2014-11-13T13:15:56-06:00 2013-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2013-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 JW CROFT EXECUTIVE VICE PRESIDENT 3129229410 2014-11-12 1 LU ANN TRAPP P01506476 3122071040 2014-11-12 2013 2015-11-30 17:44:51Z RICHARD W LARIVIERE 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 111346348 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 82 73 761 533 3951265 611914 37980639 26179054 23595095 24565925 9936690 17116663 2842542 1908552 74354966 69770194 698866 334308 0 0 29868981 30527918 61916 71003 3573544 44554211 43755452 75183974 74688681 -829008 -4918487 594427236 628334683 230547218 217412783 363880018 410921900 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 26085103 329849 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF THREE COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, AND THE SCIENCE ACTION CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 25,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 12278932 4459 13926474 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. 7898261 0 0 MUSEUM SERVICES: MUSEUM SERVICES PROVIDE SUPPORT AND MAINTENANCE FOR THE PUBLIC PROGRAMS. 17378986 10233032 INSTITUTIONAL ADVANCEMENT, PUBLIC SERVICES, BUSINESS ENTERPRISES, EDUCATION AND LIBRARY. 17378986 10233032 63641282 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 1 145 0 1 761 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 82 73 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ CO CT GA IN IL KS KY ME MI MN MS NJ NM NY NC ND OH OK OR PA UT WA WI VA TN SC RI MA MD WV X JW CROFT 3126657240 1400 S LAKESHORE DRIVE CHICAGO IL 606052496 X NORMAN R BOBINS VICE CHAIRMAN, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 JOHN A CANNING JR IMMEDIATE PAST CHAIRMAN 3.00 0.00 X X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIRMAN, PENSION 3.00 0.00 X X 0 0 0 MICHAEL W FERRO JR VICE CHAIRMAN, GOVERNANCE 3.00 0.00 X X 0 0 0 JAMES S FRANK VICE CHAIRMAN, FINANCE 3.00 0.00 X X 0 0 0 MARSHALL B FRONT VICE CHAIRMAN, INVESTMENT 3.00 0.00 X X 0 0 0 WILBUR H GANTZ III VICE CHARIMAN, SCIENCE 3.00 0.00 X X 0 0 0 WILLIAM C KUNKLER III VICE CHAIRMAN, DEVELOPMENT 3.00 0.00 X X 0 0 0 RICHARD W LARIVIERE PRESIDENT + CEO 35.00 0.00 X X 571807 0 34565 BOBBY MEHTA VICE CHAIRMAN, PUBLIC PROGRAMS 3.00 0.00 X X 0 0 0 JAMES J OCONNOR JR VICE CHAIRMAN, FACILITIES 3.00 0.00 X X 0 0 0 JOHN W ROWE CHAIRMAN OF THE BOARD 3.00 0.00 X X 0 0 0 NYDIA SEARLE SECRETARY 3.00 0.00 X X 0 0 0 MICHAEL TANG ASSISTANT SECRETARY 3.00 0.00 X X 0 0 0 MARK TEBBE VICE CHAIRMAN, TECHNOLOGY 3.00 0.00 X X 0 0 0 DAVID M TOLMIE ASSISTANT SECRETARY 3.00 0.00 X X 0 0 0 KELLY R WELSH VICE CHAIRMAN, AUDIT 3.00 0.00 X X 0 0 0 LINDA S WOLF VICE CHAIRMAN, MARKETING 3.00 0.00 X X 0 0 0 JAMES L ALEXANDER BOARD MEMBER 1.00 0.00 X 0 0 0 ANTHONY K ANDERSON BOARD MEMBER 1.00 0.00 X 0 0 0 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS L BERNARDIN BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 JEAN-CLAUDE BRIZARD BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN L BUCKSBAUM BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD W COLBURN BOARD MEMBER 1.00 0.00 X 0 0 0 KENNETH W COQUILLETTE BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT W CRAWFORD JR BOARD MEMBER 1.00 0.00 X 0 0 0 LOUIS T DELGADO BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD ELDEN BOARD MEMBER 1.00 0.00 X 0 0 0 CHARLES M FALCONE BOARD MEMBER 1.00 0.00 X 0 0 0 RICK FEZELL BOARD MEMBER 1.00 0.00 X 0 0 0 JAMEE C FIELD BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 JANICE L FIELDS BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 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WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY D WASSON BOARD MEMBER 1.00 0.00 X 0 0 0 MILES D WHITE BOARD MEMBER 1.00 0.00 X 0 0 