2014-05-15T15:17:31-05:00 2013-06-30 135381590 BDO USA LLP 7101 WISCONSIN AVE SUITE 800 BETHESDA MD 208144827 990 2012-07-01 521329859 SOFTWARE PUBLISHERS ASSOCIATION SOFT 2022897442 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 KENNETH A WASCH 2022897442 2014-05-15 1 JOYCE M UNDERWOOD P00022361 3016544900 2012 2015-11-30 17:44:51Z SOFTWARE & INFORMATION INDUSTRY ASSOCIATION KENNETH A WASCH 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 10693263 0 X WWW.SIIA.NET X 1984 DC TO REPRESENT THE COMMON BUSINESS AND PUBLIC POLICY INTERESTS OF THE COMPUTER SOFTWARE AND DIGITAL CONTENT INDUSTRIES. THE INDUSTRY MARKETS IT PRODUCTS THROUGH SEVERAL DELIVERY VEHICLES, INCLUDING DISKS, THE INTERNET, PRIVATE AND PUBLIC NETWORKS, CABLE, WIRELESS, AND SATELLITE TRANSMISSION. THE INDUSTRY OPERATES IN A BORDERLESS WORLD AND THEREFORE MUST SERVE AN INTERNATIONAL CONSTITUENCY. THE CODE AND CONTENT INDUSTRY SEGMENTS SHARE PUBLIC POLICY OBJECTIVES IN STRONG INTELLECTUAL PROPERTY PROTECTION, A FAVORABLE TAX AND ELECTRONIC COMMERCE ENVIRONMENT, AND A FAVORABLE INVESTMENT CLIMATE. SPECIFICALLY, SIIA SEEKS TO SERVE BUSINESSES THAT DEVELOP OR MARKET THE FOLLOWING:- TECHNOLOGY THAT ENABLES THE LEARNING PROCESS OR PROVIDES INSTRUCTIONAL CONTENT IN DIGITAL FORM- SOFTWARE APPLICATIONS AND SERVICES FOR HORIZONTAL AND VERTICAL MARKETS- ENTERPRISE RESOURCE PLANNING, AND OTHER ENTERPRISE-WIDE SOFTWARE PRODUCTS- SOFTWARE INFRASTRUCTURE, AUTHORING, DEVELOPMENT TOOLS, OPERA 17 16 56 75 0 0 0 0 10721256 9147555 204511 897305 0 0 10925767 10044860 0 0 0 0 5634776 5742545 0 0 0 5771932 4899986 11406708 10642531 -480941 -597671 12039058 12012060 4163015 4766424 7876043 7245636 X TO REPRESENT THE COMMON BUSINESS AND PUBLIC POLICY INTERESTS OF THE COMPUTER SOFTWARE AND DIGITAL CONTENT INDUSTRIES. THE INDUSTRY MARKETS ITS PRODUCTS THROUGH SEVERAL DELIVERY VEHICLES, INCLUDING DISKS, THE INTERNET, PRIVATE AND PUBLIC NETWORKS, CABLE, WIRELESS, AND SATELLITE TRANSMISSION. THE INDUSTRY OPERATES IN A BORDERLESS WORLD AND THEREFORE MUST SERVE AN INTERNATIONAL CONSTITUENCY. THE CODE AND CONTENT INDUSTRY SEGMENTS SHARE PUBLIC POLICY OBJECTIVES IN STRONG INTELLECTUAL PROPERTY PROTECTION, A FAVORABLE TAX AND ELECTRONIC COMMERCE ENVIRONMENT, AND A FAVORABLE INVESTMENT CLIMATE. 0 0 DIVISIONS AND SPECIAL INTEREST GROUPSTHE ASSOCIATION SPONSORS DIVISIONS TO FOCUS ON PARTICULAR AREAS OF INTEREST FOR MEMBERS, PROVIDING THE OPPORTUNITY TO MEET AND NETWORK WITH PROFESSIONALS IN THE EDUCATION TECHNOLOGY, FINANCIAL INFORMATION SERVICES, ONLINE CONTENT, AND SOFTWARE INDUSTRIES. THE DIVISIONS SPONSOR TARGETED CONFERENCE SESSIONS, PUBLISH REPORTS AND WHITE PAPERS, AND CONDUCT SPECIAL PROJECTS. COPYRIGHT PROTECTION FUNDAS THE LEADING ADVOCATE FOR INTELLECTUAL PROPERTY PROTECTION, THE ASSOCIATION CHAMPIONS THE LEGAL USE OF SOFTWARE AND CONTENT THROUGH AN EXTENSIVE WORLDWIDE CAMPAIGN OF EDUCATION AND ENFORCEMENT. CONFERENCESTHE ASSOCIATION SPONSORS SEVERAL ANNUAL OR BIENNIAL CONFERENCES THAT ARE AMONG THE LARGEST AND MOST COMPREHENSIVE MEETINGS IN THE INDUSTRIES. CONFERENCES OFFER OUTSTANDING