2014-11-11T08:20:29-06:00 2014-06-30 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2013-07-01 042104741 NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS NATI 2029739700 1129 20TH ST NW NO 800 WASHINGTON DC 200363425 COREY MCINTYRE CHIEF FINANCIAL OFFICER 2029739700 2014-11-10 1 NANCY JOHNSON P01593478 3014246800 2013 2015-11-30 17:44:51Z COREY MCINTYRE 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 21724577 0 X WWW.NAIS.ORG X 1959 MA THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 24 24 68 190 398258 -132462 75000 25000 21456665 21446719 278883 252858 0 0 21810548 21724577 0 0 0 0 8398478 7965252 0 0 115170 12299035 13294217 20697513 21259469 1113035 465108 24827493 30907505 5562892 9926577 19264601 20980928 X THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 0 0 6085029 9326148 INFORMATION, DATA AND RESEARCH: WE COLLECT STATISTICS, CONDUCT RESEARCH, AND SYNTHESIZE THIS INFORMATION INTO TREND REPORTS, TOOLS, RESOURCES, AND PUBLICATIONS TO HELP SCHOOL LEADERS MEET THE CHALLENGES OF EDUCATING STUDENTS IN THE 21ST CENTURY. PROGRAMS THAT SUPPORT THIS INCLUDE PUBLIC POLICY RESEARCH AND INFORMATION, THE NAIS WEBSITE, E-COMMUNITIES, POPULATION DEMOGRAPHICS DATA SERVICE, AND SURVEY TOOLS FOR SCHOOLS. REVENUES INCLUDE TOTAL MEMBER DUES, BOOK AND MAGAZINE ADS AND SUBSCRIPTIONS AND SALES OF TOOLS AND ANALYSIS SERVICES. 9837690 8621123 EQUITY, JUSTICE AND ACCESSIBILITY PROGRAMS: THESE PROGRAMS HELP SCHOOLS EMBRACE DIVERSITY AND PROVIDE TOOLS & RESOURCES TO ENSURE THAT THEY ARE SERVING STUDENTS FROM ALL SEGMENTS OF THEIR COMMUNITIES. OVER 3,000 SCHOOL LEADERS AND STUDENTS ATTENDED OUR JOINT PEOPLE OF COLOR CONFERENCE AND STUDENT DIVERSITY AND LEADERSHIP CONFERENCE THIS YEAR. WE ALSO HELP FAMILIES WITH FINANCIAL NEED TO ACCESS OUR SCHOOLS BY PROVIDING SCHOOLS WITH AN ONLINE SERVICE THAT OBJECTIVELY ASSESSES FINANCIAL NEED TO HELP SCHOOLS MAKE AID DECISIONS IN A FAIR AND EQUITABLE MANNER. OVER 150,000 FAMILIES BENEFITED FROM THIS SERVICE THIS YEAR. 3643055 3499439 LEADERSHIP TRAINING & PROFESSIONAL DEVELOPMENT: THIS IS A SERIES OF TRAINING PROGRAMS DESIGNED TO DEVELOP AND SUPPORT SCHOOL LEADERS. IT INCLUDES OUR ANNUAL CONFERENCE, THE LARGEST GATHERING OF INDEPENDENT SCHOOL LEADERS IN THE INDUSTRY, VARIOUS SUMMER LEADERSHIP INSTITUTES, TRAINING FOR SCHOOL TRUSTEES, NEW SCHOOL HEADS, AND AN ENVIRONMENTAL SUMMIT. OVER 6,000 PEOPLE PARTICIPATED IN THESE PROGRAMS THIS YEAR. 201680 9 OTHER PROGRAM SERVICES: THIS IS PRIMARILY THE ACTIVITIES OF THE BOARD OF TRUSTEES AND SOME MISCELLANEOUS PROGRAM REVENUES AND EXPENSES. 201680 9 19767454 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 176 0 1 68 1 1 1 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 1 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC MA X X COREY MCINTYRE 2029739700 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 JACK CREEDEN CHAIR 2.00 X 0 0 0 KATHERINE DINH VICE CHAIR 2.00 X 0 0 0 ELIZABETH DUFFY SECRETARY 2.00 X 0 0 0 MICHAEL SAXENIAN TREASURER 2.00 X 0 0 0 DENNIS BISGAARD TRUSTEE 2.00 X 0 0 0 FRAN BISSELLE TRUSTEE 2.00 X 0 0 0 MARK A BROOKS TRUSTEE 2.00 X 0 0 0 PILAR CABEZA DE VACA TRUSTEE 2.00 X 0 0 0 CAROLYN CHANDLER TRUSTEE 2.00 X 0 0 0 ELIZABETH COLEMAN TRUSTEE 2.00 X 0 0 0 MARK C DAVIS TRUSTEE 2.00 X 0 0 0 JOHN DEGIOIA TRUSTEE 2.00 X 0 0 0 RANDALL C DUNN TRUSTEE 2.00 X 0 0 0 BARBARA EGAN