2014-02-12T13:29:49-06:00 2013-06-30 391173131 SCHENCK SC 373 N PIONEER RD PO BOX 1809 FOND DU LAC WI 549361809 990 2012-07-01 391024723 MARIAN UNIVERSITY INC MARI 9209237610 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 MARY K KOSMER 9209237610 2014-02-11 1 BRIAN GUNDERSON P00055083 9209212953 2012 2015-11-30 17:44:51Z ROBERT A FALE 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 54561227 0 X WWW.MARIANUNIVERSITY.EDU X 1963 WI CONTINUING EDUCATION OF ADULTS 21 20 1074 20 83389 0 2355952 2161903 40763781 39852646 402892 1147681 126026 202253 43648651 43364483 11168755 11740939 0 0 16527412 16619964 0 0 389874 15136525 15613942 42832692 43974845 815959 -610362 44750038 44824503 12628612 13340651 32121426 31483852 X SEE SCHEDULE O 0 0 37928412 11740939 39885816 MARIAN UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION PROVIDING A COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION AND SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. ANNUALLY IT SERVES APPROXIMATELY 2,200 STUDENTS. 37928412 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 127 0 1 1074 1 1 1 0 0 0 0 1 1 0 0 X 21 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X MARY KOSMER 9209238089 45 S NATIONAL AVENUE FOND DU LAC WI 54935 JOHN M KORB 1.00 X 0 0 0 TERRI L EMANUEL 1.00 X 0 0 0 DAVID J HORNUNG 1.00 X X 0 0 0 RICHARD J BAKER 1.00 X 0 0 0 MARY NOEL BROWN CSA 1.00 X 0 0 0 JOEL I COHEN 1.00 X 0 0 0 HERTHA LONGO CSA 1.00 X 0 0 0 WAYNE E MATZKE 1.00 X 0 0 0 JOHN K NELSON 1.00 X X 0 0 0 ANGELO J SANTINELLI 1.00 X 0 0 0 MARK D SCHWABERO 1.00 X 0 0 0 JEAN STEFFES CSA 1.00 X 0 0 0 ERIC P STONE 1.00 X X 0 0 0 DAROLD A TREFFERT MD 1.00 X 0 0 0 JOHN E AHERN 1.00 X 0 0 0 RICHARD C KLEINFELDT 1.00 X 0 0 0 RALPH C STAYER 1.00 X 0 0 0 PETER E STONE 1.00 X 0 0 0 ANTHONY J AHERN 1.00 X 0 0 0 LANCE A EHRKE 1.00 X 0 0 0 TOMAS E PETRI 1.00 X 0 0 0 ERIN P RADEMANN 1.00 X 0 0 0 BILL LAMB 1.00 X 0 0 0 LACEY SADOFF 1.00 X 0 0 0 STACEY L AKEY 40.00 X 116681 0 0 MARY KOSMER 40.00 X 107785 0 0 EDWARD OGLE 40.00 X 120415 0 0 KATHLEEN CANDEE 40.00 X 93585 0 0 ROBERT A FALE 40.00 X 0 0 0 SUZANNE K STODDART 40.00 X 104197 0 0 LARRY REYNOLDS 40.00 X 109542 0 0 JULIE A LUETSCHWAGER 40.00 X 104428 0 0 SHERYL K AYALA 40.00 X 104478 0 0 STEVEN R DISALVO PHD 40.00 X 259880 0 0 1120991 0 0 10 1 1 0 SODEXHO INC FOOD SERVICE 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 1306032 SODEXHO INC AND AFFIL MAINT CONTRACT 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 MAINTENANCE 1039620 SMITH CD CONSTRUCTION 889 E JOHNSON ST FOND DU LAC WI 54935 BUILDING CONSTRUCTION 170473 PER MAR SECURITY SERVICES PO BOX 1101 DAVENPORT IA 528051101 SECURITY 128282 MANNENBACH MECHANICAL LLC 1251 STATE ROAD 67 KIEL WI 53042 RENOVATIONS 105170 5 43600 428943 1689360 2161903 TUITION AND FEES - UNDERGRAD 900099 33830256 33830256 GRADUATE PROGRAM TUITION 900099 2956353 2956353 DORMITORY AND APARTMENT RENTAL 721310 2869845 2869845 EAA REVENUE AND STAYER CENTER REV 721310 87913 4524 83389 BOARD PLAN REVENUE 722210 59436 59436 48843 48843 39852646 242383 242383 12078765 11173467 905298 905298 