2014-03-17T17:05:04-05:00 2013-06-30 141555429 UHY ADVISORS NY INC 66 SOUTH PEARL STREET SUITE 400 ALBANY NY 12207 990 2012-07-01 141338371 THE COLLEGE OF SAINT ROSE COLL 5184542066 432 WESTERN AVENUE ALBANY NY 12203 MARCUS BUCKLEY 5184542066 2014-03-07 1 MARILYN A PENDERGAST P01342414 5184493166 2012 2015-11-30 17:44:51Z DR MARGARET KIRWIN 432 WESTERN AVENUE ALBANY NY 12203 152023371 0 X WWW.STROSE.EDU X 1920 NY TO PROVIDE HIGHER EDUCATIONAL OPPORTUNITIES. 36 36 2301 197 0 0 12453369 11483838 103763679 104438450 1627238 1192555 825899 748670 118670185 117863513 32325292 33948392 0 0 53186400 50274633 0 42298 1861073 30872387 32745489 116384079 117010812 2286106 852701 211277966 209104302 89392521 80350373 121885445 128753929 X THE COLLEGE OF SAINT ROSE COMMUNITY ENGAGES HIGHLY MOTIVATED UNDERGRADUATE AND GRADUATE STUDENTS IN RIGOROUS EDUCATIONAL EXPERIENCES. IN THE PROGRESSIVE TRADITION OF THE FOUNDING SISTERS OF ST. JOSEPH OF CARONDELET, WE WELCOME MEN AND WOMEN FROM ALL RELIGIOUS AND CULTURAL BACKGROUNDS. IN ADDITION TO DEVELOPING THEIR INTELLECTUAL CAPACITIES, STUDENTS HAVE THE OPPORTUNITY TO CULTIVATE THEIR CREATIVE AND SPIRITUAL GIFTS IN A DIVERSE LEARNING COMMUNITY THAT FOSTERS INTEGRITY, INTERDEPENDENCE, AND MUTUAL RESPECT.THE COLLEGE DELIVERS DISTINCTIVE AND COMPREHENSIVE LIBERAL ARTS AND PROFESSIONAL PROGRAMS THAT INSPIRE OUR GRADUATES TO BE PRODUCTIVE ADULTS, CRITICAL THINKERS, AND MOTIVATED, CARING CITIZENS. OUR ENGAGEMENT WITH THE URBAN ENVIRONMENT EXPANDS THE SETTING FOR EDUCATIONAL OPPORTUNITIES AND ENCOURAGES THE SAINT ROSE COMMUNITY'S ENERGETIC INVOLVEMENT AND EFFECTIVE LEADERSHIP IN SOCIETY. 0 0 103813616 33948392 89600955 THE COLLEGE PROVIDES POST-SECONDARY EDUCATION TO BOTH UNDERGRADUATE AND GRADUATE STUDENTS. 103813616 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 163 0 2301 1 0 0 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 1 0 X DEBRA POLLEY 5184542066 432 WESTERN AVE ALBANY NY 12203 SR MARY ANNE HEENAN CSJ 0.50 X 0 0 0 DR KATHLEEN SULLIVAN RICKER 0.50 X 0 0 0 MS JUDITH CALOGERO 0.50 X 0 0 0 MRS RITA DILLON 0.50 X 0 0 0 MRS RITA B CROTTY 0.50 X 0 0 0 MR JOHN DUNNE 0.50 X 0 0 0 SR KATHLEEN M EAGAN CSJ 0.50 X 0 0 0 MS JOANNE ESPOSITO 0.50 X 0 0 0 SR ELIZABETH GIARRUSSO CSJ 0.50 X 0 0 0 SR KATHERINE HANLEY CSJ 0.50 X 0 0 0 SR MARY LOUISE DOLAN CSJ 0.50 X 0 0 0 GEORGE R HEARST III 0.50 X 0 0 0 DR ZELDA J HOLCOMB 0.50 X 0 0 0 SR JOAN LESCINSKI CSJ 0.50 X 0 0 0 DR MATTHEW H MATARASO 0.50 X 0 0 0 MS TONITA F MCKONE 0.50 X 0 0 0 MR DANIEL P NOLAN 0.50 X 0 0 0 MR KEVIN O'CONNOR 0.50 X 0 0 0 MS ELIZABETH SIMCOE 0.50 X 0 0 0 MR GREGORY V SERIO 0.50 X 0 0 0 SR PATRICIA A ST JOHN CSJ 0.50 X 0 0 0 MR CHARLES TOUHEY 0.50 X 0 0 0 MS MARCIA J WHITE 0.50 X 0 0 0 MR HAROLD L WILLIAMS 0.50 X 0 0 0 SR DIANE ZIGO CSJ 0.50 X 0 0 0 MR MICHAEL S MILLER 0.50 X 0 0 0 SR ANNE BRYAN SMOLLIN CSJ 0.50 X 0 0 0 MR I NORMAN MASSRY 0.50 X 0 0 0 MR RICHARD J HUETHER 0.50 