TRUSTEE 2.00 X 0 0 0 BRYAN GARMAN TRUSTEE 2.00 X 0 0 0 WANDA M HOLLAND TRUSTEE 2.00 X 0 0 0 JOHN KATZMAN TRUSTEE 2.00 X 0 0 0 SIRI AKAL SINGH KHALSA TRUSTEE 2.00 X 0 0 0 D SCOTT LOONEY TRUSTEE 2.00 X 0 0 0 BERNIE NOE TRUSTEE 2.00 X 0 0 0 JAMES G ROGERS TRUSTEE 2.00 X 0 0 0 ALBERT L THROCKMORTON TRUSTEE 2.00 X 0 0 0 ANDREW T WATSON TRUSTEE 2.00 X 0 0 0 ROBERT M WITT TRUSTEE 2.00 X 0 0 0 JOHN CHUBB PRESIDENT 40.00 X 217628 0 18189 PATRICK BASSETT PRESIDENT 40.00 X 621514 0 69040 MIKE FLANAGAN NSD CHIEF EXECUTIVE OFFICE 40.00 X 235201 0 60140 DONNA OREM CHIEF OPERATING OFFICER 40.00 X 215901 0 72231 COREY MCINTYRE CHIEF FINANCIAL OFFICER 40.00 X 206243 0 29255 JEFFERSON BURNETT VP, GOVERMENT & COMMUNITY 40.00 X 193340 0 28435 JOHN RODRIGUES VP, INFORMATION TECHNOLOGY 40.00 X 177548 0 26657 MARK MITCHELL VP, SCHOOL INFORMATION SER 40.00 X 161879 0 25490 NANCY RALEY VP, COMMUNICATIONS 40.00 X 160177 0 25258 HILARY LAMONTE VP, DATA AND ANALYSIS FOR SCHL LEADERSHIP 40.00 X 140687 0 22805 2330118 0 377500 20 1 1 0 FOLDERWAVE 238 LITTLETON ROAD WESTFORD MA 01886 CONSULTING 2021386 EXPONENT PARTNERS 901 MASON STREET STE 105 SAN FRANCISCO CA 94103 CONSULTING 1980971 THE CONNECTION 11351 RUPP DRIVE BURNSVILLE MN 55337 CONSULTING 780008 THE PRODUCTION RESOURCE GROUP PO BOX 731516 DALLAS TX 75373 AV CONSULTING 674365 TERPSYS 1201 SEVEN LOCKS ROAD STE 300 ROCKVILLE MD 20854 CONSULTING 597769 23 25000 25000 MEMBER DUES 900099 8196455 8196455 CONFERENCES 900099 6125373 6125373 PARENT OUTREACH SERVICES 900099 5965292 5965292 PUBLICATIONS 541800 1002215 603957 398258 157384 157384 21446719 252358 252358 500 0 500 500 500 21724577 21048461 398258 252858 X 1384061 1198307 169823 15931 5337678 4681186 595408 61084 434282 381120 48302 4860 421648 368930 47970 4748 387583 339066 44160 4357 64788 39894 24894 44195 38667 5038 490 11999 10483 1382 134 4913242 4874088 36011 3143 141138 133586 7552 877883 822657 50680 4546 468150 431232 34971 1947 719448 628623 82777 8048 763530 701845 60776 909 3331881 3307789 23752 340 972604 934350 34864 3390 56871 50702 5622 547 PRINTING/PUBLICATION 815901 778423 37267 211 PROFESSIONAL DEVELOPMEN 110263 44467 65311 485 2324 2039 285 21259469 19767454 1376845 115170 305407 357199 10786949 14909555 119271 148301 119066 85371 198145 448630 7362852 2492300 4205917 4870552 8544845 10000403 547893 87494 24827493 30907505 2125775 1985757 1226917 6216403 2210200 1724417 5562892 9926577 X 19264601 20980928 19264601 20980928 24827493 30907505 X 465108 1204800 72425 -26006 X 0 1 X 1 0 X 62500 111250 141400 75000 25000 415150 18243981 19626227 20848454 21456665 21446719 101622046 18306481 19737477 20989854 21531665 21471719 102037196 0 0 0 102037196 176863 241964 260019 278883 252358 1210087 176863 241964 260019 278883 252358 1210087 15288 15288 18498632 19979441 21249873 21810548 21724077 103262571 0.98810 0.98240 0.01170 0.01260 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 386 386 21285089 21285475 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 191 199 386 386 1162 250000 250000 250000 250000 1000000 1500000 8544846 1455557 10000403 7663309 881537 8544846 7807248 -143939 7663309 6197816 1609432 7807248 6641549 -443733 6197816 1.00000 0 0 1146020 238280 907740 940856 632392 308464 5275976 1621628 3654348 4870552 DEFERRED RENT BENEFITS 1430064 DEFERRED COMPENSATION 294353 1724417 X 