EDUCATIONAL OPPORTUNITIES, KEYNOTES, AND NETWORKING EVENTS. GOVERNMENT AFFAIRS - AS THE STRONGEST VOICE FOR THE EDUCATION TECHNOLOGY, FINANCIAL INFORMATION SERVICES, ONLINE CONTENT AND SOFTWARE INDUSTRIES ON CAPITOL HILL, IN STATE LEGISLATURES, AND THROUGHOUT THE WORLD, THE ASSOCIATION PROVIDES MEMBER COMPANIES WITH ACCESS TO LAWMAKERS AND A VOICE IN DEVELOPING THE ASSOCIATION'S LEGISLATIVE AGENDA, INCLUDING POLICIES ON INTELLECTUAL PROPERTY PROTECTION, ENCRYPTION, ONLINE PRIVACY, ELECTRONIC COMMERCE, TAXATION, AND EDUCATION TECHNOLOGY. PUBLICATIONS - THE ASSOCIATION OFFERS PUBLICATIONS ON SUBJECTS RANGING FROM SOFTWARE MARKETING AND PUBLIC RELATIONS TO FINANCIAL PROFILING, DRAFTING CONTRACTS, AND ATTRACTING INVESTORS. MEMBER PROGRAMS - MEMBER PROGRAMS REPRESENT THE COSTS OF PROVIDING ADDITIONAL MEMBER SERVICES TO MEMBERS. PUBLIC RELATIONS - THE ASSOCIATION PROMOTES THE INTERESTS OF ITS MEMBERS AND THE FINANCIAL INFORMATION SERVICES, EDUCATION TECHNOLOGY, ONLINE CONTENT, AND SOFTWARE INDUSTRIES WORLDWIDE. INDUSTRY PROGRAMS - THE ASSOCIATION PROVIDES THE ONLY PEER RECOGNITION AWARDS IN THE INDUSTRY, THE CODIE AWARDS, ENABLING SOFTWARE, EDUCATION, AND CONTENT COMPANIES AN OPPORTUNITY TO STRENGTHEN BUSINESS RELATIONSHIPS AND INCREASE SALES. RESEARCH - THE ASSOCIATION IS THE MOST AUTHORITATIVE SOURCE IN THE INDUSTRY FOR BENCHMARKING REPORTS AND SURVEYS, INCLUDING DETAILED RESEARCH INFORMATION ON INDUSTRY SALARIES AND BENEFITS, FINANCE ALLOCATION, AND TECHNICAL SUPPORT PRACTICES. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 36 0 1 56 1 0 0 0 0 0 0 X 17 16 0 0 1 0 1 1 0 1 1 0 0 0 1 1 0 1 0 1 0 0 X TOM MELDRUM 2022897442 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 RICHARD ATKINSON 1.00 X 0 0 0 MARK BOHANNON 1.00 X 0 0 0 CINDY BRADDON 2.00 X X 0 0 0 CINDY COOK 1.00 X 0 0 0 MARY CULLINANE 1.00 X 0 0 0 DENISE ELLIOTT 1.00 X 0 0 0 KATE FRIEDRICH 2.00 X X 0 0 0 KENNETH GLUECK 1.00 X 0 0 0 RANDALL HOPKINS 1.00 X 0 0 0 STEVEN KINGSLEY 2.00 X X 0 0 0 STEPHEN LASTER 1.00 X 0 0 0 STEVEN MANZO 1.00 X 0 0 0 RANDALL MARCINKO 1.00 X 0 0 0 BERNARD MCKAY 2.00 X X 0 0 0 TIMOTHY SHEEY 1.00 X 0 0 0 JOHANNA SHELTON 1.00 X 0 0 0 DANIEL SMITH 1.00 X 0 0 0 KENNETH WASCH 40.00 X X 396351 0 68435 THOMAS W MELDRUM JR 40.00 X 124501 0 22050 KEITH KUPFERSCHMID 40.00 X 253808 0 51781 THOMAS DAVIN 40.00 X 276753 0 54075 MARK MACCARTHY 40.00 X 227309 0 41531 KATHLEEN GREENLER-SEXTON 40.00 X 163516 0 41552 KAREN BILLINGS 40.00 X 163413 0 37941 1605651 0 317365 16 0 1 0 J ANDREW COOMBS PC 517 EAST WILSON AVENUE SUITE 202 GLENDALE CA 91206 LEGAL SERVICES 328076 ATRADIA CONSULTING STATION RD NR HAYWARDS HEATH W. SUSSEX UK REPRESENTATION IN EUROPE 254151 HOLLAND & KNIGHT LLP PO BOX 864084 ORLANDO FL 32886 LEGAL SERVICES 227090 DONAHUE GALLAGHER & WOODS LLP PO BOX 12979 OAKLAND CA 94604 LEGAL SERVICES 195311 RATIONAL 360 1828 L STREET NW STE 640 WASHINGTON DC 20036 PUBLIC RELATIONS SERVICES 123130 6 MEMBERSHIP DUES 900099 4789504 4789504 CONFERENCES 900099 1989415 1989415 LITIGATION SETTLEMENTS 900099 1854484 1854484 MEMB./INDUSTRY PROGRAM 900099 503887 