2014-11-13T10:03:20-06:00 2013-12-31 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990 2013-01-01 530196932 National Academy of Sciences % LAURA DOUGLAS/NAS NATI 2023343003 2101 Constitution Avenue NW Suite Washington DC 204180007 MARY SALMON CHIEF FIN'L OFFICER 2023343003 2014-11-12 true Andrea Kyzyma P01273279 2023343003 2013 2015-11-30 17:44:51Z Ralph J Cicerone 2101 CONSTITUTION AVE NW Washington DC 20418 1009427032 false X www.nas.edu X 1863 DC THE NATIONAL ACADEMY OF SCIENCES (NAS) IS DEDICATED TO THE FURTHERANCE DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. 17 12 1294 5600 178616 72834 301870682 762037788 6471593 6119904 12052154 22410022 1406740 3386279 321801169 793953993 43502347 38599601 0 0 134023490 123292259 0 0 2584442 152141052 145821797 329666889 307713657 -7865720 486240336 788425393 1274243062 325225569 288856377 463199824 985386685 X THE NATIONAL ACADEMY OF SCIENCES (NAS) WAS FORMED UNDER A CHARTER PASSED AS AN ACT OF INCORPORATION BY THE UNITED STATES CONGRESS AND SIGNED INTO LAW ON MARCH 3, 1863. THE NAS OPERATES AS A PRIVATE MEMBERSHIP ORGANIZATION OF DISTINGUISHED SCHOLARS ENGAGED IN SCIENTIFIC, ENGINEERING, OR MEDICAL RESEARCH. NAS IS DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. NAS PROVIDES ADVICE AND OTHER SERVICES TO THE U.S. GOVERNMENT AND OTHER PRIVATE SPONSORS. 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false false false false true true true true true false false true true true true true true true true false CA CT DC FL MD MA NJ NY NC PA VA X LAURA DOUGLASNAS 2023343003 500 FIFTH STREET NW Washington DC 20001 RALPH J CICERONE PRESIDENT 37.5 1.0 X X 710143 0 179926 BARBARA SCHAAL - END 63014 VICE PRESIDENT 19.0 X X 0 0 0 DIANE E GRIFFIN-VP BEG 7113 NAS COUNCIL MBR(THRU 6/30)/V.P 19.0 X X 0 0 0 SUSAN R WESSLER HOME SECRETARY 19.0 X X 0 0 0 MICHAEL T CLEGG FOREIGN SECRETARY 19.0 X X 0 0 0 JEREMIAH OSTRIKER TREASURER 19.0 1.0 X X 0 0 0 ROBERT C DYNES - END 63013 NAS Council Member 4.0 X 0 0 0 PAUL G FALKOWSKI-END 63013 NAS Council Member 4.0 X 0 0 0 STEPHEN E FIENBERG-BEG 7113 NAS COUNCIL MEMBER 4.0 X 0 0 0 CAROL A GROSS NAS Council Member 4.0 X 0 0 0 JOHN G HILDEBRAND NAS Council Member 4.0 X 0 0 0 MARY-CLARE KING - BEG 7113 NAS COUNCIL MEMBER 4.0 X 0 0 0 RICHARD P LIFTON NAS Council Member 4.0 X 0 0 0 JOYCE MARCUS - BEG 7113 NAS COUNCIL MEMBER 4.0 X 0 0 0 DOUGLAS S MASSEY NAS COUNCIL MEMBER 4.0 X 0 0 0 ROWENA G MATTHEWS NAS Council Member 4.0 X 0 0 0 FRANK M RICHTER - BEG 7113 NAS COUNCIL MEMBER 4.0 X 0 0 0 SUSAN S TAYLOR - END 63013 NAS Council Member 4.0 X 0 0 0 ANNE TREISMAN - END 63013 NAS Council Member 4.0 X 0 0 0 IRVING L WEISSMAN NAS Council Member 4.0 X 0 0 0 PETER G WOLYNES - BEG 7113 NAS COUNCIL MEMBER 4.0 X 0 0 0 MARIA T ZUBER NAS Council Member 4.0 X 0 0 0 CHARLES VEST - END 63013 PRESIDENT- NAE 37.5 2.0 X 359437 0 83455 C DAN MOTE JR-BEG 7113 PRESIDENT - NAE 37.5 2.0 X 306684 0 1293 HARVEY FINEBERG PRESIDENT- IOM 37.5 1.0 X 747550 0 72437 BRUCE DARLING EXECUTIVE OFFICER 37.5 X 456179 0 60819 MARY SALMON CHIEF