2014-08-14T13:28:01-05:00 2013-09-30 135381590 BDO USA LLP 7101 WISCONSIN AVE SUITE 800 BETHESDA MD 208144827 990 2012-10-01 521309391 THE UNITED STATES HOLOCAUST MEMORIAL MUSEUM UNIT 2024880400 100 RAOUL WALLENBERG PLACE SW WASHINGTON DC 20024 MINNIE P CARMICHAEL 2024880400 2014-08-14 1 MICHAEL SORRELLS CPA P00001737 3016544900 2012 2015-11-30 17:44:51Z SARA J BLOOMFIELD 100 RAOUL WALLENBERG PLACE SW WASHINGTON DC 20024 187415604 0 X WWW.USHMM.ORG X U.S. GOVT'T ESTABLISHED INDEPENDENT AGENCY 1980 DC AMERICA'S NATIONAL INSTITUTION FOR THE DOCUMENTATION, STUDY, AND INTERPRETATION OF HOLOCAUST HISTORY AND THE COUNTRY'S MEMORIAL TO THE MILLIONS OF PEOPLE MURDERED DURING THE HOLOCAUST. 65 65 453 400 -4625 -4625 87132690 112034058 0 0 9102867 10254878 2578526 1856571 98814083 124145507 671950 647427 0 0 48349944 49119908 3397058 3358251 12086268 44050115 51575818 96469067 104701404 2345016 19444103 363753750 403728154 35779385 33127864 327974365 370600290 X SEE SCHEDULE O. 0 0 74681033 647427 A LIVING MEMORIAL TO THE HOLOCAUST, THE UNITED STATES HOLOCAUST MEMORIAL MUSEUM INSPIRES CITIZENS AND LEADERS WORLDWIDE TO CONFRONT HATRED, PROMOTE HUMAN DIGNITY, AND PREVENT GENOCIDE. A PUBLIC-PRIVATE PARTNERSHIP, FEDERAL SUPPORT GUARANTEES THE MUSEUM'S PERMANENCE, AND ITS FAR-REACHING EDUCATIONAL PROGRAMS AND GLOBAL IMPACT ARE MADE POSSIBLE BY DONORS NATIONWIDE. (SEE SCHEDULE O FOR CONTINUATION.) 74681033 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 219 0 1 453 1 0 0 0 0 0 1 1 0 0 0 0 X 65 65 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X MINNIE CARMICHAEL 2024880481 100 RAOUL WALLENBERG PLACE SW WASHINGTON DC 20024 TOM A BERNSTEIN 5.00 X X 0 0 0 JOSHUA B BOLTEN 3.00 X X 0 0 0 ELLIOTT ABRAMS 1.00 X 0 0 0 MIRIAM ADELSON 1.00 X 0 0 0 MATTHEW L ADLER 1.00 X 0 0 0 ELISA SPUNGEN BILDNER 1.00 X 0 0 0 NORMAN R BOBINS 1.00 X 0 0 0 JOSEPH M BRODECKI 1.00 X 0 0 0 MICHAEL CHERTOFF 2.00 X 0 0 0 DIANA SHAW CLARK 1.00 X 0 0 0 CAROL B COHEN 1.00 X 0 0 0 WILLIAM J DANHOF 1.00 X 0 0 0 KITTY DUKAKIS 1.00 X 0 0 0 MICHAEL DAVID EPSTEIN 1.00 X 0 0 0 DONALD ETRA 1.00 X 0 0 0 JOHN FARAHI 1.00 X 0 0 0 TODD A FISHER 2.00 X 0 0 0 DAVID M FLAUM 1.00 X 0 0 0 JONATHAN SAFRAN FOER 1.00 X 0 0 0 AMY FRIEDKIN 1.00 X 0 0 0 K CHAYA FRIEDMAN 1.00 X 0 0 0 JOEL GIEDERMAN 2.00 X 0 0 0 MICHAEL J GERSON 1.00 X 0 0 0 NANCY B GILBERT 1.00 X 0 0 0 ZVI Y GITELMAN 1.00 X 0 0 0 MARC GOLDMAN 1.00 X 0 0 0 MARK D GOODMAN 1.00 X 0 0 0 SAMUEL GORDON 1.00 X 0 0 0 SANFORD L GOTTESMAN 2.00 X 0 0 0 JOSEPH D GUTMAN 1.00 X 0 0 0 CHERYL F HALPERN 1.00 X 0 0 0 S FITZGERALD HANEY 1.00 X 0 0 0 BETH HEIFETZ 1.00 X 0 0 0 J DAVID HELLER 1.00 X 0 0 0 ANDREW S HOCHBERG 1.00 X 0 0 0 AMY KASLOW 2.00 X 0 0 0 EZRA KATZ 1.00 X 0 0 0 ROMAN R KENT 1.00 X 0 0 0 EDWARD I KOCH 1.00 X 0 0 0 HOWARD E KONAR 2.00 X 0 0 0 DOUGLAS R KORN 1.00 X 0 0 0 M RONALD KRONGOLD 1.00 X 0 0 0 ALAN LAZOWSKI 1.00 X 0 0 0 WILLIAM S LEVINE 1.00 X 0 0 0 HADASSAH F LIEBERMAN 1.00 X 0 0 0 DEBORAH E LIPSTADT 2.00 X 0 0 0 SUSAN E LOWENBERG 1.00 X 0 0 0 KENNETH B MEHLMAN 1.00 X 0 0 0 LESLIE MYERS 1.00 X 0 0 0 MICHAEL B MUKASEY 1.00 X 0 0 0 DEBORAH A OPPENHEIMER 1.00 X 0 0 0 CHERYL PEISACH 1.00 X 0 0 0 