2014-05-14T06:57:28-05:00 2013-06-30 990 2012-07-01 020222111 Trustees of Dartmouth College TRUS 6036463011 7 Lebanon Street Suite 302 No 6015 Hanover NH 03755 Gail Goodness 6036463011 2014-05-12 2012 2015-11-30 17:44:51Z Philip J Hanlon 7 Lebanon Street Suite 302 No 6015 Hanover NH 03755 5506031924 0 8204 X www.dartmouth.edu X 1769 NH Dartmouth College educates the most promising students and prepares them for a lifetime of learning and of responsible leadership, through a faculty dedicated to teaching and the creation of knowledge. 26 18 10401 15500 40025903 0 332464631 333926852 445592543 466495600 166846502 381715647 22800969 11727879 967704645 1193865978 129556469 138525175 0 0 444510823 478924633 0 0 31799549 364527988 404371945 938595280 1021821753 29109365 172044225 5956433367 6166430131 1954848215 1769102138 4001585152 4397327993 X Dartmouth College educates the most promising students and prepares them for a lifetime of learning and of responsible leadership, through a faculty dedicated to teaching and the creation of knowledge. 0 0 532187870 129314318 367644495 4a. Education and Academic Support: A Dartmouth education is unlike any other. Through person-to-person teaching and opportunities to create and apply knowledge on campus and across the globe, Dartmouth instills a love of learning among its students and empowers them for a lifetime of leadership. Academics at Dartmouth are innovative, interdisciplinary, international, and individualized for each student. Each student's experience is distinguished by breadth, depth, and personal connections with top faculty. The institution comprises the Faculty of the Arts & Sciences and three professional schools: the Thayer School of Engineering, the Tuck School of Business, and the Geisel School of Medicine. Dartmouth's 1,045-person faculty teaches and guides almost 6,300 undergraduate and graduate students. Dartmouth's library system directly supports the research and teaching mission of Dartmouth College, as well as the life-long learning needs of the Dartmouth community, by providing access to more than 80,000 digital resources such as indexes, databases and journals, 2.7 million books, 29,000 films and videos, 190,000 maps, 40,000 sound recordings and 460,000 photographs. State-of-the-art computing resources are available to faculty and students to foster innovation and excellence in research and in the curriculum. 198568417 7778796 11023123 4b. Research & Research Support: At Dartmouth, teaching and research are inextricably linked. Dartmouth offers undergraduate students a rigorous curriculum at the forefront of higher education and Dartmouth faculty pursue research at the highest levels of their disciplines. Students conduct independent study through one-on-one supervision with a faculty member or work as a member of a research group in state-of-the-art facilities. Dartmouth is home to world-class scholars in the Faculty of Arts & Sciences, the Thayer School of Engineering, the Tuck School of Business, and the Geisel School of Medicine-which has strong ties to the Dartmouth-Hitchcock Clinic and the Mary Hitchcock Memorial Hospital. In addition, Dartmouth has more than 40 centers, institutes, research groups, and laboratories in areas ranging from medicine to social policy, from engineering to business. Many of these are interdisciplinary and join faculty and students from across the institution to work on complex issues. During fiscal 2013, faculty and others engaged in sponsored activity received $199.5 million in awards from external funding agencies. 159414782 1432061 87827983 4c. Campus Life: Our close-knit community is a distinctive and enduring feature of the Dartmouth experience. For students, the process of joining and adapting to a new community can be as educationally significant as their academic work. For this reason, Dartmouth invests resources in creating a community that is both stimulating and nurturing. Nearly 90% of Dartmouth undergraduates live on campus and Dartmouth's diverse dining facilities are the hub of many social activities. Athletics at Dartmouth compliment the overall academic and intellectual growth of Dartmouth students, with more than 75% of undergraduates participating in at least one of the 34 varsity teams, 32 club sports teams and dozens of intramural leagues. In addition, facilities such as the Hanover Country Club, Dartmouth Skiway, and Morton Farm provide an opportunity for recreation and learning beyond the classroom. There are also approximately 350 student groups which allow students to explore interests in diverse areas, including the arts, academics, activism, culture, politics, sustainability and others. 890171069 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 0 1 1 0 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 1 X 2404 0 1 10401 1 1 1 1 GM SP FR IT UK EI NZ CH 0 0 1 1 1 1 0 0 0 0 0 0 0 X 26 18 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NH MA X Controller's Office 6036463011 7 Lebanon Street Suite 302 Hanover NH 03755 Emily Bakemeier 0.10 X 0 0 0 Gail Boudreaux 3.00 X 0 0 0 R William Burgess Jr 3.00 X 0 0 0 James Coulter 3.00 X 0 0 0 Denise Dupre 3.00 X 0 0 0 Gregg Engles 3.00 X 0 0 0 Nathaniel Fick 3.00 X 0 0 0 Marye Anne Fox 3.00 X 0 0 0 Annette Gordon-Reed 3.00 X 0 0 0 Margaret Hassan 0.10 X 0 0 0 William Helman IV 3.00 X 0 0 0 David Hodgson 3.00 X 0 0 0 Jeffrey Immelt 3.00 X 0 0 0 Richard Kimball 3.00 X 0 0 0 Morton Kondracke 3.00 X 0 0 0 Mitchell Kurz 0.10 X 0 0 0 John Lynch 0.10 X 0 0 0 Stephen Mandel Jr 5.00 X 0 0 0 Sherri Oberg 3.00 X 0 0 0 Trevor Rees-Jones 3.00 X 0 0 0 John Replogle 3.00 X 0 0 0 John Rich 3.00 X 0 0 0 Laurel Richie 3.00 