2014-11-12T18:05:17-06:00 2013-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE STE 4000 INDIANAPOLIS IN 46204 990 2013-01-01 136271888 The Mount Sinai Medical Center % STEPHEN HARVEY MOUN 2127313413 One Gustave L Levy Place Suite New York NY 10029 DONALD SCANLON EVP, SYS CFO/CCS 2014-11-11 ANGELA M MOORE P00244342 2013 2015-11-30 17:44:51Z Donald Scanlon ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 0 false X n/a X 1967 NY THE MEDICAL CENTER SUPERVISES AND COORDINATES POLICIES AND FUND-RAISING ACTIVITIES FOR THE MOUNT SINAI HOSPITAL AND ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI. 50 43 0 0 -1526273 -1526273 0 2701990 0 0 0 0 -1019495 -2701990 -1019495 0 0 0 0 0 0 0 0 0 0 0 0 0 0 -1019495 0 16796132 17368190 1832927 2404985 14963205 14963205 PROVIDE FUNDRAISING AND SUPPORT TO THE ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI AND THE MOUNT SINAI HOSPITAL. false false 0 0 0 THE MEDICAL CENTER MAINTAINS INVESTMENTS IN A POOLED INVESTMENT PORTFOLIO FOR THE BENEFIT OF ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, MOUNT SINAI AUXILIARY BOARD, AS WELL AS THE MEDICAL CENTER. THESE PERMANENTLY RESTRICTED ASSETS ARE HELD IN PERPETUITY, BUT THE INCOME DERIVED FROM THESE ASSETS CAN BE USED OR EXPENDED, IN PART OR IN ENTIRETY, FOR EITHER SPECIFIED (GENERALLY, THE SCHOOL) OR UNSPECIFIED PURPOSES. 0 true true false false false false false false false true false true false false true false true false false false true false false false false false false false false true false false false false false false true true false false false false false true true true false false true 0 0 0 false false false false false false false false false false X 50 43 true false true false true true true true true false false true true true true true true false false false NY X STEPHEN HARVEY 2127313149 633 3RD AVENUE 10TH FLOOR - BOX 45 new york NY 10017 ANDREW M ALPER TRUSTEE 1.0 5.0 X GLENN R AUGUST TRUSTEE 1.0 0.0 X JEFF T BLAU TRUSTEE 1.0 6.0 X THOMAS R BLOCK TREASURER/TRUSTEE 2.0 2.0 X X ANDREW BORROK TRUSTEE 1.0 0.0 X CHRISTOPHER W BRODY TRUSTEE 1.0 1.0 X GERALD J CARDINALE TRUSTEE 1.0 0.0 X JAMES W CRYSTAL VICE CHAIRMAN/TRUSTEE 2.0 10.0 X X BONNIE M DAVIS MD TRUSTEE 1.0 0.0 X JOEL S EHRENKRANZ VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X BLAINE V FOGG SEC/VICE CHAIRMAN/TRUSTEE 1.0 8.0 X X SONIA E GARDNER TRUSTEE 1.0 0.0 X DONALD J GOGEL SENIOR VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X JUDAH GRIBETZ TRUSTEE 1.0 5.0 X GEORGE J GRUMBACH JR TRUSTEE 1.0 1.0 X CARLA HARRIS TRUSTEE 1.0 0.0 X JOSHUA J HARRIS TRUSTEE 1.0 0.0 X ELLEN KATZ VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X MICHAEL KLEIN TRUSTEE 1.0 0.0 X FREDERICK KLINGENSTEIN HONORARY CHAIRMAN/TRUSTEE 2.0 10.0 X X HENRY R KRAVIS VICE CHAIRMAN/TRUSTEE 2.0 10.0 X X ERIC S LANE TRUSTEE 1.0 0.0 X JOHN A LEVIN VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X MARC S LIPSCHULTZ TRUSTEE 1.0 5.0 X DANIEL S LOEB TRUSTEE 1.0 0.0 X PETER W MAY CHAIRMAN OF BOARD OF TRUSTEES 2.0 14.0 X X MICHAEL MINIKES SENIOR VICE CHAIRMAN/TRUSTEE 1.0 8.0 X X NEIL S MITCHELL TRUSTEE 1.0 0.0 X JOSHUA NASH TRUSTEE 1.0 0.0 X BERNARD W NUSSBAUM TRUSTEE 1.0 6.0 X PETER R ORSZAG TRUSTEE 1.0 0.0 X JOSEPH J PLUMERI TRUSTEE 1.0 0.0 X RICHARD RAVITCH VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X JUDITH O RUBIN TRUSTEE 1.0 6.0 X HON ROBERT E RUBIN SENIOR VICE CHAIRMAN/TRUSTEE 2.0 10.0 X X ERIC M RUTTENBERG TRUSTEE 1.0 1.0 X ANDREW M SAUL VICE CHAIRMAN/TRUSTEE 2.0 13.0 X X JOSEPH C SHENKER TRUSTEE 1.0 0.0 X THOMAS W STRAUSS VICE CHAIRMAN/TRUSTEE 2.0 12.0 X X ERIC WALDMAN TRUSTEE 1.0 0.0 X CHRISTOPHER W WILLIAMS TRUSTEE 1.0 0.0 X DAVID WINDREICH TRUSTEE 1.0 5.0 X DAVID M ZASLAV TRUSTEE 1.0 0.0 X HOWARD MARKS TRUSTEE 1.0 0.0 X KENNETH B MEHLMAN TRUSTEE 1.0 0.0 X EVA ANDERSSON DUBIN MD TRUSTEE 1.0 1.0 X STEVE HOCHBERG SENIOR VICE CHAIRMAN/TRUSTEE 2.0 16.5 X X BRAD KARP TRUSTEE 1.0 1.0 X JO CAROLE LAUDER TRUSTEE 1.0 0.0 X JENNIFER PRICE TRUSTEE (EX-OFFICIO) 1.0 1.0 X KENNETH DAVIS MD 1 PRESIDENT/CEO 1.0 56.0 X 0 4086604 59500 DENNIS CHARNEY MD12 PRESIDENT, ACADEMIC AFFAIRS 1.0 58.0 X 0 1523643 44090 DONALD T SCANLON 1 EVP, SYS CFO/CHIEF CORP SERV 1.0 61.5 X 0 1594080 55432 JEFFREY SILBERSTEIN 1 EVP, SYS