2014-04-14T18:12:51-05:00 2013-06-30 420714325 MCGLADREY LLP 80 CITY SQUARE BOSTON MA 02129 990 2012-07-01 042632219 VINFEN CORPORATION VINF 6174411800 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 MCGLADREY LLP 6174411800 2014-04-07 1 LYNNE JOHNSON P00757336 6179129000 2012 2015-11-30 17:44:51Z BRUCE L BIRD 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 109248520 0 X WWW.VINFEN.ORG X 1977 MA VINFEN TRANSFORMS LIVES BY BUILDING THE CAPACITY OF INDIVIDUALS, FAMILIES, ORGANIZATIONS AND PROVIDING COMMUNITIES TO LEARN, THRIVE, AND ACHIEVE THEIR GOALS. OUR SERVICES PROMOTE THE RECOVERY, RESILIENCY, HABILITATION AND SELF-DETERMINATION OF THE PEOPLE WE SERVE. AS A HUMAN SERVICE LEADER, WE STRIVE TO BE THE PROVIDER, EMPLOYER, AND PARTNER OF CHOICE. 7 6 2666 6 0 0 217474 483172 101630887 107331302 -52857 -48707 1331311 1264379 103126815 109030146 0 0 0 0 74521265 78197700 0 0 111509 25815608 28325490 100336873 106523190 2789942 2506956 69447463 71209261 38772221 37680372 30675242 33528889 X VINFEN TRANSFORMS LIVES BY BUILDING THE CAPACITY OF INDIVIDUALS, FAMILIES, ORGANIZATIONS AND PROVIDING COMMUNITIES TO LEARN, THRIVE, AND ACHIEVE THEIR GOALS. OUR SERVICES PROMOTE THE RECOVERY, RESILIENCY, HABILITATION AND SELF-DETERMINATION OF THE PEOPLE WE SERVE. AS A HUMAN SERVICE LEADER, WE STRIVE TO BE THE PROVIDER, EMPLOYER, AND PARTNER OF CHOICE. 0 0 58772319 66801815 THE PSYCHIATRIC REHABILITATION DIVISION PROVIDES SERVICES FOR PEOPLE WITH SERIOUS AND PERSISTENT PSYCHIATRIC DISABILITIES, SUBSTANCE ABUSE, ADDICTION AND/OR HIV/AIDS INCLUDING ASSERTIVE COMMUNITY TREATMENT, EMPLOYMENT SERVICES, RESIDENTIAL SUPPORTS, CLUBHOUSE DAY SERVICES AND HOMELESS OUTREACH SERVICES. 36540417 40529487 DEVELOPMENTAL DISABILITIES SERVICES DELIVERS AN ARRAY OF SERVICES FOR PERSONS WITH DISABILITIES THROUGH OPERATION OF GROUP HOMES, SUPPORTED HOUSING, OUTREACH, WORK SKILLS AND EMPLOYMENT TRAINING. 95312736 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 401 0 1 2666 1 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X GLEN MATTERA TREASURER & CFO 6174411800 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 PHILIP A MASON 1.50 0.60 X X 0 0 0 C ALLEN ASHLEY 1.10 0.30 X X 0 0 0 JAMES E EARLEY 0.30 0.80 X 0 0 0 JAMES K SCHMIDT 0.80 0.50 X 0 0 0 REBECCA A SULLIVAN 0.80 0.30 X 0 0 0 DR HENRY S WHITE 0.80 0.30 X 0 0 0 BRUCE L BIRD 32.00 8.00 X X 356745 0 31507 ELIZABETH K GLASER 32.00 8.00 X 239691 0 19049 GLEN P MATTERA 32.00 8.00 X 193094 0 5902 JOHN H LIND 32.50 7.50 X 170073 0 25489 SUSAN C ABBOTT 40.00 0.00 X 178389 0 27588 JOSEPH F GOMES 40.00 0.00 X 155312 0 13699 JUAN R CONDEMARIN 40.00 0.00 X 188266 0 9816 MARK J VIRON 40.00 0.00 X 180631 0 9492 KAMEL M GHERBI 40.00 0.00 X 179821 0 16326 EILEEN C REILLY 40.00 0.00 X 173257 0 18156 ELIZABETH BRODY GLUCK 40.00 0.00 X 171766 0 1051 2187045 0 178075 26 0 1 0 HEARTH INC 1640 WASHINGTON ST BOSTON MA 02118 SUBCONTRACTOR 743854 RONALD W CHARETTE DBA RC CONSTRUCTION 153 VARNUM AVENUE DRACUT MA 01826 CONSTRUCTION CONTRACTOR 625095 DUNCAN BUILDERS LLC PO BOX 505245 CHELSEA MA 02150 CONSTRUCTION CONTRACTOR 475000 EMMAUS INC PO BOX 568 HAVERHILL MA 01831 SUBCONTRACTOR 368256 MASS PLUMBING HEATING & CONTRACTING PO BOX 3597 PEABODY MA 01960 CONSTRUCTION CONTRACTOR 340607 16 483172 33077 483172 CONTRACT REVENUE 624310 100757962 100757962 CLIENT FEES 624310 5058428 5058428 RENTAL SUBSIDIES 624310 1514912 1514912 107331302 5005 