0 W ROCKWELL WIRTZ BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 J W CROFT EXECUTIVE VICE PRESIDENT 35.00 0.00 X 302867 0 22423 DEBRA MOSKOVITS VP, SCIENCE AND EDUCATION 35.00 0.00 X 167958 0 12345 LAURA SADLER SENIOR VP, PUBLIC MUSEUM 35.00 0.00 X 196525 0 17640 JOSEPH BRENNEN CIO AND GENERAL COUNSEL 35.00 0.00 X 230876 0 24441 ROBIN FOSTER SENIOR CONSERVATION ECOLOGIST 35.00 0.00 X 194116 0 66492 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 196117 0 22202 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 35.00 0.00 X 180608 0 3670 ROBERT MARTIN CURATOR 35.00 0.00 X 212141 0 123173 JOHN W MCCARTER JR FORMER PRES. EMERITUS (SEE SCHED O) 0.00 0.00 X 536334 0 24560 2789349 0 351511 26 1 1 0 OMD USA LLC PO BOX 533202 CHARLOTTE NC 28290 ADVERTISING 1299355 DDB PO BOX 92244 CHICAGO IL 60675 ADVERTISING 1297986 ORTIZ BUILDERS INC 3607 W 26TH STREET CHICAGO IL 60623 CONSTRUCTION 707323 RAVENSWOOD STUDIO INC 5645 N RAVENSWOOD AVE CHICAGO IL 60660 EXHIBIT DESIGN 671139 SUPERIOR MECHANICAL SYSTEMS 7515 SANTA FE DRIVE HODGKINS IL 60525 CONSTRUCTION 638472 24 2004261 9316956 14857837 612892 26179054 ADMISSIONS 900099 12375080 12375080 EVENT INCOME 900099 3756762 368408 3388354 MEMBERSHIP DUES 900099 2936921 2936921 TRAVELING EXHIBITS 900099 1551394 1551394 3D THEATER TICKET SALES 900099 1161601 1161601 2784167 2377748 406419 24565925 3921836 48496 3873340 351517 351517 26889 0 26889 26889 26889 51021526 400000 38094441 132258 12927085 267742 13194827 13194827 226507 2004261 510407 -283900 -283900 4653094 2839048 1814046 1299631 514415 69770194 22070783 3951265 17569092 X 11459 11459 234485 234485 88364 88364 1326130 408741 480111 437278 20504736 17261118 1725706 1517912 1310872 1092874 115881 102117 5567777 4686955 468807 412015 1818403 1516003 160746 141654 99449 8498 90951 173415 173415 61500 61500 71003 71003 885258 885258 7956063 7057103 439629 459331 2137744 2133870 3874 5630123 3920229 1509978 199916 1950005 1795597 154408 76967 76967 8625948 8254232 312326 59390 3099448 2844261 180119 75068 17400 17400 12563203 12250526 214817 97860 244818 244818 UNRELATED BUSINESS INCO 234111 234111 74688681 63641282 7473855 3573544 847201 748901 17316378 13516358 14202610 8798122 5775674 3757579 1590794 126611 423503813 170975619 258957790 252528194 168600263 207016250 121952394 132393775 5184132 9448893 594427236 628334683 7929772 8380573 6254403 10744268 167000000 167000000 5000000 4400000 44363043 26887942 230547218 217412783 X 204225295 242324408 74977188 82777937 84677535 85819555 363880018 410921900 594427236 628334683 X -4918487 47252706 4707663 X 0 1 X 1 1 1 X 31207714 25679446 36609705 35500504 23508548 152505917 6238468 5853762 6276236 5592178 5607427 29568071 37446182 31533208 42885941 41092682 29115975 182073988 7365082 174708906 6006331 3624304 4024427 4707156 4300242 22662460 660376 723912 734497 705088 611914 3435787 814849 584520 464548 266743 2130660 210302895 118325637 0.83070 0.85980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 61500 0 0 61500 0 PART II-B, LINE 1: THE MUSEUM DEVOTED AN INSUBSTANTIAL PART OF ITS ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL AND STATE LEGISLATURES IN AN EFFORT TO FURTHER LEGISLATION WHICH MIGHT BENEFIT THE MUSEUM. IN ADDITION TO MINIMAL EMPLOYEE TIME ALLOCATED TO LOBBYING, METCALF FEDERAL RELATIONS WAS PAID $61,500 FOR THEIR SERVICES IN SUPPORT OF THESE ACTIVITIES IN 2013. METCALF FEDERAL RELATIONS PROVIDES STRATEGIC COUNSEL TO THE MUSEUM REGARDING RELATIONS MATTERS AND PROVIDES PROFESSIONAL STAFF TO CARRY OUT GOVERNMENT FUNCTIONS IN WASHINGTON, D.C. 0 1 X X X X 0 299203583 6398159 51278220 14586000 885258 341408704 274221882 4772738 35343073 14300000 834110 299203583 300540857 3708392 -3207966 26000000 819401 274221882 275936197 6908166 32449462 14000000 752968 300540857 225214934 3787092 59646630 12000000 