN AIRLINE. THE CEO APPROVES FIRST CLASS TRAVEL. AS PART OF HIS EMPLOYMENT AGREEMENT, THE PRESIDENT AND CEO IS ALLOWED TO HAVE HIS SPOUSE ACCOMPANY HIM FOUR TIMES A YEAR IN CONJUNCTION WITH BUSINESS TRAVEL. WILLIAM CARTEAUX PRESIDENT OF SPI AND BOARD MEMBER OF THE NATIONAL PLASTICS CENTER 32500 THE CENTER INCURRED FEES FOR MANAGEMENT SERVICES PROVIDED BY SPI DURING 2013 0 FORM 990, PART VI, SECTION A, LINE 2 CHRISTOPHER KELLER AND STEVE PETRAKIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS ELECT BOARD MEMBERS, EXECUTIVE BOARD MEMBERS AND OFFICERS, EXCEPT FOR THE CEO. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS REGARDING CHANGES IN THE BYLAWS ARE SUBJECT TO APPROVAL BY MEMBERS. CERTAIN OTHER DECISIONS MAY BE SUBJECT TO APPROVAL BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE ACCOUNTING AND FINANCE DEPARTMENT IN CONJUNCTION WITH APPROPRIATE SPI STAFF. THE PRESIDENT/CEO REVIEWS THE 990 WITH THE TREASURER OF THE BOARD BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL POTENTIAL CONFLICTS OF INTEREST ARE BROUGHT TO THE ATTENTION OF THE PRESIDENT/CEO. WHEN APPROPRIATE, SPI BOARD MEMBERS AND EMPLOYEES WILL ABSTAIN FROM VOTING AND/OR INVOLVEMENT RELATED TO THE APPLICABLE ISSUE. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT DETERMINES THE SALARIES OF KEY EMPLOYEES AFTER CONSULTING THE VP OF ADMINISTRATION REGARDING SALARY RANGE AND OTHER INFORMATION RELATED TO THE LOCAL NON-PROFIT SALARY STRUCTURE FOR SIMILAR POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. THE AUDITED FINANCIALS ARE MADE AVAILABLE AS BUSINESS NEEDS ARISE AND ARE NOT GENERALLY AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G CONSULTING 3,724,321. FORM 990, PART XI, LINE 9: MISC ROUNDING 2. FORM 990, PART XI, LINE 2C THE AUDIT OVERSIGHT PROCESS DID NOT CHANGE FROM THE PREVIOUS YEAR. SOCIETY OF THE PLASTICS INDUSTRY - FUTURE OF PLASTICS FOUNDATION 1667 K STREET NW SUITE 1000 WASHINGTON DC 20006 203492339 EDUCATE PUBLIC ABOUT PLASTICS & PLASTICS INDUSTRY DC 501(C)(3) 170(B)(1)(A)(VI) SOCIETY OF THE PLASTICS INDUSTRY 0 NATIONAL PLASTICS CENTER 1667 K STREET NW SUITE 1000 WASHINGTON DC 20006 042770150 OUTREACH PROGRAMS TO PROMOTE EDUCATION AND AWARENESS RELATED TO PLASTICS MA 501(C)(3) 170(B)(1)(A)(VI) 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 1