X 0 0 0 Peter Robinson 3.00 X 0 0 0 Steven Roth 3.00 X 0 0 0 Peggy Epstein Tanner 3.00 X 0 0 0 Diana Taylor 3.00 X 0 0 0 Benjamin Wilson 3.00 X 0 0 0 Philip Hanlon 40.00 X X 0 0 0 Carol Folt 40.00 X X 650454 0 49288 Michael Wagner 39.40 0.60 X 258562 0 34455 Steven Kadish 39.80 0.20 X 496207 0 27040 Martin Wybourne 40.00 X 376972 0 27400 Robert Donin 40.00 X 445786 0 24294 Ann Keith 40.00 X 258077 0 37388 Michael Mastanduno 40.00 X 360822 0 37458 Myron McCoo 40.00 X 268837 0 22745 Pamela Peedin 40.00 X 1023288 0 37556 Linda Snyder 39.70 0.30 X 237137 0 23240 Wiley Souba 40.00 X 828356 0 71410 Paul Argenti 40.00 X 738522 0 37636 Pino Audia 40.00 X 591539 0 36108 Paul Danos 39.90 0.10 X 761312 0 32843 Sydney Finkelstein 40.00 X 631387 0 35514 Richard Freeman Jr 40.00 X 700202 0 33910 Jim Yong Kim 0.00 X 729439 0 49060 James Wright 40.00 X 542551 0 31791 Adam Keller 40.00 X 329455 0 36539 Barry Scherr 40.00 X 337538 0 36004 William Green 40.00 X 340859 0 23742 Carolyn Pelzel 16.00 X 500342 0 26471 11407644 0 771892 791 1 1 0 Engelberth Construction Inc 428 Main Street Keene NH 03431 Construction and general contractor 33301618 Dartmouth Hitchcock Medical Center One Medical Center Drive Lebanon NH 03756 Medical Research 23416129 William A Berry & Son Inc 99 Conifer Hill Drive Danvers MA 01923 Construction and general contractor 17585003 PC Construction Company 193 Tilley Drive South Burlington VT 05403 Construction and general contractor 7504689 Estes & Gallup Inc PO Box 240 Lyme NH 03768 Construction and general contractor 5502517 158 122021 152392821 181412010 45305430 333926852 Tuition and Fees 611600 314728327 314728327 Auxiliary Service 611710 65485924 62163870 3322054 Medical Related 611600 52418915 52418915 All other 611600 17735775 17345448 390327 Other Education Related 611600 16126659 16085331 41328 466495600 62254262 4257701 57996561 2891730 2891730 16812804 12323333 4489471 4489471 160389 4329082 4618778369 472620 4299789266 338 318989103 472282 319461385 31854104 287607281 210738 122021 53009 157729 157729 Split interest distribution 525920 2530007 2530007 Other revenue 900099 1658942 1658942 4188949 1193865978 462741891 40025903 357171332 224045 224045 134714482 134714482 3586648 3586648 5853501 1324782 4175679 353040 2041617 1224381 499835 317401 403023277 342541042 42166111 18316124 26348824 21998712 3135252 1214860 18608071 15430851 2311497 865723 23049343 19115893 2860984 1072466 347687 347687 1500149 276695 1223293 161 687099 22300 664799 83251 83251 7437786 7437786 96772810 83750554 8445644 4576612 2104500 1901322 134172 69006 21895956 18625317 1093504 2177135 13041200 5814072 7040995 186133 616554 589031 27124 399 46780782 43911751 2702370 166661 27339463 24057577 1737871 1544015 2126109 1915119 114690 96300 47112621 39738192 7353736 20693 58229501 55287368 2890582 51551 1454517 856582 583095 14840 Other expenses 38237455 34818482 2789307 629666 Purchase for resale 19826844 19746394 76025 4425 Books & media 11636442 11477972 91408 67062 Non Cap Equipment 7141219 6873818 212125 55276 1021821753 890171069 99851135 31799549 16467473 12879651 288561537 226916825 172264840 114873589 41948205 30320317 82959638 81169157 3138932 2737413 7985518 8222526 1603338959 659012001 927694039 944326958 1018935921 1183025859 3343678775 3522066261 1467510 2105524 51330979 37786051 5956433367 6166430131 72748697 66543533 37238516 40208393 553975000 548330000 42587930 42442465 51664512 50316984 519000000 523900000 677633560 497360763 1954848215 1769102138 X 997455402 1252030921 1983898473 2093841730 1020231277 1051455342 4001585152 4397327993 5956433367 6166430131 X 172044225 113579588 110119028 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 62927 1 20324 0 0 83251 0 Explanation of Lobbying Activities: Part II-B, Line 1: Meetings were held with US Senators, Congressional Representatives, and White House staff to discuss matters relating to federally funded research programs and sequestration. Meetings were held with members of the State of New Hampshire Legislature for matters including the New Hampshire Hospital contract. Meetings were held with local officials to discuss matters including zoning changes and town planning. 7 2223874 1236596 6083606 1 1 X X X X 1 0 1 X 3486383419 34505250 404762060 -42144259 -149910058 3733596412 3413406772 60905749 197299445 -41034271 -144194276 3486383419 2998302307 52718726 541549240 -39486695 -139676806 3413406772 2824894018 82027937 298314278 -47197989 -159735937 2998302307 3660159037 90714805 -691492222 -53107545 -181380057 2824894018 0.25860 0.26370 0.47770 0 0 19081845 19081845 1124809021 405204408 719604613 281520711 182270129 99250582 177927382 71537464 106389918 944326958 Private Equity/Venture Capital Limited Partnership 902366529 F Real Estate & Real Asset Limited Partnership 802700354 F Other Investments 8845656 F Cash & Cash Equivalents and Commingled Funds 83 F Fixed Income Securities and Commingled Funds 78600 F Global Equity Commingled Funds 759131359 F Marketable Alternative Strategies Commingled Funds 1048943680 F 3522066261 Mark to market liability on interest rate swap agreements 133222466 Employee Benefit Liabilities 272449909 Pending Trades Liability 43621304 Conditional asset retirement obligation 22456885 Government advance, student loans 20331760 Other 5278439 497360763 X Part III, Line 1a: Dartmouth's collections include works of art, literary works, historical treasures, and artifacts that are maintained in its museum and libraries. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Each of the items is cataloged, preserved, and cared for, and activities verifying their existence and assessing their condition are performed continuously. The collections are subject to a policy that requires proceeds from their sale to be used to acquire other items for collections. The collections, which were acquired through purchases and contributions since Dartmouth's inception, are not recognized as assets in the Statement of Financial Position. Purchases of collection items are recorded as decreases in unrestricted net assets in the year in which the items are acquired or in temporarily restricted net assets if the assets used to purchase the items are restricted by donors. Contributed collection items are not recorded in the financial statements. Part III, Line 4: Collections at Dartmouth College exist in two primary areas: the Hood Museum of Art (the Hood) and the Dartmouth College library system. The Hood Museum of Art at Dartmouth College is one of the oldest and largest college museums in the country. The collections of the Hood, which number some 65,000 objects, are rich, diverse, and available for the use by both Dartmouth and the broader community. Access to works of art is provided through permanent collection displays, the online collections database, special exhibitions, the website, scholarly publications, and programs and events. These exhibits and programs are an exciting learning resource for students and the academic community. The Hood offers a vital curricular resource, a source for lectures, gallery talks, symposia, and receptions for the public, and an on-line database of thousands of works. The Dartmouth College Library fosters intellectual growth and advances the mission of Dartmouth College and affiliated communities by supporting excellence and innovation in education and research, managing and delivering information, and partnering to develop and disseminate new scholarship. The Rauner Special Collections Library houses Dartmouth's Archives, the Rare Books Collections, and the Manuscripts Collection. Dartmouth's Archives documents the history of the College through the historical records of the institution and the three professional schools, as well as the history of the surrounding area through selected collections related to local businesses and organizations. Totaling more than 100,000 volumes, Dartmouth's rare book collections constitute a resource of major importance to the institution and the scholarly world at large. The manuscript collections contain over six and a half million unique and original items. Dartmouth students, faculty, staff and outside researchers are all welcome to make use of Rauner Library's extensive holdings of rare books, manuscripts, and archival documents for their research. Part IV, Line 2b: Certain donors have established irrevocable split-interest agreements with Dartmouth, primarily charitable gift annuities, pooled life income funds, and irrevocable charitable remainder trusts, whereby the donated assets are invested and a liability is recognized for distributions to be made in accordance with the agreements. In addition, Dartmouth maintains the Dartmouth Donor Advised Fund (DDAF) to enable philanthropic individuals and families to streamline the management of their charitable gifts. Through the DDAF, Dartmouth receives, invests and administers gifts to Dartmouth and other charitable organizations on the donors' behalf. For all residential rental properties and some commercial rental properties, Dartmouth collects one month's rent which it holds in escrow to be used, if necessary, to pay for damages identified when the property is vacated. Description of Intended Use of Endowment Funds: Part V, Line 4: Dartmouth's endowment plays a critical role in supporting the current and future work of Dartmouth. Its investment and spending policies are designed to balance the needs of current Dartmouth students with the needs of future generations of Dartmouth students. Earning long-term returns that maintain the inflation-adjusted purchasing power of the endowment underpins this concept of intergenerational equity. The endowment is composed of both restricted funds, for which donors designate a specific purpose for their gifts, and unrestricted funds. There are over 5700 separate funds that make up Dartmouth's endowment. Dartmouth's endowment spending policy seeks to balance the competing objectives of supporting the current generation of students and faculty with the need to preserve the endowment's purchasing power for future generations. Distributions from the endowment, which are approved annually by the Board of Trustees, are intended to support Dartmouth's mission by contributing funding to a variety of needs in academic, research and student life activities. Description of Uncertain Tax Positions Under FIN 48: Part X, Line 2: Dartmouth believes it has taken no significant uncertain tax positions. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 Dartmouth's racially nondiscriminatory policy is widely publicized through a variety of print and electronic media. The notification language set forth in Section 403 of Rev. Proc. 75-50 is included in Dartmouth's brochures and other publications which are available to the general public. Explanation of Government Financial Assistance Schedule E, Part I, Line 6 Dartmouth College received federal and state funding in support of its instructional and research programs. 