2014-11-14T17:27:52-06:00 2013-12-31 PricewaterhouseCoopers LLP 600 13TH STREET NW SUITE 1000 WASHINGTON DC 20005 990 2013-01-01 201512696 BIONEXUS FOUNDATION % GREGORY J FORTON BION 7033652700 10801 UNIVERSITY BOULEVARD Suite MANASSAS VA 201102209 GREGORY J FORTON CFO 7033652700 2014-11-13 true KATRINA D WALKER P00997158 7033652700 2013 2015-11-30 17:44:51Z RAYMOND H CYPESS 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 80534275 false X WWW.ATCC.ORG X 2004 DC BIONEXUS IS ORGANIZED TO OPERATE EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, AND LITERARY PURPOSES; TO SUPPORT THE EDUCATIONAL AND SCIENTIFIC MISSION OF ATCC. 4 3 0 0 0 5000000 20000000 0 0 3407847 4990960 0 0 8407847 24990960 0 0 0 0 447959 904957 0 0 0 1026972 1772282 1474931 2677239 6932916 22313721 58045290 86189570 1180623 3483057 56864667 82706513 X BIONEXUS IS ORGANIZED TO OPERATE EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, AND LITERARY PURPOSES, WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (OR CORRESPONDING PROVISIONS OF ANY SUBSEQUENT FEDERAL TAX LAWS); WITHIN SUCH LIMITS, TO SUPPORT THE EDUCATIONAL AND SCIENTIFIC MISSION OF THE AMERICAN TYPE CULTURE COLLECTION. false true 0 0 0 SEE ATTACHMENT 1 0 true true false false false false false false false false false false false false true false false true false false false false false false false false false false false true false false false false false false false false false false false false true true false false false true 0 0 0 false false false false false false false false false false false X 4 3 false false false false true true true true true false false true true true true true true false false false VA X GREGORY J FORTON 7033652700 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 RAYMOND H CYPESS CHAIRMAN/CEO/BOARD MEMBER 0.6 38.7 X X 0 1042770 142995 JOHN L CHILD JR TREASURER/BOARD MEMBER 0.6 1.2 X X 0 20500 0 ELLIOT M LEVINE BOARD MEMBER 0.6 X 0 2000 0 DIANE E GRIFFIN BOARD MEMBER 0.6 1.2 X 0 17000 0 FRANK P SIMIONE SECRETARY 0.6 37.5 X 0 101983 16810 WILBUR M PRIESTER CFO (THROUGH 08/01/2013) 0.6 38.7 X 0 172015 44824 GREGORY J FORTON INTERIM CFO 0.6 38.7 X 0 190791 41337 LEONARD P FREEDMAN GBSI PRESIDENT 37.5 X 0 358935 52046 0 1905994 298012 0 false true false BROWN ADVISORY 901 SOUTH BOND STREET SUITE 400 BALTIMORE MD 212313340 INVESTMENT ADVISORY 345379 HEALTH ADVANCES 9 RIVERSIDE RD WESTON MA 02493 BUSINESS CONSULTING 271000 FEINSTEIN KEAN HEALTHCARE OGLIVY PUBLIC REL WORLDWIDE PO BOX PHILADELPHIA PA 191707417 BUSINESS CONSULTING 244510 3 20000000 20000000 0 1407358 1407358 0 0 0 0 0 59126917 55543315 3583602 3583602 3583602 0 0 0 0 24990960 0 4990960 X 0 0 0 0 0 0 749467 749467 0 155490 155490 0 0 34469 34469 0 0 0 345379 345379 623346 623346 1006 1006 368258 368258 0 0 166417 166417 15477 15477 0 1779 1779 0 0 0 0 DUES & SUBSCRIPTIONS 93768 93768 NON-CONTRACTED SERVICES 76596 76596 