712459 275936197 0.60100 0.23400 0.16500 1 0 303500243 103611225 199889018 96875189 51805613 45069576 21609749 15558781 6050968 1518632 1518632 252528194 EQUITY SECURITY FUNDS 14733516 F FIXED INCOME SECURITIES FUNDS 12230699 F HEDGED EQUITY FUNDS 29154036 F ABSOLUTE RETURN FUNDS 74272122 F LIMITED PARTNERSHIP 2003402 F 132393775 ASSET RETIREMENT OBLIGATION 8950389 ACCRUED PENSION COSTS 4627161 INTEREST RATE SWAP 13310392 26887942 X 123427834 47252706 322958 8189376 55765040 67662794 885258 1222142 2107400 69770194 76385952 322958 3481713 3804671 72581281 885258 1222142 2107400 74688681 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE MADE UP OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY THE MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING FINANCIAL STATEMENTS AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2013 AND 2012. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. ITEMS FROM THE COLLECTION ARE FEATURED IN THE MUSEUM'S EXHIBITIONS, WHICH ARE OPEN TO THE GENERAL PUBLIC. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: TTHE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. HOWEVER, THE MUSEUM DOES HAVE A NOMINAL TAX EXPENSE DUE TO BUSINESS ACTIVITIES UNRELATED TO ITS EXEMPT MISSION. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE TAX YEARS ENDED 2010, 2011, 2012, AND 2013 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 510,407. COST OF GOODS SOLD 2,839,048. PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 4,707,663. COST OF SALES - OTHER ASSETS 132,258. PART XI, LINE 4B - OTHER ADJUSTMENTS: SALE OF INVENTORY AT COST NETTED AGAINST REVENUE 1,222,142. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 510,407. COST OF GOODS SOLD 2,839,048. COST OF SALES - OTHER ASSETS 132,258. PART XII, LINE 4B - OTHER ADJUSTMENTS: SALE OF INVENTORY AT COST NETTED AGAINST REVENUE 1,222,142. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 24759 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 653257 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 11585 NORTH AMERICA 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 53963 SOUTH AMERICA 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 720 SOUTH ASIA 0 0 PROGRAM SERVICES PUBLIC PROGRAMS 12800 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 17813 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 160957 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 364943 NORTH AMERICA 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 38054 SOUTH AMERICA 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 722536 SOUTH ASIA 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 1642 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 645265 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SCIENCE & EDUCATION 299 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING STIPEND FOR RESEARCH 2700 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING STIPEND FOR RESEARCH 2700 NORTH AMERICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 1800 SOUTH AMERICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 900 SOUTH ASIA 0 0 GRANTMAKING STIPEND FOR RESEARCH 2520 SUB-SAHARAN AFRICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 77744 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 92866899 0 0 0 0 0 0 935854 94728002 95663856 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 7120 WIRE 1 STIPEND FOR RESEARCH SUB-SAHARAN AFRICA 1 5484 CHECK STIPEND FOR RESEARCH SUB-SAHARAN AFRICA 5 41060 WIRE 0 0 0 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. X X X X X X X 1 SD&A TELESERVICES 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEPHONE SOLICITATION 0 117546 71003 46543 117546 71003 46543 AL AK AZ CO CT GA IN IL KS KY ME MD MA MI MS MN NY NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI NJ WOMEN'S BOARD GALA 2075068 