2014-05-27T10:56:27-05:00 2013-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-01-01 541791197 NATIONAL ASSOCIATION OF DRUG COURT PROFESSIONALS NATI 7035759400 1029 N ROYAL STREET NO 201 ALEXANDRIA VA 22314 JANET MCCULLER CFO 7035759400 2014-05-27 1 FRANK H SMITH P00639053 2028225000 2014-05-14 2013 2015-11-30 17:44:51Z JANET MCCULLER 1029 N ROYAL STREET NO 201 ALEXANDRIA VA 22314 8120691 0 X WWW.NADCP.ORG X 1996 VA NADCP SEEKS TO REDUCE SUBSTANCE ABUSE, CRIME AND RECIDIVISM BY PROMOTING AND ADVOCATING FOR THE ESTABLISHMENT AND FUNDING OF DRUG COURTS AND PROVIDING FOR COLLECTION AND DISSEMINATION OF INFORMATION, TECHNICAL ASSISTANCE, AND MUTUAL SUPPORT TO ASSOCIATION MEMBERS.SINCE 1994, NADCP HAS WORKED TIRELESSLY AT THE INTERNATIONAL, NATIONAL, STATE AND LOCAL LEVEL TO CREATE AND ENHANCE DRUG COURTS; INCLUDING ADULT, JUVENILE, FAMILY, REENTRY AND TRIBAL MODELS; DWI COURTS, AND VETERANS TREATMENT COURTS. THE AWARD-WINNING NADCP IS THE PREMIER NATIONAL REPOSITORY, TRAINING, AND ADVOCACY ORGANIZATION FOR THE DRUG COURT MODEL, REPRESENTING OVER 27,000 MULTI-DISCIPLINARY JUSTICE PROFESSIONALS AND COMMUNITY LEADERS. NADCP HOSTS THE LARGEST MULTI-DISCIPLINARY ANNUAL TRAINING CONFERENCE ON SUBSTANCE ABUSE AND CRIME IN THE WORLD, TOPPING 4,300 ATTENDEES THIS YEAR. IN ADDITION, NADCP HOSTS THE NATION'S ONLY TRAINING CONVENTION DEDICATED TO EFFORTS TO HELP JUSTICE-INVOLVED VETERANS. 24 24 34 25 0 0 5639813 5213688 2550594 2882016 1680 1000 2270 23987 8194357 8120691 9000 42000 0 0 3149533 3562216 0 0 192396 5054975 4678718 8213508 8282934 -19151 -162243 1668868 1660502 755902 909779 912966 750723 X NATIONAL ASSOCIATION OF DRUG COURT PROFESSIONALS (NADCP) SEEKS TO REDUCE SUBSTANCE ABUSE, CRIME, AND RECIDIVISM BY PROMOTING AND ADVOCATING FOR THE ESTABLISHMENT, GROWTH AND FUNDING OF DRUG COURTS, PROVIDING FOR THE COLLECTION AND DISSEMINATION OF INFORMATION, AND PROVIDING SOPHISTICATED TRAINING, TECHNICAL ASSISTANCE AND MUTUAL SUPPORT TO ASSOCIATION MEMBERS. 0 0 1757279 ADULT DRUG COURT TRAINING INITIATIVE (ADCTI): THE OVERARCHING GOAL OF THE ADULT DRUG COURT TRAINING INITIATIVE (ADCTI) IS TO IMPROVE DRUG COURT TEAM FUNCTIONING AND TO PRODUCE MORE EFFECTIVE SERVICES AND BETTER OUTCOMES FOR DRUG COURT PARTICIPANTS. TO ACCOMPLISH THIS, THE NATIONAL DRUG COURT INSTITUTE (NDCI) INCREASES THE KNOWLEDGE OF ADULT DRUG COURT PRACTITIONERS BY; 1. MAINTAINING A ADCTI WEB PAGE, WHICH LISTS A MENU OF TRAININGS AND LEARNING OBJECTIVES APPROVED BY THE BUREAU OF JUSTICE ASSISTANCE (BJA), 2. CONDUCTING TRAINING NEEDS ASSESSMENT WITH APPLICANTS TO ENSURE APPROPRIATE COURSE SELECTION 3. DEVELOP AND IMPLEMENT A PRIORITIZATION PROCESS TO FULFILL TRAINING REQUESTS 4. EVALUATE TRAINING INITIATIVE EVENTS TO DETERMINE CUSTOMER SATISFACTION 5. DEVELOP TRAINING-OF-TRAINERS (TOT) SESSIONS TO