1 Antarctica 0 0 Program Services Research 21076 Central America and the Caribbean 0 0 Investments 887634725 Central America and the Caribbean 0 0 Program Services Research 56265 Central America and the Caribbean 0 0 Program Services Education and educational consulting 190451 Central America and the Caribbean 0 0 Program Services Study-abroad programs 134156 Central America and the Caribbean 0 0 Program Services Volunteer Services 102579 East Asia and the Pacific 0 0 Program Services Research 236953 East Asia and the Pacific 0 0 Program Services Education and educational consulting 1402289 East Asia and the Pacific 0 0 Program Services Study-abroad programs 717124 East Asia and the Pacific 0 0 Program Services Volunteer Services 45750 East Asia and the Pacific 0 0 Investments 108824 Europe 0 0 Investments 46610373 Europe 0 0 Program Services Research 1307223 Europe 0 1 Program Services Education and educational consulting 2526056 Europe 0 0 Program Services Study-abroad programs 3609260 Europe 0 0 Program Services Volunteer Services 58450 Middle East and North Africa 0 0 Program Services Research 86494 Middle East and North Africa 0 0 Program Services Education and educational consulting 83569 Middle East and North Africa 0 0 Program Services Study-abroad programs 151166 Middle East and North Africa 0 0 Program Services Volunteer Services 21072 North America 0 0 Program Services Research 190657 North America 0 0 Program Services Education and educational consulting 246789 North America 0 0 Program Services Study-abroad programs 45806 North America 0 0 Program Services Volunteer Services 4000 Russia and the Newly Independent States 0 0 Program Services Study-abroad programs 5210 Russia and the Newly Independent States 0 0 Program Services Education and educational consulting 51879 Russia and the Newly Independent States 0 0 Program Services Research 15651 South America 0 0 Program Services Research 89525 South America 0 0 Program Services Education and educational consulting 287599 South America 0 0 Program Services Study-abroad programs 452826 South America 0 0 Program Services Volunteer Services 32040 South Asia 0 0 Investments 5670113 South Asia Program Services Research 1059 South Asia 0 0 Program Services Education and educational consulting 595407 South Asia 0 0 Program Services Study-abroad programs 131140 South Asia 0 0 Program Services Volunteer Services 44100 Sub-Saharan Africa 0 0 Program Services Research 660268 Sub-Saharan Africa 0 0 Program Services Education and educational consulting 371473 Sub-Saharan Africa 0 0 Program Services Study-abroad programs 361290 Sub-Saharan Africa 0 0 Program Services Volunteer Services 163313 0 0 0 1 0 1 889778494 64745506 954524000 East Asia and the Pacific Research 6000 Wire 2 Scholarships/Tuition Remission Central America and the Caribbean 6 91979 Student scholarships FMV Scholarships/Tuition Remission East Asia and the Pacific 37 540139 Student scholarships FMV Scholarships/Tuition Remission Europe 157 2305746 Student scholarships FMV Scholarships/Tuition Remission Middle East and North Africa 7 98110 Student scholarships FMV Scholarships/Tuition Remission North America 12 152700 Student scholarships FMV Scholarships/Tuition Remission South America 18 257538 Student scholarships FMV Scholarships/Tuition Remission South Asia 5 48458 Student scholarships FMV Scholarships/Tuition Remission Sub-Saharan Africa 6 91978 Student scholarships FMV 1 0 1 1 1 1 F Part 1 Line 2 Grants distributed by Dartmouth consist primarily of scholarships, fellowships and related support given to Dartmouth students. Scholarships are awarded based on the financial need of the student. Scholarship applications are reviewed by a financial aid officer. Financial aid officers are expected to recuse themselves from any case in which they either have a personal interest or feel they cannot be impartial. A random sampling of cases read by each undergraduate financial aid officer is reviewed by the Associate and Senior Associate Directors to ensure compliance with federal regulations, adherence to Dartmouth policies, consistency in results and accuracy. Scholarships are credited to an individual student's account through the Banner Student Information System after the student is enrolled for the term (these credits are included in "non-cash assistance" in Part III above). Scholarship funds are withdrawn if the student ceases to be enrolled. Fellowships are granted in support of a student's educational or research endeavors. All educational and research work is monitored by Dartmouth faculty. X X X X X 1 Carolyn Pelzel Main Street New London NH 03257 Stewarding & soliciting gifts from major donors 0 28241294 317401 27923893 28241294 317401 27923893 NH MA Advancement Event 141884 141884 100 177 Golf Tournament 128690 62600 66090 4003 12643 13737 742 15930 1 62185 59421 2764 752 1982 2943 332759 122021 210738 4103 13395 15719 742 19050 53009 157729 1 Roundabout Theatre Company 231 West 39th Street Suite 1200 New York NY 10018 136192346 501(c)3 20000 Distribution from donor advised fund The Arts Council of Southern Finger Lakes 32 West Market Street Corning NY 14830 160999315 501(c)3 10000 Distribution from donor advised fund Wellesley College 106 Central Street Wellesley MA 02481 042103637 501(c)3 45762 Distribution from donor advised fund Eastern College Athletics Conference 1311 Craigville Beach Road Centerville MA 02632 043524094 501(c)3 9091 Distribution from donor advised fund Albert Schweitzer Fellowship 330 Brookline Avenue Boston MA 02215 131982786 501(c)3 15000 Charitable Contribution Howard Center Inc 208 Flynn Ave Suite 3J Burlington VT 05401 030179433 501(c)3 10000 Charitable Contribution Independence Regional Health Center 1509 W Truman Road Independence MO 64050 431828924 501(c)3 10000 Charitable Contribution NAMI of Illinois 218 West Lawrence Springfield IL 62704 363305804 501(c)3 5000 Charitable Contribution Locust Street Resource Center 320 S Locust Street Carlinville IL 62626 370983795 