DANA M PERLMAN 1.00 X 0 0 0 RICHARD S PRICE 1.00 X 0 0 0 PIERRE-RICHARD PROSPER 1.00 X 0 0 0 RONALD RATNER 1.00 X 0 0 0 GREG A ROSENBAUM 1.00 X 0 0 0 MENACHEM Z ROSENSAFT 1.00 X 0 0 0 KIRK A RUDY 1.00 X 0 0 0 ELLIOT J SCHRAGE 1.00 X 0 0 0 MAUREEN SCHULMAN 1.00 X 0 0 0 ROBERT A SHERMAN 1.00 X 0 0 0 DANIEL J SILVA 1.00 X 0 0 0 ANDREA LAVIN SOLOW 1.00 X 0 0 0 MARC R STANLEY 1.00 X 0 0 0 MICHAEL ASHLEY STEIN 1.00 X 0 0 0 HOWARD D UNGER 2.00 X 0 0 0 CLEMANTINE WAMARIYA 1.00 X 0 0 0 ELIE WIESEL 1.00 X 0 0 0 JEFFREY S WILPON 1.00 X 0 0 0 FRED ZIEDMAN 2.00 X 0 0 0 THE HONORABLE MICHAEL GRIMM 1.00 X 0 0 0 THE HONORABLE STEVE ISRAEL 0.50 X 0 0 0 THE HONORABLE PATRICK MEEHAN 0.50 X 0 0 0 THE HONORABLE HENRY A WAXMAN 0.50 X 0 0 0 THE HONORABLE AL FRANKEN 0.50 X 0 0 0 THE HONORABLE ORRIN G HATCH 0.50 X 0 0 0 THE HONORABLE BERNARD SANDERS 0.50 X 0 0 0 SARA BLOOMFIELD 40.00 X 464442 0 121322 WILLIAM PARSONS 40.00 X 184285 0 43763 MINNIE CARMICHAEL 40.00 X 160510 0 20581 JORDAN TANNENBAUM 40.00 X 331236 0 55465 LORNA MILES 40.00 X 206493 0 23412 TANELL COLEMAN 40.00 X 157496 0 33504 AMY FARRIER 40.00 X 236422 0 30701 JILL WEINBERG 40.00 X 231940 0 42034 ANDREA BARCHAS 40.00 X 233973 0 43601 JOSEPH KRAUS 40.00 X 206180 0 50260 MICHAEL ABRAMOWITZ 40.00 X 169949 0 43008 2582926 0 507651 133 0 1 0 G4S GOVERNMENT SOLUTIONS INC 7121 FAIRWAY DR PALM BEACH GARDENS FL 33418 GUARD SERVICES 6021235 DANIEL J EDELMAN INC 200 E RANDOLPH STREET FL 63 CHICAGO IL 60601 EVENT ORGANIZERS 2336960 PRODUCTION SOLUTIONS 1953 GALLOWS ROAD VIENNA VA 22182 FULFILLMENT SERVICES 1938749 NAMBROOKS JOINT VENTURE 1227 GOOD HOPE ROAD SE WASHINGTON DC 20020 JANITORIAL SERVICES 1580131 SERVICE FIRST CONSULTING LLC 2306 GLEBE ROAD ARLINGTON VA 22207 INFORMATION TECHNOLOGY 792173 58 9970171 3862428 49959460 48241999 1774325 112034058 7053158 -4625 7057783 64182876 60981156 3201720 3201720 3201720 851810 3862428 1522421 -670611 -670611 1760709 766520 994189 994189 IMPUTED FIN. 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PURCHASES OF COLLECTION ITEMS ARE RECOGNIZED AS REDUCTIONS IN UNRESTRICTED NET ASSETS IN THE PERIOD OF ACQUISITION. PROCEEDS FROM DEACCESSIONS OF COLLECTION ITEMS ARE RECOGNIZED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS AND ARE DESIGNATED FOR FUTURE COLLECTION ACQUISITIONS. PART III, LINE 4: THE MUSEUM ACQUIRES ITS COLLECTIONS, WHICH INCLUDE WORKS OF ART, ARTIFACTS, ARCHIVES, FILM AND VIDEO, ORAL HISTORY, AND HISTORICAL TREASURES, BY PURCHASE OR BY DONATION. ALL COLLECTIONS ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH. THE MUSEUM'S COLLECTION MANAGEMENT POLICY INCLUDES GUIDANCE ON THE PRESERVATION, CARE, AND MAINTENANCE OF THE COLLECTIONS AND PROCEDURES RELATED TO THE ACCESSION/DEACCESSION OF COLLECTION ITEMS. THE MISSION AND PURPOSE OF THE MUSEUM'S COLLECTION IS TO PRESERVE FOR FUTURE GENERATIONS THE PHOTOGRAPHIC, DOCUMENTARY, AND ARTIFACTUAL RECORD OF THIS FATEFUL PERIOD IN JEWISH AND WORLD HISTORY. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE MUSEUM'S ENDOWMENT CONSISTS OF 68 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT SERVES AS A PERPETUAL FUNDING SOURCE FOR THE MUSEUM. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE MUSEUM ADOPTED THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10), ON JULY 1, 2007. UNDER ASC 740-10, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE-LIKELY-THAN-NOT THAT THE POSITION WILL BE SUSTAINED. THE IMPLEMENTATION OF ASC 740-10 HAD NO IMPACT ON THE MUSEUM'S FINANCIAL STATEMENTS. THE MUSEUM DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS, AND ACCORDINGLY, IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE MUSEUM HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED. ADDITIONALLY, THE MUSEUM HAS FILED INTERNAL REVENUE SERVICE (IRS) FORM 990 AND 990-T TAX RETURNS AS REQUIRED AND ALL OTHER APPLICABLE RETURNS IN THOSE JUSISDICITIONS WHERE IT IS REQUIRED. THE MUSEUM BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. FOR THE YEARS ENDED SEPTEMBER 30, 2013 AND 2012, THERE WERE NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: GROSS REVENUE FROM FUNDRAISING EVENTS 851,810. EXPENSES FOR FUNDRAISING EVENTS -1,522,421. COST OF GOODS SOLD FOR GIFT SHOP -766,520. PART XII, LINE 2D - OTHER ADJUSTMENTS: GROSS REVENUE FROM FUNDRAISING EVENTS -851,810. EXPENSES FOR FUNDRAISING EVENTS 1,522,421. COST OF GOODS SOLD FOR GIFT SHOP 766,520. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 17099815 0 0 0 0 0 0 17099815 0 17099815 1 0 0 0 0 0 X X X X X X 1 PRODUCTION SOLUTIONS 1953 GALLOWS RD STE 600 VIENNA VA 22182 DATA MANAGEMENT SVS 0 0 1341931 -1341931 AB DATA LTD 600 AB DATA DRIVE MILWAUKEE WI 53217 CONSULTING SERVICES 0 0 379424 -379424 TYCHERSTEIN LLC 5925 FOREST LANE STE 410 DALLAS TX 75230 CONSULTING SERVICES 0 0 278749 -278749 BLUE STATE DIGITAL 406 7TH STREET NW 3RD FLR WASHINGTON DC 20004 STRATEGIC CONSULTING 0 0 246178 -246178 LAUTMAN MASKA NEILL & COMPANY 1730 RHODE ISLAND AVE NW WASHINGTON DC 20036 CONSULTING SERVICES 0 0 242159 -242159 INFOGROUP 200 PEMBERWICK ROAD GREENWICH CT 06830 CONSULTING SERVICES 0 0 180751 -180751 PDR II 79 CHAPEL STREET NEWTON MA 02458 TELEMARKETING SVS 0 0 169975 -169975 INTEGRAL - DC 1203 19TH STREET NW STE 500 WASHINGTON DC 20036 CONSULTING SERVICES 0 0 120217 -120217 COMMUNITY COUNSELING SERVICES 461 5TH AVENUE 3RD FLR NEW YORK NY 10017 CONSULTING SERVICES 0 0 118625 -118625 L & E MERIDIAN 7400 FULLEON ROAD STE 110 SPRINGFIELD VA 22153 CONSULTING SERVICES 0 0 102115 -102115 3180124 -3180124 20TH ANNIVERSARY- DC 1406120 1138620 267500 590061 NEW YORK TRIBUTE DINNER 499690 263090 236600 244960 28 2808428 2460718 347710 687400 4714238 3862428 851810 1522421 1522421 -670611 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) CONTRACTORS FOR FUNDRAISING ACTIVITIES: THE CONTRACTORS LISTED GIVE ADVICE ON MARKETING STRATEGY, BUT THE ACTUAL FUNDRAISING IS DONE BY THE MUSEUM. THE MUSEUM DOES NOT TIE DONATIONS TO THE ADVICE GIVEN BY THE CONTRACTORS. THE FOLLOWING SERVICES ARE PROVIDED BY THE CONTRACTORS: -PRODUCTION SOLUTIONS: DATA MANAGEMENT SERVICES -AB DATA, LTD: MAIL CONSULTING SERVICES -COMMUNITY COUNSELING SERVICE COMPANY: FEASIBILITY AND PLANNING STUDY -CAROL ENTERS LIST COMPANY COPYWRITER: LIST MANAGEMENT SERVICES -INTEGRAL - DC LLC: ANALYTICAL SERVICES -LAUTMAN MASKA NEILL & CO: DIRECT MAIL/MGMT/MAJOR GIFTS & PLANNED GIVING DONORS -TYCHERSTEIN LLC: ADVISES ON MARKETING AND ENDOWMENT EFFORTS LICENSING FOR FUNDRAISING ACTIVITIES: SCHEDULE G, PART I, LINE 3 AS AN INDEPENDENT ESTABLISHMENT OF THE UNITED STATES GOVERNMENT, AND PURSUANT TO THE SUPREMACY CLAUSE OF THE U.S. CONSTITUTION, THE MUSEUM IS NOT SUBJECT TO STATE OR DISTRICT OF COLUMBIA REGULATION OF THE MUSEUM'S FUNDRAISING ACTIVITY; THUS, THE MUSEUM CAN PERFORM FUNDRAISING ACTIVITIES IN ANY STATE. 