2014-05-15T17:14:24-05:00 2013-06-30 208185533 TRAVIS WOLFF LLP 15950 N DALLAS PARKWAY SUITE 600 DALLAS TX 75248 990 2012-07-01 756004746 THE DALLAS OPERA DALL 2144431043 2403 FLORA STREET SUITE 500 DALLAS TX 75201 WILLIAM T LEONARD 2144431043 2014-05-02 1 JERRI L HAMMER P00047614 9726611843 2012 2015-11-30 17:44:51Z WILLIAM T LEONARD 2403 FLORA STREET SUITE 500 DALLAS TX 75201 13452404 0 X WWW.DALLASOPERA.ORG X 1957 TX PERFORMANCE OF OPERA PRODUCTIONS, AND EDUCATION AND MINORITY OUTREACH PROGRAMS TO RAISE AWARENESS OF THE PERFORMING ARTS, AS WELL AS GIVING BACK TO THE COMMUNITY. 51 51 483 224 0 0 8981322 9982254 4182132 3371961 223191 0 28430 49329 13415075 13403544 0 0 0 0 9168848 8376060 46746 48860 1230444 5634488 4978624 14850082 13403544 -1435007 0 11875290 12951451 7751780 7370261 4123510 5581190 X THE DALLAS OPERA IS COMMITTED TO PRODUCING OPERA OF UNCOMPROMISING QUALITY, ENRICHING THE LIFE OF THE COMMUNITY, AND EMBRACING ITS DIVERSE CULTURAL HERITAGE. WE PRODUCE MASTERPIECES OF THE STANDARD REPERTOIRE, PRODUCE THE WORLD'S BEST NON-TRADITIONAL OPERA AND MUSIC THEATER, AND PERPETUATE THE ART FORM BY COMMISSIONING NEW AMERICAN WORKS. AS AN INTERNATIONALLY RESPECTED OPERA COMPANY, WE ARE FURTHER COMMITTED TO DISCOVERING AND NURTURING EXCEPTIONALLY TALENTED YOUNG ARTISTS. 0 0 9221194 2871032 SEVENTEEN PERFORMANCES OF THREE OPERA PRODUCTIONS, SIX PERFORMANCES OF SCHOOL OPERA PRODUCTIONS 657666 2700 MINORITY OUTREACH PROGRAMS; ADULT AND HIGH SCHOOL EDUCATIONAL PROGRAMMING; PERFORMANCES OF TOURING OPERA FOR CHILDREN. 498229 REHEARSAL HALL RENTAL, GUILD EVENTS, SPONSORSHIP, MISCELLANEOUS INCOME 498229 9878860 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 167 0 1 483 1 0 0 0 0 0 1 1 0 0 0 0 X 51 51 1 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X WILLIAM T LEONARD CFO 2144431068 2403 FLORA STREET SUITE 500 DALLAS TX 75201 ALICE W BASS 0.00 X 0 0 0 AMY FAULCONER 0.00 X 0 0 0 ARLENE DAYTON 0.00 X 0 0 0 BARRY W COWAN 0.00 X 0 0 0 CAROL GLENDENNING 0.00 X 0 0 0 CINDY FELD 0.00 X 0 0 0 DIANE BRIERLEY 0.00 X 0 0 0 DON J MCDERMETT JR 0.00 X 0 0 0 DONALD WINSPEAR 0.00 X 0 0 0 ELLEN WINSPEAR 0.00 X 0 0 0 JAMES F BERRY 0.00 X 0 0 0 HAROLD M BRIERLEY 0.00 X 0 0 0 HOLLY MAYER 0.00 X 0 0 0 J DAVIS HAMLIN 0.00 X 0 0 0 JACK HARROD 0.00 X 0 0 0 JAMES R SEITZ JR 0.00 X 0 0 0 JOHN T CODY JR 0.00 X 0 0 0 JOHN W DAYTON 0.00 X 0 0 0 JOY S MANKOFF 0.00 X 0 0 0 JOYCE MITCHELL 0.00 X 0 0 0 KEITH CERNY PHD 0.00 X 0 0 0 KERN WILDENTHAL MD PHD 0.00 X 0 0 0 LINDA W HART 0.00 X 0 0 0 LYNN MOCK 