2014-07-21T09:57:06-05:00 2013-12-31 320043599 LEGACY PROFESSIONALS LLP 311 S WACKER DRIVE STE 4000 CHICAGO IL 60606 990 2013-01-01 361638940 PORTLAND CEMENT ASSOCIATION PORT 8479666200 5420 OLD ORCHARD ROAD SKOKIE IL 600771083 JAN FARNSWORTH CORPORATE SECRETARY 8479666200 2014-07-21 1 CRAIG RESCH P00844633 3123680500 2013 2015-11-30 17:44:51Z JAN FARNSWORTH 5420 OLD ORCHARD ROAD SKOKIE IL 600771083 43966170 0 X WWW.PORTCEMENT.ORG X 1971 IL IMPROVE & EXPAND USES OF PORTLAND CEMENT & CONCRETE THROUGH EDUCATIONAL SUPPORT & PROMOTION 46 45 78 0 22713 -3070 0 0 36641117 31152875 440563 528690 1778896 1702365 38860576 33383930 250277 995442 0 0 15011950 12933743 0 0 0 18367746 16602187 33629973 30531372 5230603 2852558 34864952 34067984 16556003 13206871 18308949 20861113 X IMPROVE AND EXPAND THE USES OF PORTLAND CEMENT AND CONCRETE. BY DOING SO,THE QUALITY OF CONSTRUCTION IS IMPROVED WHICH CONTRIBUTES TO A BETTER ENVIRONMENT. IN PRACTICE, THIS MANDATE MEANS WELL-ROUNDED PROGRAMS OF MARKET DEVELOPMENT,EDUCATION,RESEARCH,TECHNICAL SERVICES AND GOVERNMENT AFFAIRS ON BEHALF OF PCA MEMEBERS (CEMENT COMPANIES IN THE US AND CANADA). 0 0 PORTLAND CEMENT ASSOCIATION (PCA) IS A VOLUNTARY ASSOCIATION WHOSE MEMEBERSHIP IS COMPRISED OF CEMENT COMPANIES. PCA PROVIDES TECHNICAL RESOURCES, PROMOTIONAL MATERIAL, MARKET RESEARCH, PUBLIC AFFAIRS AND CODE WORK, EDUCATION AND TRAINING RELATED TO THE CONCRETE INDUSTRY AND ITS MEMBER ORGANIZATIONS. PCA'S PUBLICATIONS AND DESIGN AIDS MAKE IT EASIER TO BUILD WITH CONCRETE AND INCLUDE THE LATEST INFORMATION ON QUALITY 0 0 1 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 33 0 1 78 1 1 1 1 CA 0 0 0 0 X 46 45 1 0 1 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 X LAURA NEDLI 8479666200 5420 OLD ORCHARD ROAD SKOKIE IL 600771083 X CARY COHRS CHAIR 1.00 X 0 0 0 JOHN STULL VICE CHAIR 1.00 X 0 0 0 STEVE AMBROSE DIRECTOR 1.00 X 0 0 0 MARCO GOMEZ-BARRIOS DIRECTOR 1.00 X 0 0 0 THOMAS BECK DIRECTOR 1.00 X 0 0 0 MEL BREKHUS DIRECTOR 1.00 X 0 0 0 CRAIG CAMPBELL DIRECTOR 1.00 X 0 0 0 ALEX CAR DIRECTOR 1.00 X 0 0 0 FRANCESCO CARANTANI DIRECTOR 1.00 X 0 0 0 FRANK CRADDOCK DIRECTOR 1.00 X 0 0 0 JAMES DERKATCH DIRECTOR 1.00 X 0 0 0 GEORGE DOUMET DIRECTOR 1.00 X 0 0 0 THOMAS G EDWARDS DIRECTOR 1.00 X 0 0 0 ENRIQUE ESCALANATE DIRECTOR 1.00 X 0 0 0 MARTIN FALLON DIRECTOR 1.00 X 0 0 0 HAMID FARZAM DIRECTOR 1.00 X 0 0 0 ERIC FLESCH DIRECTOR 1.00 X 