1 BEN & ZELDA COHEN FELLOWSHIP 3 18500 HEIDEMAN FELLOWSHIP 1 22500 CUMMINGS FOUNDATION FELLOWSHIP 6 100152 MARGIT MEISSNER MEISSNER - CZECH LANDS FELLOWSHIP 1 4000 MILES LERMAN CENTER FOR THE STUDY OF JEWISH RESISTANCE FELLOWSHIP 1 22200 INA LEVINE INVITATIONAL SCHOLAR FELLOWSHIP 1 56000 EVERETT AND MARIAN GORDON FELLOW 1 14500 YETTA AND JACOB GELMAN FELLOWSHIP 1 4700 JUDITH B. AND BURTON P. RESNICK POSTDOCTORAL FELLOWSHIP 2 32000 PEARL RESNICK POSTDOCTORAL FELLOWSHIP 2 26000 L. DENNIS AND SUSAN R. SHAPIRO FELLOWSHIP 1 7000 ROBERT SAVITT FELLOWSHIP 1 11000 AUSNIT MEMORIAL LIBRARY FELLOWSHIP 1 11700 JB & MAURICE C SHAPIRO SR SCHOLAR-IN-RESIDENCE FELLOWSHIP 2 64200 SOSLAND FOUNDATION FELLOWSHIP 2 28875 SUMMER GRADUATE RESEARCH ASSISTANTSHIP 4 32000 TAKIFF FAMILY FOUNDATION FELLOWSHIP 3 36500 TZIPORA WIESEL FELLOWSHIP 3 42100 DIANE AND HOWARD WOHL FELLOWSHIP 2 33900 HSE - HIGHER SCHOOL OF ECONOMICES STUDENTS - HERR 2 7000 IFZ - EXCHANGE SCHOLAR - CAHS DIRECTOR FUNDS 1 7400 NORMAN RAAB FELLOWSHIPS 3 36700 LIFE REBORN' FELLOWSHIP FOR THE STUDY O DISPLACED PERSONS 2 21500 RAUL HILBERG FELLOWSHIP 1 7000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: USE OF GRANT FUNDS IN THE U.S.: SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR AWARDS ARE GRANTED ON A COMPETITIVE BASIS TO SUPPORT SIGNIFICANT RESEARCH AND WRITING ABOUT THE HOLOCAUST. THE MUSEUM WELCOMES PROPOSALS FROM SCHOLARS IN ALL RELEVANT DISCIPLINES INCLUDING HISTORY, POLITICAL SCIENCE, LITERATURE, JEWISH STUDIES, PHILOSOPHY, RELIGION, PSYCHOLOGY, COMPARATIVE GENOCIDE STUDIES, LAW, AND OTHERS. X X X X X 0 1 0 0 0 0 0 0 0 SARA BLOOMFIELD 423358 0 0 0 41084 0 113000 0 8322 0 585764 0 0 0 WILLIAM PARSONS 136247 0 24710 0 23328 0 27839 0 15924 0 228048 0 0 0 MINNIE CARMICHAEL 148979 0 0 0 11531 0 11531 0 9050 0 181091 0 0 0 JORDAN TANNENBAUM 287152 0 20000 0 24084 0 30000 0 25465 0 386701 0 0 0 LORNA MILES 205286 0 0 0 1207 0 16590 0 6822 0 229905 0 0 0 TANELL COLEMAN 150357 0 0 0 7139 0 25954 0 7550 0 191000 0 0 0 AMY FARRIER 212196 0 15000 0 9226 0 25594 0 5107 0 267123 0 0 0 JILL WEINBERG 190971 0 18100 0 22869 0 26310 0 15724 0 273974 0 0 0 ANDREA BARCHAS 192308 0 17840 0 23825 0 26707 0 16894 0 277574 0 0 0 JOSEPH KRAUS 194146 0 0 0 12034 0 25115 0 25145 0 256440 0 0 0 MICHAEL ABRAMOWITZ 152948 0 0 0 17001 0 21243 0 21765 0 212957 0 0 0 PART I, LINE 4B PARTICIPATION IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: THE U.S. HOLCAUST MEMORIAL MUSEUM ESTABLISHED A SECTION 457(F) PLAN FOR SARA BLOOMFIELD ON DECEMBER 19, 2007. THE EMPLOYER CONTRIBUTIONS UNDER THIS PLAN ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. AMOUNTS DEFERRED UNDER THE PLAN ARE REPORTED ON SCHEDULE