CHIEF ADMIN OFFICER 1.0 55.0 X 0 1071510 42090 KUMAR CHATANI 1 SVP, CHIEF INFORMATION OFFICER 1.0 55.0 X 0 765914 43010 MARK KOSTEGAN FAHP 1 SVP, SYS CHIEF DEVEL OFFICER 1.0 57.0 X 0 1387191 45562 JANE MAKSOUD 1 SVP, SYSTEM CHIEF HR OFFICER 1.0 55.0 X 0 749206 58436 MICHAEL PASTIER 1 SVP, CHIEF FINANCIAL OFFICER 0.5 59.0 X 0 713584 67230 MARGARET PASTUSZKO 1 EVP, Chief Integration Officer 1.0 55.0 X 0 932118 53368 SCOTT PITTMAN 1 SVP, SYS CHIEF INVEST OFFICER 1.0 55.0 X 0 792105 53444 FRANK CINO 1 SVP-Systems Chief Risk Officer 1.0 55.0 X 0 542762 49358 JAMES S TISCH SENIOR VICE CHAIRMAN 2.0 12.0 X GLENN DUBIN VICE CHAIRMAN 2.0 10.0 X ERIC MINDICH VICE CHAIRMAN 2.0 12.0 X ARTHUR KLEIN MD 1 EVP, SYSTEM PRES HEALTH NETWRK 1.0 58.0 X 0 1269101 9049 LEONARD ACHAN 1 SVP,SYS CHIEF MRTKG/ACCESS OFF 1.0 55.0 X 0 493983 49274 MARK CALLAHAN MD 1 EVP, SYS CHIEF AMBULATORY OFF 1.0 56.0 X 0 698430 33403 BETH ESSIG 1 EVP, GENERAL COUNSEL 1.0 56.5 X 0 831504 39160 JEREMY BOAL MD 1 EVP, SYSTEM CHIEF MED OFFICER 1.0 56.0 X 0 749581 14039 MICHAEL MCCARRY RN1 SVP, SYS CHIEF OF PS 1.0 55.0 X 0 455256 34397 MARC NAPP MD 1 SVP, SYS CHIEF MED AFFAIRS OFF 1.0 56.0 X 0 243124 14466 RICHARD A FRIEDMAN VICE CHAIRMAN 2.0 10.0 X MORTON P HYMAN VICE CHAIRMAN 2.0 13.5 X JOEL I PICKET VICE CHAIRMAN 2.0 12.5 X BURTON DRAYER MD1 FORMER OFFICER 1.0 55.0 X 0 1222560 38544 WAYNE KEATHLEY 1 FORMER OFFICER 1.0 56.0 X 0 952193 8779 STEPHEN HARVEY 1 FORMER OFFICER 1.0 58.0 X 0 711564 71721 DOUGLAS JABS MD1 FORMER OFFICER 1.0 55.0 X 0 845256 48098 CONNIE C KLEPPER 1 FORMER OFFICER 1.0 56.0 X 0 303982 37044 JANE WHITNEY 1 FORMER OFFICER 1.0 55.0 X 0 312188 41618 ELANA ABRAHAM 1 FORMER OFFICER 1.0 55.0 X 0 240306 50812 MICHAEL MACDONALD 1 FORMER OFFICER 1.0 56.0 X 0 963160 58332 0 24450905 1120256 0 true true false 0 2701990 2701990 0 0 0 0 0 0 0 0 0 0 0 8 EAST 102ND STREET MANAGER LLC 525990 -2701990 -1526273 -1175717 -2701990 0 0 -1526273 -1175717 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1798433 3288662 14997699 14079528 0 0 0 0 0 0 16796132 17368190 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1832927 2404985 1832927 2404985 X 0 0 0 0 14963205 14963205 14963205 14963205 16796132 17368190 0 X false true X true false X X X X false false false ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 136171197 02 true 0 THE MOUNT SINAI HOSPITAL 131624096 03 true 0 2 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14963205 14963205 14963205 14963205 14963205 14963205 14963205 14963205 14963205 14963205 1.00000 false false HEDGE FUNDS 11524160 F PRIVATE EQUITY 2555368 F 14079528 0 DUE TO ISMMS 2404985 2404985 PART V, LINE 4 THE MEDICAL CENTER'S ENDOWMENT FUNDS' INTENDED USE IS TO GENERATE INCOME FOR THE BENEFIT OF ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI AND/OR THE MOUNT SINAI HOSPITAL PER THE MEDICAL CENTER'S MISSION. Central America and the Caribbean Investments 5479000 5479000 5479000 false false false false false false SCHEDULE F, PARTS I & IV PLEASE NOTE THAT THE INVESTMENT ACTIVITIES LISTED IN PART I ARE ALLOCATED TO AGREE TO THE AUDITED FINANCIAL STATEMENT REPORTING AS POOLED INVESTMENTS WHILE PART IV REPORTS ON FOREIGN FILINGS FILED BY THE RESPECTIVE ORGANIZATION. true false false false false false false false false KENNETH DAVIS MD 1 PRESIDENT/CEO 0 2400000 0 0 0 1686604 0 25500 0 34000 0 4146104 0 0 DENNIS CHARNEY MD12 PRESIDENT, ACADEMIC AFFAIRS 0 750000 0 420000 0 353643 0 25500 0 18590 0 1567733 0 0 BURTON DRAYER MD1 FORMER OFFICER 0 212097 0 110000 0 900463 0 21209 0 17335 0 1261104 0 0 WAYNE KEATHLEY 1 FORMER OFFICER 0 806000 0 0 0 146193 0 6716 0 2063 0 960972 0 0 DONALD T SCANLON 1 EVP, SYS CFO/CHIEF CORP SERV 0 792000 0 700000 0 102080 0 25500 0 29932 0 1649512 0 0 JEFFREY SILBERSTEIN 1 EVP, SYS CHIEF ADMIN OFFICER 0 684000 0 300000 0 87510 0 25500 0 16590 0 1113600 0 0 KUMAR CHATANI 1 SVP, CHIEF INFORMATION OFFICER 0 450000 0 150000 0 165914 0 25500 0 17510 0 808924 0 0 STEPHEN HARVEY 1 FORMER OFFICER 0 456000 0 206000 0 49564 0 25500 0 46221 0 783285 0 0 DOUGLAS JABS MD1 FORMER OFFICER 0 212097 0 125000 0 508159 0 21209 0 26889 0 893354 0 0 CONNIE C KLEPPER 1 FORMER OFFICER 0 296558 0 0 0 7424 0 20400 0 16644 0 341026 0 0 MARK KOSTEGAN FAHP 1 SVP, SYS CHIEF DEVEL