2014-11-14T13:35:12-06:00 2013-12-31 010448006 ALBIN RANDALL & BENNETT PO BOX 445 130 MIDDLE STREET PORTLAND ME 041120445 990PF 2013-01-01 223281672 HAROLD ALFOND FOUNDATION C/O DEXTER ENTERPRISES INC HARO 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 GREGORY W POWELL TRUSTEE 2078287999 2014-11-12 1 DANIEL P DOIRON P01206204 2077721981 2014-11-12 2013 2015-12-30 17:16:21Z X 727560695 X X 1683146 1672949 3733339 3733339 24718950 88508133 20461076 287694 277050 30423129 26144414 0 0 0 6600 0 6600 25475 10190 15285 1042871 576604 466267 554348 227207 0 14603 5841 8762 3293208 3241090 18693 4937105 4060932 515607 27877381 27877381 32814486 4060932 28392988 -2391357 22083482 1510 1510 2676477 16375627 16375627 362613153 315413096 418893497 44950934 46738440 47049656 178656310 207976844 245235405 5000 5000 5000 588901874 586510517 727560695 0 0 X 588901874 586510517 0 0 0 0 588901874 586510517 588901874 586510517 588901874 -2391357 0 586510517 0 586510517 PUBLICLY TRADED SECURITIES 66194350 54247879 11946471 11946471 BLACKSTONE REAL ESTATE PARTNERS K1 PASS-THRU D 348268 348268 DEXTER FIXED INCOME TE K1 PASS-THRU P 316843 316843 DEXTER GLOBAL EQUITY TE K1 PASS-THRU P -4447 -4447 DEXTER HEDGE FUNDS TE K1 PASS-THRU P 310376 310376 DEXTER INTERNATIONAL EQUITY TE K1 PASS-THRU P 1368646 1368646 DEXTER PRIVATE EQUITY TE K1 PASS-THRU P 408504 408504 DEXTER REAL ASSETS TE K1 PASS-THRU P 228970 228970 DEXTER U.S. EQUITY TE K1 PASS-THRU P 4941908 4941908 LEGACY VENTURE IV K1 PASS-THRU P 239144 239144 LEGACY VENTURE V K1 PASS-THRU P 210365 210365 MAST DISTRESSED OPPORTUNITIES K1 PASS-THRU D 107328 107328 REALTY ASSOCIATES FUND IX CORP CAPITAL GAIN DIVIDENDS P 85003 85003 TISHMAN SPEYER K1 PASS-THRU D -46303 -46303 20461076 0 28469669 569593913 0.049982 51517900 568688016 0.090591 10720167 571399621 0.018761 4733489 479318495 0.009875 11285532 132974046 0.084870 0.254079 0.050816 664218594 33752932 220835 33973767 28392988 441670 0 441670 0 441670 342683 245000 587683 146013 146013 0 0 0 0 0 0 0 0 0 1 1 0 1 1 ME CA 1 0 0 0 0 1 WWW.HAROLDALFONDFOUNDATION.ORG DEXTER ENTERPRISES INC 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THEODORE B ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 2.00 0 0 0 WILLIAM L ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 1.00 0 0 0 PETER G ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 1.00 0 0 0 GREGORY W POWELL - SEE STATEMENT 14 C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 22.00 0 0 0 PETER H LUNDER C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 1.00 0 0 0 LAWRENCE R PUGH C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 3.00 0 0 0 STEVEN P AKIN C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 3.00 0 0 0 THERESA M STONE C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 2.00 0 0 0 ROBERT A MARDEN C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 TRUSTEE 2.00 0 0 0 NONE 0 DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 INVESTMENT & GRANT ADMINISTRATION 759351 DEXTER PRIVATE EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 507592 DEXTER US EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 489732 DEXTER INTERNATIONAL EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 418892 DEXTER REAL ASSETS TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 415030 6 NONE 0 0 663033221 11300377 0 674333598 0 0 674333598 10115004 664218594 33210930 33210930 441670 441670 32769260 0 32769260 0 32769260 28392988 0 28392988 0 28392988 32769260 4795800 0 0 28392988 4795800 0 0 23597188 0 0 0 0 0 0 0 0 9172072 0 0 0 REFER TO GRANT GUIDELINES AT WWWHAR DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 2078287999 REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 SO I SCHOLARSHIPS 2751757 ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 SO I FAME PAYMENTS 200000 ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 SO I OPERATIONS 540000 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PC 2013 ANNUAL FUND CHALLENGE 120000 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PC WATERVILLE CAL RIPKIN LEAGUE 150 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PC ANNUAL FUND 10000 AROOSTOOK MENTAL HEALTH SERVICES INC PO BOX 1018 CARIBOU ME 04736 PC TEEN LEADERSHIP CAMP 500 BOSTON LYRIC OPERA 45 FRANKLIN STREET BOSTON MA 02110 PC UNRESTRICTED 15000 BOSTON SYMPHONY ORCHESTRA 301 MASSACHUSETTS AVENUE SYMPHONY HALL BOSTON MA 02115 PC UNRESTRICTED 15000 BOWDOIN COLLEGE 3725 COLLEGE STREET BRUNSWICK ME 04011 PC 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DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. DISTRIBUTION OF PROPERTY FOR CHARITY 990-PF, PART I, LINE 6A, COLUMN A UNDER REGULATION 53.4940-1, A DISTRIBUTION OF PROPERTY FOR CHARITABLE PURPOSES UNDER SECTION 170(C)(1) OR (2)(B) MADE BY A FOUNDATION TO A CHARITABLE ORGANIZATION IS NOT TREATED AS A TAXABLE SALE OR DISPOSITION. THE CAPITAL GAIN RECORDED ON THE BOOKS IS NOT TAXABLE; THEREFORE, THE PROPERTY DISTRIBUTION IS EXCLUDED FROM NET INVESTMENT INCOME, LINE 7, COLUMN (B). DEXTER FIXED INCOME TE, LLC 46738440 47049656 1,840 SH BERKSHIRE HATHAWAY CL B 169850 218150 1,754 SH BERKSHIRE HATHAWAY CL A 236914016 312036600 709,462 SH QUANTUM CORP DIT & STORAGE 638862 851354 194,000 SH PEACE MARK HOLDINGS LMT 0 0 20 SH FIRST HORIZON NATIONAL CORP 184 233 DEXTER GLOBAL EQUITY TE, LLC 18556638 25984312 DEXTER US EQUITY TE, LLC 59133546 79802848 BLACKSTONE REAL ESTATE PARTNERS V AND VI, LP AT COST 3901249 4627738 LEGACY VENTURE FUNDS AT COST 3522119 4618460 OCH ZIFF CAPITAL ADVISORS AT COST 131012 257824 SPECIAL OPPORTUNITIES FUNDS AT COST 2579199 3307946 TISHMAN SPEYER INVESTMENTS: US REAL ESTATE VENTURE AT COST 928945 85019 TISHMAN SPEYER INVESTMENTS: INTERNATIONAL REAL ESTATE VENTURE AT COST 657953 105108 TISHMAN SPEYER INVESTMENTS: INDIA REAL ESTATE VENTURE AT COST 677112 234942 TISHMAN SPEYER INVESTMENTS: 201 FOLSOM INVESTOR FEEDER, LP AT COST 47229 0 REALTY ASSOCIATES IX AT COST 2500876 2894002 DEXTER HEDGE FUNDS TE, LLC AT COST 81660262 96292876 DEXTER INTERNATIONAL EQUITY TE, LLC AT COST 63153576 72785283 MAINEGENERAL PROGRAM RELATED INVESTMENT 169 SH BRKA COLLATERAL ACCOUNT AT COST 22830834 30065100 DEXTER PRIVATE EQUITY TE, LLC AT COST 12516579 15098322 DEXTER REAL ASSETS TE, LLC AT COST 12869899 14843667 MAST DISTRESSED OPPORTUNITIES FUND AT COST 0 19118 LEGAL FEES 6600 0 6600 SPORTS MEMORABILIA COLLECTION 5000 5000 5000 INVESTMENT INTEREST PASS THRU FROM K-1S 44144 44144 0 NON DEDUCTIBLE EXPENSE PASS THRU FROM K-1S 33425 0 0 NET RENTAL LOSS PASS THRU FROM K-1S 55978 55978 0 CHARITABLE DONATIONS PASS THRU FROM K-1S 7362 0 7362 ORDINARY LOSS PASS THRU FROM K-1S 170698 170698 0 INVESTMENT PORTFOLIO DEDUCTION PASS THRU FROM K-1S 2424600 2424600 0 INSURANCE 4424 1770 2654 DUES, LICENSES & SUBSCRIPTIONS 8391 0 8391 MISCELLANEOUS 6 0 6 ADVERTISING 280 0 280 OTHER DEDUCTIONS PASS-THRU FROM K-1S 543900 543900 0 STATE UBIT TAX REFUNDS 10644 0 10644 ROYALTY INCOME PASS THRU FROM K-1S 44133 44133 44133 ORDINARY INCOME PASS THRU FROM K-1S 13451 13451 13451 RENTAL INCOME PASS THRU FROM K-1S 25665 25665 25665 OTHER INCOME PASS THRU FROM K-1S 162618 162618 162618 OTHER REAL ESTATE INCOME PASS THRU FROM K-1S 31183 31183 31183 DEXTER ENTERPRISES, INC. 759351 303741 455610 INVESTMENT MANAGEMENT FEES FROM PASS THRUS 110363 110363 0 INVESTMENT CONSULTING FEES 162500 162500 0 WEBSITE & CREATIVE PROFESSIONAL FEES 10657 0 10657 FOREIGN TAXES 227207 227207 0 NET INVESTMENT INCOME TAXES 323000 0 0 NET STATE UBIT TAXES 4141 0 0