J, PART II, COLUMN C. X 566 X 65 1774325 SELLING PRICE 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: PART I, LINE 1, COLUMN (C): WORKS OF ART FOOTNOTE: IN CONFORMITY WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, NO VALUE IS ASSIGNED TO THE COLLECTIONS IN THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECOGNIZED AS REDUCTIONS IN UNRESTRICTED NET ASSETS IN THE PERIOD OF ACQUISITION. PROCEEDS FROM DEACCESSIONS OF COLLECTION ITEMS ARE RECOGNIZED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS AND ARE DESIGNATED FOR FUTURE COLLECTION ACQUISITIONS. PART I, LINE 33: REVENUES FROM NONCASH PROPERTIES: IN CONFORMITY WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, NO VALUE IS ASSIGNED TO THE COLLECTIONS DONATED TO THE MUSEUM IN THE STATEMENT OF ACTIVITIES. THE AMOUNTS SHOWN IN PART I, COLUMN B REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED, NOT THE NUMBER OF CONTRIBUTED ITEMS. IT IS IMPRACTICAL FOR THE MUSEUM TO QUANTIFY THE NUMBER AND TYPE OF DONATIONS IT RECEIVES FOR ITS COLLECTIONS. THE MUSEUM'S HOLDINGS INCLUDE: ART - PERIOD DRAWINGS, PRINTS, SCULPTURE, POSTERS, & OTHER CREATIVE WORKS; BOOKS & PAMPHLETS; BROADSIDES, ADVERTISEMENTS, & MAPS; FILM AND VIDEO - HISTORICAL FOOTAGE, AUDIO & VIDEO ORAL TESTIMONIES, MUSIC & SOUND RECORDINGS; FURNISHING, ARCHITECTURAL FRAGMENTS, MODELS, MACHINERY, & TOOLS; MICROFILM & MICROFICHE OF GOVERNMENT DOCUMENTS & OTHER OFFICIAL RECORDS; PERSONAL EFFECTS, RITUAL OBJECTS, JEWELRY, MUSICAL INSTRUMENTS, & NUMISMATICS (CURRENCY); PERSONAL PAPERS - DOCUMENTS, CORRESPONDENCE, MEMOIRS, SCRAPBOOKS, PHOTOGRAPHS, & PHOTO ALBUMS; AND TEXTILES - UNIFORMS, COSTUMES, CLOTHING, BADGES, ARMBANDS, FLAGS, & BANNERS. DESCRIPTION OF THE ORGANIZATION'S MISSION: FORM 990, PART III, LINE 1 THE UNITED STATES HOLOCAUST MEMORIAL MUSEUM IS AMERICA'S NATIONAL INSTITUTION FOR THE DOCUMENTATION, STUDY, AND INTERPRETATION OF HOLOCAUST HISTORY, AND SERVES AS THIS COUNTRY'S MEMORIAL TO THE MILLIONS OF PEOPLE MURDERED DURING THE HOLOCAUST. THE HOLOCAUST WAS THE STATE-SPONSORED, SYSTEMATIC PERSECUTION AND ANNIHILATION OF EUROPEAN JEWRY BY NAZI GERMANY AND ITS COLLABORATORS BETWEEN 1933 AND 1945. JEWS WERE THE PRIMARY VICTIMS - SIX MILLION WERE MURDERED; GYPSIES, THE HANDICAPPED AND POLES WERE ALSO TARGETED FOR DESTRUCTION OR DECIMATION FOR RACIAL, ETHNIC, OR NATIONAL REASONS. MILLIONS MORE, INCLUDING HOMOSEXUALS, JEHOVAH'S WITNESSES, SOVIET PRISONERS OF WAR AND POLITICAL DISSIDENTS, ALSO SUFFERED GRIEVOUS OPPRESSION AND DEATH UNDER NAZI TYRANNY. THE MUSEUM'S PRIMARY MISSION IS TO ADVANCE AND DISSEMINATE KNOWLEDGE ABOUT THIS UNPRECEDENTED TRAGEDY; TO PRESERVE THE MEMORY OF THOSE WHO SUFFERED; AND TO ENCOURAGE ITS VISITORS TO REFLECT UPON THE MORAL AND SPIRITUAL QUESTIONS RAISED BY THE EVENTS OF THE HOLOCAUST AS WELL AS THEIR OWN RESPONSIBILITIES AS CITIZENS OF A DEMOCRACY. CHARTERED BY A UNANIMOUS ACT OF CONGRESS IN 1980 AND LOCATED ADJACENT TO THE NATIONAL MALL IN WASHINGTON, DC, THE MUSEUM STRIVES TO BROADEN PUBLIC UNDERSTANDING OF THE HISTORY OF THE HOLOCAUST THROUGH MULTIFACETED PROGRAMS: EXHIBITIONS; RESEARCH AND PUBLICATION; COLLECTING AND PRESERVING MATERIAL