0 0 0 JAMES GATENS DIRECTOR 1.00 X 0 0 0 ALLEN HAMBLEN DIRECTOR 1.00 X 0 0 0 DANIEL M HARRINGTON DIRECTOR 1.00 X 0 0 0 ERIC HOLARD DIRECTOR 1.00 X 0 0 0 CHIP HUSSEY DIRECTOR 1.00 X 0 0 0 R MICHAEL JOHNSON DIRECTOR 1.00 X 0 0 0 TIMOTHY KEUBLER DIRECTOR 1.00 X 0 0 0 CURTIS LESSLIE DIRECTOR 1.00 X 0 0 0 KIMBALL MCCLOUD DIRECTOR 1.00 X 0 0 0 GERRY MCKERVEY DIRECTOR 1.00 X 0 0 0 SCOTT MORKEM DIRECTOR 1.00 X 0 0 0 GILBERT NATTA DIRECTOR 1.00 X 0 0 0 DAVID NEPERENY DIRECTOR 1.00 X 0 0 0 SCOTT PALMER DIRECTOR 1.00 X 0 0 0 ARIS PAPADOPOULOS DIRECTOR 1.00 X 0 0 0 MIKE PHILLIPS DIRECTOR 1.00 X 0 0 0 C ALLEN ROOK DIRECTOR 1.00 X 0 0 0 KARI SARAGUSA DIRECTOR 1.00 X 0 0 0 RAYMOND SEIPP DIRECTOR 1.00 X 0 0 0 SATISH SHETH DIRECTOR 1.00 X 0 0 0 GUY SIDOS DIRECTOR 1.00 X 0 0 0 ROGER SMITH JR DIRECTOR 1.00 X 0 0 0 ROBERT SULLIVAN DIRECTOR 1.00 X 0 0 0 CHARLES SUNDERLAND DIRECTOR 1.00 X 0 0 0 ALLEN WALSH DIRECTOR 1.00 X 0 0 0 KARL WATSON JR DIRECTOR 1.00 X 0 0 0 WALTER WULF JR DIRECTOR 1.00 X 0 0 0 MAIK STRECKER DIRECTOR 1.00 X 0 0 0 OLIVIER BIEBUYCK DIRECTOR - PAST 1.00 X 0 0 0 FA INNIS DIRECTOR - PAST 1.00 X 0 0 0 NORM JAGGER DIRECTOR - PAST 1.00 X 0 0 0 HARDY JOHNSON DIRECTOR - PAST 1.00 X 0 0 0 JOSE LLONTOP DIRECTOR - PAST 1.00 X 0 0 0 DAVID LOOMES DIRECTOR - PAST 1.00 X 0 0 0 JASON MORIN DIRECTOR - PAST 1.00 X 0 0 0 PAUL OSTRANDER DIRECTOR - PAST 1.00 X 0 0 0 LUC PAPILLON DIRECTOR - PAST 1.00 X 0 0 0 JOSE ANTONIO PRIMO DIRECTOR - PAST 1.00 X 0 0 0 FILIBERTO RUIZ DIRECTOR - PAST 1.00 X 0 0 0 BERNARD TERVER DIRECTOR - PAST 1.00 X 0 0 0 GREGORY M SCOTT CEO/PRESIDENT 40.00 X X 434870 0 56598 ANDREW O'HARE VP REGULATORY AFFAIRS 40.00 X 246171 0 24159 DAVID HUBBARD VP LEGISLATIVE AFFAIRS 40.00 X 205259 0 30262 JAN FARNSWORTH CORP SEC'Y 40.00 X 134429 0 12963 LAURA NEDLI CFO 40.00 X 214536 0 24323 MICHAEL MCSWEENEY PRESIDENT CANADIAN OPERATIONS (SEE SCHEDULE O) 40.00 X 258100 0 23182 JOHN PRENTICE SENIOR VP 40.00 X 167187 0 15829 EDWARD SULLIVAN CHIEF ECONOMIST 40.00 X 199842 0 34833 STEPHEN SZOKE DIR OF CODES & STANDARDS 40.00 X 163016 0 15464 STEVEN KOSMATKA VP 40.00 X 172874 0 27088 MARK JUSTMAN VP 40.00 X 176833 0 18092 2373117 0 282793 28 0 1 0 SIDLEY AUSTIN LLP ONE SOUTH DEARBORN CHICAGO IL 60603 LEGAL 420788 BLAKES CASSELS & GRAYDON 181 WEST MADISON STREET 3925 CHICAGO IL 60602 LEGAL 236052 MARTHA VANGEEM 808 S SCHOOL STREET MT PROSPECT IL 60056 CONSULTING 140662 3 MEMBERSHIP