501(c)3 10000 Charitable Contribution NAMI Kentucky Inc 808 Monticello Street Somerset KY 42501 611140329 501(c)3 5000 Charitable Contribution Collaborative Support Programs of NJ Inc 11 Spring Street Freehold NJ 07728 222589018 501(c)3 10000 Charitable Contribution Klamath Behavioral Health & wellness 3314 Vandenberg Road Klamath Falls OR 97601 936002301 501(c)3 10000 Charitable Contribution Upper Valley Haven 713 Hartford Avenue White River Jct VT 05001 030277908 501(c)3 5500 Charitable Contribution The Frost Place Ridge Road Box 74 Franconia Notch NH 03580 264497702 501(c)3 6000 Charitable Contribution Black Alumni of Dartmouth Asociation 37 Dewey Field Road Suite 6015 Hanover NH 03755 043391634 501(c)3 6747 Charitable Contribution New York Landmarks Conservancy Whitehall St FL 21 New York NY 10004 237181785 501(c)3 10000 Charitable Contribution Haldeman Family Foundation 2929 Arch Street Philadelphia PA 19104 352218296 501(c)3 5000 Charitable Contribution 17 0 Scholarships/Tuition Remission 4065 42332 120900194 FMV Student Scholarships/tuition remission and employee tuition reimbursement Fellowships 915 11184794 4738 FMV Student Fellowships/Employment Internships 560 1133193 0 FMV Student Paid Internships Health Insurance Subsidy 732 1561132 FMV Subsidize health insurance cost for graduate students Prizes and Awards 543 335163 70674 FMV Achievement recognition awards to individual students Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Grants distributed by Dartmouth consist primarily of scholarships, fellowships and related support given to Dartmouth students. Scholarships are awarded based on the financial need of the student. Scholarship applications are reviewed by a financial aid officer. Financial aid officers are expected to recuse themselves from any case in which they either have a personal interest or feel they cannot be impartial. A random sampling of cases read by each undergraduate financial aid officer is reviewed by the Associate and Senior Associate Directors to ensure compliance with federal regulations, adherence to Dartmouth policies, consistency in results and accuracy. Scholarships are credited to an individual student's account through the Banner Student Information system after the student has enrolled for the term (these credits are included in "non-cash assistance" in Part III above) Scholarship funds are withdrawn if the student ceases to be enrolled. Fellowships are granted in support of a student's educational or research endeavors. All educational and research work is monitored by Dartmouth faculty. X X X X X 0 1 X X X X X X 0 1 0 0 0 0 0 1 0 Carol Folt 642894 0 0 0 7560 0 22500 0 26788 0 699742 0 0 0 Michael Wagner 258526 0 0 0 36 0 22500 0 11955 0 293017 0 0 0 Steven Kadish 469423 0 0 0 26784 0 22500 0 4540 0 523247 0 0 0 Martin Wybourne 376936 0 0 0 36 0 22500 0 4900 0 404372 0 0 0 Robert Donin 439810 0 0 0 5976 0 22500 0 1794 0 470080 0 0 0 Ann Keith 256918 0 0 0 1159 0 22500 0 14888 0 295465 0 0 0 Michael Mastanduno 355741 0 0 0 5081 0 22500 0 14958 0 398280 0 0 0 Myron McCoo 268563 0 0 0 274 0 17500 0 5245 0 291582 0 0 0 Pamela Peedin 460032 0 562500 0 756 0 25500 0 12056 0 1060844 0 0 0 Linda Snyder 222476 0 0 0 14661 0 19994 0 3246 0 260377 0 0 0 Wiley Souba 783320 0 0 0 45036 0 60000 0 11410 0 899766 0 0 0 Paul Argenti 733736 0 0 0 4786 0 17453 0 20183 0 776158 0 0 0 Pino Audia 589793 0 0 0 1746 0 21566 0 14542 0 627647 0 0 0 Paul Danos 737466 0 0 0 23846 0 22500 0 10343 0 794155 0 0 0 Sydney Finkelstein 628729 0 0 0 2658 0 22500 0 13014 0 666901 0 0 0 Richard Freeman Jr 700152 0 0 0 50 0 22500 0 11410 0 734112 0 0 0 Jim Yong Kim 511927 0 200000 0 17512 0 22500 0 26560 0 778499 0 0 0 James Wright 513979 0 0 0 28572 0 22500 0 9291 0 574342 0 0 0 Adam Keller 322362 0 0 0 7093 0 25000 0 11539 0 365994 0 0 0 Barry Scherr 323673 0 0 0 13865 0 25000 0 11004 0 373542 0 0 0 William Green 340823 0 0 0 36 0 22500 0 1242 0 364601 0 0 0 Carolyn Pelzel 353350 0 0 0 146992 0 22500 0 3971 0 526813 0 0 0 Part I, Line 1a First-class travel Dartmouth travel policy allows for first or business class air travel for business purposes in limited circumstances. Consistent with this policy, on infrequent occasions senior officers flew first class with the President's approval. The lack of a major commercial airport within 80 miles of Dartmouth requires use of charter air travel to fulfill the business travel requirements of the President. For this reason, the President had access for business purposes to charter flight service, the cost of which was fully defrayed by private donations designated for this purpose. Tax indemnification and gross-up payments During calendar 2012, Dartmouth elected to pay the tax obligations that arose from certain compensation transactions for one individual. This payment was treated as taxable compensation. Housing Allowance or residence for personal use Dartmouth provided housing for the President. This arrangement was for Dartmouth's convenience and a condition of employment and therefore were not taxable to the individual. Dartmouth provided housing to the Dean of the Geisel School of Medicine. The value of the housing was reported as taxable income. Personal Services Darmouth provided housekeeping services for cleaning and maintaining the President's house. The value of services provided for personal living space was recognized as imputed income to the President. Health or Social Club Dues Dartmouth provided the President with passes to the Dartmouth Skiway. The value of these items was recognized as imputed income to the President. Part I, Line 1b Policy regarding payments received in 1a Dartmouth followed guidance set