2014-08-15T08:31:52-05:00 2013-09-30 420714325 MCGLADREY LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2012-10-01 521501082 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES CENT 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 LISA POOLE 2028870200 2014-08-14 1 YONG ZHANG CPA P01249785 7033366400 2012 2015-11-30 17:44:51Z X CSIS JOHN J HAMRE 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 39272889 0 X WWW.CSIS.ORG X 1987 DE A PUBLIC POLICY RESEARCH INSTITUTION DEDICATED TO ANALYSIS AND POLICY IMPACT. 47 44 333 400 0 0 33677029 31265190 8033531 4422450 1356283 1576590 -86488 -103469 42980355 37160761 0 0 0 0 18535435 19819725 0 0 1901703 14476838 12154576 33012273 31974301 9968082 5186460 135964976 154140883 56179730 67514128 79785246 86626755 X A BIPARTISAN FOREIGN POLICY THINK TANK. CSIS PROVIDES STRATEGIC INSIGHTS AND POLICY SOLUTIONS TO DECISION MAKERS IN GOVERNMENT, INTERNATIONAL INSTITUTIONS, THE PRIVATE SECTOR, AND CIVIL SOCIETY. CSIS CONDUCTS POLICY STUDIES AND STRATEGIC ANALYSES ON POLITICAL, ECONOMIC AND SECURITY ISSUES, FOCUSING ON TECHNOLOGY, PUBLIC POLICY, INTERNATIONAL TRADE AND FINANCE, AND ENERGY. 0 0 2745568 GLOBAL HEALTH POLICY CENTER: GHPC PARTNERED WITH SENATOR JOHNNY ISAKSON (R-GA), THE WORLD AFFAIRS COUNCIL OF ATLANTA, AND CSIS TRUSTEE HELENE GAYLE, PRESIDENT AND CEO OF CARE, TO HOST A MAJOR SUMMIT ON U.S. LEADERSHIP IN GLOBAL HEALTH AND WATER IN ATLANTA, GEORGIA. ALONG WITH ITS PARTNERS, CSIS ISSUED AN "ATLANTA DECLARATION," A VISION OF FUTURE GLOBAL HEALTH AND WATER PRIORITIES FOR THE NEXT ADMINISTRATION AND CONGRESS. J. STEPHEN MORRISON, CSIS SENIOR VICE PRESIDENT AND DIRECTOR OF GHPC, CHAIRED A YEAR-LONG SENIOR LEVEL ADVISORY GROUP TO ASSIST THE ORGANIZERS OF THE INTERNATIONAL AIDS CONFERENCE, AIDS 2012, WHICH CAME TO WASHINGTON IN JULY 2012. IN FEBRUARY 2013, GHPC ISSUED A TIMELY VOLUME TITLED U.S. GLOBAL HEALTH POLICY IN THE SECOND OBAMA TERM, WHICH PROVIDES SUCCINCT ANALYSIS IN KEY AREAS OF GLOBAL HEALTH AND LAYS OUT POLICY RECOMMENDATIONS FOR STRATEGIC PRIORITIES MOVING FORWARD. 2229402 909513 PACIFIC FORUM CSIS: THROUGH ITS EXTENDED DETERRENCE DIALOGUES WITH US ALLIES, THE PACIFIC FORUM HELPED INFORM US POLICY MAKERS OF ALLIED GOVERNMENT CONCERNS ABOUT THE CREDIBILITY OF THE US DETERRENT AND CHANGES IN US NUCLEAR POSTURE; THOSE DISCUSSIONS ALSO HELPED EXPLAIN TO OTHER GOVERNMENTS THINKING BEHIND US POLICY AND AMERICAN EXPECTATIONS OF THEM. THROUGH THE MULTILATERAL COUNCIL ON SECURITY COOPERATION IN THE ASIA PACIFIC (CSCAP), PACIFIC FORUM PROMOTED THE STRENGTHENING OF THE GLOBAL NONPROLIFERATION REGIME, INCREASING AWARENESS AMONG MEMBER NATIONS OF WMD THREATS AND THEIR ROLES IN MINIMIZING THOSE DANGERS. 1490547 450 ENERGY PROGRAM: THE TEAM IS COMPLETING NEW INITIATIVES IN ADDITION TO ITS ONGOING ANALYSIS OF REGIONAL AND GLOBAL ENERGY MARKET TRENDS. THE PROGRAM IS TAKING AN IN-DEPTH LOOK AT HOW THE STATE OF NORTH AMERICAN OIL AND GAS INFRASTRUCTURE MAY PRESENT NEW CHALLENGES WHICH COULD IMPACT THE CURRENT BOOM IN UNCONVENTIONAL GAS. A SECOND FOCUS IS TO UNDERSTAND THE GEOSTRATEGIC IMPACTS OF U.S. UNCONVENTIONAL OIL AND GAS PRODUCTION AND HOW THE ACCESSIBILITY OF THIS MASSIVE NEW RESOURCE MAY BE ALTERING THE GLOBAL ENERGY MAP. 18228666 3478362 OTHER PROGRAMS. 