0.00 X 0 0 0 MARK R FLAGG 0.00 X 0 0 0 MARNIE WILDENTHAL 0.00 X 0 0 0 MARTHA PEAK 0.00 X 0 0 0 MARTIN J WEILAND 0.00 X 0 0 0 MICHAEL E PHILLIPS 0.00 X 0 0 0 MYRA BARKER HULL 0.00 X 0 0 0 NANCY A NASHER 0.00 X 0 0 0 NICHOLAS EVEN 0.00 X 0 0 0 NICOLE DABBERT 0.00 X 0 0 0 RICHARD A MASSMAN 0.00 X 0 0 0 RICHARD H EDWARDS 0.00 X 0 0 0 RICHARD H SCHULZE 0.00 X 0 0 0 CINDY G BROWN 0.00 X 0 0 0 ROBERTO CORTEZ 0.00 X 0 0 0 RUBEN E ESQUIVEL 0.00 X 0 0 0 ALISON HUNSICKER 0.00 X 0 0 0 SARAH L TITUS 0.00 X 0 0 0 STEPHEN B L PENROSE 0.00 X 0 0 0 STEPHEN SUELLENTROP 0.00 X 0 0 0 STEVEN STODGHILL 0.00 X 0 0 0 T PETER TOWNSEND 0.00 X 0 0 0 TASSIO CARVALHO PHD 0.00 X 0 0 0 TINCY MILLER 0.00 X 0 0 0 TOM G MAYER MD 0.00 X 0 0 0 TOM H MCCASLAND JR 0.00 X 0 0 0 WILLIAM BLAYLOCK 0.00 X 0 0 0 MARTHA ALLDAY 0.00 X 0 0 0 ROBERT ALLDAY 0.00 X 0 0 0 KAREN ALMOND 0.00 X 0 0 0 ALLEN BARRONTON 0.00 X 0 0 0 RUTH L BISON 0.00 X 0 0 0 ELAINE C BLAYLOCK 0.00 X 0 0 0 JOHN BODDIE 0.00 X 0 0 0 WILLIAM R BOGART 0.00 X 0 0 0 ROBERT M BRACKBILL 0.00 X 0 0 0 MARLA JACKS BRIGGLE 0.00 X 0 0 0 ROBBIE BRIGGS 0.00 X 0 0 0 ERIC W BUETHER 0.00 X 0 0 0 JEAN TSAO CHANG 0.00 X 0 0 0 SCOTT CHASE 0.00 X 0 0 0 JOHN COLLINS 0.00 X 0 0 0 TERRY G CONNOR 0.00 X 0 0 0 NICOLE CONSODINE 0.00 X 0 0 0 E ANTHONY COPP PHD 0.00 X 0 0 0 TRAMMELL S CROW 0.00 X 0 0 0 LINDA PITTS CUSTARD 0.00 X 0 0 0 JOSIAH DANIEL 0.00 X 0 0 0 NANCY JAGMIN DICKERMAN 0.00 X 0 0 0 RICHARD DICKERMAN 0.00 X 0 0 0 PATSY DONOSKY 0.00 X 0 0 0 TOM DUNNING 0.00 X 0 0 0 ROBERT DUPUY 0.00 X 0 0 0 JAMES R ERWIN 0.00 X 0 0 0 LIZA FARROW-GILLESPIE 0.00 X 0 0 0 ALAN FARROW-GILLESPIE MD 0.00 X 0 0 0 TRACY FITZ 0.00 X 0 0 0 CW FLYNN 0.00 X 0 0 0 BETTIE DANCY FRANCIS 0.00 X 0 0 0 JACQUELINE GEORGE 0.00 X 0 0 0 SUSAN GEYER 0.00 X 0 0 0 CHARLES R GIBBS 0.00 X 0 0 0 HARRIETT GIBBS 0.00 X 0 0 0 DAVID GOLDFARB 0.00 X 0 0 0 JOHN M HALEY MD 0.00 X 0 0 0 HOWARD HALLAM 0.00 X 0 0 0 DEBORAH HANKINSON 0.00 X 0 0 0 SHERRY HAYSLIP 0.00 X 0 0 0 JAMES C HOLCOMB JR 0.00 X 0 0 0 JERRY LEE HOLMES 0.00 X 0 0 0 ROBERT L HULL 0.00 X 0 0 0 CHARLES INGRUM 0.00 X 0 0 0 EMILY JEFFERSON 0.00 X 0 0 0 H GRADY JORDAN 0.00 X 0 0 0 ELIZABETH KIMPLE 0.00 X 0 0 0 CONNIE KLEMOW 0.00 X 0 0 0 MARTEN F KLOP 0.00 X 0 0 0 JOHN FORD LACY 0.00 X 0 0 0 STEVE LAGERSTROM 0.00 X 0 0 0 TOM LEATHERBURY 0.00 X 0 0 0 JACK LEMPKE 0.00 X 0 0 0 JENNY LEWIS 0.00 X 0 0 0 WILLIS C MADDREY MD 0.00 X 0 0 0 PHYLLIS MCCASLAND 0.00 X 0 0 0 JAMES W MCKELLAR 0.00 X 0 0 0 HENRY S MILLER III 0.00 X 0 0 0 CH MOORE 0.00 X 0 0 0 ARNOLD R MOZISEK