2014-05-13T14:50:29-05:00 2013-06-30 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2012-07-01 043575676 NEW ENGLAND EYE INSTITUTE INC NEWE 6175875598 940 COMMONWEALTH AVENUE NO 2 BOSTON MA 02215 CLIFFORD SCOTT OD MPH 6175875598 2014-05-09 1 CRAIG KLEIN P00734640 6177610600 2012 2015-11-30 17:44:51Z CLIFFORD SCOTT OD MPH 424 BEACON ST BOSTON MA 02115 8383312 0 X WWW.NEWENGLANDEYE.ORG X 2001 MA TO IMPROVE THE VISUAL HEALTH OF POPULATIONS THROUGH EXCELLENCE IN COLLABORATIVE AND COMMUNITY-ORIENTED PATIENT CARE, EDUCATION AND RESEARCH. 20 19 0 52 0 0 342163 383090 5582515 6044667 1787 4824 1339691 1273951 7266156 7706532 0 0 0 0 5405926 5590365 0 0 0 1567822 1905405 6973748 7495770 292408 210762 3248852 3940221 2014739 2493499 1234113 1446722 X TO IMPROVE THE VISUAL HEALTH OF POPULATIONS THROUGH EXCELLENCE IN COLLABORATIVE AND COMMUNITY-ORIENTED PATIENT CARE, EDUCATION AND RESEARCH. 0 0 4793073 7012093 NEW ENGLAND EYE INSTITUTE (NEEI) IS THE PATIENT CARE AND CLINICAL TEACHING AFFILIATE OF THE NEW ENGLAND COLLEGE OF OPTOMETRY. NEEI IS ONE OF THE LARGEST PROVIDERS OF EYE CARE SERVICES IN MASSACHUSETTS WITH OVER 90,000 PATIENT VISITS IN OVER 45 LOCATIONS INCLUDING OWNED OPERATED SITES AND WITHIN FULLER MIDDLE SCHOOL IN FRAMINGHAM, BOSTON RENAISSANCE CHARTER PUBLIC SCHOOL, COMMUNITY HEALTH CENTERS; LOCATIONS SERVING INDIVIDUALS WHO ARE HOMELESS (PINE STREET INN AND JEAN YAWKEY PLACE) AND PROGRAMS SERVING INDIVIDUALS WITH DISABILITIES AT THE PERKINS SCHOOL FOR THE BLIND, THE CARROLL CENTER FOR THE BLIND, THE COTTING SCHOOL FOR MULTI-HANDICAPPED CHILDREN. 509813 306525 NEE'S ON-SIGHT MOBILE EYE CLINIC PROGRAM'S MISSION IS TO PROVIDE EYE CARE SERVICES TO ALL INDIVIDUALS WHO MIGHT OTHERWISE NOT HAVE ACCESS. CORRECTING AND MAXIMIZING VISION CREATES OPPORTUNITIES TO IMPROVE OUTCOMES IN VITAL AREAS IN LIFE INCLUDING LEARNING AND READING, SOCIALIZATION, WORK AND PLAY, SAFETY AND INDEPENDENCE, AND BETTER EMOTIONAL AND PHYSICAL HEALTH. SERVICES INCLUDE: EYE EXAMS AND EYEGLASSES, LOW VISION REHABILITATION AND CASE MANAGEMENT. 67584 0 COMMUNITY OUTREACH AND EDUCATION INCLUDE VISION SCREENINGS TO GREATER BOSTON PUBLIC SCHOOLS, HEADSTART PROGRAMS, PRESCHOOLS, SENIOR CENTERS, AND ELDERLY HOUSING FACILITIES THAT REACH THE BROADER COMMUNITY AND PROMOTE WELLNESS BY ENABLING INDIVIDUALS AND FAMILIES TO MAKE MORE INFORMED HEALTHCARE DECISIONS, AS WELL AS CONNECTING PEOPLE TO POINTS OF ACCESS FOR HEALTH SERVICES. THESE SERVICES ARE NOT REIMBURSABLE FROM HEALTHCARE PAYERS. 22038 0 TRADITIONAL CHARITY CARE REPRESENTS SERVICES PROVIDED TO PATIENTS WHO CANNOT AFFORD HEALTHCARE SERVICES DUE TO INADEQUATE FINANCIAL RESOURCES RESULTING FROM BEING UNINSURED, UNDERINSURED OR WHOSE INCOME IS BELOW FEDERAL POVERTY LEVEL. 