FINANCIAL OFFICER 37.5 1.0 X 232902 0 37786 RICHARD BISSELL EXECUTIVE DIRECTOR PGA 37.5 X 243396 0 61063 JAMES F HINCHMAN Dep EXEC OFCR/CHIEF OP OFCR 37.5 X 418860 0 53372 JUDITH SALERNO EXECUTIVE DIRECTOR IOM 37.5 X 260456 0 39342 ROBERT SKINNER EXECUTIVE DIRECTOR TRB 37.5 X 261909 0 71307 Y Leonard Kim Chief Information Officer 37.5 X 280417 0 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Approximately 1/3 each for unrestricted, prizes & awards, various scientific programs. Part XI, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 17,993,579 RENTAL EXPENSE 279,349 INVESTMENT-RELATED EXPENSES (708,938) UNREALIZED GAIN ON DERIVATIVES 4,375,219 UNREALIZED GAIN ON CHARITABLE GIFT ANNUITIES 157,595 FIN 48 (ASC 740) NAS is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code, except for unrelated business income. NAS recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. NAS does not believe its financial statements include any uncertain tax positions. Part XII, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 17,993,579 RENTAL EXPENSE 279,349 INVESTMENT-RELATED EXPENSES (708,938) true East Asia and the Pacific 6 Program Services RADIATION EFFECTS RES 1256466 Sub-Saharan Africa Grantmaking AFRICAN ACADEMY DEV 508606 Central America and the Caribbean Investments 44000000 Middle East and North Africa Grantmaking 405032 Russia and the Newly Independent States Grantmaking 52453 South America Grantmaking 168675 South Asia Grantmaking 564400 Sub-Saharan Africa Grantmaking 293043 East Asia and the Pacific Grantmaking 888364 6 6 48137039 48137039 Sub-Saharan Africa AFRICAN SCIENCE 80000 Wire Sub-Saharan Africa AFRICAN SCIENCE 221570 Wire Sub-Saharan Africa AFRICAN SCIENCE 100000 Wire Sub-Saharan Africa AFRICAN SCIENCE 107036 Wire East Asia and the Pacific RESEARCH GRANT 89324 Wire Middle East and North Africa RESEARCH GRANT 44450 Wire Middle East and North Africa RESEARCH GRANT 122719 Wire Middle East and North Africa RESEARCH GRANT 59472 Wire East Asia and the Pacific RESEARCH GRANT 42665 Wire East Asia and the Pacific RESEARCH GRANT 61389 Wire South Asia RESEARCH GRANT 46480 Wire East Asia and the Pacific RESEARCH GRANT 57600 Wire South America RESEARCH GRANT 14755 Wire Sub-Saharan Africa RESEARCH GRANT 31350 Wire East Asia and the Pacific RESEARCH GRANT 32041 Wire Sub-Saharan Africa RESEARCH GRANT 49898 Wire East Asia and the Pacific RESEARCH GRANT 16945 Wire East Asia and the Pacific RESEARCH GRANT 100000 Wire Middle East and North Africa RESEARCH GRANT 53056 Wire South Asia RESEARCH GRANT 50000 Wire East Asia and the Pacific RESEARCH GRANT 13630 Wire East Asia and the Pacific RESEARCH GRANT 52295 Wire South Asia RESEARCH GRANT 102379 Wire South Asia RESEARCH GRANT 15400 Wire Russia and the Newly Independent States RESEARCH GRANT 52453 Wire South Asia RESEARCH GRANT 121200 Wire East Asia and the Pacific RESEARCH GRANT 18786 Wire Middle East and North Africa RESEARCH GRANT 50000 Wire South Asia RESEARCH GRANT 49266 Wire South Asia RESEARCH GRANT 54595 Wire South Asia RESEARCH