EVIDENCE, ART AND ARTIFACTS RELATED TO THE HOLOCAUST; ANNUAL HOLOCAUST COMMEMORATIONS KNOWN AS DAYS OF REMEMBRANCE;DISTRIBUTION OF EDUCATION MATERIALS AND TEACHER RESOURCES; AND A VARIETY OF PUBLIC PROGRAMMING DESIGNED TO ENHANCE UNDERSTANDING OF THE HOLOCAUST AND RELATED ISSUES, INCLUDING THOSE OF CONTEMPORARY SIGNIFICANCE. DESCRIPTION OF PROGRAM SERVICES (CONTINUED): FORM 990, PART III, LINE 4A LOCATED AMONG OUR NATIONAL MONUMENTS TO FREEDOM ON THE NATIONAL MALL, THE MUSEUM PROVIDES A POWERFUL LESSON IN THE FRAGILITY OF FREEDOM, THE MYTH OF PROGRESS, THE NEED FOR VIGILANCE IN PRESERVING DEMOCRATIC VALUES. WITH UNIQUE POWER AND AUTHENTICITY, THE MUSEUM TEACHES MILLIONS OF PEOPLE EACH YEAR ABOUT THE DANGERS OF UNCHECKED HATRED AND THE NEED TO PREVENT GENOCIDE. AND WE ENCOURAGE THEM TO ACT, CULTIVATING A SENSE OF MORAL RESPONSIBILITY AMONG OUR CITIZENS SO THAT THEY WILL RESPOND TO THE MONUMENTAL CHALLENGES THAT CONFRONT OUR WORLD. TODAY, WE FACE AN ALARMING RISE IN HOLOCAUST DENIAL AND ANTI-SEMITISM-EVEN IN THE VERY LANDS WHERE THE HOLOCAUST HAPPENED-AS WELL AS GENOCIDE AND THREATS OF GENOCIDE IN OTHER PARTS OF THE WORLD. THIS IS OCCURRING AS WE APPROACH A TIME WHEN HOLOCAUST SURVIVORS AND OTHER EYEWITNESSES WILL NO LONGER BE ALIVE. THE MUSEUM WORKS CLOSELY WITH MANY KEY SEGMENTS OF SOCIETY WHO WILL AFFECT THE FUTURE OF OUR NATION. PROFESSIONALS FROM THE FIELDS OF LAW ENFORCEMENT, THE JUDICIARY AND THE MILITARY, AS WELL AS DIPLOMACY, MEDICINE, EDUCATION AND RELIGION STUDY THE HOLOCAUST, WITH EMPHASIS ON THE ROLE OF THEIR PARTICULAR PROFESSIONS AND THE IMPLICATIONS FOR THEIR OWN RESPONSIBILITIES. THESE PROGRAMS INTENSIFY THEIR SENSE OF COMMITMENT TO THE CORE VALUES OF THEIR FIELDS AND THEIR ROLES IN THE PROTECTION OF INDIVIDUALS AND SOCIETY. IN ADDITION TO ITS LEADERSHIP TRAINING PROGRAMS, THE MUSEUM SPONSORS ON-SITE AND TRAVELING EXHIBITIONS, EDUCATIONAL OUTREACH, WEB SITE, CAMPUS OUTREACH AND HOLOCAUST COMMEMORATIONS, INCLUDING THE NATION'S ANNUAL OBSERVANCE IN THE U.S. CAPITOL. OUR CENTER FOR ADVANCED HOLOCAUST STUDIES WORKS TO ENSURE THE CONTINUED GROWTH AND VITALITY OF THE FIELD OF HOLOCAUST STUDIES. AS A LIVING MEMORIAL TO THE HOLOCAUST, WE WORK TO PREVENT GENOCIDE IN THE FUTURE THROUGH OUR ACADEMY FOR GENOCIDE PREVENTION WHICH TRAINS FOREIGN POLICY PROFESSIONALS. WORKING WITH HOLOCAUST SURVIVORS AND AN ARRAY OF ORGANIZATIONS, THE MUSEUM IS A LEADER IN GALVANIZING ATTENTION TO THE CRISIS IN SUDAN. SINCE ITS DEDICATION IN 1993, THE MUSEUM HAS WELCOMED NEARLY 36 MILLION VISITORS, INCLUDING MORE THAN 10 MILLION SCHOOL CHILDREN AND 96 HEADS OF STATE. TODAY, 90 PERCENT OF THE MUSEUM'S VISITORS ARE NOT JEWISH, AND OUR WEB SITE, THE WORLD'S LEADING ONLINE AUTHORITY ON THE HOLOCAUST, ON AVERAGE RECEIVES VISITS FROM OVER 100 DIFFERENT COUNTRIES DAILY. WITH HUNDREDS OF THOUSANDS OF ONLINE VISITORS FROM COUNTRIES WITH MAJORITY MUSLIM POPULATIONS, TRANSLATING OUR WEB SITE INTO ARABIC AND FARSI IS A TOP PRIORITY; ALREADY, PORTIONS ARE AVAILABLE IN MORE THAN 20 LANGUAGES. FORM 990, PART VI, SECTION B, LINE 11 PROCESS FOR REVIEW OF FORM 990: THE FORM 990 IS PREPARED BY THE MUSEUM'S INDEPENDENT AUDITOR, BDO USA, UNDER