22038 5392508 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 10 0 1 0 0 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X X TRACI LOGAN 6175875711 424 BEACON STREET BOSTON MA 02215 X STEVEN P MANFREDI 6.00 6.00 X X 0 0 0 RONALD R FERRUCCI OD 2.00 2.00 X X 0 0 0 MYRON ALLUKIAN JR DDS MPH 2.00 2.00 X 0 0 0 A ROBERT CHILD OD 2.00 2.00 X 0 0 0 FRANCIS L DIMELLA AIA 2.00 2.00 X 0 0 0 JOAN M EXFORD OD DOS 2.00 2.00 X 0 0 0 KRISTEN GRIEBEL OD 2.00 2.00 X 0 0 0 ANN HUDSON CPA 2.00 2.00 X 0 0 0 JAMES HUNT JR MUA CAE LHD 2.00 2.00 X 0 0 0 STEPHEN N KIRNON MBA EDD 2.00 2.00 X 0 0 0 BRIAN S KLINGER OD FAAO 2.00 2.00 X 0 0 0 COLIN L LEITCH MDIV 2.00 2.00 X 0 0 0 KELLY MACDONALD OD 2.00 2.00 X 0 0 0 ROBERT F MEENAN MD MPH MBA 2.00 2.00 X 0 0 0 JOEL B ROSEN MBA 2.00 2.00 X 0 0 0 NORMAN C SPECTOR JD 2.00 2.00 X 0 0 0 PANO YERACARIS MD MPH 2.00 2.00 X 0 0 0 JOSEPH P ZOLNER ED D 2.00 2.00 X 0 0 0 RICHARD N SMALL CPA 2.00 2.00 X 0 0 0 CLIFFORD SCOTT OD MPH 0.00 40.00 X X 0 282636 23931 ROBERT GORDON CPA MST 0.00 40.00 X 0 152512 33669 BRUCE BERNIER MBA 0.00 40.00 X 0 164909 36177 JODY FLEIT RN MS 35.00 5.00 X 154736 21100 37960 KATHLEEN WROBEL M ED 40.00 0.00 X 137277 0 22743 ROGER WILSON OD FAAO 40.00 0.00 X 160020 0 22570 MARK W O'DONOGHUE OD 40.00 0.00 X 151219 0 30373 LEONARD CONTARDO OD 40.00 0.00 X 132650 0 8831 RICHARD C LAUDON OD FAAO 40.00 0.00 X 130652 0 29511 PHYLLIS ANDREJKO OD 40.00 0.00 X 129465 0 18562 ANGELA ABRAHAM OD 40.00 0.00 X 121759 0 22585 1117778 621157 286912 12 0 1 0 ZVI CONSTRUCTION 131 DUMMER STREET BROOKLINE MA 02446 CONSTRUCTION 155944 1 35292 306525 41273 383090 EDUCATIONAL SERVICE FEE 900099 4046116 4046116 PROF. SERVICE AGREEMENTS 900099 1615608 1615608 NET PATIENT CARE REVENUE 900099 382943 382943 6044667 3551 3551 9566 8293 1273 1273 1273 1942438 668487 1273951 1273951 7706532 7318618 0 4824 634529 634529 4047994 3332517 715477 254912 209857 45055 343258 282588 60670 309672 254938 54734 29600 29600 307279 154708 152571 66116 66116 56312 2467 53845 439706 304818 134888 38512 32019 6493 23364 12655 10709 4124 4124 244398 244398 194 194 ADMIN. SERVICE FEE 150000 150000 EQUIPMENT RENTAL/MAINT. 130570 130570 SUPPLIES 89306 80562 8744 TELEPHONE 82387 74531 7856 243537 205446 38091 7495770 5392508 2103262 0 1111787 1529713 401693 510653 220734 260918 32738 36979 2993056 1419445 1451358 1573611 30542 28347 3248852 3940221 193376 266285 285310 191595 1536053 2035619 2014739 2493499 X 1216249 1433622 16864 12100 1000 1000 1234113 1446722 3248852 3940221 210762 1847 0 X 0 1 X 1 0 X 153942 246517 398275 342163 383090 1523987 6553503 7336134 7079486 7546127 7987105 