GRANT 50040 Wire Sub-Saharan Africa RESEARCH GRANT 34500 Wire East Asia and the Pacific RESEARCH GRANT 40500 Wire Sub-Saharan Africa RESEARCH GRANT 28080 Wire East Asia and the Pacific RESEARCH GRANT 41838 Wire Sub-Saharan Africa RESEARCH GRANT 16900 Wire East Asia and the Pacific RESEARCH GRANT 42665 Wire East Asia and the Pacific RESEARCH GRANT 11865 Wire East Asia and the Pacific RESEARCH GRANT 69500 Wire South Asia RESEARCH GRANT 19600 Wire East Asia and the Pacific RESEARCH GRANT 23270 Wire South America RESEARCH GRANT 52220 Wire South America RESEARCH GRANT 72450 Wire South America RESEARCH GRANT 29250 Wire East Asia and the Pacific RESEARCH GRANT 73931 Wire East Asia and the Pacific RESEARCH GRANT 51360 Wire East Asia and the Pacific RESEARCH GRANT 48760 Wire Middle East and North Africa RESEARCH GRANT 49300 Wire Middle East and North Africa RESEARCH GRANT 26035 Wire Sub-Saharan Africa RESEARCH GRANT 13300 Wire South Asia RESEARCH GRANT 55440 Wire Sub-Saharan Africa RESEARCH GRANT 60000 Wire Sub-Saharan Africa RESEARCH GRANT 59015 Wire 53 FELLOWSHIP East Asia and the Pacific 1 1000 WIRE FELLOWSHIP East Asia and the Pacific 1 1000 WIRE FELLOWSHIP East Asia and the Pacific 1 12850 WIRE FELLOWSHIP East Asia and the Pacific 1 1000 WIRE FELLOWSHIP East Asia and the Pacific 1 1000 WIRE true false false false true false Schedule F, Part 1, line 2 NAS programmatic staff review grant budgets submitted by recipient organizations prior to awarding the grant funds. NAS policy is to comply with restrictions on grant awards to countries on the US Government's current list of sanctioned countries. Post award, the progress budget reports are submitted by the recipient organizations and reviewed by the NAS staff during the grant period. true BOARD OF REGENTS UNIV OF NEVADA ROSS HALL 204 MAI RENO NV 89557 391805963 GOVT 15771 RESEARCH GRANT CASE WESTERN RESERVE UNIV 10900 EUCLID AVENUE CLEVELAND OH 441067006 341018992 501C3 75000 RESEARCH GRANT CHILDREN'S HOSPITAL OF BOSTON 333 LONGWOOD AVE STE 300 BOSTON MA 021155711 042774441 501C3 100000 RESEARCH GRANT CORNELL UNIV EAST HILL PLAZA PO BOX 22 ITHACA NY 148510022 150532082 501C3 17226 RESEARCH GRANT CORNELL UNIV EAST HILL PLAZA PO BOX 22 ITHACA NY 148510022 150532082 501C3 15466 RESEARCH GRANT US ARMY RESEARCH DEVELOPMENT & ENGINEERING COMMAND 5183 BLACK HAWK RD GUNPOWDER MD 21010 359990000 GOVT 183496 RESEARCH GRANT FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY TALLAHASSEE FL 32306 591961248 GOVT 6132 RESEARCH GRANT FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY TALLAHASSEE FL 323064166 591961248 GOVT 11577 RESEARCH GRANT GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE FAIRFAX VA 220304422 541603842 501C3 100000 RESEARCH GRANT GEORGIA TECH RESEARCH CORP 505 TENTH STREET ATLANTA GA 30332 580603146 501C3 100000 RESEARCH GRANT IOWA STATE UNIV 3609 ADMINISTRATIVE SERVICES BLDG AMES IA 50011 426004224 GOVT 97999 RESEARCH GRANT LEBANESE AMERICAN UNIVERSITY 475 RIVERSIDE DR STE 1846 NEW YORK NY 10115 986001269 501C3 36500 RESEARCH