OFFICER 0 500000 0 772519 0 114672 0 25500 0 20062 0 1432753 0 0 JANE MAKSOUD 1 SVP, SYSTEM CHIEF HR OFFICER 0 508000 0 175000 0 66206 0 25500 0 32936 0 807642 0 0 MICHAEL PASTIER 1 SVP, CHIEF FINANCIAL OFFICER 0 508000 0 150069 0 55515 0 25500 0 41730 0 780814 0 0 MARGARET PASTUSZKO 1 EVP, Chief Integration Officer 0 448000 0 466926 0 17192 0 20400 0 32968 0 985486 0 0 SCOTT PITTMAN 1 SVP, SYS CHIEF INVEST OFFICER 0 550000 0 225000 0 17105 0 25500 0 27944 0 845549 0 0 FRANK CINO 1 SVP-Systems Chief Risk Officer 0 385000 0 130000 0 27762 0 20400 0 28958 0 592120 0 0 JANE WHITNEY 1 FORMER OFFICER 0 309000 0 0 0 3188 0 20400 0 21218 0 353806 0 0 ELANA ABRAHAM 1 FORMER OFFICER 0 233607 0 5000 0 1699 0 19984 0 30828 0 291118 0 0 MICHAEL MACDONALD 1 FORMER OFFICER 0 581000 0 142618 0 239542 0 20400 0 37932 0 1021492 0 0 ARTHUR KLEIN MD 1 EVP, SYSTEM PRES HEALTH NETWRK 0 708333 0 550000 0 10768 0 0 0 9049 0 1278150 0 0 LEONARD ACHAN 1 SVP,SYS CHIEF MRTKG/ACCESS OFF 0 312000 0 150000 0 31983 0 20400 0 28874 0 543257 0 0 MARK CALLAHAN MD 1 EVP, SYS CHIEF AMBULATORY OFF 0 212097 0 175000 0 311333 0 21209 0 12194 0 731833 0 0 BETH ESSIG 1 EVP, GENERAL COUNSEL 0 665000 0 141313 0 25191 0 21420 0 17740 0 870664 0 0 JEREMY BOAL MD 1 EVP, SYSTEM CHIEF MED OFFICER 0 452081 0 230000 0 67500 0 0 0 14039 0 763620 0 0 MICHAEL MCCARRY RN1 SVP, SYS CHIEF OF PS 0 290000 0 160488 0 4768 0 20400 0 13997 0 489653 0 0 MARC NAPP MD 1 SVP, SYS CHIEF MED AFFAIRS OFF 0 241414 0 0 0 1710 0 0 0 14466 0 257590 0 0 Part VII, Section A & Schedule J Compensation Footnotes Officer of the Boards of Trustees hours reflect service to either/or, or all, The Mount Sinai Hospital, Icahn School of Medicine at Mount Sinai, The Mount Sinai Medical Center, Inc. and all related entities. (1) Compensation and benefits are funded from The Mount Sinai Hospital and/or Icahn School of Medicine at Mount Sinai. (2) Employee has an outstanding loan reflected in Schedule L, Part II of Icahn School of Medicine at Mount Sinai's Form 990. SCHEDULE J, PART I, LINE 4A SEVERANCE WAYNE KEATHLEY $880,395 HESS CORPORATION JOHN HESS, TRUSTEE 25033645 SEE Part V false XO COMMUNICATIONS CARL ICAHN, TRUSTEE 1051410 SEE Part V false OCH ZIFF CAPITAL MANAGEMENT DAVID WINDREICH, TRUSTEE 4695299 SEE Part V false US FOODS GOGEL & KRAVIS, TRUSTEES 566374 SEE Part V false AVENUE CAPITAL GARDNER & LASRY, TRUSTEES 361152 SEE Part V false THE RELATED COMPANIES JEFF BLAU, TRUSTEE 266407 SEE Part V false HENRY SCHEIN STANLEY KOMAROFF, TRUSTEE 3187183 SEE Part V false DR CAROLYN SICHER SUSAN CULLMAN, TRUSTEE 21192 SEE Part V false DR IRWIN GRIBETZ JUDAH GRIBETZ, TRUSTEE 51992 SEE Part V false KIMBERLY HARRISON CLIFFORD GOLDSMITH, TRUST 99108 SEE Part V false KAREN KOSTEGAN MARK KOSTEGAN, OFFICER 39614 SEE Part V false BRIAN SCANLON DONALD SCANLON, OFFICER 66558 SEE Part V false DR ALEX CHARNEY DENNIS CHARNEY, OFFICER 42383 SEE PART V false GARY B DAVIS KENNETH DAVIS, OFFICER 161905 SEE PART V false MARGARET RUTTENBERG ERIC RUTTENBERG, TRUSTEE 41719 SEE PART V false GOTHAM CONSTRUCTION JOEL PICKET, TRUSTEE 6525263 SEE PART V false NEUBERGER BERMAN STANLEY KOMAROFF, TRUSTEE 143589 SEE PART V false GOTHAM BUILDING SERVICES JOEL PICKET, TRUSTEE 118412 SEE PART V false BENJAMIN LAITMAN Dr. Laitman, trustee 33910 SEE PART V false Schedule L, Part IV, Column D Business Transactions involving interested parties. Name of Interested Person: US Foods Mount Sinai purchases a portion of its food from US Foodservice. All such purchases are made under a group purchasing organization (GPO) arrangement that has been negotiated with US Foods. These GPO prices are available to Mount Sinai and all other members of the local healthcare association. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Mr. Gogel and Mr. Kravis are CEOs of firms that are each indirectly a greater-than-35% owner of US Foods. Neither Mr. Gogel nor Mr. Kravis were involved in decisions related to the organization's purchases from U.S. Foods. Name of Interested Person: Hess Corporation Following an objective, competitive multi-party bidding process (in which Mr. Hess was uninvolved), the organization purchased natural gas and fuel oil from Hess Corporation. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Mr. Hess is Chief Executive Officer of, and has a financial interest in, Hess Corporation and remains uninvolved in the organization's decisions related to Hess Corporation. Name of Interested Person: XO Communications Following an extensive RFP and a multi-party competitive bidding process, as well as a review by a special board committee (which did not include Mr. Icahn) of the engagement process, the organization purchased communications services from XO Communications. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Mr. Icahn is a greater-than-35% owner of XO Communications. Mr. Icahn remains uninvolved in the organization's decisions related to XO Communications. Name of Interested Person: OCH Ziff Capital Management Mr. Windreich is a Director of Och Ziff Capital Management ("Och Ziff"), which manages investment capital for the organization. Mr. Windreich has no involvement in the organization's investment decisions or its involvement with Och Ziff. The fees charged by Och Ziff to the organization are in line with industry standards and are the same as the fees charged to other investors in the same fund. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Name of Interested Person: Avenue Capital Trustee Sonia Gardner and former Trustee Marc Lasry are 100% owners of Avenue Capital, which managed investment capital for the organization in 2013. The fees charged by Avenue Capital to the organization are in line with industry standards and are the same as the fees charged to other investors in the same fund. At all relevant times, Mount Sinai monitored this relationship for cost, quality and overall performance. Neither Ms. Gardner nor Mr. Lasry was involved in the organization's decisions related to Avenue Capital. Name of Interested Person: The Related Companies Following an extensive RFP and a multi-party competitive bidding process, as well as a review by a special board committee (which did not include Mr. Blau) of the engagement process, the organization purchased consulting and management services from The Related Companies ("TRC"). Mr. Blau is a Director of the general partner of TRC. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Mr. Blau remains uninvolved in the organization's decisions regarding The Related Companies. Name of Interested Person: Henry Schein Prior to Trustee Stanley Komaroff's membership on Mount Sinai's Board of Trustees, Mount Sinai entered into a multi-year agreement to purchase medical supplies from Henry Schein ("Schein"). The decision to engage Schein was the result of a competitive bidding process and business review meetings have been held with Schein management during the term of the contract in order to monitor the cost, quality and performance of Schein. Mr. Komaroff is an officer of Schein and remains uninvolved in Mount Sinai's decisions related to Schein. Name of Interested Person: Neuberger Berman Trustee Stanley Komaroff's son is an officer of the Neuberger Berman firm, which manages investment capital for the organization. Neither Mr. Komaroff nor his son are involved with the organization's investment decisions or its involvement with Neuberger Berman. The fees charged by Neuberger Berman to the organization are in line with industry standards and are the same as the fees charged to other investors in the same fund. Mount Sinai monitors this relationship for cost, quality and overall performance on an ongoing basis. Name of Interested Person: Gotham Construction Prior to Trustee Joel Picket's membership on Mount Sinai's Board of Trustees, Mount Sinai engaged subsidiary entity of the Gotham Organization, Inc. ("Gotham") to provide design and construction services to the organization. Mr. Picket is Chairman and CEO of Gotham and its subsidiary. At all relevant times, Mount Sinai monitored the performance of Gotham in order to ensure that it was satisfied with the quality and cost of those services. Mr. Picket remains uninvolved in the organization's decisions related to Gotham and its subsidiary. Name of Interested Person: Carolyn Sicher Trustee Susan Cullman's daughter is employed by the Icahn School of Medicine at Mount Sinai. Ms. Cullman has no involvement in decisions related to her daughter's employment. Name