DUES 541900 30329927 30329927 INCOME FROM SERVICES 541900 370581 370581 NON DUES REVENUE 541900 351210 351210 CONTRACT REVENUE 541900 101157 78444 22713 31152875 431528 431528 894468 0 894468 894468 894468 10308242 10211080 97162 97162 97162 1127617 371160 756457 756457 MISCELLANOUS 900099 51440 51440 51440 33383930 31886619 22713 1474598 804694 190748 2655909 7274226 626297 1639289 738022 937793 150035 363000 31785 1610739 459078 467580 287658 1888394 1146094 1449030 705132 174182 ALLIED INDUSTRY EXPENSE 6535820 DUES AND SUBSCRIPTIONS 307113 MISCELLANEOUS EXPENSE 88754 30531372 11126830 11420816 120066 381785 7936755 6414953 837874 427385 1102282 1021239 13067408 10007175 3160444 3060233 5582180 5687480 4998521 5654093 34864952 34067984 2913288 2805096 375000 375000 319561 307717 12948154 9719058 16556003 13206871 X 0 0 0 0 18308949 20861113 18308949 20861113 34864952 34067984 X 2852558 65718 -366112 X 0 1 X 1 0 PORTLAND CEMENT ASSOCIATION POLITICAL ACTION COMMITTEE 500 NEW JERSEY AVENUE NORTHWEST 7T WASHINGTON DC 20001 361638940 82465 0 0 1 23484122 2392705 -327440 2065265 2230992 -165727 215683 215683 4131132 4131132 0 6822667 4577239 2245428 1897926 1298804 599122 3060233 INVESTMENT IN SUBSIDIARY 5436679 DIVIDENDS RECEIVABLE 200000 ACCRUED INTEREST AND DIVIDENDS 17414 5654093 LIABILITY FOR PENSION BENEFIT 8544834 DEFERRED CLAIMS RESERVE 150000 LEASE LIABILITY RESERVE - CANADIAN OPERATION 1024224 9719058 X PART X, LINE 2: PCA, INCLUDING ACTIVITIES OF THE REGIONAL DIVISIONS AND CANADA FILE FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 990-T, EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN, WITH THE INTERNAL REVENUE SERVICE. THESE RETURNS ARE SUBJECT TO EXAMINATION UNTIL THE APPLICABLE STATUTE OF LIMITATIONS EXPIRE. 0 CANADA 5 25 PROGRAM SERVICES IMPROVE AND EXPAND THE USES OF PORTLAND CEMENT AND CONCRETE THROUGH EDUCATIONAL SUPPORT AND PROMOTION 5951477 5 25 0 0 5 25 5951477 0 5951477 NORTH AMERICA CONTRIBUTION 15398 CHECK NORTH AMERICA CONTRIBUTION 20530 CHECK NORTH AMERICA CONTRIBUTION 5646 CHECK NORTH AMERICA CONTRIBUTION 20530 CHECK NORTH AMERICA CONTRIBUTION 61590 CHECK NORTH AMERICA CONTRIBUTION 12831 CHECK 34 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL - US GAAP 1 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE CAMBRIDGE MA 02193 042103594 501(C)(3) 650000 RESEARCH IOWA STATE UNIVERSITY FOUNDATION 2505 UNIVERSITY