forth in the tax regulations relevant to the items listed in Line 1a, but did not have a separate written document in fiscal 2013. Part I, Line 4b Participate in or receive payments from Nonqualified Retirement Plans Dartmouth provided the former President with a nonqualified 457(f) supplemental retirement plan. The Plan provided for annual credits to the plan subject to vesting requirements based on continuation of employment through set dates. Because the former President terminated employment without meeting the vesting requirements, the amount which was credited and reported as a retirement plan contribution on the FY 2011 Form 990 was forfeited. Part I, Line 7 Jim Yong Kim, Former President, received a $200,000 performance bonus during calendar 2012. Pamela Peedin, Chief Investment Officer, received incentive compensation of $562,500 during calendar 2012. Carolyn Pelzel, Former Senior VP for Advancement received a supplemental payment of $106,315 during calendar 2012. A New Hampshire Health & Educ Facilities Authority 020279866 644614FP9 2003-03-12 113250000 Refund 6-1-93 issue 0 0 0 B New Hampshire Health & Educ Facilities Authority 020279866 644614RV3 2007-04-05 90000000 Refund 3-6-97 & 11-13-97 issues, issue costs, capital renovations 0 0 0 C New Hampshire Health & Educ Facilities Authority 020279866 644614RV3 2007-04-05 90000000 Issue cost, new construction, capital renovations, equipment 0 0 0 D New Hampshire Health & Educ Facilities Authority 020279866 644614YG8 2009-06-18 207389690 Refund 12-17-98 & 12-1-99 issues, issue cost, new constr, cap renov 0 0 0 A 29550000 1125000 1125000 1 0 1 1 B 245000 3099064 175986 17688 2905390 2009 1 0 1 1 C 15000000 93437682 3437682 471429 89528571 2009 0 0 1 1 D 164890998 152473 1042393 163696132 2012 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0.00890 0.00890 0 0 1 C 0 1 0 0 0.00660 0.00660 0 0 1 D 0 1 0 0 0.00640 0.00040 0.00680 0 0 1 A 0 0 1 0 1 0 0 0 1 B 1 1 1 Wells Fargo&Barclays Bank 20.000000000000 0 0 0 0 1 C 1 1 1 Wells Fargo&Barclays Bank 21.000000000000 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 Part II, line 3, col A: The difference between issue price and total proceeds = ($112,125,000) to refinance prior issue. Part II, line 3 col B: The difference between issue price and total proceeds equals the sum of ($87,076,922) to refinance prior issues and $175,986 of investment income. Part II, line 3, col C: The difference between issue price and total proceeds equals $3,437,682 of investment income. Part II, line 3, col D: The difference between issue price and total proceeds equals the sum of ($42,651,166) to refinance prior issues and $152,473 of investment income. Part IV, line 4c, col B & C: $32M hedge with Wells Fargo Bank, NA, interest paid monthly at 3.774% and interest received at 72% of 1 month LIBOR, effective 6-1-07, maturity 6-1-27. Part IV, line 4c, col B & C: $53M hedged with Barclays Bank PLC, interest paid monthly at 3.777%, interest received at 72% of 1 month LIBOR, effective 6-1-07, maturity 6-1-28. Part IV, line 2c, col D: Arbitrage rebate calculation was prepared on November 8, 2013. The computation period was June 19, 2009 through June 18, 2013. Bain Capital Fund VII LP Dartmouth Trustee Spouse and Bain Capital Managing Director 107760 Capital Distribution 0 Bain Capital Fund VIII LP Dartmouth Trustee Spouse and Bain Capital Managing Director 3067045 Capital Distribution 0 Bain Capital Fund IX LP Dartmouth Trustee Spouse and Bain Capital Managing Director 2736835 Capital Distribution 0 Bain Capital Fund X LP Dartmouth Trustee Spouse and Bain Capital Managing Director 2362501 Capital Contribution 0 Bain Capital Fund X LP Dartmouth Trustee Spouse and Bain Capital Managing Director 674560 Capital Distribution 0 Bain Capital Asia Fund LP Dartmouth Trustee Spouse and Bain Capital Managing Director 45000 Capital Contribution 0 Bain Capital Asia Fund LP Dartmouth Trustee Spouse and Bain Capital Managing Director 359038 Capital Distribution 0 Bain Capital Asia Fund II LP Dartmouth Trustee Spouse and Bain Capital Managing Director 2812500 Capital Contribution 0 Bain Capital Europe Fund III LP Dartmouth Trustee Spouse and Bain Capital Managing Director 2616530 Capital Contribution 0 Greylock XI LP Dartmouth Trustee and Greylock Executive Officer 10249339 Capital Distribution 0 Greylock XII LP Dartmouth Trustee and Greylock Executive Officer 1000000 Capital Contribution 0 Greylock XII LP Dartmouth Trustee and Greylock Executive Officer 16051411 Capital Distribution 0 Greylock XIII LP Dartmouth Trustee and Greylock Executive Officer 3476000 Capital Contribution 0 Greylock XIII LP Dartmouth Trustee and Greylock Executive Officer 1685511 Capital Distribution 0 Lone Cedar Dartmouth Trustee and Lone Pine Managing Director 7369000 Capital Distribution 0 Lone Pinon LP Dartmouth Trustee and Lone Pine Managing Director 3574000 Capital Distribution 0 Sankaty Credit Opportunities II LLC Dartmouth Trustee Spouse and Managing Director of parent company (Bain Cap) 4231331 Capital Distribution 0 Sankaty Credit Opportunities III LLC Dartmouth Trustee Spouse and Managing Director of parent company (Bain Cap) 3058134 Capital Distribution 0 TCV VI LP Dartmouth Trustee and TCV General Partner 214000 Capital Contribution 0 TCV VI LP Dartmouth Trustee and TCV General Partner 2624033 Capital Distribution 0 TCV VII(A) LP Dartmouth Trustee and TCV General Partner 3330000 Capital Contribution 0 TCV VII(A) LP Dartmouth Trustee and TCV General Partner 2190003 Capital Distribution 0 TPG VI Dartmouth Trustee and TPG Founding Partner 925700 Capital Contribution 0 TPG VI Dartmouth Trustee and TPG Founding Partner 663317 Capital