905298 14884 43600 23277 -8393 -8393 MISCELLANOUS INCOME 900099 107950 107950 PARKING FEES 900099 45244 45244 STUDENT INTEREST 900099 32654 32654 24798 24798 210646 43364483 39885816 83389 1233375 X 11740939 11740939 1116991 983559 117477 15955 13905404 12244313 1462474 198617 492649 414425 72573 5651 28522 24393 3598 531 1076398 953742 106587 16069 36067 36067 64663 64663 1841496 1772816 68480 200 949033 469791 438599 40643 922483 847334 62123 13026 493571 196025 297546 847116 847116 688847 666563 21457 827 306054 260710 44300 1044 276312 269145 7167 1392007 1279358 112649 185684 185684 HEALTH INSURANCE 1485298 1298072 157173 30053 LEASE PAYMENTS 983635 289150 694485 BOARD PLAN EXPENSE 909971 909971 GRANT EXPENSE 390094 390094 3841611 2070896 1703457 67258 43974845 37928412 5656559 389874 1851 1848 2063309 1281056 3204657 3399246 1382553 1338981 102165 70851 185251 133168 47509324 20855249 26916419 26654075 10893833 11945278 44750038 44824503 2250222 2100244 1122479 1116173 7750788 8581834 1505123 1542400 12628612 13340651 X 21461480 20564486 3402485 3586300 7257461 7333066 32121426 31483852 44750038 44824503 -610362 -27211 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6506675 75605 573532 587962 6567850 7013049 23507 -118405 411476 6506675 5885235 86757 1290027 248970 7013049 5513068 57622 576956 262411 5885235 1.00000 0 0 1717826 1717826 34814820 13061277 21753543 2329595 683461 1646134 7365541 6403022 962519 1281542 707489 574053 26654075 STUDENT AND OTHER DEPOSITS 283710 REFUNDABLE ADVANCES FROM US GOVT 1258690 1542400 X 31699803 -27213 -11660744 -11687957 43387760 -23277 -23277 43364483 32337378 0 32337378 11637467 11637467 43974845 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION MAINTAINS ENDOWMENT FUNDS IN ORDER TO UTILIZE THE INCOME TO PROVIDE SCHOLARSHIPS TO THE STUDENTS OF THE UNIVERSITY. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES -11,740,939. CAMP FEES 500. WORK STUDY ASSISTANCE 79,695. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES -23,277. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 11,740,939. WORK STUDY -79,695. CAMP FEES -500. DIRECT FUNDRAISING EXPENSES -23,277. ORGANIZATION'S LIABILITY FOR UNCERTAINTY IN INCOME TAXES UNDER ASC 740 SCHEDULE D, PART X THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE FINANCIAL STATEMENTS BECAUSE THE UNIVERSITY DOES NOT HAVE A SIGNIFICANT AMOUNT OF UNRELATED BUSINESS INCOME. PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED IN EXPENSES. THE UNIVERSITY HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES FOR THE YEAR ENDED JUNE 30, 2013. THE UNIVERSITY'S FEDERAL INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION GENERALLY FOR THREE YEARS AFTER THEY ARE FILED AND ITS STATE INCOME TAX RETURNS GENERALLY FOR FOUR YEARS AFTER THEY ARE FILED. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 MARIAN UNIVERSITY DRAWS STUDENTS NATIONWIDE. MATERIALS USED IN PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS INCLUDE A STATEMENT THAT MARIAN UNIVERISTY ADMITS STUDENTS OF ANY RACE, COLOR, RELIGION, AND NATIONAL OR ETHNIC ORIGIN. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FROM GOVERNMENTAL AGENCIES THE FOLLOWING FINANCIAL AID: -PELL GRANT SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT -COLLEGE WORK STUDY -PERKINS -TRIO BUSINESS AND INDUSTRY DINNER 12134 7300 4834 6771 3216 ANNUAL ROAST 46350 36300 10050 9953 3337 58484 43600 14884 16724 6553 23277 -8393 1 SCHOLARSHIPS AND GRANTS (FINANCIAL AID) 1696 11740939 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENTS REQUESTING FINANCIAL AID ARE REQUIRED TO FILL OUT A FINANCIAL AID FORM FOR EACH ACADEMIC YEAR.THE FINANCIAL AID OFFICE USES THIS INFORMATION TO DETERMINE WHICH STUDENTS QUALIFY FOR CERTAIN PROGRAMS AND SCHOLARSHIPS (FOR EXAMPLE - PELL, PERKINS, COLLEGE WORK-STUDY, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, ETC.). X X X X 0 0 0 0 0 0 0 0 0 STEVEN R DISALVO PHD 223880 0 0 0 36000 0 0 0 0 0 259880 0 0 0 A WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 1993-07-07 2500000 STUDENT RESIDENCE AND OTHER CONSTRUCTION 0 0 0 B WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 97710VLB2 2003-06-26 2885000 REFUND A PRIOR ISSUE 0 0 0 C REDEVELOPMENT REVENUE BOND SERIES 2009 391190916 038127BPO 2009-10-08 2927145 EDUCATIONAL BUILDING 0 0 0 D REDEVELOPMENT REVENUE BOND SERIES 2010A & 2010B 396005450 2010-04-30 2000000 STUDENT RESIDENCE 0 0 0 A 2500000 35000 3465000 1993 0 0 1 1 B 2885000 41912 2003 1 0 1 1 C 2927145 102865 2824280 2009 0 0 1 1 D 2000000 35600 2000000 2010 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 1 0 1 0 0 0 0 B 0 0 1 0 1 0 0 0 0 C 0 0 1 0 0 0 0 0 0 D 0 0 0 0 0 0 0 0 0 A 0 B 0 C 0 D 0 ERIC P STONE CURRENT TRUSTEE 5514758 LINE OF CREDIT & BOND PAYABLE 0 BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS SCHEDULE L, PART IV ERIC P. STONE IS AN OFFICER OF MARIAN UNIVERSITY AND OF THE FINANCIAL INSTITUTION THAT MARIAN UNIVERSITY CONTRACTS WITH FOR ITS BANKING SERVICE NEEDS. MARIAN UNIVERSITY DOES NOT DEAL WITH MR. STONE DIRECTLY ON BANKING TRANSACTIONS AND MR. STONE IS NOT PERMITTED TO, NOR DOES HE, VOTE ON ANY BANKING TRANSACTION DECISIONS. THE AMOUNT REPORTED ON SCHEDULE L, PART IV (5,514,758) PERTAINS TO THE EXISTING LINE OF CREDIT WITH THE FINANCIAL INSTITUTION AND 2010 REDEVELOPMENT REVENUE BONDS PAYABLE. ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1 MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS INSTITUTION OF HIGHER LEARNING OFFERING UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS. APPROXIMATELY 2,200 STUDENTS ANNUALLY. ORGANIZATION MISSION STATEMENT FORM 990, PART III, LINE I - ORGANIZATION'S MISSION MARIAN UNIVERSITY IS A COMMUNITY COMMITTED TO LEARNING, DEDICATED TO SERVICE AND SOCIAL JUSTICE, AND JOINED TOGETHER BY SPIRITUAL TRADITIONS. THE UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION OF HIGHER LEARNING COMMITTED TO THE EDUCATION OF THE WHOLE PERSON IN ORDER TO DEVELOP DIMENSIONS OF EXISTENCE IN A HARMONIOUS, INTERRELATED FASHION. STUDENTS ARE PERCEIVED AS ACTIVE INQUIRERS WHO NEED TO DEVELOP THEIR CAPACITIES TO THINK AND LEARN FOR THEMSELVES. AS AN ACADEMIC COMMUNITY, IT IS IMBUED WITH THE JUDAEO-CHRISTIAN