18228666 3478362 24694183 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 185 0 1 333 1 0 0 0 0 0 0 0 0 0 0 X 47 44 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IL LA MA MD ME MI MS NJ NY OH PA SC VA WI WV WY X LISA POOLE 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 SAM NUNN 2.00 X X 0 0 0 DAVID M ABSHIRE 1.00 X X 0 0 0 GEORGE L ARGYROS 1.00 X 0 0 0 RICHARD ARMITAGE 1.00 X 0 0 0 OTHMAN BENJELLOUN 1.00 X 0 0 0 REGINALD K BRACK 1.00 X 0 0 0 WILLIAM E BROCK 1.00 X 0 0 0 HAROLD BROWN 1.00 X 0 0 0 ZBIGNIEW K BRZEZINSKI 1.00 X 0 0 0 CARLOS A BULGHERONI 1.00 X 0 0 0 SUE M COBB 2.00 X 0 0 0 WILLIAM S COHEN 1.00 X 0 0 0 LESTER CROWN 1.00 X 0 0 0 ANDREAS C DRACOPOULOS 1.00 X 0 0 0 JONATHAN FAIRBANKS 1.00 X 0 0 0 HENRIETTA H FORE 2.00 X 0 0 0 WILLIAM H FRIST 1.00 X 0 0 0 MICHAEL P GALVIN 2.00 X 0 0 0 HELENE D GAYLE 1.00 X 0 0 0 MAURICE R GREENBERG 1.00 X 0 0 0 JOHN HAMMERGREN 1.00 X 0 0 0 LINDA W HART 2.00 X 0 0 0 BENJAMIN W HEINEMAN JR 1.00 X 0 0 0 JOHN B HESS 1.00 X 0 0 0 CARLA A HILLS 1.00 X 0 0 0 RAY L HUNT 1.00 X 0 0 0 KAZUO INAMORI 1.00 X 0 0 0 E NEVILLE ISDELL 1.00 X 0 0 0 JAMES L JONES JR 1.00 X 0 0 0 WILLIAM T KEEVAN 2.00 X 0 0 0 MUHTAR KENT 1.00 X 0 0 0 FRED KHOSRAVI 1.00 X 0 0 0 HENRY A KISSINGER 1.00 X 35049 0 15444 KENNETH G LANGONE 2.00 X 0 0 0 DONALD B MARRON 1.00 X 0 0 0 W JAMES MCNERNEY JR 1.00 X 0 0 0 JOSEPH S NYE JR 1.00 X 0 0 0 THOMAS J PRITZKER 1.00 X 0 0 0 FELIX G ROHATYN 1.00 X 0 0 0 CHARLES A SANDERS 2.00 X 0 0 0 JAMES R SCHLESINGER 1.00 X 0 0 0 BRENT SCOWCROFT 1.00 X 0 0 0 REX W TILLERSON 1.00 X 0 0 0 ROMESH WADHWANI 1.00 X 0 0 0 FREDERICK B WHITTEMORE 1.00 X 0 0 0 JOHN J HAMRE 40.00 X X 298580 0 49310 RALPH A COSSA 40.00 X X 153202 0 15149 JOHN HEYL 40.00 X 245449 0 32881 LISA V POOLE 40.00 X 100784 0 15709 JOHN MORRISON 40.00 X 189559 0 22179 DAVID BERTEAU 40.00 X 186416 0 29272 FRANK VERRASTRO 40.00 X 170359 0 23329 H ANDREW SCHWARTZ 40.00 X 145055 0 22663 STEPHEN FLANAGAN 40.00 X 97366 0 10194 MICHAEL J GREEN 40.00 X 149558 0 16458 CRAIG COHEN 40.00 X 159854 0 22654 ALICE BLEVINS 40.00 X 135198 0 18439 JOHANNA N TUTTLE 40.00 X 146323 0 22332 KAREN WONG 40.00 X 136900 0 16845 MATTHEW GOODMAN 40.00 X 166089 0 6835 KARL INDERFURTH 40.00 X 154854 0 7432 ANTHONY CORDESMAN 40.00 X 151372 0 16345 CLARK MURDOCK 40.00 X 149696 0 22792 HEATHER CONLEY 40.00 X 149553 0 16516 3121216 0 402778 50 0 1 0 KILEY & ASSOCIATES 343 4TH ST NE WASHINGTON DC 20002 CONSULTING 205000 JANET FLEISHMAN 7111 CEDAR AVE TAKOMA PARK MD 20912 CONSULTING 148854 2 1612756 29652434 1211269 31265190 CONTRACTS-GOV'T AGENCY 900099 2639294 2639294 OTHER CONTRACT INCOME 900099 1783156 1783156 4422450 702460 702460 159819 288983 -129164 -129164 -129164 2584506 71333 1781709 0 802797 71333 874130 874130 7311 41436 -34125 -34125 OTHER REVENUE 900099 59820 59820 59820 37160761 4388325 0 1507246 2312944 1228415 692757 391772 14047098 11320355 2045024 681719 1168281 896115 195507 76659 1149425 881653 192351 75421 1141977 875939 191105 74933 62653 51479 11174 203995 3010 200985 72582 72582 2259417 2091549 154952 12916 3958 3958 480074 196775 263450 19849 424058 404018 