BOULEVARD AMES IA 500108644 421143702 501(C)(3) 100000 RESEARCH 2 0 PART I, LINE 2: THE BOARD CAREFULLY REVIEWS ALL REQUESTS FOR DONATIONS AND GRANTS PRIOR TO THEIR APPROVAL AND DISBURSEMENT. APPROVAL IS GRANTED ONLY TO REPUTABLE ORGANIZATIONS WHO HAVE SATISFIED THE BOARD'S DUE DILIGENCE. NORMALLY,THE BOARD PERFORMS NO SUBSEQUENT MONITORING REGARDING THE USE OF DONATIONS AND GRANTS. ADDITIONALLY, THERE IS A GOVERANCE STRUCTURE IN PLACE THAT REGULARLY REPORTS TO THE EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS. ALL RECORDS REGARDING DISBURSEMENT OF FUNDS ARE MAINTAINED AT THE LOCAL OFFICE. X X X X 0 0 0 GREGORY M SCOTT CEO/PRESIDENT 375000 0 55833 0 4037 0 39251 0 17347 0 491468 0 0 0 ANDREW O'HARE VP REGULATORY AFFAIRS 190000 0 48953 0 7218 0 22740 0 1419 0 270330 0 0 0 DAVID HUBBARD VP LEGISLATIVE AFFAIRS 167000 0 35920 0 2339 0 19160 0 11102 0 235521 0 0 0 LAURA NEDLI CFO 190000 0 27030 0 -2494 0 18772 0 5551 0 238859 0 0 0 MICHAEL MCSWEENEY PRESIDENT CANADIAN OPERATIONS (SEE S 208664 0 39171 0 10265 0 23182 0 0 0 281282 0 0 0 JOHN PRENTICE SENIOR VP 154750 0 11606 0 831 0 15829 0 0 0 183016 0 0 0 EDWARD SULLIVAN CHIEF ECONOMIST 190000 0 0 0 9842 0 17486 0 17347 0 234675 0 0 0 STEPHEN SZOKE DIR OF CODES & STANDARDS 157500 0 6159 0 -643 0 15464 0 0 0 178480 0 0 0 STEVEN KOSMATKA VP 162320 0 16232 0 -5678 0 16326 0 10762 0 199962 0 0 0 MARK JUSTMAN VP 168450 0 12634 0 -4251 0 16673 0 1419 0 194925 0 0 0 CANADIAN OPERATIONS WERE DIVESTED TO A SEPARATE ORGANIZATION INCORPORATED IN CANADA. 2013-10-31 4903250 ASSETS DIVESTED INCLUDED CASH BALANCES IN CHECKING ACCOUNTS, COLLECTIBLE BALANCES OF RECEIVABLES AND BOOK VALUE OF FIXED ASSETS. AMOUNTS WERE REDUCED BY LIABILITIES FOR ACCOUNTS PAYABLE AND ACCRUED PENSION LIABIILTIES. CEMENT ASSOCIATION OF CANADA 502-350 SPARKS STREET OTTAWA CA CANADIAN NOT-FOR-PROFIT CORPORATION 1 0 0 0 PART II, LINE 2E: PERSON(S) INVOLVED: MICHAEL MCSWEENEY PART II, LINE 2E: EXPLANATION OF INVOLVEMENT: WAS PRESIDENT OF CANADIAN OPERATIONS PRIOR TO THE DIVESTURE AND WILL REMAIN IN THAT POSITION WITH THE NEW ENTITY. FORM 990, PART II, SIGNATURE BLOCK SUBSEQUENT TO YEAR END, GREGORY M. SCOTT RESIGNED AS CEO/PRESIDENT. JAN FARNSWORTH, CORPORATE SECRETARY IS SIGNING THE FORM AS THE AUTHORIZED SIGNOR. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING ARE ALL BUSINESS RELATIONSHIPS: ENRIQUE ESCALANTE AND STEVE AMBROSE WORK FOR GCC OF AMERICA. FRANK CRADDOCK, HAMID FARZAM, MIKE PHILIPPS, SATISH SHETH, ROBERT SULLIVAN, KARL WATSON JR. ALL WORK FOR CEMEX. OLIVIER BIEBUYCK AND MAIK STRECKER WORK FOR LAFARGE NORTH AMERICA. F.A. INNIS, DAVID LOOMES, JASON MORIN, FILIBERTO RUIZ AND BERNARD TERVER ALL WORK FOR HOLCIM (US) AND PAUL OSTRANDER WORKS FOR HOLCIM(CANADA). JAMES DERKATCH, KARI SARAGUSA AND DANIEL M HARRINGTON ALL WORK FOR LEHIGH HANSON. ALLEN HAMBLEN AND THOMAS EDWARDS WORK FOR CALPORTLAND. JAMES GATENS WORKS FOR ASH GROVE TEXAS AND CHARLES SUNDERLAND WORKS AT ASH GROVE. DAVID A NEPERENY AND RAYMOND SEIPP BOTH WORK FOR BUZZI UNICEM USA. R. MICHAEL JOHNSON AND THOMAS BECK WORK FOR CONTINENTAL CEMENT COMPANY. ROGER SMITH JR. AND SCOTT PALMER WORK FOR SALT RIVER CEMENT COMPANY. GUY SIDOS AND GILBERT NATTA WORK FOR NATIONAL CEMENT COMPANY. HARDY JOHNSON, TIMOTHY KUEBLER AND ARIS PAPADOPOULOS ALL WORK FOR TITAN AMERICA. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION'S GOVERNING DOCUMENTS WERE UPDATED TO REFLECT THE TRANSFER OF THE ORGANIZATION'S CANADIAN OPERATIONS TO A SEPARATE ENTITY EFFECTIVE OCTOBER 31, 2013. FORM 990, PART VI, SECTION A, LINE 6 CEMENT INDUSTRY MEMBERS. ANY BUSINESS ORGANIZATION OR GROUP OF BUSINESS ORGANIZATIONS UNDER COMMON OWNERSHIP, GOVERNMENT AGENCY, OR INDIVIDUAL ENGAGED IN THE MANUFACTURE OR SALE OR PORTLAND CEMENT IN THE UNITED STATES, ITS TERRITORIAL POSSESSIONS, CANADA, SHALL BE ELIGIBLE TO BECOME A CEMENT INDUSRY MEMBER, SUBJECT TO A MINIMUM PAYMENT OF DUES TO BE ESTABLISHED ANNUALLY BY THE BOARD OF DIRECTORS. IN THE CASE OF MEMBERSHIP APPLICANTS LOCATED IN A COUNTRY OTHER THAN THE UNITED STATES OR CANADA, ASSOCIATION MEMBERSHIP MAY BE GRANTED TO A CEMENT INDUSTRY TRADE ASSOCIATION REPRESENTING A MAJORITY OF CEMENT COMPANIES OF THAT COUNTRY. THE ANNUAL FEE FOR MEMBERSHIP IN SUCH CASES SHALL BE DETERMINED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A ALTHOUGH EACH MEMBER ONLY HAS "ONE VOTE", THERE ARE VARIOUS PERSONNEL (CEO, COO, SUBSIDIARY, ETC) ELIGIBLE TO BE A BOARD MEMBER. THE VOTES OF MEMBERS AT BOARD MEETINGS SHALL BE WEIGHTED PROPORTIONALLY ON THE BASIS OF SHIPMENTS (AS COMPUTED BY THE SECRETARY FOR THE LATEST CALENDAR YEAR) ON WHICH DUES HAVE BEEN PAID BY THE PCA MEMBER COMPANY WHOM THE MEMBER BELONGS TOO. IF A GIVEN PCA MEMBER (OR GROUP OF AN AFFILIATED MEMBER COMPANY) IS REPRESENTED BY MORE THAN ONE COMPANY, THE MEMBER COMPANY'S