JR 0.00 X 0 0 0 MARLA C MUNS 0.00 X 0 0 0 ARLENE NAVIAS 0.00 X 0 0 0 LOUIS K NAVIAS 0.00 X 0 0 0 SHULA NETZER 0.00 X 0 0 0 GEOFFREY OSBORN 0.00 X 0 0 0 FRAN PHILLIPS 0.00 X 0 0 0 RANDY D PIERSON 0.00 X 0 0 0 DARRYL D POUNDS 0.00 X 0 0 0 TUCKER PRESSLY 0.00 X 0 0 0 GLORIA REGE 0.00 X 0 0 0 JOAN S REISCH PHD 0.00 X 0 0 0 PAT ROSENTHAL 0.00 X 0 0 0 MARION ROTHSTEIN 0.00 X 0 0 0 ROBERT L ROTHSTEIN 0.00 X 0 0 0 ROGENE RUSSELL 0.00 X 0 0 0 ABRAHAM SALUM AND RANDY KATZ 0.00 X 0 0 0 GEORG IW SCHAEFFLER 0.00 X 0 0 0 BETTY SECKER 0.00 X 0 0 0 JOHN E SEDDELMEYER 0.00 X 0 0 0 DEBBIE SHIVERS 0.00 X 0 0 0 LINDA SMITH 0.00 X 0 0 0 MARILYN SMITH 0.00 X 0 0 0 DARREN SPEIR 0.00 X 0 0 0 JACKIE MILLER STEWART 0.00 X 0 0 0 GREG SWALWELL 0.00 X 0 0 0 JEAN ANN TITUS 0.00 X 0 0 0 KENNETH B TRAVIS 0.00 X 0 0 0 SCOTT S TRULOCK 0.00 X 0 0 0 SANDRA S TUCKER 0.00 X 0 0 0 PATRICIA VILLAREAL 0.00 X 0 0 0 VICTOR WALES 0.00 X 0 0 0 CRAYTON W WEBB 0.00 X 0 0 0 MARTHA WELLS 0.00 X 0 0 0 JANE A WETZEL 0.00 X 0 0 0 GEORGE W WHARTON 0.00 X 0 0 0 STACIE WHITLEY 0.00 X 0 0 0 JAMES E WILEY JR 0.00 X 0 0 0 DEBRA WITTER 0.00 X 0 0 0 JOSEPH I WORSHAM 0.00 X 0 0 0 WILLIAM J HENDRIX 0.00 X 0 0 0 GLORIA MCCALL SNEAD 0.00 X 0 0 0 MARY VIRGINIA TUINSTRA 0.00 X 0 0 0 ENIKA SCHULZE 0.00 X 0 0 0 JAY MARSHALL 0.00 X 0 0 0 KAKI HOPKINS 0.00 X 0 0 0 ROBERT L CARREL PHD 0.00 X 0 0 0 ROGER L CARROLL 0.00 X 0 0 0 S KEITH LAYCOCK 0.00 X 0 0 0 CAROL BARGER 0.00 X 0 0 0 KAREEN BRITT 0.00 X 0 0 0 TERRY COOK 0.00 X 0 0 0 LYNN DAUTERMAN 0.00 X 0 0 0 ALAN R MORRIS 0.00 X 0 0 0 CAREN H PROTHRO 0.00 X 0 0 0 MICHAEL A SAVIN MD 0.00 X 0 0 0 SARAH R SEDDELMEYER 0.00 X 0 0 0 DAVID SYM-SMITH 0.00 X 0 0 0 KEITH CERNY 40.00 X 429365 0 101825 WHITENER T GAE 40.00 X 106667 0 4506 JONATHAN PELL 40.00 X 130946 0 29247 GRAEME JENKINS 40.00 X 302500 0 16200 ADAM COX 40.00 X 158000 0 16542 JENNIFER SCHUDER 40.00 X 119707 0 12192 1247185 0 180512 6 1 1 0 EMPIRE GC INC 5301 SUN VALLEY DRIVE FORT WORTH TX 76119 BUILDING REPAIR 335292 DALLAS STAGE SCENERY 3917 WILLOW ST DALLAS TX 75226 STAGE SCENERY SERVICE 287445 MATCHBOX STUDIO 3013 CANTON STREET DALLAS TX 75226 PRINTING 236823 MOROCH 3625 N HALL ST 1100 DALLAS TX 75219 ADVERTISING 170034 WFAA - TV 606 YOUNG ST DALLAS TX 75202 ADVERTISING 115645 5 140178 9842076 9982254 TICKET SALES - OPERA 711190 2873732 2873732 MEMBERSHIP DUES 900099 141527 141527 SPONSORSHIP REVENUE 711190 125000 125000 GUILD EVENT REVENUE 711190 97573 97573 SET AND COSTUME RENTAL 711190 94894 94894 39235 39235 3371961 98189 48860 49329 49329 