2014-04-04T19:54:57-05:00 2013-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 990PF 2012-10-01 941584547 THE VALLEY FOUNDATION VALL 4083584545 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 PHILLIP R BOYCE 4083584545 2014-03-31 1 NASI RAISSIAN P01023106 4088556770 2012 2015-12-30 17:16:21Z X 61414106 X X 29468 32077 1985835 2019475 1497547 8510898 1888252 37665 3512850 3977469 84000 27720 27720 26275 8758 8758 223524 219332 0 151741 0 0 8104 0 42000 14000 14000 91347 64217 8121 626991 334027 58599 0 1000000 626991 334027 1058599 2885859 3643442 8965882 4442647 4442647 24867 29512 24867 24867 126214 126214 13128775 11041512 11041512 30195459 41232798 41232798 4857971 4546068 4546068 120210 120210 15830 0 0 27000 0 0 57220429 61414106 61414106 2963000 1987000 86445 24000 3049445 2011000 X 54170984 59403106 54170984 59403106 57220429 61414106 54170984 2885859 2370263 59427106 24000 59403106 PUBLICLY TRADED SECURITIES 8510898 7013351 1497547 1497547 LOWE REAL ESTATE INCOME AND GROWTH P 0 0 ENDOWMENT VENTURE PARTNERS V LP P 78419 78419 78419 CAPITAL DYNAMICS REAL ESTATE P 13417 13417 13417 MARATHON-LONDON INTERNATIONAL P 8187 8187 8187 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP P 211681 211681 211681 TIFF PARTNERS P 79001 79001 79001 1888252 0 120542 53456838 0.002255 4037857 55435030 0.072839 3719063 51989441 0.071535 3039922 47580069 0.063891 4859614 68537096 0.070905 0.281425 0.056285 60417990 3400627 36434 3437061 1058599 72869 0 72869 0 72869 189227 189227 116358 116358 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 WWW.VALLEY.ORG THE FOUNDATION 4083584545 16450 LOS GATOS BLVD SUITE 210 LOS GATOS CA 95032 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILLIP R BOYCE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 DR RICHARD SIEVE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 0.50 14000 0 0 DR HERBERT KAIN 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 DANIEL P DOORE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 2.00 14000 0 0 JOSHEPH PARISI 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 DR ARTHUR A BASHAM 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 NONE 0 BEACAN POINT 500 NEWPORT CENTER DRIVE SUITE 125 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 60580 ENTERPRISE TRUST AND INVESTMENT CO 15425 LOS GATOS BLVD SUITE 150 LOST GATOS CA 95032 INVESTMENT CONSULTING 58487 0 0 52274310 4442647 4621104 61338061 0 0 61338061 920071 60417990 3020900 3020900 72869 72869 2948031 0 2948031 0 2948031 1058599 0 1058599 0 1058599 2948031 0 0 258261 3048546 3730797 7037604 1058599 0 0 1058599 0 0 2948031 2948031 5148172 0 0 0 0 0 0 0 5148172 358776 3730797 1058599 X TOWER FOUNDATION OF SJSU ONE WASHINGTON SQUARE SAN JOSE CA 951920256 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITY 1000000 1000000 0 14 29468 14 1985835 900099 900099 1497547 1497547 2015303 0 3512850 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 26275 8758 8758 DELL FLAT PANEL MONITORS (2) 2005-03-31 1186 1106 SL 5.000000000000 80 0 DELL 3400MP PROJECTOR 2006-03-31 1272 1228 SL 5.000000000000 44 0 DELL LAT D620, T2300 COMPUTER 2006-03-31 1314 1271 SL 5.000000000000 43 0 2 PHONE SYSTEM AND INSTALLATION 2008-02-01 5503 4738 SL 5.500000000000 765 0 NETWORK UPGRADES AND INSTALLATION 2009-03-01 15282 10951 SL 5.000000000000 4331 0 MAC BOOK PRO 2009-01-01 4809 3607 SL 5.000000000000 1202 0 COMPUTERS 1995-01-01 14555 14555 SL 5.000000000000 0 0 OFFICE FURNITURE 1995-01-01 33659 33659 SL 5.000000000000 0 0 COMPUTERS 1998-01-01 7197 7197 SL 5.000000000000 0 0 COMPUTERS 2002-01-01 1079 1079 SL 5.000000000000 0 0 COMPUTERS 2002-01-01 1289 1289 SL 5.000000000000 0 0 EGRANT LICNESE FEES SOFTWARE 2004-01-01 3900 3900 SL 3.000000000000 0 0 COMPUTERS 2010-01-15 19665 18026 SL 3.000000000000 1639 0 WEBSITE DEVELOPMENT 2010-03-15 9500 9500 SL 2.160000000000 0 0 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. CORPORATE STOCK 41232798 41232798 11041512 11041512 0 0 PARTNERSHIPS FMV 4546068 4546068 DELL FLAT PANEL MONITORS (2) 1186 1186 0 0 DELL 3400MP PROJECTOR 1272 1272 0 0 DELL LAT D620, T2300 COMPUTER 1314 1314 0 0 2 PHONE SYSTEM AND INSTALLATION 5503 5503 0 0 NETWORK UPGRADES AND INSTALLATION 15282 15282 0 0 MAC BOOK PRO 4809 4809 0 0 COMPUTERS 14555 14555 0 0 OFFICE FURNITURE 33659 33659 0 0 COMPUTERS 7197 7197 0 0 COMPUTERS 1079 1079 0 0 COMPUTERS 1289 1289 0 0 EGRANT LICNESE FEES SOFTWARE 3900 3900 0 0 COMPUTERS 19665 19665 0 0 WEBSITE DEVELOPMENT 9500 9500 0 0 DEFERRED FEDERAL EXCISE TAXES 27000 DISOCUNT ON GRANTS TO BE PAID IN FUTURE YEARS 24000 INSURANCE 8561 0 0 WEBSITE/SOFTWARE 11460 5730 5730 COMPUTERS/OFFICE EQUIPMENT 2397 0 1198 TELEPHONE/INTERNET 2387 0 1193 MISCELLANEOUS 78 0 0 REGISTRATIONS 251 0 0 FIDUCIARY FEES 58487 58487 0 LOSS ON DISPOSAL OF EQUIPMENT 7726 0 0 UNREALIZED GAINS ON INVESTMENTS 2370263 FEDERAL EXCISE TAXES PAYABLE 86445 0 DEFERRED FEDERAL EXCISE TAXES 0 24000 MANAGEMENT FEES - KALMAR 23388 23388 0 MANAGEMENT FEES - BEACAN POINT 60580 60580 0 MANAGEMENT FEES - STRALEM & COMPANY 29116 29116 0 MANAGEMENT FEES - VAUGHN NELSON 7343 7343 0 MANAGEMENT FEES - DENVER ASSETS 24729 24729 0 MANAGEMENT FEES - ST. JAMES 17841 17841 0 MANAGEMENT FEES - SECURITY MGMT 21276 21276 0 MANAGEMENT FEES - SARATOGA RESEARCH 16818 16818 0 MANAGEMENT FEES - FIDUCIARY MANAGEMENT 18241 18241 0 CONSULTING 4192 0 0 EXCISE TAX EXPENSE 151741 0 0