OTHER INVESTMENT EXPENSES 29396 29396 REPAIRS & MAINTENANCE 10091 10091 6300 6300 2677239 0 2677239 0 0 0 876982 4006636 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 54622022 77927980 2513044 4221712 0 0 0 0 33242 33242 58045290 86189570 0 60000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1180623 3423057 1180623 3483057 X 56864667 82706513 0 0 0 0 56864667 82706513 58045290 86189570 22313721 3528125 X false true X true false X X X false false false AMERICAN TYPE CULTURE COLLECTION 530196548 07 true 0 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO ATCC 3423057 3423057 false false false false true false true false false RAYMOND H CYPESS CHAIRMAN/CEO/BOARD MEMBER 0 708792 0 267697 0 66281 0 130549 0 12446 0 1185765 0 67697 WILBUR M PRIESTER CFO (THROUGH 08/01/2013) 0 153369 0 18522 0 124 0 29552 0 15272 0 216839 0 18522 GREGORY J FORTON INTERIM CFO 0 130006 0 60481 0 304 0 16402 0 24935 0 232128 0 0 LEONARD P FREEDMAN GBSI PRESIDENT 0 346746 0 0 0 12189 0 28486 0 23560 0 410981 0 0 PART I, LINE 3: BIONEXUS FOUNDATION DOES NOT COMPENSATE ANY DIRECTOR, OFFICER, OR EMPLOYEE. COMPENSATION TO THESE INDIVIDUALS IS PROVIDED BY A RELATED, SUPPORTED ORGANIZATION. THE COMPENSATION COMMITTEE OF THE RELATED ORGANIZATION'S BOARD OF DIRECTORS REVIEWS RECOMMENDATIONS BY THE CEO OF THE RELATED ORGANIZATION AND GIVES FINAL APPROVAL FOR THE COMPENSATION PROGRAMS TO INCLUDE MARKET AND RANGE ADJUSTMENTS, MERIT INCREASES, BONUSES AND BENEFITS. A THIRD PARTY ANALYSIS OF TOTAL EXECUTIVE COMPENSATION WAS CONDUCTED FOR CALENDAR YEAR 2011 COMPENSATION, AND A SIMILAR ANALYSIS FOR THE REST OF THE EXECUTIVE TEAM WILL BE COMPLETED IN 2014. THE COMPENSATION COMMITTEE REVIEWS AND APPROVES COMPENSATION FOR THE CEO USING DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS WITHIN SIMILAR INDUSTRIES. DOCUMENTATION OF SUCH DISCUSSIONS AND DECISIONS ARE CAPTURED IN THE MEETING MINUTES. PART I, LINE 5B & 6B: ATCC, A RELATED ORGANIZATION AND THE COMMON PAYMASTER FOR BIONEXUS FOUNDATION, ESTABLISHED A LONG-TERM INCENTIVE PROGRAM, EFFECTIVE JANUARY 1, 2007, TO ATTRACT AND RETAIN KEY EMPLOYEES AND SENIOR EXECUTIVES. THE PROGRAM IS DESIGNED TO PROVIDE CASH BONUSES TO EXECUTIVES AND SENIOR MANAGEMENT OF ATCC WHO HELP THE ORGANIZATION ACHIEVE FINANCIAL AND STRATEGIC GOALS. SUCH LONG-TERM COMPENSATION IS IN ALIGNMENT WITH THE MARKETPLACE. AWARD AMOUNTS ARE CALCULATED BASED ON A PRE-DETERMINED FORMULA TAKING INTO ACCOUNT ATCC'S REVENUES AND NET-EARNINGS. PAYMENT OF THE AWARDS IS MADE THREE YEARS AFTER THE AWARD IS EARNED AND IS MADE COMPLETELY AT THE DISCRETION OF THE BOARD OF DIRECTORS OF ATCC. DURING THE THREE-YEAR ACCRUAL PERIOD, THESE BONUSES ARE REPORTED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). IN 2013, ACTUAL PAYMENTS WERE MADE FOR 2010 PERFORMANCE BONUSES AND ARE REPORTED ON BOTH SCHEDULE J, PART II, COLUMN B AS FORM W-2 WAGES AND SCHEDULE J, PART II, COLUMN (F). PART III, LINE 3: PRIOR TO 2013, BIONEXUS WAS DIRECTLY FUNDING GLOBAL BIOLOGICAL STANDARDS INSTITUTE ("GBSI"), A PROGRAM DEDICATED TO ADVANCING LIFE SCIENCE STANDARDS THROUGH POLICY INITIATIVES, THOUGHT LEADERSHIP, AND EDUCATION. IN 2013, GBSI WAS RESTRUCTURED INTO A SEPARATE LEGAL ENTITY WHICH IS DISREGARDED FOR FEDERAL INCOME TAX PURPOSES, AS REFLECTED ON SCHEDULE R. PART VI, LINES 6, 7A, & 7B: BIONEXUS FOUNDATION ("BIONEXUS") IS A CORPORATION ESTABLISHED UNDER THE DISTRICT OF COLUMBIA NON-PROFIT CORPORATION ACT. IT HAS ONE CORPORATE MEMBER, ATCC GLOBAL, WHICH IS TAX EXEMPT UNDER 501(C)(3) AND IS A TYPE II SUPPORTING ORGANIZATION UNDER 509(A)(3). ATCC GLOBAL HAS THE RIGHT TO ELECT BIONEXUS' BOARD OF DIRECTORS AND TO VOTE IN ANY CORPORATE PROCEEDING WHICH IS SUBMITTED TO A VOTE OF THE CORPORATE MEMBERSHIP. BIONEXUS' BOARD OF DIRECTORS HAS THE AUTHORITY TO MANAGE THE BUSINESS AND DO ALL SUCH LAWFUL ACTS AND THINGS AS ARE NOT PROHIBITED BY STATUTE OR BY THE ARTICLES OF INCORPORATION OR BIONEXUS' BYLAWS. ANY MODIFICATIONS TO THE ARTICLES OF INCORPORATION OR BYLAWS REQUIRE THE APPROVAL OF ATCC GLOBAL. PART VI, LINE 11B: THE FORM 990 IS PREPARED BY PRICEWATERHOUSECOOPERS LLP ("PWC"), BASED ON THE INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. THE BOARD OF DIRECTORS HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE FINANCE AND AUDIT COMMITTEE. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS MAILED TO THE FINANCE AND AUDIT COMMITTEE. ONCE THE FORM 990 IS REVIEWED BY THE COMMITTEE AND IS MADE AVAILABLE TO THE BOARD, PWC SIGNS AS PREPARER AND THE CHIEF FINANCIAL OFFICER SIGNS ON BEHALF OF THE ORGANIZATION. PART VI, LINE 12C: BIONEXUS HAS A CONFLICT OF INTEREST POLICY THAT REQUIRES OFFICERS AND DIRECTORS TO DISCLOSE ANNUALLY, INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THIS POLICY IS CONSISTENTLY MONITORED AND ENFORCED. BOARD MEMBERS WHO HAVE A CONFLICT OF INTEREST DO NOT VOTE ON ANY MATTER RELATED TO THE ISSUE FOR WHICH THEY HAVE A POTENTIAL CONFLICT. PART VI, LINE 19: THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. PART IX, LINE 11G: WEBSITE: $244,510 RESEARCH AND DEVELOPMENT: $271,000 MEDIA STRATEGY: $10,000 CORPORATE STRUCTURE AND SETUP: $39,128 OTHER PROFESSIONAL FEES: $58,708 --------- TOTAL $623,346 GLOBAL BIOLOGICAL STANDARDS INSTITUTE 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 611705421 ADV IND STD VA 0 -44 BIONEXUS FDN AMERICAN TYPE CULTURE COLLECTION 10801 UNIVERSITY BOULEVARD MANASSAS VA 20110 530196548 SCIENCE RSRCH DC 501(C)(3) 7 ATCC GLOBAL false ATCC GLOBAL 10801 UNIVERSITY BOULEVARD MANASSAS VA 20110 753159126 SUPPORT ATCC DC 501(C)(3) 11- TYPE II NA false ATCC CELL SYSTEMS INC 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 541805129 LAB SERVICES VA ATCC GLOBAL C CORP false false false true false false false false false false false false false false true true false true false false