13403544 3371961 0 49329 7035376 5556243 978489 500644 487964 439146 36862 11956 260387 170460 60604 29323 592333 468475 85582 38276 87791 87791 98725 2083 96642 48860 48860 841383 824753 8852 7778 579875 398111 175417 6347 395805 290205 105600 258401 160444 49227 48730 2535 2535 198315 198315 351206 351206 OUTREACH, GUILD & SPECI 1006523 497344 509179 SETS, PROPS, COSTUMES, 735344 735344 MUSIC EXPENSE 150221 150221 CREDIT CARD & STOCK FEE 116821 114851 1970 155679 71180 57118 27381 13403544 9878860 2294240 1230444 233377 1241804 3678216 3684819 130430 688755 964990 1114867 8868548 2648242 6868277 6220306 0 900 11875290 12951451 692551 1023824 1818195 1846437 5241034 4500000 7751780 7370261 X -146622 1940575 4270132 3640615 4123510 5581190 11875290 12951451 X 0 1457680 X X 0 1 X 1 0 X 6857517 11034252 6547290 8390617 10597179 43426855 6857517 11034252 6547290 8390617 10597179 43426855 43426855 235710 241906 140580 327841 946037 44372892 26182881 0.97870 0.97530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 27755330 192094 2037410 2033667 199309 27751858 13186922 12814025 1897096 112166 30547 27755330 7711709 4803421 1068847 392050 5005 13186922 4278472 2896207 654394 117329 35 7711709 4142783 1174940 -819844 207139 12268 4278472 0.14000 0.80000 0.06000 0 1 1 158600 158600 2782710 1082314 1700396 4441899 734939 3706960 602740 546387 56353 882599 284602 597997 6220306 LOAN FROM FOUNDATION 4500000 4500000 X 13403544 0 13403544 0 13403544 13403544 0 13403544 0 13403544 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS FOR THE BENEFIT OF THE OPERA. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION FOLLOWS THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) 740 INCOME TAXES. THE AMOUNT OF INCOME TAXES THE FOUNDATION PAYS IS SUBJECT TO ONGOING AUDITS BY FEDERAL AND STATE TAX AUTHORITIES. AT JUNE 30, 2012, THE FOUNDATION IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. THE FOUNDATION'S ESTIMATE OF THE POTENTIAL OUTCOME OF ANY UNCERTAIN TAX ISSUES IS SUBJECT TO MANAGEMENT'S ASSESSMENT OF RELEVANT RISKS, FACTS, AND CIRCUMSTANCES EXISTING AT THAT TIME. THE FOUNDATION USES A MORE LIKELY THAN NOT THRESHOLD FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. TO THE EXTENT THAT THE FOUNDATION'S ASSESSMENT OF SUCH TAX POSITION CHANGES, THE CHANGE IN ESTIMATE IS RECORDED IN THE PERIOD IN WHICH THE DETERMINATION IS MADE. THE FOUNDATION REPORTS TAXRELATED INTEREST AND PENALTIES, IF APPLICABLE, AS A COMPONENT OF INCOME TAX EXPENSE. AS OF JUNE 30, 2013 AND 2012, NO