1888387 186681 454131 WOMEN'S BOARD LUNCHEON 133313 107033 26280 46911 1 22387 8841 13546 9365 2230768 2004261 226507 510407 510407 -283900 1 STIPENDS FOR SCIENCE AND EDUCATION 57 234485 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X X 1 1 X X X 1 1 0 0 0 0 0 0 1 1 RICHARD W LARIVIERE PRESIDENT + CEO 571807 0 0 0 0 0 25788 0 8777 0 606372 0 0 0 J W CROFT EXECUTIVE VICE PRESIDENT 302867 0 0 0 0 0 13659 0 8764 0 325290 0 0 0 DEBRA MOSKOVITS VP, SCIENCE AND EDUCATION 167958 0 0 0 0 0 7575 0 4770 0 180303 0 0 0 LAURA SADLER SENIOR VP, PUBLIC MUSEUM 196525 0 0 0 0 0 8863 0 8777 0 214165 0 0 0 JOSEPH BRENNEN CIO AND GENERAL COUNSEL 169990 0 0 0 60886 0 10412 0 14029 0 255317 0 0 0 ROBIN FOSTER SENIOR CONSERVATION ECOLOGIST 107841 0 0 0 86275 0 61848 0 4644 0 260608 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 196117 0 0 0 0 0 8845 0 13357 0 218319 0 0 0 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 180608 0 0 0 0 0 0 0 3670 0 184278 0 0 0 ROBERT MARTIN CURATOR 212141 0 0 0 0 0 114408 0 8765 0 335314 0 0 0 JOHN W MCCARTER JR FORMER PRES. EMERITUS (SEE SCHED O) 0 0 0 0 536334 0 24189 0 371 0 560894 0 536334 0 PART I, LINE 1A THE PRESIDENT AND EXECUTIVE VICE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERTAINING GUESTS, FUNDRAISING, AND NETWORKING. THE MUSEUM ALSO PROVIDES TRAVEL FOR COMPANIONS ON SELECT BUSINESS TRIPS WHERE THERE IS A BUSINESS PURPOSE FOR THE SPOUSE'S TRAVEL. PART I, LINES 4A-B JOSEPH BRENNAN'S 2013 W-2 COMPENSATION INCLUDES A POST-EMPLOYMENT PAYMENT OF $60,886. THE MUSEUM'S MANAGEMENT APPROVED THIS PAYMENT IN RECOGNITION OF THE SERVICE HE PROVIDED TO THE MUSEUM FOR NEARLY EIGHT YEARS. IN 2013, THE MUSEUM OFFERED RETIREMENT INCENTIVE PACKAGES TO CERTAIN STAFF MEMBERS. ROBERT MARTIN AND ROBIN FOSTER RETIRED IN 2013 AND QUALIFED FOR RETIREMENT INCENTIVE PACKAGES WHICH WERE PAID OUT DURING 2013 AND 2014. RELATED TO THIS PROGRAM AND IN RECOGNITION OF HIS 12 YEARS OF SERVICE, ROBERT MARTIN'S COLUMN (C) RETIREMENT AND OTHER DEFERRED COMP INCLUDES AN ACCRUAL OF $104,828 THAT WILL BE PAID DURING 2014. RELATED TO THIS PROGRAM AND IN RECOGNITION OF MORE THAN 19 YEARS OF SERVICE, ROBIN FOSTER'S 2013 W-2 COMPENSATION INCLUDES A PAYMENT OF $86,275. ROBIN FOSTERS'S COLUMN (C) RETIREMENT AND OTHER DEFERRED COMP ALSO INCLUDES AN ACCRUAL OF $53,093 THAT WILL BE PAID IN 2014. THE ONLY MUSEUM EMPLOYEE TO PARTICIPATE IN THE MUSEUM'S SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IS JOHN W. MCCARTER, JR. MR. MCCARTER RECEIVED A DISTRIBUTION OF $74,334 FROM THE NONQUALIFED RETIREMENT PLAN IN CALENDAR YEAR 2013. PART I, LINE 8 THE PRESIDENT AND CEO'S BASE COMPENSATION WAS PAID PURSUANT TO AN INITIAL CONTRACT AS DEFINED IN REGS. SECTION 53.4958-4(A)(3) SCHEDULE J, PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION JOHN W. MCCARTER JR'S 2013 W-2 COMPENSATION INCLUDES $536,334 OF PREVIOUSLY ACCRUED COMPENSATION. PER THE RETIRING CEO & PRESIDENT'S EMPLOYMENT AGREEMENT, A PAID SABBATICAL APPROVED BY THE MUSEUM'S BOARD OF TRUSTEES STARTED ON 10/1/2012. THIS EXPENSE WAS FULLY ACCRUED AS OF 12/31/2011 AND REPORTED AS DEFERRED COMPENSATION IN THE PRIOR 990S. THIS SABBATICAL IS IN RECOGNITION OF THE RETIRING CEO & PRESIDENT'S 16 YEARS OF SERVICE AND EXTENSIVE LEADERSHIP AND COMMITMENT TO THE MUSEUM. JOHN W ROWE TRUSTEE OF THE MUSEUM AND CHAIRMAN EMERITUS, EXELON CORPORATION 1792886 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. 0 RUTH ANN M GILLIS TRUSTEE OF THE MUSEUM AND EXEC VP & CHIEF ADMIN OFFICER, EXELON CORPORATION 1792886 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. 0 KELLY R WELSH TRUSTEE OF THE MUSEUM AND EXEC VP & GEN COUNS OF NORTHERN TRUST 682171 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 DOUGLAS P REGAN TRUSTEE OF THE MUSEUM AND MIDWEST CHAIRMAN AT JP MORGAN 3613874 JP MORGAN PROVIDES FINANCIAL SERVICES TO THE MUSEUM RELATED TO THE MUSEUM'S OUTSTANDING BONDS. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 WILLIAM C KUNKLER III TRUSTEE OF THE MUSEUM AND WIFE IS A DIRECTOR AT NORTHERN TRUST. 682171 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 JOHN A CANNING JR TRUSTEE OF THE MUSEUM AND BOARD MEMBER AT EXELON 1792886 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. 0 SUE LING GIN TRUSTEE OF THE MUSEUM AND BOARD MEMBER AT EXELON 1792886 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. 0 ANTHONY K ANDERSON TRUSTEE OF THE MUSEUM AND BOARD MEMBER AT EXELON 1792886 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. 0 JOHN W ROWE TRUSTEE OF THE MUSEUM AND DIRECTOR AT NORTHERN TRUST 682171 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 GLENN F TILTON TRUSTEE OF THE MUSEUM AND MIDWEST CHAIRMAN AT JP MORGAN 3613874 JP MORGAN PROVIDES FINANCIAL SERVICES TO THE MUSEUM RELATED TO THE MUSEUM'S OUTSTANDING BONDS. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 X 45 612892 FAIR MARKET VALUE X 477 0 X 11 0 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBER JAMEE C. FIELD HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBER AURIE A. PENNICK HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBER J. B. PRITZKER HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MICHAEL W. FERRO JR. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JOHN A. CANNING JR., SUE LING GIN, RUTH ANN M. GILLIS, AND ANTHONY K. ANDERSON HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER JOHN W. ROWE HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JACK M. GREENBERG. BOARD OF TRUSTEES MEMBER LINDA S. WOLF HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JACK M. GREENBERG. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JACK M. GREENBERG, AND JUDY GREFFIN HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER NEIL S. NOVICH HAS A BUSINESS RELATIONSHIP WITH FORMER PRESIDENT EMERITUS JOHN W. MCCARTER JR. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO THE ORGANIZATION'S MANAGEMENT OR TO CONTACT THE INDEPENDENT CPA FIRM PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES AND DISCUSSIONS REGARDING THE CEO'S SALARY ARE HELD IN EXECUTIVE SESSION. THE CURRENT CEO'S BASE SALARY WAS INITIALLY DETERMINED AFTER CONSULTATION WITH THE EXECUTIVE SEARCH FIRM USED DURING THE HIRING PROCESS. THE COMPENSATION ARRANGEMENTS ARE DOCUMENTED VIA EXECUTED EMPLOYMENT CONTRACTS. THE EXECUTIVE COMMITTEE CONSIDERS CHANGES TO THE CEO'S COMPENSATION, SUCH AS INCREASES OR BONUSES, AS APPROPRIATE. THE CHIEF HUMAN RESOURCES OFFICER CONDUCTS SALARY ANALYSIS OF OTHER OFFICERS AND KEY EMPLOYEES WITH APPROVAL BY THE CEO AS NEEDED. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSUEM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART VII, COLUMN (D) - REPORTABLE COMPENSATION JOHN W. MCCARTER JR'S 2013 W-2 COMPENSATION INCLUDES $536,334 OF PREVIOUSLY ACCRUED COMPENSATION. PER THE RETIRING CEO & PRESIDENT'S EMPLOYMENT AGREEMENT, A PAID SABBATICAL APPROVED BY THE MUSEUM'S BOARD OF TRUSTEES STARTED ON 10/1/2012. THIS EXPENSE WAS FULLY ACCRUED AS OF 12/31/2011 AND REPORTED AS DEFERRED COMPENSATION IN THE PRIOR 990S. THIS SABBATICAL IS IN RECOGNITION OF THE RETIRING CEO & PRESIDENT'S 16 YEARS OF SERVICE AND EXTENSIVE LEADERSHIP AND COMMITMENT TO THE MUSEUM. FORM 990, PART IX, LINE 11G SCIENTIFIC RESEARCH, CONSERVATION, AND EXHIBITION DESIGN FEES: PROGRAM SERVICE EXPENSES 7,057,103. MANAGEMENT AND GENERAL EXPENSES 439,629. FUNDRAISING EXPENSES 459,331. TOTAL EXPENSES 7,956,063. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 4,707,663. MUSEUM CAMPUS CORPORATION 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 364272361 ATTRACT VISITORS TO THE MUSEUM CAMPUS' CENTRALLY LOCATED FACILITIES IL 501(C)(3) LINE 11A, I 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0