THE DIRECTION OF THE MUSEUM'S CHIEF FINANCIAL OFFICER. THE DRAFT 990 IS REVIEWED INTERNALLY BY THE MUSEUM'S INTERNAL AUDITOR, ITS GENERAL COUNSEL, ITS CHIEF FINANCIAL OFFICER AND THE MUSEUM DIRECTOR. A HARD COPY OF THE DRAFT FORM 990 IS THEN MAILED TO EACH COUNCIL MEMBER WITH A COVER LETTER STATING THE DATE THE FORM WILL BE FILED WITH THE IRS. THE LETTER ALSO STATES THAT QUESTIONS AND COMMENTS CAN BE FORWARDED TO THE FINANCE OFFICE. AFTER THE COMMENT PERIOD IS OVER, THE FORM 990 IS SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY: EACH COUNCIL MEMBER IS GIVEN A COPY OF THE CONFLICTS OF INTEREST AND ETHICS POLICY AND THEY ARE REQUIRED TO SIGN AN ANNUAL COMPLIANCE STATEMENT THAT CONFIRMS THEY HAVE READ THE POLICY AND AGREE TO COMPLY WITH ITS PROVISIONS. THE COUNCIL'S GENERAL COUNSEL ASCERTAINS THAT EACH COUNCIL MEMBER HAS SIGNED AND SUBMITTED AN ANNUAL COMPLIANCE STATEMENT AND REPORTS TO THE EXECUTIVE COMMITTEE AND THE AUDIT COMMITTEE ON WHETHER ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST ARE DISCLOSED THEREIN. KEY STAFF MEMBERS, OFFICE HEADS, CONTRACTING OFFICIALS, AND OTHER STAFF MEMBERS HAVING FIDUCIARY RESPONSIBILITY AND SELECTED BY THE MUSEUM'S GENERAL COUNSEL ARE REQUIRED TO ANNUALLY COMPLETE AND SUBMIT A CONFIDENTIAL FINANCIAL DISCLOSURE REPORT. THE REPORTS ARE REVIEWED BY THE MUSEUM'S GENERAL COUNSEL FOR ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST AND, WHERE FOUND, CORRECTIVE MEASURES WILL BE REQUIRED. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING OFFICERS' COMPENSATION: THE DIRECTOR OF THE MUSEUM IS THE CHIEF EXECUTIVE OFFICER OF THE MUSEUM. THE DIRECTOR IS APPOINTED BY THE CHAIRPERSON OF THE MUSEUM'S COUNCIL (ITS "BOARD OF TRUSTEES"), SUBJECT TO CONFIRMATION OF THE COUNCIL. TO ESTABLISH THE DIRECTOR'S SALARY, THE COUNCIL RETAINED THE SERVICES OF A LAWYER AND CONSULTANT, WHOSE EXPERTISE IS COMPENSATION MATTERS FOR EXECUTIVES FOR NONPROFIT ENTITIES, TO CONDUCT A COMPARABLE COMPENSATION STUDY FOR THE DIRECTOR'S POSITION. WORKING WITH THE EXECUTIVE REVIEW COMMITTEE OF THE COUNCIL, SEVERAL COMPARABLE NON-PROFITS WERE SELECTED TO STUDY. THE CONSULTANT COLLECTED COMPENSATION INFORMATION ON THE CHIEF EXECUTIVES OF THESE NON-PROFITS AND PROVIDED THE EXECUTIVE REVIEW COMMITTEE WITH AN ANALYSIS. THE COMPARATIVE DATA WAS USED BY THE EXECUTIVE REVIEW COMMITTEE IN ITS DISCUSSIONS WITH THE CONSULTANT TO DEVELOP A RECOMMENDATION FOR A NEW COMPENSATION PACKAGE BEGINNING IN FISCAL YEAR 2007. IT WAS DETERMINED THAT BEFORE THE STUDY, THE MUSEUM DIRECTOR'S SALARY WAS BELOW THE 50TH PERCENTILE AMONG HER PEERS AT OTHER SIMILAR NONPROFIT INSTITUTIONS. IN RECOGNITION OF THE MUSEUM DIRECTOR'S PAST SUPERIOR PERFORMANCE, HER LONG TENURE AT THE INSTITUTION, AND VALUE TO THE MUSEUM, THE EXECUTIVE REVIEW COMMITTEE RECOMMENDED TO THE EXECUTIVE COMMITTEE OF THE COUNCIL THAT THE DIRECTOR'S COMPENSATION RATE BE SET AT THE 75TH PERCENTILE GOING FORWARD, AND ADJUSTED THE DIRECTOR'S BASE SALARY ACCORDINGLY. THE COMPENSATION REVIEW ALSO IDENTIFIED A DEFICIENCY IN THE MUSEUM DIRECTOR'S RETIREMENT PLAN WHEN COMPARED WITH OTHER SIMILARLY SITUATED SENIOR EXECUTIVES, AND ADJUSTED IT ACCORDINGLY. THE