2014-01-15T10:24:40-06:00 2013-06-30 060903326 WHITTLESEY & HADLEY PC 280 TRUMBULL ST HARTFORD CT 061033509 990 2012-07-01 060667607 CATHOLIC CHARITIES INC ARCHDIOCESE OF HARTFORD CATH 8604931841 839-841 ASYLUM AVENUE HARTFORD CT 06105 EDGAR BERNIER 8607252567 2014-01-15 1 EDWARD G SULLIVAN P00579546 8605223111 2012 2015-11-30 17:44:51Z EDGAR BERNIER 839-841 ASYLUM AVENUE HARTFORD CT 06105 27810638 0 X WWW.CCAOH.ORG X 1923 CT TO PROVIDE PROFESSIONAL GUIDANCE AND COUNSELING FOR INDIVIDUALS, FAMILIES AND THEIR CHILDREN. 23 23 711 249 0 0 20413588 20272647 6589886 6870370 175044 238755 151990 179486 27330508 27561258 829823 784239 0 0 19152199 19719787 0 0 443307 6922075 6604333 26904097 27108359 426411 452899 22393358 23381507 9192183 9131630 13201175 14249877 X MOTIVATED BY CHRIST'S SOCIAL TEACHINGS AND RESPECT FOR THE RICHNESS OF DIVERSITY, CATHOLIC CHARITIES EXISTS TO PROMOTE THE DIGNITY, SELF SUFFICIENCY AND HUMAN POTENTIAL OF THOSE IN NEED. 0 0 5662859 1034 7261601 BEHAVIORAL HEALTH PROGRAMS PROVIDED SERVICES TO OVER 7,000 CLIENTS LAST YEAR. THIS PROGRAM MET OVER 81% OF THE CLIENT GOALS INCLUDING INCREASING THEIR OVERALL LEVEL OF FUNCTIONING AT HOME, WORK AND IN THE COMMUNITY. THESE SERVICES INCLUDED ADULT AND CHILDREN'S BEHAVIORAL HEALTH, SUBSTANCE ABUSE, PARENTING EDUCATION, AND CASE MANAGEMENT SERVICES. 7252784 650706 8258950 THE JUDICIAL, RESIDENTIAL, AND SCHOOL READINESS PROGRAMS SERVED MORE THAN 5,200 CLIENTS LAST YEAR. THE JUDICIAL PROGRAMS MET 96% OF THEIR CLIENT BASED GOALS INCLUDING INCREASED FUNCTIONING IN THE COMMUNITY, IMPROVED FAMILY RELATIONSHIPS AND EMPLOYMENT SKILLS. THE RESIDENTIAL PROGRAMS PROVIDED SAFE AND NUTURING HOMES TO 32 DEVELOPMENTALLY DISABLED ADULTS IN 33 HOMES. THE SCHOOL READINESS AND DAY CARE PROGRAM MET OVER 95% OF THEIR GOALS FOR INCREASING SOCIAL AND EMOTIONAL DEVELOPMENT AND SKILLS AS WELL AS ASSISTING CHILDREN TO MEET THEIR DEVELOPMENTAL AND COGNITIVE GOALS NEEDED FOR KINDERGARTEN AND FUTURE SCHOOL SUCCESS. 9501365 128209 10843765 COMPREHENSIVE YOUTH AND COMMUNITY EMPLOYMENT SERVICES WERE PROVIDED TO MORE THAN 4,500 CLIENTS LAST YEAR. THE PROGRAMS MET MORE THAN 86% OF THEIR CLIENT BASED GOALS BY ASSISTING CLIENTS OBTAIN EMPLOYMENT AND INCREASING EDUCATIONAL LEVELS AND SOCIAL/EMOTIONAL FUNCTIONING OF YOUTH IN SCHOOL AND THE COMMUNITY. 158462 4290 115781 OTHER PROGRAM SERVICES-ADOPTION 158462 4290 115781 22575470 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 178 0 1 711 1 0 0 0 0 0 1 1 0 0 0 0 1 0 X 23 23 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 1 0 CT X X EDGAR BERNIER 8607282567 839-841 ASYLUM AVENUE HARTFORD CT 06115 ARCHBISHOP HENRY MANSELL 1.00 X X 0 0 0 JOHN FLORES 1.00 X X 0 0 0 THOMAS SATALINO 1.00 X X 0 0 0 DEACON ROBERT PALLOTTI 1.00 X X 0 0 0 MARIE HOPKINS 1.00 X X 0 0 0 ROSE ALMA CATALDO 1.00 X X 0 0 0 ANNE M DANAHER 1.00 X 0 0 0 WILLIAM JORDAN 1.00 X 0 0 0 CHERYL BARNARD 1.00 X 0 0 0 CONRAD THAMM 1.00 X 0 0 0 DANIEL QUIGLEY 1.00 X 0 0 0 DEACON DENNIS FERGUSON 1.00 X 0 0 0 DENISE COLEY 1.00 X 0 0 0 FATHER EMMANUEL IHEMEDU 1.00 X 0 0 0 MARLON SHIELDS 1.00 X 0 0 0 PATRICIA KELMAR 1.00 X 0 0 0 PATRICIA REYNOLDS 1.00 X 0 0 0 RONALD ARTALE 1.00 X 0 0 0 ROSE STAMILIO 1.00 X 0 0 