of Interested Person: Kimberly Harrison Former Trustee Clifford Goldsmith's granddaughter is employed by the Icahn School of Medicine at Mount Sinai. Mr. Goldsmith had no involvement in decisions related to his granddaughter's employment. Name of Interested Person: Irwin Gribetz Trustee Judah Gribetz's brother is employed by the Icahn School of Medicine at Mount Sinai. Mr. Gribetz has no involvement in decisions related to his brother's employment. Name of Interested Person: Karen Kostegan Officer Mark Kostegan's spouse is an employee of the Icahn School of Medicine at Mount Sinai. Mr. Kostegan has no involvement in decisions related to his wife's employment. Name of Interested Person: Brian Scanlon Officer Donald Scanlon's son is an employee of the Mount Sinai Hospital. Mr. Scanlon has no involvement in decisions related to his son's employment. Name of Interested Person: Gary B. Davis Officer Dr. Kenneth Davis' brother is an employee of the Hospital. Dr. Davis has no involvement in decisions related to his brother's employment. Name of Interested Person: Margaret Ruttenberg Trustee Eric Ruttenberg's sister-in-law is an employee of the Icahn School of Medicine at Mount Sinai. Mr. Ruttenberg has no involvement in decisions related to his sister-in-law's employment. Name of Interested Person: Dr. Alex Charney Officer Dennis Charney's son is an employee of the Mount Sinai Hospital. Dr. Charney has no involvement in decisions related to his son's employment. NAME OF INTERESTED PERSON: BENJAMIN LAITMAN: Trustee Dr. Jeffrey T. Laitmans son is an employee of the Icahn School of Medicine at Mount Sinai. Dr. Laitman has no involvement in decisions related to his sons employment. *All reported amounts reflect aggregate 2013 spending for The Mount Sinai Hospital, The Icahn School of Medicine at Mount Sinai, Mount Sinai Realty Corp, and MSMC Residential Realty. Part I, Line 5 Number of Employees All employees of The Mount Sinai Hospital and The Icahn School of Medicine at Mount Sinai, including those who provide services at Elmhurst Hospital Center and Queens Hospital Center, utilize a common paymaster under the Hospital's tax identification number. The total number of employees reported under the Hospital tax identification number is 22,854. The Medical Center does not have any employees and receives services from employees of Icahn School of Medicine at Mount Sinai and The Mount Sinai Hospital. Part VI, Section A, Line 2 Family/Business Relationships Trustees Leon Black and Joshua Harris are managing partners of the same firm. Trustees James Crystal and Jean Crystal are married to each other. Trustees Carl Icahn and Gail Golden-Icahn are married to each other and Mrs. Golden-Icahn is an employee of an organization of which Mr. Icahn is a director. Trustees Edgar Cullman, Jr. and Susan Cullman are siblings. Trustee Bonnie Davis, M.D. is married to Kenneth Davis, M.D., who is President and Chief Executive Officer of the Mount Sinai Hospital. Trustee Sonia Gardner and Former Trustee Marc Lasry are siblings and are also co-owners of the same firm. Trustees Michael Gross and Vicki Panzier Gross are married to each other. Trustees Kenneth Mehlman and Marc Lipschultz are members of a firm of which Trustee Henry Kravis is co-CEO. Trustees Judith Rubin and Hon. Robert Rubin are married to each other. Trustees Peter Cohen and Thomas Strauss are officers of the same firm. Trustees Donald Gogel and Henry Kravis are CEOs of firms that are each indirectly a greater-than 35% owner of US Foods. Trustee Steven Hochberg is a member of a firm that is managed by Trustee James Flynn. Trustees Frank Bisignano, Joseph Plumeri and Henry Kravis are board members of the same firm. Trustees Joel Picket and Michael Zimmerman are board members of the same firm. Trustees Michael Gross and Steve Hochberg are board members of the same firm. Part VI, Section A, Line 4 Effective as of September 30, 2013, the Bylaws of the organization were amended and restated to provide that Mount Sinai Health System, Inc. (the "Member") was to be the member of the organization and would have the power to appoint trustees to the organization's Board of Trustees. In addition, the bylaws of the organization were further revised