CONTRACT IN EFFECT FOR THIS REPORTING PERIOD FOR THE MUSEUM DIRECTOR HAS A TERM FROM JANUARY 1, 2007 THROUGH DECEMBER 31, 2013, WITH AN OPTION TO EXTEND FOR TWO YEARS, EXERCISABLE BY THE MUSEUM. THE NEGOTIATIONS WITH THE MUSEUM DIRECTOR WERE CONDUCTED AT ARMS-LENGTH AND THE COUNCIL USED AN OUTSIDE LAW FIRM RATHER THAN THE MUSEUM'S GENERAL COUNSEL OR THE COUNCIL'S GENERAL COUNSEL TO CONDUCT NEGOTIATIONS WITH THE MUSEUM DIRECTOR. THE PROCESS FOR DETERMINING CHIEF DEVELOPMENT OFFICER'S COMPENSATION: TO ESTABLISH THE CHIEF DEVELOPMENT OFFICER'S COMPENSATION, THE MUSEUM RETAINED THE SERVICES OF A CONSULTING FIRM TO REVIEW THE COMPETITIVENESS IN THE PRIVATE FUNDRAISING INDUSTRY FOR THE DEVELOPMENT STAFF COMPENSATION STRUCTURE. THE CONSULTANT COLLECTED AND ANALYZED DATA FROM OTHER COMPARABLE ORGANIZATIONS. THEY CONCLUDED THAT THE CHIEF DEVELOPMENT OFFICER'S COMPENSATION WAS BELOW THE AVERAGE COMPENSATION OF THE COMPARABLE ORGANIZATIONS. BASED ON THIS CONCLUSION, A CONFERENCE CALL WAS HELD WITH THE CO-CHAIRS OF THE DEVELOPMENT COMMITTEE, CHAIR OF THE COUNCIL, AND THE DIRECTOR. THE DECISION WAS MADE TO SET THE COMPENSATION AT THE AVERAGE COMPENSATION LEVEL. THE CHIEF DEVELOPMENT OFFICER'S CURRENT WRITTEN EMPLOYMENT CONTRACT ENDS DECEMBER 31, 2014 WITH AUTOMATIC TWO-YEAR RENEWAL PERIODS THEREAFTER. THE PROCESS FOR DETERMINING CHIEF MARKETING OFFICER'S COMPENSATION: THE CHIEF MARKETING OFFICER WAS HIRED AFTER A NATIONAL SEARCH CONDUCTED BY A NATIONALLY RESPECTED SEARCH FIRM. THE COMPENSATION FOR THE CMO WAS ESTABLISHED BY THE MUSEUM DIRECTOR AND WAS BASED ON THE INDIVIDUAL'S PRIOR COMPENSATION, THE COMPENSATION RATES FOR OTHER FINAL CANDIDATES FOR THE POSITION AND IN THE MARKET PLACE, AND ADVICE FROM THE SEARCH FIRM. THE MARKETING/COMMUNICATION OFFICE WAS ESTABLISHED IN 2009 TO ADVANCE THE MUSEUM'S STRATEGIC PLANNING GOALS OF 1) EXPANDING, DIVERSIFYING AND MORE DEEPLY ENGAGING OUR AUDIENCES, AND 2) SECURING THE MUSEUM'S FUTURE THROUGH A MAJOR NATIONAL FUNDRAISING CAMPAIGN. THE CHIEF MARKETING OFFICER'S CURRENT WRITTEN EMPLOYMENT CONTRACT ENDS APRIL 30, 2014 WITH AUTOMATIC TWO-YEAR RENEWAL PERIODS THEREAFTER. ALL OTHER OFFICERS AND KEY EMPLOYEES ARE FEDERAL GOVERNMENT EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. THE PROCESS FOR OVERSIGHT OF THE AUDITED FINANCIAL STATEMENTS: FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. OTHER FEES FOR SERVICES FORM 990, PART IX, LINE 11G SECURITY 6,384,537 CONSULTING 1,776,410 20TH ANNIVERSARY PLANNING/INSTALLATION 5,778,956 JANITORIAL 1,649,039 STIPENDS 1,205,248 EXHIBIT PLANNING/INSTALLATION, ETC. 2,307,173 REPAIR AND MAINTENANCE 1,400,090 FINANCE AND DEVELOPMENT CONTRACTOR 454,319 INTERGOVERNMENTAL 446,248 DATA MANAGMENT 414,166 CATALOGING/MEDIA/ARCHIVING 899,915 TRANSPORTATION 243,458 WEBSITE DESIGN 242,783 TRANSLATION 179,874 BASEMENT RENOVATION 144,523 FULFILLMENT 142,588 RECRUITING 131,658 OTHER 1,782,558 TOTAL TO LINE 11G 25,583,543 H & B W CR TRUST 100 RAOUL WALLENBERG PL SW WASHINGTON DC 20024 CRT DC T 336626 1.00000 0 LH R CR TRUST 100 RAOUL WALLENBERG PL SW WASHINGTON DC 20024 CRT DC T 6387 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0