0 SUE GUEBLE 1.00 X 0 0 0 BISHOP CHRISTIE MACALUSO 1.00 X 0 0 0 MONSIGNOR JOHN MCCARTHY 1.00 X 0 0 0 MARY FLYNN 1.00 X 0 0 0 LOIS NESCI 40.00 X 155573 0 28354 EDGAR BERNIER 40.00 X 121938 0 26500 CYNTHIA MCKENNA 40.00 X 106586 0 30395 384097 0 85249 3 0 1 0 SAINT FRANCIS BEHAVIORAL HEALTH GROUP 675 TOWER AVE HARTFORD CT 06112 PSYCHIATRY, BEHAVIORAL HEALTH 219610 DELTA-T GROUP HARTFORD INC PO BOX 884 BRYN MAWR PA 09010 SUBSTITUTE STAFFING GROUP HOMES & CORREC 174690 LUIS A AVALOS MD PO BOX 277 WINDHAM CT 06280 PSYCHIATRY, BEHAVIORAL HEALTH 132750 3 992232 140561 2301607 15825804 1012443 20272647 PROGRAM SERVICE REVENUE 624100 6870370 6870370 6870370 94336 94336 364932 220513 144419 144419 144419 208353 140561 28867 179486 179486 27561258 6870370 0 418241 784239 784239 476302 338057 138245 15134232 13096820 1900222 137190 598906 488012 97326 13568 2335415 1902986 379520 52909 1174932 984878 169513 20541 3600 3600 31098 31098 117227 117227 1561180 1399468 146647 15065 53975 43041 5237 5697 925123 859485 56264 9374 184792 158143 24379 2270 1601364 1309877 274394 17093 427601 391184 35454 963 115632 83136 31586 910 173172 168299 4873 516536 398505 113618 4413 EQUIPMENT RENTAL AND MA 609298 419761 185464 4073 MEMBERSHIP DUES AND SUB 79029 4174 74540 315 BANK SERVICE CHARGES 72326 96 72230 0 PROGRAM ACTIVITIES & PA 59805 59805 0 0 72575 23561 28333 20681 27108359 22575470 4089582 443307 6880669 7562504 1981259 2566434 362294 336564 302517 302847 13699233 5028356 9062025 8670877 3654119 3887281 150475 55000 22393358 23381507 1449184 1985471 320409 484971 314430 158041 3156503 3088448 3951657 3414699 9192183 9131630 X 11593044 12733676 1345450 1253520 262681 262681 13201175 14249877 22393358 23381507 X 452899 595803 X X 0 1 X 1 1 1 X 24221884 20465498 21210365 20413588 20272648 106583983 24221884 20465498 21210365 20413588 20272648 106583983 106583983 347785 160705 102064 175044 238755 1024353 52640 32496 151990 179486 416612 108024948 30300524 0.98670 0.98960 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 21500 21500 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: REPRESENTATION ON MATTERS OF INTEREST TO THE AGENCY WITH VARIOUS STATE LEGISLATIVE COMMITTEES AND DEPARTMENTS. 3654119 13412 422677 187008 15919 3887281 3550752 220278 39399 141957 14353 3654119 2995343 51450 620817 102375 14483 3550752 2519913 300051 318119 131380 11360 2995343 2758399 260817 -359719 129408 10176 2519913 0.86740 0.06510 0.06760 0 1 1 938211 938211 11081070 4366387 6714683 1620798 638660 982138 59154 23309 35845 8670877 SELF FUNDED UNEMPLOYMENT INSURANCE 245694 ACCRUED PENSION LIABILITY 3169005 3414699 X 27775119 184994 28867 213861 27561258 0 27561258 27137226 28867 28867 27108359 0 27108359 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: FIVE PERCENT OF PREVIOUS TWENTY FOUR QUARTER AVERAGE VALUE DISTRIBUTED ANNUALLY IN SUPPORT OF PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: CATHOLIC CHARITIES CONTINUALLY EVALUATES EXPIRING STATUES OF LIMITATIONS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS TO DETERMINE IF CATHOLIC CHARITIES HAS ANY UNCERTAIN TAX POSITIONS. AS OF JUNE 30, 2013, CATHOLIC CHARITIES DOES NOT BELIEVE IT IS EXPOSED TO ANY