BUILD CAPACITY OF STATE ADMINISTRATIVE COURT OFFICES TO MEET TRAINING NEEDS OF DRUG COURTS WITHIN THE STATES 6. UPDATE CURRICULA BASED ON NEWLY IDENTIFIED TRAINING NEEDS AND INCORPORATE THE LATEST DRUG COURT RESEARCH FINDINGS IN EXISTING CURRICULA 7. MAINTAIN A LIST OF EXPERT DRUG COURT TRAINING CONSULTANTS. IN 2013, UNDER THE ADULT DRUG COURT TRAINING INITIATIVE PROJECT NDCI PROVIDED TRAINING TO 8,761 DRUG COURT PRACTITIONERS THROUGH 23 STATEWIDE TRAINING CONFERENCES AND 25 ON-DEMAND TRAINING EVENTS. THESE TRAININGS PROVIDE DRUG COURT PRACTITIONERS WITH THE LATEST EVIDENCE-BASED PRACTICES BASED UPON THE SCIENCE TO ASSIST THEM WITH IMPROVING THEIR PROGRAM OUTCOMES. 1737860 34500 2517637 ANNUAL CONFERENCES - IN 2013, NADCP HELD TWO HISTORIC CONFERENCES: THE NADCP 19TH ANNUAL TRAINING CONFERENCE AND THE FIRST EVER VET COURT CON. THE NADCP CONFERENCE, HELD IN JULY IN WASHINGTON, DC, DREW OVER 4000 ATTENDEES FROM ALL FIFTY STATES AND AROUND THE WORLD, AS THE LARGEST CONFERENCE ANYWHERE ON ADDICTION, MENTAL HEALTH AND THE JUSTICE SYSTEM. WITH HUNDREDS OF GROUNDBREAKING SESSIONS AND THE INTRODUCTION OF THE MUCH-ANTICIPATED, RESEARCH-BASED "ADULT DRUG COURT BEST PRACTICE STANDARDS," THE NADCP CONFERENCE WAS THE LARGEST CONFERENCE IN NADCP HISTORY.VET COURT CON, THE NATION'S ONLY CONFERENCE FOR PROFESSIONALS WORKING IN VETERANS TREATMENT COURTS, TOOK PLACE IN WASHINGTON, DC, IN DECEMBER OF 2013. WITH APPEARANCES BY NATIONAL LEADERS IN VETERANS AFFAIRS, INCLUDING VA SECRETARY ERIC SHINSEKI AND SECRETARY OF DEFENSE CHUCK HAGEL. SPANNING FOUR DAYS AND OVER ONE HUNDRED SESSIONS, VET COURT CON OFFERED CUTTING EDGE INFORMATION ON EVIDENCE BASED TREATMENT, CASE MANAGEMENT, SUPERVISION, AND MORE. 1291677 DRUG COURT PROGRAM INITIATIVE (DCPI): IN 2013, NDCI UNDER THE DRUG COURT PLANNING INITIATIVE PROJECT PROVIDED TRAINING TO 566 DRUG COURT PRACTITIONERS. DCPI TRAINED A TOTAL OF 5 ADULT TEAM, 6 TRIBAL HEALING TO WELLNESS COURTS AND 38 VETERAN TREATMENT COURTS. THIS CUTTING EDGE TRAINING IS DESIGNED TO ASSIST LOCAL COMMUNITIES IN THE IMPLEMENTATION OF AN ADULT, TRIBAL AND/OR VETERANS' TREATMENT COURT. EACH TEAM WAS PROVIDED FOR THE ADULT AND VETERANS TRAINING TWO SEPARATE TRAINING SESSIONS WHICH RESULTED IN NDCI CONDUCTING APPROXIMATELY 78 TRIPS BETWEEN AUGUST AND DECEMBER. 674800 ONCP 399966 NATIONAL DRUG COURT RESOURCE CENTER (NDCRC) 385563 NHTSA 296355 FEE FOR SERVICE 240314 7500 364379 MEMBERSHIP 175960 JUSTICE FOR VETS 109445 NCDC 70760 CSAT 2353163 7500 364379 7139979 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 132 0 1 34 1 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X JANET MCCULLER 7035759400 1029 N ROYAL STREET SUITE 201 ALEXANDRIA VA 22314 KEITH STARRETT CHAIRMAN 2.00 X X 0 0 0 RUBEN G REYES VICE CHAIR 2.00 X X 0 0 0 DOMINGO HERRAIZ TREASURER 2.00 X