GRANT NATIONAL MARINE MAMMAL FOUNDATION 2240 SHELTER ISLAND DR SAN DIEGO CA 921063141 261501109 501C3 37132 RESEARCH GRANT NEW YORK ACADEMY OF SCIENCES 7 WORLD TRADE CENTER NEW YORK NY 100072157 131773640 501C3 49883 RESEARCH GRANT OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 GOVT 21000 RESEARCH GRANT ORGANIC HEALTH RESPONSE INCORPORATED USA PO BOX 2780 GLENWOOD SPRINGS CO 816022780 270907219 501C3 44000 RESEARCH GRANT POLYTECHNIC INSTITUTE OF NYU 5 METROTECH CTR BROOKLYN NY 112013840 111630820 501C3 50000 RESEARCH GRANT PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1350 MASSACHUSETTS AVE CAMBRIDGE MA 02138 042103580 501C3 100000 RESEARCH GRANT REGENTS OF THE UNIVERSITY OF CALIFORNIA 9500 GILMAN DR LA JOLLA CA 920930009 946002123 GOVT 92340 RESEARCH GRANT REGENTS OF THE UNIVERSITY OF CALIFORNIA 1855 FOLSOM STREET MCB 425 BOX 08 SAN FRANCISCO CA 941430897 946002123 GOVT 100000 RESEARCH GRANT SIGMA XI 3106 EAST NC HWY 54 RESEARCH TRIANGLE PK NC 27709 060655494 501C3 120474 RESEARCH GRANT SMITHSONIAN SCIENCE EDUCATION CENTER 901 D STREET SW SUITE 704 B WASHINGTON DC 20024 530206027 501C3 589406 RESEARCH GRANT SOUTH DAKOTA STATE UNIVERSITY PO BOX 2115 BROOKINGS SD 57007 460273801 501C3 76831 RESEARCH GRANT SYRACUSE UNIVERSITY 113 BOWNE HALL SYRACUSE NY 132441200 150532081 GOVT 100000 RESEARCH GRANT THE REGENTS OF THE UNIV OF MICHIGAN 3003 S STATE STREET ANN ARBOR MI 481091274 386006309 GOVT 75000 RESEARCH GRANT UNIV GEORGIA RESEARCH FOUNDATION 617 BOYD GRAD STUDIES RESEARCH CENT ATHENS GA 306027411 581353149 501C3 39651 RESEARCH GRANT UNIV OF SOUTHERN MISSISSIPPI 118 COLLEGE DR 5174 HATTIESBURG MS 394060001 646000818 GOVT 121877 RESEARCH GRANT UNIVERSITY OF HOUSTON PO BOX 988 HOUSTON TX 770010988 746001399 GOVT 97247 RESEARCH GRANT UNIVERSITY OF NOTRE DAME 830 GRACE HALL NOTRE DAME IN 465565612 350868188 501C3 100000 RESEARCH GRANT UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE ROOM 204 SALT LAKE CITY UT 84112 876000525 GOVT 50000 RESEARCH GRANT US ARMY NATICK SOLDIER RSRCH DVLPMT & ENGINEER 15 KANSAS ST NATICK MA 01760 061799555 GOVT 37132 RESEARCH GRANT DEFENSE FORENSIC SCIENCE CENTER 4930 N 31ST ST FOREST PARK GA 30297 521283120 GOVT 74264 RESEARCH GRANT US ARMY MED RESEARCH INST OF CHEMICAL DFNS 3100 RICKETTS POINT RD ABERDEEN PROVING GROUN MD 210105400 311575142 GOVT 74264 RESEARCH GRANT US DEPT OF AGRICULTURE-AGR RESEARCH SERVICE 800 BUCHANAN STREET ALBANY CA 94710 720564834 GOVT 58740 RESEARCH GRANT 34 STIPENDS/REL EXPENSE 1533 28782548 TRAVEL GRANTS 1077 2791555 HONORARIA PRIZES & AWARDS 86 743567 TUITION & FEES 3 334000 FELLOWSHIPS 22 147101 Schedule I, Part IV Disbursements for grants, scholarships, and fellowships are made in furtherance of the institution's exempt purposes and in accordance with procedures or subject to conditions established by the institution's governing board designed to ensure that individuals and organizations receiving disbursements from the organization in furtherance of its exempt purposes are adequately investigated to ensure that