X 0 0 0 MR ROBERT H BARLOW 0.50 X 0 0 0 MR MARTIN J BARRINGTON 0.50 X 0 0 0 SR ANN CHRISTI BRINK CSJ 0.50 X 0 0 0 SR MARGARET M EDIC CSJ 0.50 X 0 0 0 DR LEE A MCELROY JR 0.50 X 0 0 0 MR JEFFREY B SCOTT 0.50 X 0 0 0 MR JEFFREY D STONE 0.50 X 0 0 0 SR J ELIZABETH VAN DEUSEN CSJ 0.50 X 0 0 0 DR DAVID SZCZERBACKI 40.00 X 271558 0 36322 MR MARCUS BUCKLEY 40.00 X 215414 0 34063 DR MARGARET KIRWIN 40.00 X 154417 0 20899 MS DEBRA LIBERATORE LEBLANC 40.00 X 95918 0 27424 MS MARY GRONDAHL 40.00 X 155916 0 32653 MS KARIN PATRICELLI 40.00 X 179149 0 24488 MR DENNIS MCDONALD 40.00 X 125276 0 25983 DR RICHARD PULICE 40.00 X 130692 0 8445 DR SEVERIN CARLSON 40.00 X 122126 0 24912 DR R MARK SULLIVAN 40.00 X 337778 0 36783 1788244 0 271972 34 1 1 0 ARAMARK CORPORATION PO BOX 198532 ATLANTA GA 30384 MAINT/FOOD SERVICE 3506888 UW MARX INC 20 GURLEY AVE TROY NY 12182 CONSTRUCTION 621216 EASTERN BUILDING AND RENOVATIONS 2 COMMERCE AVE ALBANY NY 12206 CONSTRUCTION 617228 TOTAL FACILITY SOLUTION INC 44 DALLIBA AVE WATERVLIET NY 12189 BUILDING REPAIRS 482425 EASTERN HEATING AND COOLING 880 BROADWAY ALBANY NY 12207 HEATING AND COOLING SVCS 469300 18 6019002 5464836 259145 11483838 TUITION AND FEES 611710 89600955 89600955 AUXILIARY SERVICES 900099 14837495 14837495 104438450 493507 493507 34858906 34159858 699048 699048 699048 OTHER REVENUE 900099 748670 748670 748670 117863513 89600955 0 16778720 33733967 33733967 214425 214425 813583 813583 37865632 33312189 3491142 1062301 2841947 2372124 404372 65451 5960040 4909571 883873 166596 2793431 2397827 324895 70709 450734 450734 212076 212076 103634 103634 42298 42298 182484 182484 3506888 3506888 1093238 192785 828629 71824 1969880 1752919 179795 37166 745885 673527 68101 4257 931839 793567 118773 19499 563142 446745 100598 15799 2635168 2244145 335881 55142 6984136 5947784 890205 146147 788461 671464 100498 16499 EDUCATIONAL 3006609 3006609 OTHER CONTRACTUAL SERVI 2667825 2053811 595533 18481 UTILITIES 1822370 1627144 167695 27531 AUXILIARY 1796444 1796444 3284676 1708947 1534356 41373 117010812 103813616 11336123 1861073 13030269 16368194 2985677 3054740 5498077 4886978 881194 889862 225096648 89908251 136769378 135188397 29669142 30015040 19862112 16172304 2582117 2528787 211277966 209104302 14940106 11079623 1313358 900951 59085000 58210000 1581685 1199723 12472372 8960076 89392521 80350373 X 101992286 109290631 8763844 7059275 11129315 12404023 121885445 128753929 211277966 209104302 X 852701 2488301 3527482 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 172982 X X 0 31925068 1136376 3456288 -311632 36206100 31663866 1073734 -376777 -435755 31925068 26763849 1182636 4609637 -892256 31663866 23144335 292767 2042632 -1284115 26763849 25961101 196289 -3255158 -242103 23144335 0.52000 0.34000 0.14000 0 0 1974545 1974545 188301298 57693348 130607950 19876513 17607257 2269256 14944292 14607646 336646 135188397 CERTIFICATES OF DEPOSIT 3317552 F