Distribution 0 Garelick Farms Dartmouth Trustee and Chairman of Dean Foods Co. 193177 Payments for products purchased in the ordinary course of business 0 General Electric Dartmouth Trustee and Chairman of General Electric 964803 Payments to subrecipient of sponsored project in the ordinary course of business 0 Kathy Green Spouse of Former Key Employee 53999 Calendar 2012 employee compensation 0 Steven Kadish Spouse of Key Employee 523247 Calendar 2012 compensation as an employee 0 David Peart Spouse of Officer 181747 Calendar 2012 compensation as an employee 0 Linda Snyder Spouse of Officer 260377 Calendar 2012 employee compensation 0 Mary Donin Spouse of Key Employee 43988 Calendar 2012 employee compensation 0 In calendar 2012 Dr. Younsook Lim, an employee of Dartmouth Hitchcock Clinic (DHC) provided services to the Dartmouth Institute for Health Policy and Clinical Practice, a department of Dartmouth College. Dartmouth College reimbursed DHC $50,107 for Dr. Lim's services. Dr. Lim is the spouse of a former Dartmouth Officer. X 44 58 $1 per allocation X 5 $1 per allocation X 2 $1 per allocation X 752 45236429 market value X 1 69000 market value X 1 1 $1 per allocation X 1 2 $1 per allocation X 1 1 $1 per allocation X 1 1 $1 per allocation X 1 3 $1 per allocation X Self-created items 3 4 $1 per allocation X Horses and Equestrian Equipment 4 6 $1 per allocation X Specialized Equipment or Instruments 40 48 $1 per allocation X Miscellaneous 23 28 $1 per allocation 11 0 1 1 Method for Determining Number of Contributions: Part I, Column (b): For non-securities gifts, contribution count is the number of gift receipts, which may comprise one or more items. For securities, contribution count is the number of stock gifts by sets of shares from a given company within a given gift. Third Party Use: Part I, Line 32b: Dartmouth occasionally uses third parties, including auction houses, to sell specialized items such as jewelry and art. Non Reporting of Revenue: Part I, Line 33: Pursuant to Accounting Standards Codification 958 (ASC 958), Dartmouth does not capitalize its collections, including works of art, literary works, historical treasures and artifacts that are maintained in its museums and libraries. Non-cash contributions of this nature are, therefore, not recognized as revenue for financial statements purposes, except for a nominal value of $1 each. These collections are protected and preserved for public exhibition, education, research and the furtherance of public service. Other non-cash contributions with no readily ascertainable fair value or which are deemed immaterial are not recognized as revenue for financial statement purposes, except for a nominal value of $1 each. Form 990, Part VI, Section A, line 2 Steven Kadish, Executive Vice President, and Linda Snyder, Vice President Campus Planning and Facilities, have a family relationship. Form 990, Part VI, Section B, line 11 The 990 review process is as follows: A draft of the completed Form 990 is sent to the Audit Committee and a draft of the sections concerning compensation is sent to the Compensation Committee. The Compensation Committee may contact management or the Audit Committee with any questions or concerns on the compensation sections. The Audit Committee then meets with senior management personnel to review the process by which the Form 990 was prepared, discuss any items of significance, and resolve any questions. The Audit Committee then votes to accept the Form 990 based on management's representations. Prior to the return being filed, a draft of the complete Form 990 is provided to the full board. At the next meeting of the Board of Trustees, the Audit Committee reports to the full Board on the results of its review. Form 990, Part VI, Section B, line 12c Compliance with Dartmouth's institution-wide Conflict of Interest policy (www.dartmouth.edu/~osp/resources/policies/dartmouth/cofinterest.html) is required by College policy. Compliance is enforced and monitored by the Office of the General Counsel, which reviews information concerning potential conflicts solicited from approximately 350 trustees, faculty, and staff members each year. Compliance with the requirements of the Policy concerning researchers engaged in externally sponsored research is enforced and monitored by the Office of the Provost, and particularly by the Office of Sponsored Projects and the Conflict of Interest Committee of the Council on Sponsored Activities which, in accordance with federal regulations, solicit information from researchers concerning financial interests that may affect or be affected by proposed research. In addition, the Office of the General Counsel and the Investment Office enforce and monitor compliance with the Policy on Pecuniary Benefit Transactions and Related Party Investments. Form 990, Part VI, Section B, line 15 The process for determining the compensation of Dartmouth's President and other officers and key employees is as follows: (1) Comparability data are gathered by the Vice President of Human Resources from a compensation survey conducted by a nationally-known compensation consulting firm. (2)Recommendations for compensation adjustments for officers and key employees are prepared by the President, using comparability data and a review of the employee's performance. (3) The President's recommendations are presented for approval to the Compensation Committee of the Board, together with the comparability data. (4) Comparability data for the President's compensation is also presented to the Compensation Committee by the Vice President of Human Resources. The Compensation Committee approves the President's salary. Form 990, Part VI, Section C, line 19 Dartmouth makes its governing document (The Charter of Dartmouth College), conflict of interest policies and financial statements available to the public by posting these documents on its website. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 9: Net unrealized change in value of non-investment items 98,263,786. Net change in split-interest agreements 11,855,242. Form 990 Part IV, Line 28c, Business Transactions with Interested Persons: A special and rigorous conflict-of-interest policy applies to Dartmouth investments with firms in which related parties (e.g., Trustees or non-Trustee Investment Committee members) have a financial interest. Under the New Hampshire Pecuniary Benefit Law (Revised Statutes Annotated, Chapter 7:19-a) and Dartmouth's Policy on Pecuniary Benefit Transactions and Related Party Investments, such investments are strictly regulated. Before such an investment may be made, the Investment Office must submit to the Board of Trustees an analysis (1) documenting the past performance of funds managed by the firm in question; and (2) comparing the terms of the proposed investment with the terms of other recent similar investments not involving related parties. The analysis must also document that Dartmouth's investment would not comprise more than 10% of the fund and that other institutional investors have committed to participate in the same fund. Based on this information, the proposed investment is considered first by the Investment Committee of the Board of Trustees, then by the Audit Committee, then by the full Board. In each instance, any Trustee or non-Trustee Investment Committee member associated with the firm involved in the investment must be recused from the discussion and vote. The investment may not be made unless the Investment Committee and the Board each give their approval by a two-thirds vote. Approval by the Audit Committee is also required. Approval requires a finding that the proposed investment is fair and reasonable to Dartmouth and that it is no less favorable than the terms of similar recent investments made by Dartmouth not involving related parties. In accordance with State law, a notice of the proposed investment--identifying the related party, the investment firm, and the amount of the investment--is then filed with the State Attorney General's Office and published in the local daily newspaper. Dartmouth Educational Loan Corporation 7 Lebanon St Suite 302 Hanover NH 03755 020362923 Educational Loans NH 501(c)(3) Line 11a, I Trustees of Dartmouth College 1 Tuck Educational Loan Corporation 7 Lebanon St Suite 302 Hanover NH 03755 237181995 Educational Loans NH 501(c)(3) Line 11a, I Trustees of Dartmouth College 1 Centerra Marketplace Inc 7 Lebanon St Suite 302 Hanover NH 03755 043369425 Real Estate Holding NH 501(c)(25) Trustees of Dartmouth College 1 Seven Lebanon Street Inc 7 Lebanon St Suite 302 Hanover NH 03755 020514301 Real Estate Holding NH 501(c)(25) Trustees of Dartmouth College 1 South Street Downtown Holdings Inc 7 Lebanon St Suite 302 Hanover NH 03755 020518373 Real Estate Holding NH 501(c)(25) Trustees of Dartmouth College 1 Foundation for Jewish Life at Dartmouth 7 Lebanon St Suite 302 Hanover NH 03755 020486238 Real Estate Holding NH 501(c)(2) Trustees of Dartmouth College 1 Hamden Assurance Risk Retention Group Inc 30 Main Street Suite 330 Burlington VT 05401 208530788 Insurance VT 501(c)(3) Line 11a, I N/A 0 Dartmouth College Trust 7 Lebanon St Suite 302 Hanover NH 03755 Fundraising UK Trustees of Dartmouth College 1 The Dartmouth Educational Association 111 Huntington Avenue Boston MA 021997165 046045227 Supporting Organization MA 501(c)(3) Line 11c, III-FI N/A 0 Dartmouth-Hitchcock Medical Center One Medical Center Drive Lebanon NH 037560001 222715483 Supporting Organization NH 501(c)(3) Line 11a, I N/A 0 Northaven Capital Partners LP 237 Park Avenue 9th Floor New York NY 10017 205997852 Real Estate Investment NY N/A Related 1171259 7141711 0 0 0.93500 RP Realty Partners Retail Entrepreneurial Fund III-B LP 9601 Wilshire Blvd Suite 260 Beverly Hills CA 90210 261340426 Real Estate Investment CA N/A Related -1410577 9322601 0 0 0.99990 Sarofim Multifamily Partners II LP 8115 Preston Rd Suite 400 Dallas TX 75225 208782507 Real Estate Investment TX N/A Related 4693228 8769973 0 0 0.50130 Charitable Remainder Unitrusts (90) Fundraising/Development NH Trustees of Dartmouth College T 0 Pooled Income Funds (4) Fundraising/Development NH Trustees of Dartmouth College T 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 Dartmouth Educational Loan Corporation R 1237114 Cost Dartmouth Educational Loan Corporation L -142333 Cost Dartmouth Educational Loan Corporation Q -199980 Cost Foundation for Jewish Life at Dartmouth L -85067 Cost Foundation for Jewish Life at Dartmouth C -58748 Cost Foundation for Jewish Life at Dartmouth B 155123 Cost Seven Lebanon Street Inc K 1240918 Cost Seven Lebanon Street Inc S -270000 Cost Seven Lebanon Street Inc L -79780 Cost South Street Downtown Holdings Inc L -131694 Cost South Street Downtown Holdings Inc K 83013 Cost South Street Downtown Holdings Inc S -630000 Cost Centerra Marketplace Inc S -270000 Cost Tuck Educational Loan Corporation S -1529000 Cost RP Realty Partners Retail Entrepreneurial Fund III-B LP R 9862623 Cost Sarofim Multifamily Partners II LP R 924561 Cost Charitable Remainder Trusts(3) S -1571721 Cost Dartmouth Trust S -142476 Cost Part IV, Charitable Remainder Trusts and Pooled Income Funds Dartmouth College controls a total of 90 Charitable Remainder Trusts and 4 Pooled Income Funds, all domiciled in the State of New Hampshire.