2014-11-05T14:24:54-06:00 2013-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990 2013-01-01 941156476 ANNUAL REVIEWS INC ANNU 6504934400 4139 EL CAMINO WAY PALO ALTO CA 94306 STEVEN CASTRO CFO/TREASURER 6504934400 2014-11-04 1 ANNE F MACDONALD P00359548 6508458100 2013 2015-11-30 17:44:51Z STEVEN CASTRO 4139 EL CAMINO WAY PALO ALTO CA 94306 15672929 0 X WWW.ANNUALREVIEWS.ORG X 1934 CA DISSEMINATE SCIENTIFIC INFORMATION. 14 13 74 0 0 0 0 0 0 0 1243002 1296187 12095764 12396792 13338766 13692979 17237 10895 0 0 6906206 7724076 0 0 0 4888258 5371396 11811701 13106367 1527065 586612 53298559 61897093 5284523 5298938 48014036 56598155 THE MISSION OF ANNUAL REVIEWS IS TO PROVIDE SYSTEMATIC, PERIODIC EXAMINATIONS OF SCHOLARLY ADVANCES IN A NUMBER OF FIELDS OF SCIENCE THROUGH CRITICAL AUTHORITATIVE REVIEWS. 0 0 10609703 10895 12396664 EDITORIAL, PRODUCTION, SALES, PROMOTION AND DISTRIBUTION OF CURRENT AND FUTURE VOLUMES OF SCIENTIFIC REVIEW ARTICLES WITH THE PRIMARY PURPOSE OF STIMULATING AND ENCOURAGING THE ADVANCEMENT AND DEVELOPMENT OF BIOCHEMISTRY AND OTHER SCIENTIFIC AND SCHOLARLY DISCIPLINES AND FOSTERING RESEARCH THEREIN. 10609703 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 198 0 1 74 1 0 0 0 0 0 0 0 0 0 0 X 14 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA OR X X STEVEN J CASTRO 6504934400 4139 EL CAMINO WAY PALO ALTO CA 94306 RICHARD N ZARE DIRECTOR/CHAIRPERSON 0.00 X 0 0 0 SANDRA M FABER DIRECTOR/VICE-CHAIRPERSON 0.00 X 0 0 0 KAREN S COOK DIRECTOR/VICE-CHAIRPERSON 0.00 X 0 0 0 JOHN I BRAUMAN DIRECTOR 0.00 X 0 0 0 PETER F CARPENTER DIRECTOR 0.00 X 0 0 0 SUSAN T FISKE DIRECTOR 0.00 X 0 0 0 EUGENE GARFIELD DIRECTOR 0.00 X 0 0 0 STEVEN E HYMAN DIRECTOR 0.00 X 0 0 0 ROGER D KORNBERG DIRECTOR 0.00 X 0 0 0 SHARON R LONG DIRECTOR 0.00 X 0 0 0 J BOYCE NUTE DIRECTOR 0.00 X 0 0 0 MICHAEL E PESKIN DIRECTOR 0.00 X 0 0 0 HARRIET A ZUCKERMAN DIRECTOR 0.00 X 0 0 0 SAMUEL GUBINS PRESIDENT/EDITOR-IN-CHIEF 37.50 X X X X 399425 0 44147 STEVEN CASTRO CFO/TREASURER 37.50 X X X 208190 0 50779 LAURIE MANDEL BOARD SECRETARY 30.00 X 69262 0 18435 ANDREA LOPEZ SALES DIRECTOR 37.50 X X 214817 0 37497 NICK NIEMEYER SALES OPERATIONS DIRECTOR 37.50 X X 171771 0 27261 PAUL CALVI DIRECTOR OF TECHNOLOGY 37.50 X X 158791 0 23299 ROY MARUCUT IT MANAGER 37.50 X 124479 0 20995 JENNIFER JONGSMA DIRECTOR OF PRODUCTION 37.50 X 120481 0 22105 MARK FITZSIMMONS ASSOCIATE EDITOR-IN-CHIEF 37.50 X 205687 0 29769 DAVID YUAN TECHNICAL SUPPORT MANAGER 37.50 X 109362 0 21020 JACKIE WIEDERHOLT SALES MANAGER 37.50 X 108786 0 21546 1891051 0 316853 10 0 1 0 0 681652 681652 10168975 10168975 2020315 1391727 14053 628588 -14053 614535 614535 2801859 574170 2227689 2227689 EXCHANGE GAIN/(LOSS) 900001 128 128 128 13692979 12396664 0 1296315 10463 10463 432 432 1432916 859749 573167 4428152 3668002 760150 432826 334364 98462 1027046 793406 233640 403136 311428 91708 24229 24229 36313 36313 320382 220925 99457 640816 640816 119276 50543 68733 172903 126544 46359 440701 356952 83749 35063 35063 EDITORIAL COMMITTEES/HO 