36502355 6707445 7582651 7477761 7888290 8370195 38026342 153942 246517 398275 342163 383090 1523987 3609862 3753577 3721693 3774535 3962379 18822046 3763804 4000094 4119968 4116698 4345469 20346033 17680309 1702 3227 2654 2636 3551 13770 1702 3227 2654 2636 3551 13770 6709147 7585878 7480415 7890926 8373746 38040112 0.46480 0.45610 0.00040 0.00050 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 30542 13298 4555 19779 269 28347 36581 6750 -233 12263 293 30542 41874 15300 8076 28328 341 36581 49059 32825 7146 46908 248 41874 47434 24030 -7249 14931 225 49059 0.53790 0.05290 0.40920 0 1 1 1618083 562725 1055358 1184053 723009 461044 190920 133711 57209 1573611 OPERATING PAYABLES DUE TO THE NEW ENGLAND COLLEGE OF OPTOMETRY 586302 LOANS PAYABLE DUE TO THE NEW ENGLAND COLLEGE OF OPTOMETRY 1449317 2035619 X 8376866 1847 668487 670334 7706532 0 7706532 8164257 668487 668487 7495770 0 7495770 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO HELP FUND VISION CARE FOR INDIVIDUALS WITH DISABILITIES, INDIVIDUALS WHO CANNOT AFFORD EYE CARE AS WELL AS FOR VISION RESEARCH RELATED TO AGING AND THE ONSET OF ALZHEIMER'S DISEASE. ALL USES ARE TO BE IN ACCORDANCE WITH DONOR'S INSTRUCTIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: NEEI ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. NEEI HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AND ITS DETERMINATION AS TO ITS INCOME BEING RELATED OR UNRELATED AS ITS ONLY SIGNIFICANT TAX POSITIONS; HOWEVER, NEEI HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. NEEI IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS. NEEI'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 668,487. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 668,487. X X X X X 0 0 0 0 0 0 0 0 0 CLIFFORD SCOTT OD MPH 0 277687 0 0 0 4949 0 22500 0 1431 0 306567 0 0 ROBERT GORDON CPA MST 0 150054 0 0 0 2458 0 14114 0 19555 0 186181 0 0 BRUCE BERNIER MBA 0 164638 0 0 0 271 0 15525 0 20652 0 201086 0 0 JODY FLEIT RN MS 153340 20910 0 0 1396 190 14490 1976 18915 2579 188141 25655 0 0 KATHLEEN WROBEL M ED 136184 0 0 0 1093 0 12702 0 10041 0 160020 0 0 0 ROGER WILSON OD FAAO 159149 0 0 0 871 0 14584 0 7986 0 182590 0 0 0 MARK W O'DONOGHUE OD 139647 0 10598 0 974 0 11809 0 18564 0 181592 0 0 0 RICHARD C LAUDON OD FAAO 128915 0 0 0 1737 0 11300 0 18211 0 160163 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE NEW ENGLAND COLLEGE OF OPTOMETRY IS THE SOLE MEMBER OF NEW ENGLAND EYE INSTITUTE, INC. FORM 990, PART VI, SECTION A, LINE 7A THE NEW ENGLAND COLLEGE OF OPTOMETRY IS THE SOLE MEMBER OF THE NEW ENGLAND EYE INSTITUTE, INC. FORM 990, PART VI, SECTION A, LINE 7B UNDER THE NEEI'S BY-LAWS, THE NEW ENGLAND