to restructure the membership of its Boards of Trustees and to provide that the Board of Trustees of the organization could not amend the bylaws without the consent of the Member if such amendment removed any powers of the Member. Part VI, Section A, Line 6 Mount Sinai Health System, Inc. is the Sole Member of the organization. Part VI, Section A, Line 7a The Member has the power to elect the members of the governing body of the organization. Part VI, Section A, Line 7b The Member has the power to elect the members of the governing body of the organization. In addition, the Board of Trustees of the organization cannot amend the bylaws without the consent of the Member if such amendment removed any powers of the Member. Part VI, Section B, Line 11B Form 990 provided to governing body The Finance Department gathered the relevant information and prepared the tax returns * Our outside auditors, Ernst & Young, participated in the preparation of, and reviewed, all tax returns. * A questionnaire was circulated to all trustees (i.e., directors), officers and key employees in order to elicit the information required to be reported on the tax returns. * The Trustee Conflicts of Interest Review Committee reviewed the responses provided by trustees and certain officers in the questionnaires and assessed additional pertinent facts gathered by the institution in order to evaluate the applicability of IRS reporting requirements. The Review Committee then determined the appropriate trustee (and certain officer) disclosures that should be made on Form 990 based on the recommendations of the Finance Department, the General Counsel's office and the Audit and Compliance Department. These recommendations were reviewed and approved by E&Y. The same process was conducted by the Finance Department, the General Counsel's office, the Audit and Compliance Department and E&Y with respect to the questionnaires submitted by other officers and key employees * The tax returns were presented to the Audit and Compliance Committee of the Board of Trustees with the participation of E&Y, the Finance Department, the General Counsel's office, and the Audit and Compliance Department. The Audit Committee reviewed and approved the tax returns as presented. * The Audit Committee's report of its review of the tax returns and its recommendation to file the returns were presented to, and accepted by, the Executive Committee of the Board of Trustees (the "Executive Committee"). * In addition to authorizing the filing of the tax returns, the Executive Committee directed that the returns, which will be filed on or before November 15, 2014, be provided to all trustees via the trustees' confidential website, and those returns were so provided before being filed. Part VI, Section B, Line 12C Monitoring & enforcing compliance with the policy Compliance with the Organization's Business Conflicts of Interest Policy (the "Policy") is required of trustees, employees, medical staff and non-employee members of institutional committees and includes an ongoing duty to disclose potential conflicts. Compliance with the Policy is monitored and enforced regularly and consistently. All disclosures with the potential for conflict are reviewed by an appropriate committee where they are carefully evaluated. When appropriate, a plan, which may involve measures including, but not limited to, recusal from participating in affected transactions, is developed to manage the potential conflict. Part VI, Section B, Lines 15A & 15B Process for determination of compensation The Compensation, Employee Benefits and Employee Relations Committee of the Boards of Trustees (the "Compensation Committee") determines the compensation for the CEO and reviews and modifies or approves the CEO's recommendations for compensation for other officers and key employees, including physician leaders, who are or may be "disqualified persons" as that term is defined in IRC Section 4958. The Compensation Committees' operating procedures are designed to ensure that the compensation of all such officers and key employees is reasonable (i.e. the value of services is the amount that would ordinarily be paid for like services by like enterprises under like circumstances), and