UNCERTAIN TAX POSITIONS. CURRENTLY, CATHOLIC CHARITIES' FEDERAL INFORMATION RETURNS FOR TAX YEARS 2009-2011 REMAIN OPEN TO INSPECTION BY THE IRS. CATHOLIC CHARITIES' 2012 FEDERAL INFORMATION RETURN IS TO BE FILED IN 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES NETTED AGAINST FUNDRAISING REVENUE IN FORM 990 PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES NETTED AGAINST FUNDRAISING REVENUE IN FORM 990 GOLF TOURNAMENT 53105 35826 17279 7494 6215 5569 BREAKFAST EVENT 110031 74230 35801 500 8611 478 1 45217 30505 14712 208353 140561 67792 7994 14826 6047 28867 38925 1 SCHOLARSHIP 5 22620 TRANSPORTATION 235 23309 HEALTH 11 8307 FOOD 1283 54129 FMV FOOD CLOTHING 732 53976 6762 FMV CLOTHING UTILITIES 415 41860 RENT & DEPOSITS 388 319921 REFUGEE RESETTLEMENT 316 201797 DIAPERS 476 6188 FMV DIAPERS YOUTH TRAINING 75 45370 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CATHOLIC CHARITIES GIVES ASSISTANCE TO INDIVIDUALS THROUGH THREE PROGRAMS. FOR REFUGEE RESETTLEMENT; STAFF FOLLOWS THE CASE MANAGEMENT PROTOCOL AND FOLLOW UP WITH REFUGEE REPORTING. FOR PARISH REFERRALS; BASIC HUMAN NEEDS CLIENTS ARE REFERRED THROUGH VARIOUS PARISHES WHOSE NEEDS WERE DETERMINED BY THE LOCAL RECTOR. FOR WALK-IN CLIENTS; THESE INDIVIDUALS ARE HANDLED BY CATHOLIC CHARITIES BASIC HUMAN NEEDS/CASE MANAGEMENT STAFF. THESE CASES ARE GENERALLY FOR FOOD OR ONE TIME UTILITY ASSISTANCE. THE STAFF WILL FOLLOW UP WITH THE CLIENTS IF THEY APPEAR TO NEED TO MAKE AN APPLICATION FOR CONTINUING ASSISTANCE THROUGH THE STATE OR ASSISTANCE WITH HOUSING. X X 0 0 0 0 0 0 0 0 0 LOIS NESCI 155573 0 0 0 0 0 11559 0 16795 0 183927 0 0 0 A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774UM77 2008-10-23 16549404 TO CONSTRUCT AND EQUIP A CHILD CARE FACILITY 0 0 1 A 115000 2545000 4520 169348 2380172 2008 0 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 A 1 SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORI DATE THE REBATE COMPUTATION WAS PERFORMED: 10/23/2008 ARCHDIOCESE OF HARTFORD AFFILIATE 2301607 OPERATIONAL SUPPORT AND CAPITAL IMPROVEMENT FUNDING. 0 FRANCIS XAVIER PLAZA INC AFFILIATE 55000 CONSTRUCTION FINANCING 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS SHALL CONSIST OF THE PERSONS NAMED IN THE CERTIFICATE OF INCORPORATION, NAMELY THE ARCHBISHOP OF THE ARCHDIOCESE OF HARTFORD, OR IN THE CASE OF THE DEATH OR OTHER DISABILITY OF THE ARCHBISHOP, THE ADMINISTRATOR OF THE ARCHDIOCESE FOR THE TIME BEING; A VICAR-GENERAL APPOINTED BY THE ARCHBISHOP; THE CHANCELLOR OF THE ARCHDIOCESE OF HARTFORD; AND THE ARCHDIOCESAN DIRECTOR OF CHARITIES, ALL OF WHOM SHALL BE MEMBERS OF THIS CORPORATION BY VIRTUE OF THEIR OFFICES WITHIN THE ARCHDIOCESE OF HARTFORD, BUT UPON CEASING TO HOLD SUCH OFFICE, THE MEMBERSHIP OF EACH SHALL TERMINATE AND THE SUCCESSOR TO SUCH OFFICE SHALL SUCCEED SUCH PERSON AS A MEMBER OF THIS CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS, IN CONJUNCTION WITH THE WRITTEN APPROVAL OF THE ARCHBISHOP OF HARTFORD ARE EMPOWERED TO APPOINT A TOTAL OF FIFTY PERCENT OF THE NON-MEMBER TRUSTEES SERVING ON THE BOARD OF TRUSTEES (EXCLUDING EX-OFFICIO TRUSTEES), AND TO REMOVE, WITH OR WITHOUT CAUSE, THOSE TRUSTEES WHOSE APPOINTMENT THEY