COLLEGE OF OPTOMETRY AS SOLE MEMBER, IN ADDITION TO THOSE POWERS AND RIGHTS GRANTED UNDER MASSACHUSETTS LAW, HAS THE POWER TO APPOINT THE INITIAL DIRECTORS OF NEEI, TO APPOINT AND REMOVE THE PRESIDENT OF NEEI, TO MANAGE THE INVESTMENTS OF NEEI, TO REVIEW AND APPROVE CAPITAL OR DEVELOPMENT PLANS OVER A CERTAIN AMOUNT, TO REVIEW AND APPROVE ALL PROPOSED OPERATING AND CAPITAL BUDGETS, TO APPOINT THE INDEPENDENT AUDITOR, TO APPROVE ALL MORTGAGES OR GRANTING OF A SECURITY INTEREST IN THE ASSETS OF NEEI, ETC. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY MANAGEMENT AND APPROVED BY THE COLLEGE'S AUDIT AND COMPLIANCE COMMITTEE. IT IS FURNISHED TO ALL TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE INSTITUTE'S WRITTEN CONFLICT OF INTEREST POLICY REQUIRES TRUSTEES, OFFICERS, AND KEY EMPLOYEES TO REPORT AT LEAST ANNUALLY, ON A WRITTEN BASIS, ANY CONFLICT OR POTENTIAL CONFLICT OF INTEREST. THOSE STATEMENTS ARE FIRST REVIEWED BY THE GOVERNANCE AND TRUSTEESHIP COMMITTEE AND THEN REFERRED TO THE AUDIT AND COMPLIANCE COMMITTEE. AFTER REVIEW AND CLARIFICATION, THOSE CONFLICTS ARE DISCUSSED WITH THE FULL BOARD IRRESPECTIVE OF DOLLAR AMOUNT. DIRECTORS ARE PROHIBITED FROM VOTING ON MATTERS INVOLVING AN ACTUAL OR POTENTIAL CONFLICT AND ARE REQUESTED TO RECUSE THEMSELVES FROM VOTING ON SUCH MATTERS. FORM 990, PART VI, SECTION B, LINE 15 NEEI'S PRACTICE HAS BEEN TO FORM A SUBCOMMITTEE COMPOSED OF SEVERAL DIRECTORS TO IDENTIFY A CANDIDATE AS ITS CEO AS WELL AS TO DETERMINE AN APPROPRIATE COMPENSATION PACKAGE WITH THE ASSISTANCE OF AN INDEPENDENT SEARCH FIRM. THE SUBCOMMITTEE REVIEWS COMPENSATION DATA FROM SIMILAR HEALTH RELATED ORGANIZATIONS INCLUDING DATA FROM 990'S AS WELL AS STATE FILINGS. THE RECOMMENDED HIRE AND OR COMPENSATION RANGE IS THEN APPROVED BY THE FULL BOARD OF NEEI. THE VOTE IS THEN SUBMITTED AS A RECOMMENDATION TO THE PRESIDENT OF THE COLLEGE FOR FINAL APPROVAL. THE CEO OF NEEI SETS COMPENSATION OF ITS KEY EMPLOYEES USING COMPARABLE DATA, INCLUDING 990, STATE FILINGS AND CPI DATA, PROVIDED BY DIRECTOR OF HUMAN RESOURCES AS WELL AS INPUT FROM THE CFO. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE VIA THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST. ADDITIONALLY, THE FORM 990 IS AVAILABLE VIA WWW.GUIDESTAR.ORG. FORM 990, PART VII, SECTION A: COMPENSATION FOR EMPLOYEES OF NEW ENGLAND EYE INSTITUTE, INC. IS ADMINISTERED BY THE NEW ENGLAND COLLEGE OF OPTOMETRY, INCLUDING THE FILING OF PAYROLL TAX RETURNS. THE NEW ENGLAND COLLEGE OF OPTOMETRY 424 BEACON STREET BOSTON MA 02115 041591060 PROFESSIONAL GRADUATE SCHOOL OF OPTOMETRY MA 501(C)(3) LINE 2 N/A 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 1 1 1 0 0