2014-11-17T13:52:18-06:00 2014-06-30 710598221 HOWLAND & NORRIS CPA'S 401 W CAPITOL SUITE 501 LITTLE ROCK AR 72201 990 2013-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVE CLARKSVILLE AR 728302880 JEFF SCACCIA VP FOR FINANCE AND ADMIN 4799791000 2014-11-10 true DAVID CHAPPELL P00573009 5013723112 2014-11-17 2013 2015-11-30 17:44:51Z RICHARD DUNSWORTH 415 N COLLEGE AVE CLARKSVILLE AR 728302880 46022397 false X WWW.OZARKS.EDU X 1852 AR TO PROVIDE POST-SECONDARY EDUCATION 21 21 641 40 -67159 -67159 4647677 6592743 14927187 15609132 3725840 4392576 2392165 2552493 25692869 29146944 8599451 9676399 0 10798624 10998573 2200 0 1067467 6383951 6878081 25784226 27553053 -91357 1593891 129561128 139852223 3420026 3359329 126141102 136492894 TO PROVIDE POST-SECONDARY EDUCATION false false 22873916 9676399 15609132 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 567 FULL-TIME EQUIVALENT STUDENTS. 22873916 true true false false false false false true false true true true false false true true true false true false false false false false false false false false true true true false false false false false false false false false false true false false false false true false false false true 42 0 true 641 true true true false false false false false false false false false X 21 21 true false false false false false false true true false false false true true true true true true true false X JEFF SCACCIA 4799791310 415 N COLLEGE AVE CLARKSVILLE AR 72830 JOHN KING TRUSTEE X 0 0 0 ALFREDO ROMO TRUSTEE X 0 0 0 SYLVESTER BENSON TRUSTEE X 0 0 0 DOUG BLACK TRUSTEE X 0 0 0 ARVID BEAN TRUSTEE X 0 0 0 SUSAN SMITH EPPERSON TRUSTEE X 0 0 0 ANN FILYAW TRUSTEE X 0 0 0 WILLIAM RAIL TRUSTEE X 0 0 0 IVAN QUANT TRUSTEE X 0 0 0 JUDY BOREHAM TRUSTEE X 0 0 0 SUE TULL TRUSTEE X 0 0 0 DENTON TUMBLESON TRUSTEE X 0 0 0 HARVE TAYLOR TRUSTEE X 0 0 0 DUDLEY VILES TRUSTEE X 0 0 0 JUDY BORCK TRUSTEE X 0 0 0 LAURIE FISHER TRUSTEE X 0 0 0 SUE FRUEAUFF TRUSTEE X 0 0 0 SUSAN PINSON TRUSTEE X 0 0 0 CHRIS ALLEN TRUSTEE X 0 0 0 JAMES BRUNING TRUSTEE X 0 0 0 DAVID RAWHOUSER TRUSTEE X 0 0 0 DAN TADDIE VP, DEAN 40.00 X 149776 0 15852 JEFF SCACCIA VP FOR FINAN 40.00 X 126792 0 14013 DARRELL WILLIAMS BUSINESS MGR 40.00 X 124240 0 13809 RICHARD DUNSWORTH PRESIDENT 40.00 X 122500 0 12087 RICK NIECE PAST PRESIDE X 662013 0 21841 STEVE EDMISTEN FORMER EXECU 40.00 X 78276 0 10123 1263597 87725 4 true true false ARAMARK CAMPUS SERVICES 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 FOOD SERVICE 1169200 EBSCO SUBSCRIPTION SERVICES 10 ESTES STREET IPSWICH MA 01938 ONLINE MEDIA 130671 LCG ASSOCIATES 400 GALLERIA PARKWAY ATLANTA GA 30339 INVESTMENT MGR 125000 3 35000 370436 6187307 2304393 6592743 STUDENT TUITION AND FEES 900099 15609132 15609132 15609132 1402194 1402194 1002188 1002188 1425848 507815 918033 918033 918033 18124465 15116752 17331 3007713 -17331 2990382 2990382 1602469 1233555 368914 368914 MISCELLANEOUS - EXEMPT 216005 216005 MISCELLANEOUS - EXCLUDED 114512 114512 SIGULER GUFF DISTRESSED R.E. 531390 168 168 -67327 -67327 263358 29146944 16194051 -67159 6427309 9676399 9676399 677680 677680 8081435 6709290 663240 708905 1221430 1016411 99787 105232 434158 434158 583870 449759 84571 49540 122311 104934 17377 61500 61500 121967 82318 5062 34587 625669 254183 329552 41934 263705 263705 1070539 969965 87397 13177 379172 329597 30381 19194 114292 114292 1579289 1430918 128931 19440 263130 238409 21482 3239 MISCELLANEOUS 882983 436771 446212 PROVISION FOR BAD DEBTS 698533 698533 EQUIPMENT RENTAL & MAINT 243367 164574 64503 14290 ENROLLMENT MARKETING 205723 205723 245901 106802 81170 57929 27553053 22873916 3611670 1067467 31152 22742 2025770 1821236 202043 46122 729132 382387 3194028 3944768 52238445 25686489 27718478 26551956 66079769 37838977 29135899 68799178 444857 444857 129561128 139852223 1110308 1215799 77422 40977 1426348 1364210 608302 490578 197646 247765 3420026 3359329 X 24174061 23962897 24029712 29222942 77937329 83307055 126141102 136492894 129561128 139852223 1593891 8757901 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X false 92157588 992063 12359760 -621472 -3704754 -202583 100980602 87538444 580256 9183619 -596461 -4336095 -212175 92157588 92251795 289914 -1624963 -499742 -2715954 -162606 87538444 78670541 659154 17411831 -919702 -3398439 -171590 92251795 72635220 871793 9460546 -679679 -3515504 -101835 78670541 0.01390 0.82500 0.16110 true false 514594 752258 1266852 39231706 16360314 22871392 9350077 7779929 1570148 2389810 1546246 843564 26551956 INTERNATIONAL EQUITY FUNDS 32181967 F FIXED INCOME FUNDS 12214597 F HEDGE FUNDS 9696790 F EQUITY INDEX FUNDS 7868434 F REAL ESTATE FUNDS 3750917 F COMMODITY FUNDS 2914273 F MINERAL INTERESTS 172200 F 68799178 DEPOSITS HELD IN CUSTODY FOR OTHERS 247765 247765 X 30291848 8757901 -9354367 -596466 30888314 -1741370 -1741370 29146944 19940056 1741370 1741370 18198686 9354367 9354367 27553053 SCHEDULE D, PAGE 2, PART III, LINE 4 ROCK & MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY) WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART SCHEDULE D, PAGE 2, PART V, LINE 4 ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES. SCHEDULE D, PAGE 3, PART X THE UNIVERSITY OF THE OZARKS IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE EXCEPT TO THE EXTENT THE UNIVERSITY HAS UNRELATED BUSINESS INCOME. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN THE CURRENT YEAR. THE UNIVERSITY HELD NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2014 THAT WOULD RESULT IN MATERIAL UNRECOGNIZED TAX BENEFITS OR COSTS. THE UNIVERSITY'S TAX YEARS AFTER 2009 ARE OPEN FOR EXAMINATION BY FEDERAL AND STATE AUTHORITIES. SCHEDULE D, PAGE 4, PART XI, LINE 2D SCHOLARSHIP ALLOWANCE -8,856,107 WISP SCHOLARSHIP ALLOWANCE -498,260 SCHEDULE D, PAGE 4, PART XI, LINE 4B RENTAL EXPENSE -507,815 FOOD SERVICE COST -1,226,671 BOOKSTORE EXPENSES -6,884 SCHEDULE D, PAGE 4, PART XII, LINE 2D RENTAL EXPENSE 507,815 FOOD SERVICE COST 1,226,671 BOOKSTORE EXPENSE 6,884 SCHEDULE D, PAGE 4, PART XII, LINE 4B SCHOLARSHIP ALLOWANCE 8,856,107 WISP SCHOLARSHIP ALLOWANCE 498,260 true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE U.S. DEPARTMENT OF EDUCATION. SEOG, TEACH, AND PELL GRANTS, PERKINS LOANS, COLLEGE WORK STUDY FUNDS AND FEDERAL DIRECT LOANS ARE RECEIVED TO ENABLE THE UNIVERSITY TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS ATTENDING THE UNIVERSITY. FUNDS WERE RECEIVED FROM THE SPECIAL SERVICES FOR DISADVANTAGED STUDENTS PROGRAM UNDER TITLE IV. THOSE FUNDS COVERED THE EXPENSES OF THE UNIVERSITY'S STUDENT SUPPORT PROGRAM. true STUDENT FINANCIAL AID 531 322032 9354367 N/A TUITION & FEES SCHEDULE I, PAGE 1, PART I, LINE 2 THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X true true X X X X X false false false false false false false false false DAN TADDIE VP, DEAN 149776 15852 165628 RICK NIECE PAST PRESIDENT 134040 527973 21841 683854 527973 STEVE EDMISTEN FORMER EXECUTIVE VP 78276 10123 88399 SCHEDULE J, PAGE 1, PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2010-06-01 1665000 AQUIRE, CONSTRUCT, AND FURNISH BUILDINGS ON CAMPUS. false false false A 1657701 124000 29138 1504563 2012 false false true true A false false false false false false true A false false true false false false false false false X 18 2304393 MKT VALUE ON DATE OF GIFT false false false FORM 990, PAGE 6, PART VI, LINE 2 ARVID BEAN TRUSTEE BROTHER-IN-LAW HARVE TAYLOR TRUSTEE BROTHER-IN-LAW FORM 990, PAGE 6, PART VI, LINE 11B THE FORM 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTANTS AND REVIEWED BY THE VP FOR FINANCE & ADMIN. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PAGE 6, PART VI, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PAGE 6, PART VI, LINE 15A THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. FORM 990, PAGE 6, PART VI, LINE 15B THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE & ADMIN. FORM 990, PAGE 6, PART VI, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON RECEIPT. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. FORM 990, PART XI, LINE 9 SCHOLARSHIP ALLOWANCE -8,856,107 WISP SCHOLARSHIP ALLOWANCE -498,260 RENTAL EXPENSE 507,815 FOOD SERVICE COST 1,226,671 BOOKSTORE EXPENSES 6,884 RENTAL EXPENSE -507,815 FOOD SERVICE COST -1,226,671 BOOKSTORE EXPENSE -6,884 SCHOLARSHIP ALLOWANCE 8,856,107 WISP SCHOLARSHIP ALLOWANCE 498,260 UNIV OF THE OZARKS ALUMNI ASSOC 415 NORTH COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501C3 11D NA false false false true false false false false false false false false true false true true false false false false