HAVE MADE. INCLUDED WITHIN THE FIFTY PERCENT OF TRUSTEES TO BE APPOINTED BY THE MEMBERS SHALL BE ANY TRUSTEE CANDIDATE WHO IS EMPLOYED BY THE HARTFORD ROMAN CATHOLIC DIOCESAN CORPORATION OR ANY TRUSTEE CANDIDATE EMPLOYED BY OR SERVING AS A MEMBER, TRUSTEE, DIRECTOR, OR OFFICER OF ANY CORPORATION AFFILIATED THEREWITH (EXCEPT THE EX-OFFICIO TRUSTEES). FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS, IN CONJUNCTION WITH THE WRITTEN APPROVAL OF THE ARCHBISHOP OF HARTFORD ARE EMPOWERED TO APPROVE THE MISSION OR PURPOSE AND THE PHILOSOPHY OF THE CORPORATION AND OF ANY SUBSIDIARY OF THE CORPORATION; TO APPROVE THE CERTIFICATE OF INCORPORATION AND THE BY-LAWS AND ANY AND ALL AMENDMENTS THERETO; TO APPROVE THE SALE, TRANSFER, MORTGAGE, PLEDGE OR OTHER ALIENATION OR ACQUISITION OF PERSONAL PROPERTY OF THE CORPORATION IN EXCESS OF $250,000 PER TRANSACTION; TO APPROVE THE SALE, TRANSFER, MORTGAGE, PLEDGE, OR OTHER ALIENATION OR ACQUISITION OF THE REAL PROPERTY OF THE CORPORATION; TO APPROVE THE LEASE OF ANY REAL PROPERTY WHERE RENTAL PAYMENTS WOULD BE IN EXCESS OF $250,000 IN ANY ONE FISCAL YEAR. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO OTHER COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 FORM IS REVIEWED BY THE FINANCE COMMITTEE PRIOR TO THE TRUSTEE MEETING. ALL TRUSTEES RECEIVE A COPY. THE FINANCE CHAIRMAN REPORTS ON THE FILING AND RECOMMENDS ACCEPTANCE. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS ,DIRECTORS AND TRUSTEES COMPLETE AN ANNUAL DISCLOSURE REPORT. ANY REAL OR POTENTIAL CONFLICTS ARE IDENTIFIED. THE CHIEF EXECUTIVE OFFICER (OR DESIGNEE) AND CHIEF FINANCIAL OFFICER INDEPENDENTLY REVIEW ALL CONTRACTS, PERSONAL SERVICES AGREEMENTS AND LEASES IN WHICH CONFLICT OF INTEREST IS A PART OF THE REVIEW. FORM 990, PART VI, SECTION B, LINE 15 THE CHIEF EXECUTIVE OFFICER'S SALARY IS DETERMINED BY THE BOARD OF TRUSTEES THROUGH IT'S ANNUAL PERFORMANCE APPRAISAL WHICH INCLUDES COMPARABILITY DATA PROVIDED BY HUMAN RESOURCES. THE CHIEF EXECUTIVE OFFICER MAKES SALARY RECOMMENDATIONS FOR OTHER KEY EMPLOYEES TO THE BOARD OF TRUSTEES, WITH COMPARABILITY DATA PROVIDED BY HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 ORGANIZATIONS GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON REQUEST IN WORD/ADOBE/PRINTED FORMAT. FINANCIAL STATEMENTS ARE POSTED ON CATHOLIC CHARITIES' WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: PENSION CHANGES OTHER THAN NET PERIODIC PENSION COST 410,809. UNREALIZED GAIN 184,994. THE ORGANIZATION'S FINANCE COMMITTEE ASSUMES RESPOSIBILITY FOR OVERSIGHT OF THE AUDIT. CATHOLIC CHARITIES INSTITUTE FOR THE HISPANIC FAMILY ASSOCIATION INC 270215435 CONDOMINIUM ASSOCIATION CT 395179 5448758 CATHOLIC CHARITIES-ARCHDIOCESE OF HARTFORD ARCHDIOCESE OF HARTFORD 134 FARMINGTON AVENUE HARTFORD CT 06105 060646669 RELIGIOUS ORGRANIZATION CT 501(C)(3) 170(B)(1)(A)(VI) 0 FRANCIS XAVIER PLAZA INC 605 BALDWIN STREET WATERBURY CT 06706 453563217 FINANCIAL/HOLDING ORGANIZATION CT 501(C)(3) 170(B)(1)(A)(VI) ARCHDIOCESE OF HARTFORD 0 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 ARCHDIOCESE OF HARTFORD C 1963530 FAIR VALUE ARCHDIOCESE OF HARTFORD K 338077 FAIR VALUE XAVIER PLAZA D 55000 FAIR VALUE