TRADITION; IT IS COMMITTED TO THE UNENDING QUEST FOR WIDER KNOWLEDGE OF AND DEEPER INSIGHT INTO THE INDIVIDUAL, THE WORLD, AND GOD. THE UNIVERSITY EMBRACES ITS CALL TO AN AWARENESS OF SOCIAL INJUSTICES AND TO A SENSE OF ACTIVE COMPASSION; THEREFORE, IT IS A COMMUNITY, WHICH REFLECTS TOGETHER TO DISCERN CREATIVE RESPONSES, WHICH PROVIDE THE FOUNDATION FOR AN INFORMED, RESOLUTE STAND. THE UNIVERSITY COMMUNITY, MINDFUL OF BOTH THE TIMELINESS AND THE TIMELY, IS CHARACTERIZED BY SEVERAL UNIQUE FACTORS: DIALOGUE AMONG THE VARIOUS DISCIPLINES, PERSONAL CONCERN FOR INDIVIDUAL STUDENTS, THE COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION, AND A SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS TWO CLASSES OF MEMBERS CLASS A (GENERAL SUPERIOR OF THE CONGREGATION AND THOSE PERSONS WHO ARE MEMBERS OF THE GENERAL COUNCIL OF THE CONGREGATION) AND CLASS B (APPOINTED BY CLASS A). FORM 990, PART VI, SECTION A, LINE 7A CLASS A MEMBERS APPOINT CLASS B MEMBERS; CLASS B MEMBERS APPROVE THE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B TRANSACTIONS OVER $500,000 THAT INVOLVE ACQUISITION OR ALIENATION (SELLING) OF LAND OR BUILDINGS OR INCURRING DEBT NEED TO BE APPROVED BY CLASS B MEMBERS. TRANSACTIONS OVER $5,705,000 (ACQUISITION OR ALIENATION OF LAND OR BUILDINGS OR INCURRING DEBT) NEED TO BE APPROVED BY CLASS A MEMBERS AND THE CONGREGATION FOR RELIGIOUS OF THE VATICAN. FORM 990, PART VI, SECTION B, LINE 11 A FINAL FORM 990 WAS PROVIDED TO EACH VOTING MEMBER OF THE ORGANIZATION'S GOVERNING BODY, PRIOR TO ITS FILING WITH THE IRS. MANAGEMENT CONDUCTED AN EXTENSIVE REVIEW OF THE 990 AND THE ENTERPRISE RISK MANAGEMENT COMMITTEE MEMBERS ALSO DID A REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS THE ANNUAL STATEMENTS AND THEN THE GOVERNING BODY AND MANAGEMENT MONITORS AND MAKES SURE DECISIONS ARE NOT MADE BY INDIVIDUALS POSSESSING A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE (SUB COMMITTEE OF THE BOARD OF TRUSTEES) UTILIZED CUPHA DATA, AND AN OUTSIDE CONSULTANT TO DETERMINE A COMPENSATION POLICY AND THEN TO DETERMINE COMPENSATION FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE WAS ESTABLISHED DURING THE 2008/2009 FISCAL YEAR. THE DATA GATHERED BY THE COMMITTEE WILL BE USED TO DETERMINE COMPENSATIONS FOR THE PRESIDENT AND NEW KEY EMPLOYEES WHEN HIRED. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST FORM 990, PART IX, LINE 24E - ALL OTHER EXPENSES ALL OTHER EXPENSES OF IS COMPRISED OF THE FOLLOWING: UNEMPLOYMENT COMPENSATION: 38,410 LIFE INSURANCE: 37,044 RA ROOM & BOARD: 138,240 EQUIPMENT: 62,474 RECRUITMENT: 75,825 BAD DEBTS: 143,009 CONTINGENCY: 203,774 FINANCE CHARGES: 91,667 FOOD & DRINK: 245,685 REPAIRS & MAINT: 300,844 MEMBERSHIPS: 242,816 POSTAGE: 208,824 SPECIAL PROGRAMS: 332,509 SUBSCRIPTIONS: 113,867 TUITION REMISSION: 720,433 WORK STUDY: 652,892 TELEPHONE: 92,445 MISCELLANEOUS: 140,854 FORM 990, PART XII, LINE 2C THE ORGANIZATION'S PROCESS FOR OVERSEEING THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT (WHO PERFORMED THE AUDIT OF THE FINANCIAL STATEMENTS) HAS NOT CHANGED FROM THE PRIOR YEAR.