PRIVATE HEDGE FUND 7806162 F PRIVATE EQUITY FUND 613496 F REAL ESTATE 1660661 F LIMITED PARTNERSHIP 537137 F BOND FUND 2237296 F 16172304 INTERST RATE SWAP LIABILITY 7641313 U.S. GOVERNMENT ADVANCES 1318763 8960076 X 95806468 2488301 3527482 6015783 89790685 28072828 28072828 117863513 88937984 0 88937984 28072828 28072828 117010812 PART III, LINE 4: COLLECTIONS OF ART AND HISTORICAL MATERIALS ARE USED TO ENRICH THE LIBERAL ARTS EDUCATION PROVIDED BY THE COLLEGE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PRIMARY USES OF THE ENDOWMENT ARE SCHOLARSHIPS AND AWARDS (BASED ON THE AGREEMENT WITH THE DONOR), TO FUND NECESSARY CAPITAL PROJECTS, AND TO ADDRESS OTHER NEEDS OF THE COLLEGE AS APPROVED BY THE BOARD OF TRUSTEES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE COLLEGE BELIEVES THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE COLLEGE HAS NO FEDERAL OR STATE INFORMATIONAL RETURNS THAT ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE ("IRS") OR STATE AUTHORITIES. HOWEVER, FISCAL YEARS 2010 AND LATER REMAIN SUBJECT TO EXAMINATION BY THE IRS AND NEW YORK STATE. PART XI, LINE 2D - OTHER ADJUSTMENTS: SWAP LIABILITY ADJSTMENT 3,527,482. PART XI, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 28,072,828. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 28,072,828. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 POLICY IS PUBLISHED IN STUDENT HANDBOOK AND OTHER COLLEGE PUBLICATIONS, AS WELL AS THE COLLEGE'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES GRANTS FROM THE FEDERAL GOVERNMENT TO HELP ACHIEVE AND FURTHER ITS EDUCATIONAL MISSION. THE COLLEGE ALSO RECEIVES FEDERAL AND NEW YORK STATE FUNDS THROUGH ITS STUDENTS IN THE FORM OF FEDERAL AND STATE STUDENT FINANCIAL AID AND ASSISTANCE. 1 EUROPE 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 426225 SOUTH AMERICA 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 18699 EAST ASIA AND PACIFIC 0 0 STUDY ABROAD PROGRAMSSTUDY ABROAD PROGRAMS EDUCATIONAL 17649 0 0 0 0 0 0 462573 0 462573 EUROPE STUDY ABORAD PROGRAM FOR STUDENTS 5061 WIRE EUROPE STUDY ABROAD PROGRAM FOR STUDENTS. 182338 WIRE EUROPE STUDY ABROAD PROGRAM FOR STUDENTS. 18789 WIRE 3 0 STUDY ABROAD PROGRAM FOR STUDENTS EUROPE 21 196271 APPLIED TO STUDENTS' ACCOUNTS AND WIRE TO FACULTY MEMBER STUDY ABROAD PROGRAM FOR STUDENTS SOUTH AMERICA 1 18699 APPLIED TO STUDENTS' ACCOUNTS STUDY ABROAD PROGRAM FOR STUDENTS EAST ASIA AND PACIFIC 2 17649 APPLIED TO STUDENTS' ACCOUNTS 0 0 0 0 0 0 1 WASHBURN AND MCGOLDRICK INC 950 NEW LOUDON RD STE 210 LATHAM NY 12110 CONSULTATION ON CAPITAL CAMPAIGN 0 0 42298 -42298 42298 -42298 1 SCHOLARSHIPS 3071 33733967 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE AWARDED BASED ON NEED AND MONITORED ANNUALLY BASED ON STUDENTS' ACADEMIC PROFILES AND GUIDELINES AS PROVIDED TO STUDENTS. X X X 0 1 X X 0 0 0 0 0 0 0 0 0 DR DAVID SZCZERBACKI 271558 0 0 0 0 0 22500 0 13822 0 307880 0 0 0 MR MARCUS