1506425 1506425 ON-LINE PUBLISHING 770161 770161 MAINTENANCE AND REPAIRS 361514 197715 163799 TELEPHONE AND UTILITIES 198015 79973 118042 745598 645492 100106 13106367 10609703 2496664 0 4655 3033 2236139 1783807 712183 971042 1547883 78930 40738 194352 151584 373030 154698 5539902 3175280 1460423 2364622 48238847 54879686 53298559 61897093 1196790 1296602 4087733 4002336 5284523 5298938 X 48014036 56598155 48014036 56598155 53298559 61897093 586612 7997507 0 X X 0 1 X 1 0 X 11410798 12090030 12459114 12752605 12970827 61683374 11410798 12090030 12459114 12752605 12970827 61683374 0 3338227 3886870 4401777 4527956 4154771 20309601 3338227 3886870 4401777 4527956 4154771 20309601 41373773 880582 924024 1074931 822409 681652 4383598 880582 924024 1074931 822409 681652 4383598 12291380 13014054 13534045 13575014 13652479 66066972 0.62620 0.62610 0.06640 0.07160 X 90644 90644 2832590 1259454 1573136 1406967 896149 510818 1209701 1019677 190024 2364622 VANGUARD TOTAL STOCK MARKET PORFOLIO 30507343 F VANGUARD TOTAL BOND MARKET PORTFOLIO 10740652 F VANGUARD TOTAL INTERNATIONAL PORTFOLIO 8209587 F VANGUARD REIT INDEX FUND SIGNAL 5422104 F 54879686 CUSTOMER PREPAYMENTS 4002336 4002336 X PART X, LINE 2: THE ORGANIZATION USES THE "MORE LIKELY THAN NOT" CRITERION FOR RECOGNIZING THE INCOME TAX BENEFIT OF THEIR ITS TAX EXEMPT STATUS, AND ESTABLISHING MEASUREMENT CRITERIA FOR LIABILITIES RESULTING FROM THE LOSS OF THAT STATUS. THE ORGANIZATION BELIEVES THAT ALL INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY ACCRUALS FOR INTEREST AND PENALTIES AS OF DECEMBER 31, 2013 FOR UNCERTAIN INCOME TAX POSITIONS. IN THE EVENT THE ORGANIZATION SHOULD NEED TO RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX LIABILITIES, THIS AMOUNT WILL BE RECORDED AS AN ACCRUAL LIABILITY AND AN INCREASE TO INCOME TAX EXPENSE. X 1 1 X X X X 0 0 0 1 0 0 0 0 0 SAMUEL GUBINS PRESIDENT/EDITOR-IN-CHIEF 399425 0 0 0 0 0 0 0 44147 0 443572 0 0 0 STEVEN CASTRO CFO/TREASURER 208190 0 0 0 0 0 0 0 50779 0 258969 0 0 0 ANDREA LOPEZ SALES DIRECTOR 135876 0 78941 0 0 0 0 0 37497 0 252314 0 0 0 NICK NIEMEYER SALES OPERATIONS DIRECTOR 121216 0 50555 0 0 0 0 0 27261 0 199032 0 0 0 PAUL CALVI DIRECTOR OF TECHNOLOGY 158791 0 0 0 0 0 0 0 23299 0 182090 0 0 0 MARK FITZSIMMONS ASSOCIATE EDITOR-IN-CHIEF 205687 0 0 0 0 0 0 0 29769 0 235456 0 0 0 PART I, LINE 5 ANNUAL REVIEWS COMPENSATES CERTAIN MEMBERS OF ITS SALES STAFF BASED ON PERFORMANCE. ACCRUALS FOR THESE INCENTIVE PAYMENTS ARE MADE AT THE END OF EACH YEAR, BASED ON ACTUAL REVENUE. INCENTIVE PAYMENTS ARE DISBURSED AT THE END OF JANUARY OF EACH FOLLOWING YEAR. MARK D FITZSIMMONS PURCHASE OF PRIMARY RESIDENCE X 650000 645761 0 1 1 MARK D FITZSIMMONS PURCHASE OF PRIMARY RESIDENCE X 889500 902122 0 1 1 1547883 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: IN JUNE 2013, THE ORGANIZATION LOANED $1,539,500 TO AN OFFICER UNDER TWO PROMISSORY NOTES COMPRISING $650,000 (LOAN A) AND $889,500 (LOAN B), WHICH ARE TOGETHER SECURED BY A DEED OF TRUST ON A RESIDENTIAL PROPERTY. LOAN A