they are qualifying recipients. X X true true X X X false false false false false false false true false RALPH J CICERONE PRESIDENT 630111 0 0 0 80032 0 47150 0 132776 0 890069 0 0 0 CHARLES VEST - END 63013 PRESIDENT- NAE 338229 0 0 0 21208 0 47150 0 36305 0 442892 0 0 0 C DAN MOTE JR-BEG 7113 PRESIDENT - NAE 293739 0 0 0 12945 0 0 0 1293 0 307977 0 0 0 HARVEY FINEBERG PRESIDENT- IOM 662518 0 0 0 85032 0 47150 0 25287 0 819987 0 0 0 BRUCE DARLING EXECUTIVE OFFICER 425234 0 0 0 30945 0 47150 0 13669 0 516998 0 0 0 MARY SALMON CHIEF FINANCIAL OFFICER 230678 0 0 0 2224 0 22920 0 14866 0 270688 0 0 0 RICHARD BISSELL EXECUTIVE DIRECTOR PGA 238424 0 0 0 4972 0 45150 0 15913 0 304459 0 0 0 JAMES F HINCHMAN Dep EXEC OFCR/CHIEF OP OFCR 386680 0 0 0 32180 0 47150 0 6222 0 472232 0 0 0 JUDITH SALERNO EXECUTIVE DIRECTOR IOM 196154 0 5000 0 59302 0 36216 0 3126 0 299798 0 0 0 ROBERT SKINNER EXECUTIVE DIRECTOR TRB 254957 0 0 0 6952 0 47150 0 24157 0 333216 0 0 0 Y Leonard Kim Chief Information Officer 271675 0 0 0 8742 0 47150 0 34588 0 362155 0 0 0 ERIC GRANT RERF ASSISTANT CHIEF RESEARCH 111201 0 0 0 228462 0 14268 0 469 0 354400 0 0 0 Kenneth Fulton Executive Director 261475 0 0 0 17653 0 47150 0 12604 0 338882 0 0 0 ROY SHORE RERF VICE CHAIR 217542 0 0 0 183676 0 41326 0 25863 0 468407 0 0 0 James Jensen Exec Dir Congs & Govt affairs 270712 0 0 0 7633 0 47150 0 7243 0 332738 0 0 0 SCHEDULE J, PART I, LINE 1, TRAVEL FOR COMPANIONS NAS PROVIDES REIMBURSEMENT FOR THE TRAVEL EXPENSES OF ONLY THE SPOUSES OF THE PRESIDENTS OF THE NAS, NAE AND IOM, AND ONLY IN CIRCUMSTANCES IN WHICH THE SPOUSE'S PRESENCE SERVES A BONA FIDE BUSINESS PURPOSE OF THE NAS AND THE EXPENSES HAVE BEEN PROPERLY SUBSTANTIATED, IN ACCORDANCE WITH THE NAS POLICY ON PRESIDENTIAL EXPENSES. COMPLIANCE WITH THE POLICY IS VERIFIED EACH YEAR THROUGH A SURVEY OF THE EXECUTIVE OFFICES OF THE PRESIDENTS. Schedule J, Part I, Line 1, Tax indemnification and gross-up payments NAS PROVIDES TAX EQUALIZATION PAYMENTS FOR EMPLOYEES ON INTERNATIONAL ASSIGNMENT GREATER THAN SIX MONTHS. THE OBJECTIVE OF THE NAS TAX EQUALIZATION GUIDELINES IS TO PROVIDE A FRAMEWORK WHEREBY AN EMPLOYEE MAY BE TRANSFERRED TO AND AMONG INTERNATIONAL LOCATIONS(S) WHILE INCURRING AN INDIVIDUAL TAX BURDEN SIMILAR TO THAT WHICH THE EMPLOYEE WOULD HAVE BEEN PAID HAD THE EMPLOYEE NOT RECEIVED ALLOWANCES AND SPECIAL TAX CONSIDERATIONS RESULTING FROM A FOREIGN ASSIGNMENT. Schedule J, Part-Time Officers Compensation FOR THE VICE PRESIDENT, TREASURER, FOREIGN SECRETARY AND HOME SECRETARY, WORK IS BASED ON A PERCENTAGE LEVEL OF EFFORT, WHICH RANGES BETWEEN 25% AND 50%. NAS REIMBURSES EACH PART-TIME OFFICER'S HOME INSTITUTION FOR THE APPLICABLE PERCENTAGE OF SALARY PAID BY THE HOME INSTITUTION. Schedule J, Part I, Line 7, Non-fixed Payments The Executive Director of IOM received a lump-sum merit award. 