20040 3699506 2709641 637362 352503 2632391 2553873 51924 26594 1075821 857724 86869 131228 87727 50 87677 304248 304248 128208 128208 BAD DEBT EXPENSE 278045 278045 PRINTING 217574 204740 12834 BOOKS & PUBLICATIONS 132773 79785 40087 12901 OTHER EXPENSES 91546 57059 22153 12334 31974301 24694183 5378415 1901703 24309947 9303994 866170 1888442 16338713 10634520 3525461 3077084 94640 53204 348742 113503 104320720 1848383 63388822 102472337 24583970 24176353 2503105 2416040 5406 5406 135964976 154140883 7820441 10086433 2998081 3415780 44029918 44057225 9494348 1331290 460342 56179730 67514128 X 32748047 48245219 38803994 30148331 8233205 8233205 79785246 86626755 135964976 154140883 X 5186460 1433471 221578 X X 0 1 X 1 1 1 X 24721387 30920185 48135945 33677029 31265190 168719736 24721387 30920185 48135945 33677029 31265190 168719736 14490818 154228918 990822 830457 1605421 850011 862279 5138990 73846 55766 49998 8448 59820 247878 174106604 33633800 0.88580 0.89830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8233205 8233205 7733205 500000 8233205 7983205 250000 500000 7733205 7733205 250000 7983205 7733205 7733205 1.00000 0 0 33117228 33117228 65744690 65744690 3941203 1846314 2094889 1517599 2069 1515530 102472337 FMV BOND INTEREST SWAP 460342 460342 X 38852069 1433471 330419 1763890 37088179 72582 72582 37160761 32232138 330419 330419 31901719 72582 72582 31974301 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: CSIS INVESTS ALL ENDOWMENT FUNDS IN A POOLED FUND MANAGED BY AN INVESTMENT MANAGER ACCORDING TO THE OBJECTIVES AND GUIDELINES OF THE CSIS'S STATEMENT OF INVESTMENT POLICY. THE FINANCE AND AUDIT COMMITTEE IS SPECIFICALLY CHARGED WITH CONDUCTING SEMI-ANNUAL REVIEWS OF THE PERFORMANCE AND MIX OF THE INVESTMENTS THAT MAKE UP THE CSIS ENDOWMENT FUND PORTFOLIO. ANNUALLY, CSIS SPENDS APPROXIMATELY 4.5% OF THE THREE YEAR ROLLING AVERAGE OF THE ENDOWMENT FUND BALANCE. ENDOWED CHAIRS: FREEMAN $ 3,840,000 SCHOLL 1,800,000 ANDERSON 960,500 BRZEZINSKI 450,000 DRACROPOLIS 1,000,000 ABSHIRE LECTURE 182,705 -------- TOTAL: $8,233,205 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CSIS FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, CSIS MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED CSIS'S TAX POSITIONS AND CONCLUDED THAT CSIS HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, CSIS IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 288,983. COST GOODS SOLD REPORTED ON PART VIII LINE 8B 41,436. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 288,983. COST GOODS SOLD REPORTED ON PART VIII LINE 8B 41,436. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENT 3282814 EAST ASIA AND THE PACIFIC PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 250748 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 24348 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 6559 NORTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 63694 RUSSIA & THE NEWLY INDEPENDENT STATES PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 3627 SOUTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 3434 SOUTH ASIA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 7787 SUB-SAHARAN AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 181843 0 0 0 0 0 0 3643011 181843 3824854 0 0 1 0 0 1 SCHEDULE F, PART IV, LINE 6: THE ORGANIZATION HAS FILED FORM 5713 UNDER SEPARATE COVER TO THE IRS. THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 990-T. X 1 1 X X X 0 0 0 0 0 0 0 0 0 JOHN J HAMRE 297392 0 0 0 1188 0 25000 0 24310 0 347890 0 0 0 RALPH A COSSA 150916 0 0 0 2286 0 15149 0 0 0 168351 0 0 0 JOHN HEYL 243163 0 0 0 2286 0 24940 0 7941 0 278330 0 0 0 JOHN MORRISON 188785 0 0 0 774 0 19179 0 3000 0 211738 0 0 0 DAVID BERTEAU 185228 0 0 0 1188 0 19500 0 9772 0 215688 0 0 0 FRANK VERRASTRO 169171 0 0 0 1188 0 17500 0 5829 0 193688 0 0 0 H ANDREW SCHWARTZ 144875 0 0 0 180 0 15231 0 7432 0 167718 0 0 0 MICHAEL J GREEN 149096 0 0 0 462 0 15023 0 1435 0 166016 0 0 0 CRAIG COHEN 159692 0 0 0 162 0 16577 0 6077 0 182508 0 0 0 ALICE BLEVINS 135036 0 0 0 162 0 13952 0 4487 0 153637 0 0 0 JOHANNA N TUTTLE 146143 0 0 0 180 0 13952 0 8380 0 168655 0 0 0 KAREN WONG 136630 0 0 0 270 0 13952 0 2893 0 153745 0 0 0 MATTHEW GOODMAN 165675 0 0 0 414 0 0 0 6835 0 172924 0 0 0 KARL INDERFURTH 152568 0 0 0 2286 0 0 0 7432 0 162286 0 0 0 ANTHONY CORDESMAN 147664 0 0 0 3708 0 14910 0 1435 0 167717 0 0 0 CLARK MURDOCK 147410 0 0 0 2286 0 15473 0 7319 0 172488 0 0 0 HEATHER CONLEY 149373 0 0 0 180 0 15081 0 1435 0 166069 0 0 0 PART I, LINE 1A THE FOLLOWING EMPLOYEE RECEIVED NONTAXABLE CLUB DUES: JOHN HAMRE: $1,400 JOHN HEYL: $1,704 A DISTRICT OF COLUMBIA 536001131 25483VEF7 2011-06-16 44815000 REFINANCE LAND PURCHASE 0 0 0 A 44815000 3646875 1380422 39787703 2013 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 0 0 0 0 0 0 A 1 X 6 1211269 SELLING PRICE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED IN DETAIL BY THE CEO, EXECUTIVE VICE PRESIDENT, CFO AND OTHER MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM. AFTER THE FORM 990 IS REVIEWED INTERNALLY BY MANAGEMENT, A FINAL DRAFT IS PROVIDED TO THE FINANCE & AUDIT COMMITTEE THEN MADE AVAILABLE FOR REVIEW BY THE FULL BOARD OF TRUSTEES. AFTER A BRIEF PERIOD FOR REVIEW AND COMMENT PERIOD BY THE BOARD, THE FORM 990 IS THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN A COI OR AN OUTSIDE BUSINESS DISCLOSURE (OMD) STATEMENT UPON HIRE, WHENEVER SIGNIFICANT CHANGES OCCUR AND ANNUALLY, AT A TIME DESIGNATED BY CSIS MANAGEMENT. A THREE-PERSON CONFLICT OF INTEREST REVIEW PANEL DESIGNATED BY CSIS PRESIDENT & CEO REVIEWS ALL OBD STATEMENTS AT LEAST ANNUALLY OR WHENEVER UPDATES ARE SUBMITTED. THE COI REVIEW PANEL CONVENES WHENEVER NECESSARY TO DISCUSS POTENTIAL VIOLATIONS OF THIS POLICY OR TO HELP ADVISE STAFF ON COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE PRESIDENT AND CEO IS REVIEWED ANNUALLY USING COMPENSATION SURVEY DATA AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION OF OTHER SENIOR MANAGEMENT AND CORPORATE OFFICERS ARE REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE USING COMPARABLE THINK TANK SURVEY DATA AND IS APPROVED BY THE PRESIDENT AND CEO AND THE FINANCE & AUDIT AND EXECUTIVE COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: BAD DEBT ON PROMISES TO GIVE -139,546. GAI ON INTEREST RATE SWAP 361,124. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.