to follow the specific steps outlined in the IRC regulations for establishing the rebuttable presumption of reasonableness that a transaction is not an excess benefit transaction. The Compensation Committee consists exclusively of independent trustees without any conflict of interest (as defined in the applicable IRC regulations) with regard to the compensation arrangements being reviewed or approved. The absence of any conflict of interest with respect to items on that meeting's agenda is confirmed at the beginning of each meeting of the Compensation Committee. The Compensation Committee selects and engages an independent, qualified compensation consultant which performs such valuations on a regular basis to provide appropriate comparability data. Comparability data includes, but is not limited to, compensation levels paid by similarly situated organizations, both taxable and tax-exempt, for functionally comparable positions; the availability of similar services in Mount Sinai's geographic area; current compensation surveys compiled by independent firms; customized surveys in specific circumstances, and actual written offers from similar institutions competing for the services of the disqualified person. The sources of the comparability data used by the compensation consultant are provided to the Compensation Committee. The Compensation Committee receives and reviews the comparability data and any analysis provided by the consultant, as well as information provided by management or, in the case of the CEO, by the Chairman of the Board of Trustees, including information about the CEO's performance. For the CEO, the Committee then determines an appropriate level of total compensation in relation to the comparability data. For the other executives and key employees, the Committee also reviews the position description, the credentials of the incumbent or the candidate for the position, an incumbent's performance appraisal, and the CEO's (or Chairman of the Board's, with respect to the CEO) recommendation, in relation to the comparability data, and decides whether to approve the recommended compensation or to modify it. The Compensation Committee discusses and votes on the compensation arrangements for the CEO, CFO and other senior executive staff members in executive session. The Compensation Committee contemporaneously documents in written minutes the terms of the transaction that was approved and the date it was approved; the members of the Compensation Committee who were present during debate on the transaction that was approved and those who voted on it; the comparability data and information from management obtained and relied on, and how the comparability data was obtained; and the Compensation Committee's basis for the decisions, if the approved compensation is outside the range of comparability data. These minutes are prepared before the later of the next meeting of the Compensation Committee or 60 days after the final actions of the Compensation Committee are taken with respect to the compensation decisions made. The minutes are reviewed and approved by the Compensation Committee within a reasonable time thereafter. Part VI, Section C, Line 19 Governing documents, conflict of interest policy available to the public The organization makes its Business Conflicts of Interest Policy available on its website (www.mountsinai.org) and makes its governing documents and financial statements available upon request. THE MOUNT SINAI HOSPITAL ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 131624096 HOSPITAL NY 501(C)(3) 3 MSHG true MITRAL FOUNDATION 1190 FIFTH AVENUE NEW YORK NY 10029 800468600 RESEARCH NY 501(C)(3) 11 TYPE II ISMMS true THE MOUNT SINAI CHILDREN'S CENTER FND ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 223059294 SUPPORT NY 501(C)(3) 11 TYPE II ISMMS true MSMC REALTY CORPORATION ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 133852596 REAL ESTATE NY 501(C)(3) 11 TYPE II SEE PART VII true MSMC RESIDENTIAL REALTY LLC 1425 MADISON AVENUE NEW YORK NY 10029 200244426 REAL ESTATE NY 501(C)(3) 11 TYPE II SEE PART VII true MOUNT SINAI DIAG & TREATMENT CENTER ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 450537391 DIAG CLINIC NY 501(C)(3) 3 MSH