X 0 0 0 CONNIE PAYNE SECRETARY 2.00 X X 0 0 0 JEFFREY S BAGLEY BOARD MEMBER 0.50 X 0 0 0 MICHAEL J BARASSE BOARD MEMBER 0.50 X 0 0 0 ROGELIO FLORES BOARD MEMBER 0.50 X 0 0 0 EVERT N FOWLE BOARD MEMBER 0.50 X 0 0 0 RICHARD GEBELEIN BOARD MEMBER 0.50 X 0 0 0 PAMELA GRAY BOARD MEMBER 0.50 X 0 0 0 BOB HELFRICH BOARD MEMBER 0.50 X 0 0 0 DR SCOTT W HENGGELER BOARD MEMBER 0.50 X 0 0 0 EARL HIGHTOWER BOARD MEMBER 0.50 X 0 0 0 JAMEY HOUSTON BOARD MEMBER (THRU 05/2013) 0.50 X 0 0 0 MARY KAY HUDSON BOARD MEMBER 0.50 X 0 0 0 MACK JENKINS BOARD MEMBER 0.50 X 0 0 0 RUSSELL B LAINE BOARD MEMBER 0.50 X 0 0 0 LEONIA K LLOYD BOARD MEMBER 0.50 X 0 0 0 STEPHEN MANLEY BOARD MEMBER 0.50 X 0 0 0 BARRY R MCCAFFREY BOARD MEMBER 0.50 X 0 0 0 ROBERT RANCOURT BOARD MEMBER 0.50 X 0 0 0 LYNN RICHARDSON BOARD MEMBER 0.50 X 0 0 0 CHARLES B SIMMONS BOARD MEMBER 0.50 X 0 0 0 KOREY WAHWASSUCK BOARD MEMBER 0.50 X 0 0 0 DR JAMES WHITE BOARD MEMBER 0.50 X 0 0 0 C WEST HUDDLESTON CEO 40.00 X 278817 0 48390 JANET MCCULLER CFO 40.00 X 209710 0 31929 CAROLYN HARDIN DIRECTOR OF NDCI 40.00 X 193760 0 30470 CARSON FOX COO 40.00 X 187476 0 30470 JENNIFER COLUMBEL DIRECTOR OF PUBLIC POLICY 40.00 X 169331 0 29487 1039094 0 170746 5 0 1 0 DOUG MARLOW 206 EAST VILLAGE CHADDS FORD PA 19317 RESEARCH CONSULTANT 263375 PRESSEXPRESS 1201 EYE STREET NW WASHINGTON DC 20005 LAYOUT AND PRINTING 176065 TASC 1500 NORTH HALSTED CHICAGO IL 60642 CONSULTANTS, SUBJECT MATTER EXPERTS 176045 FLANAGAN HOLDINGS LLC 323 WEST FIRST STREET CLAREMORE OK 74017 WEBSITE DEV. AND MAINT. 100225 4 4580044 633644 5213688 CONFERENCES 900099 2517638 2517638 MEMBERSHIP DUES 900099 364378 364378 2882016 1000 1000 MISCELLANEOUS INCOME 900099 16605 16605 REFUNDS, REIMB. 900099 7382 7382 23987 8120691 2882016 0 24987 X 42000 42000 1011022 683815 327207 1934558 1487275 355887 91396 100829 81958 11797 7074 318524 239110 67691 11723 197283 148702 42201 6380 20197 1346 2152 16699 42757 42757 70000 70000 1469381 1264336 187065 17980 508968 419359 83577 6032 242397 148202 91486 2709 142971 142971 1256144 989025 247693 19426 715988 660222 42789 12977 1490 1490 73253 73253 24768 24768 TASC INDIRECT 44643 44643 DUES AND SUBSCRIPTIONS 29172 29172 USE & REAL ESTATE TAXES 20878 0 20878 0 SPORTING EVENTS TICKETS 15711 0 15711 0 929986 -929986 8282934 7139979 950559 192396 1000 338536 468807 492030 679810 399301 153466 91797 57689 59996 480361 254850 278915 225511 29181 53331 1668868 1660502 310365 446188 153786 220122 291751 243469 755902 909779 X 912966 750723 912966 750723 1668868 1660502 -162243 0 X 0 1 X 1 1 1 X 4292816 7094834 6290219 5639813 5213688 28531370 4292816 7094834 6290219 5639813 5213688 28531370 53021 28478349 3066 2410 2192 1680 1000 10348 38378 2270 16605 57253 28598971 7625797 0.99580 0.99410 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2011 AMOUNT: $ 38,378. 