UNCERTAIN TAX POSITIONS HAVE BEEN IDENTIFIED AND, THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED IN THE ACCOMPANYING FINANCIAL STATEMENTS. X X X X X X X 0 TAYLAR DEVELOPMENT LLC 219 N MILWAUKEE ST 5TH FLOOR MILWAUKEE WI 53202 TELEFUNDING 0 98189 48860 49329 98189 48860 49329 X 1 1 X X X X 0 0 0 0 0 0 0 0 0 KEITH CERNY 429365 0 0 0 0 0 91179 0 10646 0 531190 0 0 0 JONATHAN PELL 130946 0 0 0 0 0 25381 0 3866 0 160193 0 0 0 GRAEME JENKINS 302500 0 0 0 0 0 0 0 16200 0 318700 0 0 0 ADAM COX 158000 0 0 0 0 0 16320 0 222 0 174542 0 0 0 JENNIFER SCHUDER 119707 0 0 0 0 0 4885 0 7307 0 131899 0 0 0 PART I, LINE 1A GRAEME JENKINS IS PROVIDED HOUSING ALLOWANCE FOR HIS STAY WHILE IN THE UNITED STATES X IN-KIND CONTRIBUTIONS 2 198587 FMV OF SERVICES RENDERED/ADVERTISING COSTS 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 RELATED DIRECTORS: DIANE AND HAROLD BRIERLEY, ARLENE AND JOHN DAYTON, HOLLY AND TOM MAYER, DAVID AND JANE MCGINNIS, KERN AND MARNIE WILDENTHAL, DONALD AND ELLEN WINSPEAR FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF TRUSTEES APPROVES SOME DECISIONS MADE BY THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE AND EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS REVIEWED THE RETURN PRIOR TO SENDING IT TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY IS SIGNED BY ALL BOARD AND TRUSTEE MEMBERS, AS WELL AS ALL KEY STAFF. IF A TRANSACTION OR ARRANGEMENT DEALING WITH A RELATED PARTY ARISES, IT IS REVIEWED BY A DESIGNATED COMMITTEE FOR APPROPRIATENESS AND ARMS-LENGTH PROPERTIES. THIS PROCESS HELPS ENSURE THAT ALL ACTIVITIES ARE HANDLED IN A MANNER CONSISTENT WITH THE OPERA'S CHARITABLE PURPOSES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPANY REVIEWS RELAVANT DATA FOR ALL EXECUTIVE HIRINGS. FORM 990, PART VI, SECTION C, LINE 19 PRIOR TAX RETURNS ARE LOCATED ON THE GUIDESTAR WEBSITE, WWW.GUIDESTAR.ORG. GUIDESTAR GATHERS AND PUBLICIZES INFORMAITON ABOUT NONPROFIT ORGANIZATIONS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CONTRIBUTIONS TO TEMPORARILY RESTRICTED FUNDS 892,084. CONTRIBUTIONS RELEASED FROM RESTRICTIONS -1,521,601. TRANSFER TO RESERVE FUND 2,087,197. FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE AND EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS REVIEWED THE RETURN PRIOR TO SENDING IT TO THE IRS. THE DALLAS OPERA FOUNDATION 2403 FLORA STREET SUITE 500 DALLAS TX 75201 TO FINANCIALLY SUPPORT THE DALLAS OPERA AS ENDOWMENT TX 501(C)(3) LINE 7 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0