true MSMC RESIDENTIAL REALTY MANAGER INC 1425 MADISON AVENUE NEW YORK NY 10029 201289396 MGMT NY 501(C)(3) 11 TYPE II SEE PART VII true VALENTIN FUSTER MT SINAI FND SCI HLTH ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 800952088 SUPPORT NY 501(C)(3) 11 TYPE II ISMMS & MSH true MOUNT SINAI HEALTH SYSTEM INC ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 464248304 HOLDING CO NY 501(C)(3) 11 TYPE I NA false MOUNT SINAI HOSPITAL GROUP INC ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 464242915 HOLDING CO NY 501(C)(3) 11 TYPE I MSHS true ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 136171197 SCHOOL NY 501(C)(3) 2 MSHS true CONTINUUM HEALTH PARTNERS INC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133939476 HOLDING CO NY 501(C)(3) 11 TYPE I NA false BIMC FOUNDATION INC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133255377 FUNDRAISING DE 501(C)(3) 11 TYPE I BIMC true BIMC HOLDING CORPORATION FIRST AVENUE AT 16TH STREET NEW YORK NY 10003 133444730 HOLDING CO NY 501(C)(3) 11 TYPE I BIMC true BETH ISRAEL AMBULATORY CARE SERVICES 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133838460 SURGICENTER NY 501(C)(3) 3 BIMC HOLDCO true BI NURSING HOME COMPANY 327 EAST 17TH STREET NEW YORK NY 10003 133627753 NURSING HOME NY 501(C)(3) 3 BIMC HOLDCO true EAST 17TH STREET PROPERTIES INC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133547502 REAL ESTATE NY 501(C)(3) 9 BIMC HOLDCO true THE LONG ISLAND COLLEGE HOSPITAL 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 111018985 HOSPITAL NY 501(C)(3) 3 CHP false ST LUKE'S-ROOSEVELT HOSPITAL CENTER 1111 AMSTERDAM AVENUE NEW YORK NY 10025 132997301 HOSPITAL NY 501(C)(3) 3 MSHG true AUGUSTUS & JAMES CORPORATION 555 WEST 57TH STREET NEW YORK NY 10019 133392851 REAL ESTATE NY 501(C)(3) 11 TYPE II SLR true ST LUKE'S-ROOSEVELT INSTITUTE FOR HEALTH 1111 AMSTERDAM AVENUE NEW YORK NY 10025 132914343 RESEARCH NY 501(C)(3) 4 SLR true NEW YORK EYE AND EAR INFIRMARY 310 EAST 14TH STREET NEW YORK NY 10003 135562304 HOSPITAL NY 501(C)(3) 3 MSHG true NEW YORK EYE & EAR INFIRMARY FNDN 310 EAST 14TH STREET NEW YORK NY 10003 134012469 PRIVATE FDN NY 501(C)(3) PF NYEE true NYEEI HOUSING COMPANY INC 317-327 EAST 13TH STREET NEW YORK NY 10003 311696826 REAL ESTATE NY 501(C)(2) N/A NYEE true BETH ISRAEL MEDICAL CENTER FDN INC 555 WEST 57TH STREET NEW YORK NY 10019 300571387 FUNDRAISING NY 501(C)(3) 7 BIMC true ST LUKE'S-ROOSEVELT HOSPITAL CENTER FDN 555 WEST 57TH STREET NEW YORK NY 10019 300571390 FUNDRAISING NY 501(C)(3) 7 SLR true BETH ISRAEL MEDICAL CENTER FIRST AVENUE AT 16TH STREET NEW YORK NY 10003 135564934 HOLDING CO NY 501(C)(3) 11 TYPE I MSHG true GREATER METROPOLITAN IPA II 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133977019 INACTIVE NY BIMCSLR c false GREATER METROPOLITAN IPA V 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 134141695 INACTIVE NY BIMCSLR c false MANHATTAN MANAGEMENT SERVICES 1780 BROADWAY 7TH FL NEW YORK NY 10019 133618543 MGMT SERVICES NY SLR c false SLR MANAGEMENT SERVICES 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133853145 MGMT SERVICES NY SLR c false WEST CARE MEDICAL PC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133811203 INACTIVE NY SLR c false CHP VENTURES INC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 460953126 HEALTH CARE MGMT NY BIMC HOLDCO c false false false true false false false false false true false false false false true false false false false false ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI I 600000 COST ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI C 2701990 COST Part ii, line 4, column f - MSMC REALTY CORPORATION direct controlling entity ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND MOUNT SINAI MEDICAL CENTER ARE ALL MEMBERS OF THIS ENTITY. PART II, LINE 5, COLUMN F - MSMC RESIDENTIAL REALTY LLC DIRECT CONTROLLING ENTITY ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, THE MSMC REALTY CORPORATION AND THE MSMC RESIDENTIAL REALTY MANAGER, INC. ARE ALL MEMBERS OF THIS ENTITY. PART II, LINE 7, COLUMN F - MSMC RESIDENTIAL REALTY MANAGER, INC DIRECT CONTROLLING ENTITY ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND THE MSMC REALTY CORPORATION ARE ALL MEMBERS OF THIS ENTITY.