BUCKLEY 215414 0 0 0 0 0 19780 0 14283 0 249477 0 0 0 DR MARGARET KIRWIN 154417 0 0 0 0 0 13912 0 6987 0 175316 0 0 0 MS MARY GRONDAHL 155916 0 0 0 0 0 14229 0 18424 0 188569 0 0 0 MS KARIN PATRICELLI 179149 0 0 0 0 0 16200 0 8288 0 203637 0 0 0 MR DENNIS MCDONALD 125276 0 0 0 0 0 11700 0 14283 0 151259 0 0 0 DR R MARK SULLIVAN 337778 0 0 0 0 0 22500 0 14283 0 374561 0 0 0 PART I, LINE 1A THE OFFICIAL RESIDENCE OF THE PRESIDENT IS OWNED AND MAINTAINED BY THE COLLEGE AND IS SITUATED IN CLOSE PROXIMITY TO THE COLLEGE'S URBAN CAMPUS. THE PRESIDENT RESIDES IN HIS OFFICIAL RESIDENCE AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE COLLEGE AND CERTAIN FUNDRAISING AND OTHER COLLEGE FUNCTIONS ARE HOSTED BY THE PRESIDENT IN HIS OFFICIAL RESIDENCE UNDER STIPULATION IN HIS EMPLOYMENT CONTRACT. THE PRESIDENT IS GIVEN A DISCRETIONARY SPENDING ACCOUNT. THE FUNDS BUDGETED ARE MINIMAL AND ALL EXPENSES INCURRED MUST BE IN ACCORDANCE WITH THE COLLEGE'S POLICY. ALL ORIGINAL RECEIPTS ARE OBTAINED FOR ANY EXPENDITURES INCURRED WITH THIS ACCOUNT. THE COLLEGE ALSO COVERS CERTAIN SOCIAL CLUB MEMBERSHIP FEES ON BEHALF OF THE PRESIDENT. A CITY OF ALBANY INDUSTRIAL DEVELOPMENT AGENCY 146002058 012440LU5 2007-06-28 34000000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 B CITY OF ALBANY INDUSTRIAL DEVELOPMENT AGENCY 146002058 012440LV3 2007-06-28 6600000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 C CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432AN0 2011-07-01 21235000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 A 34000000 864448 15816416 784026 613000 16068895 2010 1 0 1 1 B 6600000 6536649 136542 115000 2007 1 0 1 1 C 21235000 1506293 1079918 571611 17951548 2012 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BANK OF AMERICA 30.000000000000 0 0 0 0 0 B 0 0 0 0 1 1 BANK OF AMERICA 20.000000000000 0 0 0 0 0 C 0 0 0 0 0 0 0 0 0 A 1 B 1 C 1 X 15 229851 MARKET QUOTE X VARIOUS IN KIND 30 29294 FAIR VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS MADE AVAILABLE FOR THE REVIEW OF THE GOVERNING BODY BEFORE FILING AND THEIR OBSERVATIONS ARE INCORPORATED AS APPROPRIATE IN THE PRESENTATION OF THE INFORMATION. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CERTIFICATION OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REQUIRED OF ALL MEMBERS OF THE GOVERNING BODY AND OFFICERS IN FEBRUARY EACH YEAR, AND OF NEWLY-APPOINTED INDIVIDUALS AT THE TIME OF APPOINTMENT. APPLICABLE CONFLICTS OF INTEREST ARE REPORTED TO THE AUDIT COMMITTEE AND INDIVIDUALS SUBJECT RECUSE THEMSELVES FROM THE DELIBERATIVE AND DECISION-MAKING PROCESSES WITH RESPECT TO MATTERS WHERE CONFLICT MAY EXIST. FORM 990, PART VI, SECTION B, LINE 15 PERFORMANCE AND COMPARABILITY DATA RELATED TO OFFICERS' COMPENSATION IS REVIEWED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE, WHOSE DELIBERATIONS AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: INTEREST RATE SWAP ADJUSTMENT 3,527,482.