2012 AMOUNT: $ 2,270. 2013 AMOUNT: $ 16,605. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 70000 70000 8212934 8282934 564147 141037 0 0 585311 580348 560675 564147 2290481 3435722 164715 75500 68000 70000 378215 146328 145087 140169 141037 572621 858932 301571 130681 170890 131074 105790 25284 47716 18379 29337 225511 CAPITAL LEASE OBLIGATIONS 12602 DEFERRED LEASE INCENTIVE 170889 DEFERRED RENT 59978 243469 X 8120691 0 8120691 0 8120691 8282934 0 8282934 0 8282934 PART X, LINE 2: IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION TOPIC INCOME TAXES, NADCP PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED DECEMBER 31, 2013, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS 1 OPERATION UNITE FOUNDATION 2922 SOUTH HIGHWAY 27 SOMERSET KY 42501 562338443 501(C)(3) 6000 CONFERENCE SPONSORSHIP SAM CO CALIFORNIANS FOR DRUG FREE YOUTH INC 1010 SECOND AVENUE SUITE 1900 SAN DIEGO CA 92101 770202396 501(C)(3) 10000 SUPPORT FOR "SMART ALTERNATIVES TO MARIJUANA" 2 0 PART I, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2013, NADCP GAVE OUT GRANTS TO VARIOUS ORGANIZATIONS TO HELP SUPPORT THE EXEMPT PURPOSES OF THE RECIPIENT ORGANIZATIONS. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTION WAS IMPOSED TO THE RECIPIENT REGARDING THE USE OF THE GRANT FUNDS THEY RECEIVED FROM NADCP. X X 1 1 X X X 0 0 0 0 0 0 0 1 0 C WEST HUDDLESTON CEO 225132 0 14830 0 38855 0 33990 0 14400 0 327207 0 0 0 JANET MCCULLER CFO 169426 0 8971 0 31313 0 25414 0 6515 0 241639 0 0 0 CAROLYN HARDIN DIRECTOR OF NDCI 159700 0 8485 0 25575 0 23955 0 6515 0 224230 0 0 0 CARSON FOX COO 158534 0 8395 0 20547 0 23955 0 6515 0 217946 0 0 0 JENNIFER COLUMBEL DIRECTOR OF PUBLIC POLICY 147183 0 10524 0 11624 0 15112 0 14375 0 198818 0 0 0 PART I, LINE 1A FIRST CLASS AIRLINE TICKETS ARE GENERALLY ISSUED TO CELEBRITY SPEAKERS. ALSO STAFF, BOARD MEMBERS, AND CONSULTANTS MAY FLY FIRST CLASS WHEN TRAVELING ABROAD. ALL STAFF RECEIVE A HEALTH CLUB ALLOWANCE OF $360 A YEAR. THIS ALLOWS NADCP TO KEEP HEALTH INSURANCE COST LOW BY ASSISTING STAFF WITH A HEALTHIER LIFESTYLE. PART I, LINE 7 DURING THE YEAR ENDED DECEMBER 31, 2013, ALL STAFF WERE GIVEN A $500 HOLIDAY BONUS. FORM 990, PART VI, SECTION A, LINE 6 NADCP HAS TWO MEMBERSHIP CLASSES: INDIVIDUAL, ORGANIZATIONAL AND CORPORATE. FORM 990, PART VI, SECTION A, LINE 7A NADCP IS A MEMBERSHIP ORGANIZATION COMPRISED OF APPROXIMATELY 2,000 VOTING MEMBERS. THOSE MEMBERS ATTENDING THE ANNUAL MEETING AND ENTITLED TO VOTE SHALL THERE UPON VOTE AND THE NOMINEES RECEIVING THE HIGHEST NUMBER OF VOTES OF THOSE PRESENT AND ENTITLED TO VOTE SHALL BE DECLARED ELECTED AS DIRECTORS. ELECTION MAY BE ORAL OR BY BALLOT, IN ACCORDANCE WITH THE DESIRE OF THE MAJORITY VOTING MEMBERS PRESENT. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY THE AUDITING FIRM AND REVIEWED BY THE CFO BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. THE NADCP BOARD OF DIRECTORS IS NOT COMPRISED OF INDIVIDUALS WITH THE SKILL SET TO REVIEW AND APPROVE THE FEDERAL FORM 990. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICTS COMMITTEE, NAMED BY THE BOARD OF DIRECTORS, ADMINISTERS AND MONITORS COMPLIANCE WITH THE CONFLICT POLICY. AT LEAST ONCE PER YEAR EACH DIRECTOR IS REQUIRED TO SUBMIT FOR REVIEW A LIST OF ALL AFFILIATIONS THAT RELATE IN ANY WAY TO NADCP. IF A CONFLICT EXISTS THE DIRECTOR IS GIVEN THE OPTION TO DECLINE THE CONTRACT OR RESIGN FROM THE BOARD OF DIRECTORS. VIOLATION OF THIS POLICY MAY CONSTITUTE CAUSE FOR REMOVAL FROM THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15A NADCP'S EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS DETERMINES THE CEO SALARY USING COMPARABLE DATA. THE CEO'S PERFORMANCE IS REVIEWED BY THE EXECUTIVE COMMITTEE ON DATES LISTED IN THE CONTRACTED AGREEMENT. THE CEO'S SALARY IS NOT ADJUSTED ANNUALLY. IT IS RENEGOTIATED EACH CONTRACT PERIOD, WHICH IS CURRENTLY THREE YEARS. THE CEO'S SALARY MAY BE ADJUSTED AT ANYTIME AT THE DISCRETION OF THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. OTHER KEY EMPLOYEES SALARIES, I.E. CFO, COO, ARE DETERMINED BY THE CEO AND APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G TRAINING AND TA: PROGRAM SERVICE EXPENSES 1,099,175. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,099,175. STIPENDS: PROGRAM SERVICE EXPENSES 15,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,000. SPEAKER FEES: PROGRAM SERVICE EXPENSES 37,382. MANAGEMENT AND GENERAL EXPENSES 5,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 42,382. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 20,594. MANAGEMENT AND GENERAL EXPENSES 18,675. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 39,269. PHOTOGRAPHY/VIDEO: PROGRAM SERVICE EXPENSES 14,268. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 6,500. TOTAL EXPENSES 20,768. CLEANING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 4,280. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,280. EXHIBIT/CONFERENCE SETUP/TAKE DOWN: PROGRAM SERVICE EXPENSES 48,640. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 48,640. TRANSPORTATION: PROGRAM SERVICE EXPENSES 12,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 11,210. TOTAL EXPENSES 23,210. EDITING: PROGRAM SERVICE EXPENSES 10,000. MANAGEMENT AND GENERAL EXPENSES 9,306. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 19,306. DEVELOPMENT: PROGRAM SERVICE EXPENSES 7,277. MANAGEMENT AND GENERAL EXPENSES 149,517. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 156,794. OTHER CONSULTING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 287. FUNDRAISING EXPENSES 270. TOTAL EXPENSES 557.