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SCHEDULE K, PART III, LINE 3B, COLUMN C THE NAS HAS ENTERED INTO RESEARCH AGREEMENTS, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 2007-47. SCHEDULE K, PART IV, LINE 2C, COLUMN A FOR BOND CUSIP #2548394D2, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN B FOR BOND CUSIP #2548395A7, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN C FOR BOND CUSIP #2548398N6, THE REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2013. AN ADDITIONAL REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2014. RALPH J CICERONE PRESIDENT PURCHASE RESIDENCE X 2250000 2250000 false true true CHARLES VEST PRESIDENT-NAE PURCHASE RESIDENCE X 1000000 0 false true true C DAN MOTE JR PRESIDENT-NAE PURCHASE RESIDENCE X 1500000 1500000 false true true 3750000 X 1 10000 Est/appraised value X 12 3147836 Sale Price false true true Schedule M Line 32a The organization utilizes a third-party investment firm to receive and sell donated securities. Part VI, Section A, Lines 6, 7a and 7b Governance THE ORGANIZATION IS A PRIVATE MEMBERSHIP ORGANIZATION. THE NAS CONSTITUTION PROVIDES THAT THE ACADEMY SHALL CONSIST OF MEMBERS, MEMBERS EMERITI AND FOREIGN ASSOCIATES. MEMBERS OF NAS ARE ELECTED BY THE MEMBERS IN RECOGNITION OF THEIR DISTINGUISHED AND CONTINUING ACHIEVEMENTS IN ORIGINAL RESEARCH. THE OFFICERS OF THE ACADEMY ARE CHOSEN FROM THE MEMBERSHIP, AND AMENDMENTS TO THE ORGANIZATION'S CONSTITUTION AND BYLAWS, AND ELECTION OF NEW MEMBERS, OFFICERS, AND COUNCIL MEMBERS REQUIRE A VOTE OF THE MEMBERS. THE OFFICERS OF THE ORGANIZATION, TOGETHER WITH TWELVE MEMBERS TO BE ELECTED, SHALL CONSTITUTE THE NATIONAL ACADEMY OF SCIENCES (NAS) COUNCIL FOR THE TRANSACTION OF SUCH BUSINESS AS MAY BE ASSIGNED TO IT BY THE CONSTITUTION, BYLAWS, OR THE MEMBERSHIP. THE NAS COUNCIL HAS GENERAL SUPERVISION OVER THE ELECTION OF THE OFFICERS OF THE ORGANIZATION, AND SHALL SET THE DATE FOR ELECTION AND APPOINTING NOMINATING COMMITTEES. THE NAS COUNCIL MAY DELEGATE ITS AUTHORITY TO APPROPRIATE OFFICIALS OF THE ORGANIZATION EXCEPT WITH RESPECT TO THOSE AUTHORITIES CONCERNING MEMBERSHIP AFFAIRS. Part VI, Section B, Line 11 Policies The Draft 990 is prepared by the Office of the Chief Financial Officer. It is reviewed by the Office of General Counsel and an external tax advisor before being reviewed by the auditing committee. The final form is then provided to the full NAS Council prior to its submission. Part VI, Section B, Lines 12b, 12c Policies ANNUALLY, THE GENERAL COUNSEL LEADS A DISCUSSION AT A MEETING OF OFFICERS AND DIRECTORS AT WHICH THE CONFLICT OF INTEREST POLICY IS REVIEWED. ALL OFFICERS/DIRECTORS ARE ASKED ABOUT ANY CURRENT CONFLICTS AND REQUIRED TO SIGN A STATEMENT THAT THEY UNDERSTAND AND WILL ABIDE BY ALL CONFLICT OF INTEREST POLICIES AND PROCEDURES. OFFICERS, COUNCIL MEMBERS, AND KEY EMPLOYEES ARE ALSO ASKED TO COMPLETE AN ANNUAL QUESTIONNAIRE REGARDING CERTAIN BUSINESS TRANSACTIONS THAT COULD POTENTIALLY RESULT IN A CONFLICT OF INTEREST. Part VI, Section B, Line 15 COMPENSATION DECISIONS FOR ALL DISQUALIFIED PERSONS AS DEFINED IN IRC SECTION 4958 ARE MADE ANNUALLY BY AN EXECUTIVE COMPENSATION COMMITTEE COMPOSED OF INDEPENDENT DIRECTORS ON THE