5005 164573 164662 -89 -89 -89 53712 -53712 -53712 -53712 MGMT & ADMIN REIMB 900099 1046956 1046956 SALES OF ART WORK 900099 83522 83522 CAFETERIA 722210 66649 66649 67341 67341 1264468 109030146 108595770 0 -48796 1283753 1283753 64102464 59374200 4669779 58485 1225620 1116663 107845 1112 6266478 5844401 420252 1825 5319385 4867119 447818 4448 318307 65640 252667 160340 160340 2853628 2181748 671880 61107 17334 43773 1258130 894532 363598 9538549 9381039 157510 28587 15841 12746 133044 49755 67433 15856 999302 826388 172914 2669741 2021863 647878 489230 371255 117975 MAINTENANCE REPAIRS 2626761 1844782 781979 0 TRANSPORTATION 2259883 2145229 114654 0 FOOD/MEALS 2243221 2231328 11893 0 PROGRAM SUPPLIES 2092957 1868401 221250 3306 592703 195218 371008 26477 106523190 95312736 11098945 111509 11445908 6926325 10000000 10000000 6655188 9265525 917377 453891 53331744 19374562 30581585 33957182 9847405 10606338 69447463 71209261 13714412 13278798 20223600 19478600 2216735 2049799 1554652 2092359 1062822 780816 38772221 37680372 X 30004594 32610469 670648 918420 30675242 33528889 69447463 71209261 X 2506956 346691 X 0 1 X 1 1 1 X 216994 101844 212940 217474 483172 1232424 86115569 93067835 98941798 102948914 108595770 489669886 86332563 93169679 99154738 103166388 109078942 490902310 0 0 0 490902310 83303 328508 213678 187397 169578 982464 83303 328508 213678 187397 169578 982464 30269 33535 63804 86415866 93498187 99398685 103387320 109248520 491948578 0.99790 0.99720 0.00200 0.00270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 1943 0 0 1 16515 1 971 1 19429 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: VINFEN CORPORATION BELONGS TO SEVERAL LOCAL AND NATIONAL TRADE ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF ITS MEMBERS. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES AND AS SUCH NO DETERMINATIVE AMOUNT IS LISTED IN THIS SCHEDULE. 0 1 X 7400158 7400158 34224510 11115154 23109356 2523050 1383525 1139525 9041685 6875883 2165802 142341 142341 33957182 ASSETS WHOSE USE IS LIMITED 3521877 DUE FROM AFFILIATES 5839879 DEFERRED FINANCING COSTS 506812 SECURITY DEPOSITS- REAL ESTATE 737770 10606338 INTEREST RATE SWAP CONTRACT 716131 DUE TO TENANTS-SECURITY DEPOSITS 11465 LEASE OBLIGATIONS 53220 780816 X 109248520 0 109248520 -218374 -218374 109030146 106394873 -128317 -128317 106523190 0 106523190 PART IV, LINE 2B: VINFEN IS THE REPRESENTATIVE PAYEE FOR MANY INDIVIDUALS THAT VINFEN SERVES. VINFEN RECEIVES BENEFITS ON BEHALF OF THESE INDIVIDUALS AND ADMINISTERS THE DISTRIBUTION OF THESE FUNDS ON THE RESPECTIVE INDIVIDUAL'S FOOD, SHELTER, CLOTHING, PERSONAL SUPPLIES, AND HEALTH CARE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: VINFEN CORPORATION IS QUALIFIED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. VINFEN IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME, IF ANY. VINFEN FOLLOWS THE FASB GUIDANCE, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING THE RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. IT ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN INTERIM PERIODS, DISCLOSURE, AND TRANSITION. MANAGEMENT BELIEVES THAT VINFEN HAS NO MATERIAL UNCERTAINTIES IN INCOME TAXES. WITH FEW EXCEPTIONS, VINFEN IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2010. VINFEN WILL ACCOUNT FOR INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS PART OF OPERATING EXPENSES. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED IN FORM 990, PART VIII, LINE 6(B) -164,662. LOSS ON SALE/DISPOSAL OF ASSETS -53,712. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED IN FORM 990, PART VIII, LINE 6(B) 164,662. LOSS ON SALE/DISPOSAL OF ASSETS 53,712. GAIN ON INTEREST RATE SWAP CONTRACTS -346,691. X X X X X 0 0 0 0 0 0 0 0 0 BRUCE L BIRD 343245 0 0 0 13500 0 13073 0 18434 0 388252 0 0 0 ELIZABETH K GLASER 226191 0 0 0 13500 0 6962 0 12087 0 258740 0 0 0 GLEN P MATTERA 193094 0 0 0 0 0 4679 0 1223 0 198996 0 0 0 JOHN H LIND 170073 0 0 0 0 0 7908 0 17581 0 195562 0 0 0 SUSAN C ABBOTT 164889 0 0 0 13500 0 7921 0 19667 0 205977 0 0 0 JOSEPH F GOMES 143289 0 0 0 12023 0 6629 0 7070 0 169011 0 0 0 JUAN R CONDEMARIN 188266 0 0 0 0 0 8604 0 1212 0 198082 0 0 0 MARK J VIRON 180631 0 0 0 0 0 2152 0 7340 0 190123 0 0 0 KAMEL M GHERBI 179821 0 0 0 0 0 8385 0 7941 0 196147 0 0 0 EILEEN C REILLY 173257 0 0 0 0 0 8023 0 10133 0 191413 0 0 0 ELIZABETH BRODY GLUCK 171766 0 0 0 0 0 0 0 1051 0 172817 0 0 0 A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 999999999 2010-12-29 8758000 TO REFUND PRIOR BOND ISSUANCES AND TO REFINANCE REAL ESTATE BANK DEBT 0 0 0 A 689400 8758000 5235409 155021 3367570 2010 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 1 1 CITIZENS BANK 10.000000000000 0 0 0 0 1 A 1 SCHEDULE K, PART IV, ARBITRAGE, LINE 2A: THE FIFTH ANNIVERSARY OF THE ISSUE DATE AND THE FINAL REBATE COMPUTATION WILL BE IN 2015. X 1 33077 FMV 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS BASED ON THE NUMBER OF GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11 A FORMAL REVIEW OF THE IRS FORM 990 IS COMPLETED BY THE BOARD OF DIRECTORS' FINANCE COMMITTEE. ONCE THE FINANCE COMMITTEE REVIEWS THE IRS FORM 990, ALL DIRECTORS ARE PROVIDED A COPY AND GIVEN AN OPPORTUNITY OF INPUT PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C VINFEN CORPORATION DISTRIBUTES THE CONFLICT OF INTEREST POLICY AND DISCLOSURE ANNUALLY OR BI-ANNUALLY TO DIRECTORS, OFFICERS, AND KEY EMPLOYEES AND REVIEWS THE RESPONSES FOR POTENTIAL CONFLICTS. THE CONFLICT OF INTEREST POLICY COVERS ALL DIRECTORS OF VINFEN CORPORATION AND ITS AFIILIATED ENTITIES, AS WELL AS THE SENIOR MANAGEMENT (THE INTERDEPARTMENTAL COUNCIL OR "IDC") AT VINFEN CORPORATION AND AFFILIATES. THE GENERAL COUNSEL REVIEWS THE DISCLOSURE FORMS TO DETERMINE WHICH DIRECTORS OR IDC MEMBERS HAVE DISCLOSED A POTENTIAL CONFLICT. FOR POTENTIAL BOARD CONFLICTS, THE CHAIRPERSON OF THE BOARD OF DIRECTORS APPOINTS A COMMITTEE OF DIRECTORS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICTS AND/OR PROPOSED BUSINESS TRANSACTIONS. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE FULL BOARD, WHICH IS VOTED ON ONLY BY THOSE DIRECTORS WITH NO REPORTABLE TRANSACTIONS. FOR POTENTIAL CONFLICTS BY IDC MEMBERS, THE CEO APPOINTS A COMMITTEE OF IDC MEMBERS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICTS AND PROPOSED BUSINESS TRANSACTIONS. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE EXECUTIVE TEAM, WHICH IS VOTED ON ONLY BY THOSE EXECUTIVE TEAM MEMBERS WITH NO REPORTABLE TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS PERIODICALLY ENGAGES THE SERVICES OF AN OUTSIDE COMPENSATION AND BENEFITS CONSULTANT TO DETERMINE THE COMPETITIVENESS OF THE TOTAL COMPENSATION PAID TO CORPORATE OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE OF THE BOARD USES COMPARABLE COMPENSATION DATA TO DETERMINE THE COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES PERIODICALLY. CONTEMPORANEOUS DOCUMENTATION AND RECORD KEEPING OF ALL CONPENSATION DECISIONS EXIST, IN THE FORM OF A PERSONNEL ACTION FORM, FOR EVERY COMPENSATION ACTION AFFECTING THE POSITIONS LISTED ABOVE, AS IS THE CASE FOR EVERY POSITION AT VINFEN CORPORATION. FORM 990, PART VI, SECTION C, LINE 19 VINFEN CORPORATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST BY PAPER OR E-MAIL. THE FORM 990 IS AVAILABLE VIA GUIDESTAR AND THE OFFICE OF THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: R 346,691. VINFEN COMMUNITY DEVELOPMENT LLC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 261905029 HOUSING - INACTIVE MA VINFEN CORPORATION BAYSTATE PERFORMANCE SOLUTIONS LLC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043562998 EE ASST. PLAN - INACTIVE MA VINFEN CORPORATION TRAVIS CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043002220 OUTPATIENT MENTAL HEALTH MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF CONNECTICUT INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 061569439 HUMAN SERVICES CT 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN FOUNDATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 510629896 INACTIVE MA 501(C)(3) LINE 7 VINFEN CORPORATION 1 VINFEN CORPORATION OF PLAIN INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 300162655 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF FOREST INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 300162656 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF LARCHMONT INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043546321 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 FAMILY REHABILITATION SERVICES INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043140856 INACTIVE MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 OLMSTED GREEN SKILLED NURSING FACILITY INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 010892964 INACTIVE MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN HOUSING CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 510629866 INACTIVE MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN HOUSING AT OLMSTED GREEN INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 510629861 INACTIVE MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 WESTLAND COMMUNITY HOUSING CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 311758843 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 MERRIMACK HOUSING CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 223215740 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CLINICAL SERVICES INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043459194 INACTIVE MA VINFEN CORPORATION C 1.00000 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 1 1 TRAVIS CORPORATION S 295332 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT R 395130 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT Q 2100000 FAIR MARKET VALUATION TRAVIS CORPORATION R 195802 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT D 3156222 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT N 979659 ALLOCATION OF EXPENSES TRAVIS CORPORATION D 3405451 FAIR MARKET VALUATION PART II: IN SEPTEMBER 2012, OLMSTED GREEN SKILLED NURSING FACILITY, INC., VINFEN HOUSING CORPORATION, VINFEN HOUSING AT OLMSTED GREEN, INC., FAMILY REHABILITATION SERVICES, INC., AND VINFEN CLINICAL SERVICES, INC. WERE MERGED INTO VINFEN CORPORATION.