23001802 1204800 72425 1277225 21724577 0 21724577 21285475 26006 26006 21259469 0 21259469 PART V, LINE 4: BOARD RESTRICTED FUNDS SET ASIDE TO PROVIDE LONG-TERM INVESTMENT INCOME TO THE ORGANIZATION. PART X, LINE 2: NAIS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. FOR THE YEARS ENDED JUNE 30, 2014 AND 2013, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: NON-CASH RENT EXPENSE PART XII, LINE 4B NON-CASH RENT EXPENSE - $26,006 X X X X X X 0 1 0 0 0 0 0 0 0 JOHN CHUBB PRESIDENT 216206 0 500 0 922 0 13813 0 4376 0 235817 0 0 0 PATRICK BASSETT PRESIDENT 618436 0 1250 0 1828 0 62250 0 6790 0 690554 0 201500 0 MIKE FLANAGAN NSD CHIEF EXECUTIVE OFFICE 234882 0 100 0 219 0 48033 0 12107 0 295341 0 0 0 DONNA OREM CHIEF OPERATING OFFICER 212844 0 2000 0 1057 0 55338 0 16893 0 288132 0 0 0 COREY MCINTYRE CHIEF FINANCIAL OFFICER 203905 0 1925 0 413 0 20483 0 8772 0 235498 0 0 0 JEFFERSON BURNETT VP, GOVERMENT & COMMUNITY 190530 0 2000 0 810 0 19163 0 9272 0 221775 0 0 0 JOHN RODRIGUES VP, INFORMATION TECHNOLOGY 173814 0 1975 0 1759 0 17387 0 9270 0 204205 0 0 0 MARK MITCHELL VP, SCHOOL INFORMATION SER 161477 0 250 0 152 0 16220 0 9270 0 187369 0 0 0 NANCY RALEY VP, COMMUNICATIONS 156320 0 2000 0 1857 0 15986 0 9272 0 185435 0 0 0 HILARY LAMONTE VP, DATA AND ANALYSIS FOR SCHL LEADE 138756 0 1775 0 156 0 14301 0 8504 0 163492 0 0 0 PART I, LINE 4B PAT BASSETT (PRESIDENT) - 457(F) PLAN AMOUNT WITHDRAWN - $310,255 JOHN CHUBB (PRESIDENT) - 457(F) PLAN AMOUNT CONTRIBUTED - $20,750 DONNA OREM (CHIEF OPERATING OFFICER) - 457(F) PLAN AMOUNT CONTRIBUTED - $33,333 MIKE FLANAGAN (NSD CHIEF EXECUTIVE OFFICER) - 457(F) PLAN AMOUNT CONTRIBUTED - $33,333 FORM 990, PART VI, SECTION A, LINE 6 NAIS' MEMBERS ARE THOSE INDIVIDUALS AND SCHOOLS WHO CHOOSE TO PARTICIPATE IN THE ASSOCIATION'S MISSION AND SERVICES. FORM 990, PART VI, SECTION A, LINE 7B NAIS MEMBERS VOTE ON BOARD OF TRUSTEES NOMINEES AND OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE COMPLETED FORM 990 IS EMAILED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS CIRCULATED TO THE ENTIRE BOARD AND STAFF. ALL POTENTIAL BOARD CONFLICTS ARE COLLATED AND PROVIDED TO THE BOARD OFFICERS, ASSOCIATION PRESIDENT, AND MANAGEMENT TEAM FOR CONSIDERATION AND TRACKING. THE POLICY ALSO REQUIRES DISCLOSURE OF ANY CONFLICTS THAT MAY OCCUR BEFORE OR AFTER THE FORM IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO WORK WITH THE BOARD IN DETERMINING THE COMPENSATION AND DRAFTING THE EMPLOYMENT CONTRACT FOR THE PRESIDENT. THIS PROCESS WAS LAST CONDUCTED DURING 2013, WHEN THE NEW PRESIDENT'S CONTRACT WAS NEGOTIATED. THE ASSOCIATION HAS ALSO UTILIZED AN OUTSIDE COMPENSATION CONSULTANT TO REVIEW THE SALARIES OF THE CFO, COO, SERVICES DIVISION CEO AND LEGAL COUNSEL. IN 2013, WE STARTED USING PAYSCALE, A COMPENSATION BENCHMARKING SERVICE TO BENCHMARK ALL STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE NAIS BYLAWS ARE PROVIDED ON THE NAIS WEBSITE. THE NAIS CONFLICT OF INTEREST POLICY IS PROVIDED TO THE NAIS MEMBERS THROUGH THE WEBSITE. THE NAIS FORM 990 IS PROVIDED THROUGH GUIDESTAR.ORG AND UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING AND OUTSOURCING FEES: PROGRAM SERVICE EXPENSES 4,874,088. MANAGEMENT AND GENERAL EXPENSES 36,011. FUNDRAISING EXPENSES 3,143. TOTAL EXPENSES 4,913,242. FORM 990, PART XI, LINE 9: NON-CASH RENT EXPENSE -26,006.