SHIPMENTS OR SHIPMENTS OF THE GROUP OF THE AFFILIATED MEMBER COMPANY SHALL BE ALLOCATED USING A PRORATED AMOUNT AMONGST THOSE MEMBERS PARTICIPATING IN THE MEETINGS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 FORM WAS NOT DISTRIBUTED TO THE GOVERNING BODY PRIOR TO FILING THE FORM THIS YEAR. FORM 990, PART VI, LINE 1A THE VOTES OF DIRECTORS AT BOARD MEETING SHALL BE WEIGHTED PROPORTIONALLY ON THE BASIS OF SHIPMENTS (AS COMPUTED BY THE SECRETARY FOR THE LATEST CALENDAR YEAR) ON WHICH DUES HAVE BEEN PAID BY THE PCA MEMBER COMPANY WHOM THE DIRECTOR REPRESENTS. IF A GIVEN PCA MEMBER (OR GROUP OF AN AFFILIATED MEMBER COMPANY) IS REPRESENTED BY MORE THAN ONE DIRECTOR, THE MEMBER COMPANY'S SHIPMENTS OR SHIPMENTS OF THE GROUP OF AFFILIATED MEMBER COMPANY SHALL BE ALLOCATED PRO RATA AMOUNG THOSE DIRECTORS PARTICIPATING IN THE MEETINGS. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEE MONITORS WITH FOLLOWUPS VIA EMAIL. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE CEO IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE WHICH IS A COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 18 THE FORM 990 IS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, LIST OF OFFICERS MICHAEL MCSWEENEY IS THE PRESIDENT OF THE CANADIAN OPERATIONS OF PCA. AS OF OCTOBER 31, 2013, THE CANANDIAN OPERATIONS OF PCA WERE DIVESTED AND AS A RESULT, HE IS LISTED AS A PAST OFFICER ON THIS 990 FILING. FORM 990, PART XI, LINE 9: EQUITY IN EARNINGS OF SUBSIDIARY 710,291. PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 3,658,744. CUMULATIVE TRANSITION ADJUSTMENT 168,103. TRANSFER OF NET ASSETS TO CAC -4,903,250. PORTLAND CEMENT ASSOCIATION EDUCATION FOUNDATION 5420 OLD ORCHARD ROAD SKOKIE IL 60077 364486749 MEET THE EDUCATIONAL NEEDS OF THE CEMENT INDUSTRY IL 501(C)3 509(A)(1) PORTLAND CEMENT ASSOCIATION 0 PORTLAND CEMENT ASSOCIATION POLITICAL ACTION COMMITTEE 5420 OLD ORCHARD ROAD SKOKIE IL 60077 361638940 POLITICAL SUPPORT IL 527 PORTLAND CEMENT ASSOCIATION 0 CONSTRUCTION TECHNOLOGY LABORATORIES INC 5420 OLD ORCHARD ROAD SKOKIE IL 60077 363478051 PERFORM INVESTIGATION, ANALYSIS AND TESTING OF STRUCTURES AND MATERIALS IL PORTLAND CEMENT ASSOCIATION C 710291 13244937 1.00000 0 1 1 1 0 0 0 1 0 0 1 0 1 1 1 1 1 1 0 1 CONSTRUCTION TECHNOLOGY LABORATORIES INC S 200000 CONSTRUCTION TECHNOLOGY LABORATORIES INC A 1650644 CONSTRUCTION TECHNOLOGY LABORATORIES INC P 287305