BASIS OF EXECUTIVE COMPENSATION COMPATIBILITY DATA, INCLUDING A MARKET COMPENSATION SURVEY CONDUCTED BY THE OFFICE OF HUMAN RESOURCES THAT REVIEWS THE COMPENSATION OF THE HEADS OF THE LEADING UNIVERSITIES AND CHIEF EXECUTIVE OFFICERS OF SIMILAR ORGANIZATIONS. THERE IS A RECORD OF THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATIONS AND DECISIONS. COMPENSATION DECISIONS ARE MADE ANNUALLY FOR OTHER KEY AND HIGH PAID EMPLOYEES BY A COMMITTEE OF SENIOR STAFF ON THE BASIS OF COMPARIBILITY DATA. Part VI, Section C Disclosure, Line 17 NAS files returns in the states listed on the 990 Part VI Section C Line 17. In addition, NAS files charitable solicitation registrations with a 990 attached in the following states: AL, AK, AZ, AR, CO, FL, GA, HI, KY, ME, MA, MI, MN, MS, NH, NJ, NM, ND, OH, OK, PA, RI, TN, UT, WA, WV, WI Part VI, Section C Disclosure, Line 19 NAS makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. THE GOVERNING DOCUMENTS AND ANNUAL FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. Part XI, Line 9 Amount consists of 4,375,219 of unrealized gain on derivatives and 157,595 unrealized gain on charitable gift annuities. PART VIII STATEMENT OF REVENUE LINE 1 & PART X BALANCE SHEET LINE 28 THE US GOVERNMENT ANNOUNCED IN 2012 AND EARLY 2013 TWO SETTLEMENT AGREEMENTS CONCERNING THE 2010 DEEPWATER HORIZON DISASTER, ONE WITH BP EXPLORATION AND PRODUCTION INC (BP) AND THE OTHER WITH TRANSOCEAN DEEPWATER, INC (TRANSOCEAN). AS PART OF THESE SETTLEMENT AGREEMENTS, NAS WILL RECEIVE $500 MILLION OVER A 5-YEAR PERIOD TO ESTABLISH A NEW 30-YEAR PROGRAM ON HUMAN HEALTH AND ENVIRONMENTAL PROCTECTION IN THE GULF OF MEXICO. BP WILL PAY $350 MILLION OVER FIVE YEARS AND TRANSOCEAN WILL PAY $150 MILLION OVER 4 YEARS UNDER THE TERMS OF THE RESEPCTIVE SETTLEMENT AGREEMENTS, WHICH AMOUNTS WILL BE INVESTED AND WILL BE FULLY EXPENDED BY THE END OF THE 30-YEAR PERIOD. THE PRESENT VALUE OF THE PAYMENTS UNDER THE SETTLEMENT AGREEMENTS IS $471.4 MILLION AS OF DECEMBER 31, 2013. IN ACCORDANCE WITH GAAP, NAS RECOGNIZED $471.4 MILLION IN REVENUE IN 2013, WHICH IS ALSO REFLECTED IN A CORRESPONDING INCREASE IN NET ASSETS. AS OF JUNE 2014, THE NAS RECEIVED $29 MILLION. NAS Title Holding LLC 5635 Bent Branch Road Bethesda MD 20816 530196932 Title Holding MD 124992596 NAS The National Academies Corporation 100 ACADEMY IRVINE CA 92617 942994279 Support Org CA 501(c)(3) 11a NAS true NAS Retiree Welfare Benefit Plan Trust 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 526976965 Support Org DC 501(c)(3) 11a NAS true National Academy of Engineering Fund 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 237284092 Support Org DC 501(c)(3) 11a NAS true false false true false false false false false false false false true false true true false true true false NATIONAL ACADEMY OF ENGINEERING FUND C 4456384 CASH THE NATIONAL ACADEMIES CORPORATION Q 78297 CASH NATIONAL ACADEMY OF ENGINEERING FUND Q 1941681 CASH RETIREE WELFARE BENEFIT PLAN TRUST R 1391078 CASH THE NATIONAL ACADEMIES CORPORATION C 16610 CASH