REQUIRES MONTHLY INSTALLMENTS OF PRINCIPAL AND INTEREST OVER A 30 YEAR PERIOD AND BEARS INTEREST AT THE RATE OF 4% PER ANNUM. LOAN B BEARS INTEREST AT 2.76% PER ANNUM, WHICH IS DUE, ALONG WITH PRINCIPAL, IN JUNE 2043. EARLY REPAYMENT OF BOTH LOANS IS REQUIRED IF THE PROPERTY IS SOLD OR THE OFFICERS EMPLOYMENT RELATIONSHIP WITH THE ORGANIZATION IS TERMINATED. AT DECEMBER 31, 2013, THE PRINCIPAL BALANCE OUTSTANDING UNDER LOAN A AND LOAN B WAS $645,761 AND $889,500, RESPECTIVELY. AS OF DECEMBER 31, 2013, $12,622 IN UNPAID INTEREST HAS BEEN ACCRUED ON LOAN B. FORM 990, PART VI, SECTION B, LINE 11 BEFORE FILING THE FORM 990, A COPY OF THE FORM IS DISTRIBUTED TO THE BOARD OF DIRECTORS WITHOUT ASKING FOR APPROVAL OR COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C WHEN AN INDIVIDUAL IS ELECTED TO SERVE AS A MEMBER OF THE ANNUAL REVIEWS BOARD OF DIRECTORS, THE BUSINESS AFFAIRS COMMITTEE, OR THE EDITORIAL AFFAIRS COMMITTEE, THE MEMBER IS ASKED TO FILL OUT A "DISCLOSURE OF POTENTIAL BIAS" FORM. THEIR STATEMENTS ARE KEPT ON FILE WITH THE CORPORATE SECRETARY TO THE BOARD AND WILL BE MADE AVAILABLE UPON REQUEST. MEMBERS ARE ASKED TO UPDATE THEIR DISCLOSURE STATEMENTS WHENEVER CIRCUMSTANCES NECESSITATE A CHANGE. BLANK FORMS ARE DISTRIBUTED TO MEMBERS DURING EACH YEAR OF SERVICE AS A REMINDER FOR MEMBERS TO REVIEW THEIR DISCLOSURE STATEMENTS AND UPDATE AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS COMPENSATION COMMITTEE IS MADE UP OF FIVE BOARD MEMBERS ANNUALLY ELECTED TO SERVE ON THIS STANDING BOARD COMMITTEE. IT MEETS ANNUALLY EACH SPRING FOR THE PURPOSE OF DETERMINING AND APPROVING THE COMPENSATION OF THE ORGANIZATION'S CEO AND REVIEWING AND APPROVING THE PAY OF TOP MANAGEMENT, OFFICERS AND KEY EMPLOYEES IN ORDER TO DETERMINE INTERNAL AND EXTERNAL EQUITY. REPORTS OF OVERALL EMPLOYEE COMPENSATION AND BENCHMARK SALARY DATA ARE ALSO PROVIDED BY THE DIRECTOR OF HUMAN RESOURCES FOR REVIEW AND COMMENT. OTHER EMPLOYEE SALARIES ARE APPROVED ANNUALLY BY ANNUAL REVIEWS' INTERNAL COMPENSATION COMMITTEE, CONSISTING OF THE PRESIDENT & EDITOR-IN-CHIEF, THE CHIEF FINANCIAL OFFICER AND DIRECTOR OF SALES/MARKETING, AND THE DIRECTOR OF HUMAN RESOURCES, BASED ON MEETINGS WITH RELEVANT SUPERVISORS FOR EACH DEPARTMENT. THE DIRECTOR OF HUMAN RESOURCES MAINTAINS RECORDS AND DOCUMENTATION OF ALL SALARY ACTIONS APPROVED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2: THE 2013 FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS WITH ANNUAL REVIEWS INVESTMENTS CORPORATION. FORM 990, PART XII, LINE 2C: ANNUAL REVIEWS, INC. HAS NOT CHANGED ITS PROCESS RELATED TO OVERISGHT OF THE AUDIT AND REVIEW OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF ITS INDEPENDENT AUDITOR. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD OF DIRECTORS. ANNUAL REVIEWS INVESTMENT CORPORATION 4139 EL CAMINO WAY PALO ALTO CA 94306 464548728 TO SUPPORT, BENEFIT AND ASSIST ANNUAL REVIEWS, OR PROGRAMS WHICH SUPPORT OR CA SECTION 170(C)(2) LINE 9 ANNUAL REVIEWS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0