503887 PUBLICATIONS/VIDEOS 541800 10265 10265 9147555 245708 245708 1300000 648403 651597 651597 651597 10044860 9147555 0 897305 752217 4150996 243182 312466 283684 962595 50393 42629 568522 363072 267335 164211 587794 333713 1281426 91313 20027 DUES & SUBSCRIPTIONS 149836 17120 10642531 107876 209175 1602064 570210 460837 519174 45449 292950 1055455 798978 315920 256477 9506912 10164074 12039058 12012060 1270404 1546374 2633901 2948457 258710 271593 4163015 4766424 X 7876043 7245636 7876043 7245636 12039058 12012060 X -597671 -22254 -10482 X X 0 0 0 0 0 1 4468963 949013 -520725 428288 893793 -465505 186003 171821 14182 858550 616255 242295 10902 10902 0 256477 FUNDS HELD ON BEHALF OF OTHERS 70834 DEFERRED RENT 200759 271593 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ASSOCIATION DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS AND ACCORDINGLY IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. HOWEVER, THE ASSOCIATION IS STILL OPEN TO EXAMINATION BY TAXING AUTHORITIES FROM FISCAL YEAR 2010 FORWARD. NO INTEREST OR PENALTIES WERE INCLUDED IN THE STATEMENTS OF ACTIVITIES. X X X 0 0 0 KENNETH WASCH 396351 0 0 0 0 0 39635 0 28800 0 464786 0 0 0 KEITH KUPFERSCHMID 253808 0 0 0 0 0 25381 0 26400 0 305589 0 0 0 THOMAS DAVIN 230000 0 46753 0 0 0 27675 0 26400 0 330828 0 0 0 MARK MACCARTHY 227309 0 0 0 0 0 22731 0 18800 0 268840 0 0 0 KATHLEEN GREENLER-SEXTON 163516 0 0 0 0 0 16352 0 25200 0 205068 0 0 0 KAREN BILLINGS 163413 0 0 0 0 0 16341 0 21600 0 201354 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 CHANGES TO BYLAWS AMENDED SEPTEMBER 2012: ARTICLE VII, SECTION 4, INCREASING THE NUMBER OF BOARD MEMBERS FROM 17 TO 18, AND PROVIDING THAT THE ADDITIONAL BOARD SEAT WILL BE FILLED BY THE APPOINTMENT OF A BOARD MEMBER FROM THE NEW SIPA DIVISION. FORM 990, PART VI, SECTION A, LINE 6 FULL MEMBER COMPANY, ASSOCIATE MEMBER COMPANY. FORM 990, PART VI, SECTION A, LINE 7A FULL MEMBER GETS ONE VOTE, ASSOCIATE MEMBER FOR MORE THAN 2 YEARS AND ANNUAL DUES>$10K, GETS 0.5 VOTE. FORM 990, PART VI, SECTION B, LINE 11 990 REVIEWED BY VP OF FINANCE AND EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS THE PERFORMANCE OF THE PRESIDENT FOR THE PAST FISCAL YEAR. AS PART OF THAT PROCESS, THE COMMITTEE REVIEWS AND UPDATES THE EMPLOYMENT CONTRACT. PERIODICALLY, BUT NOT EVERY YEAR, COMPENSATION DATA FOR CHIEF EXECUTIVES OF SIMILAR SIZE AND PURPOSE TRADE ASSOCIATIONS IS OBTAINED FROM 990S FOR PURPOSE OF DETERMINING REASONABILITY AND COMPARABILITY OF PRESIDENT'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, GOVERNING DOCUMENTS, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST TO THE PUBLIC. THE CONFLICT OF INTEREST POLICY IS FOUND IN THE EMPLOYEE HANDBOOK AND BOARD HANDOUT. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: NET ASSET TRANSFER-SCHOOL INTEROPERABILITY FRAMEWORK -10,482. OVERSIGHT OF AUDIT: FORM 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS. SPA POLITICAL ACTION COMMITTEE 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 POLITICAL ACTION COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0