2014-11-10T09:50:48-06:00 2013-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-01-01 530196570 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 200363655 MICHELE GANON SECRETARY / TREASURER 2027375900 2014-11-10 1 SCOTT E HALLBERG P01081188 2023319880 2013 2015-11-30 17:44:51Z X MICHELE GANON 1133 19TH STREET NW NO 200 WASHINGTON DC 200363655 0 0 X WWW.AAUP.ORG X 1915 DC SEE SCHEDULE O. X 2 2 0 2 0 0 59606 0 6456158 0 104000 0 65841 0 6685605 0 120003 0 0 0 3635895 0 0 0 0 2646952 -235788 6402850 -235788 282755 235788 4182653 0 2824087 0 1358566 0 X THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES A MORE EFFECTIVE COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 0 1 OPERATIONS CEASED EFFECTIVE JANUARY 1, 2013. PROGRAMS WERE OPERATED BY ONE OF THE THREE SUCCESSOR ORGANIZATIONS. 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 2 2 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 OH X JULIE SCHMID 2027375900 1133 NINETEENTH STREET NW 200 WASHINGTON DC 200363655 X RUDY FICHTENBAUM PRESIDENT 3.00 X 0 0 0 MICHELE GANON SECRETARY-TREASURER 3.00 X 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WRITE-OFF OF DEFERRED R -235788 -235788 -235788 0 -235788 0 0 176963 0 0 1903066 0 0 0 0 0 8026 0 0 0 368337 0 1726261 0 0 0 0 0 4182653 0 37625 0 616546 0 2169916 0 2824087 0 X 269098 0 1089468 0 1358566 0 4182653 0 X 235788 -1594354 X X 0 1 X 1 0 X 108168 49122 49411 59606 266307 5924912 5976967 6409692 6277362 24588933 6033080 6026089 6459103 6336968 24855240 0 0 0 24855240 15947 36856 77327 83294 213424 15947 36856 77327 83294 213424 103342 64353 102629 71958 342282 89854 260381 89283 91042 530560 6242223 6387679 6728342 6583262 25941506 0.95810 0.95840 0.00820 0.01070 X 472723 486250 469396 1428369 2142554 11814 12412 2855 27081 118181 121563 117349 357093 535640 9047 8415 1713 19175 1089468 1089468 1010601 5699 78772 -5604 1089468 1022124 9803 -12372 -8954 1010601 0 0 0 X 0 0 0 0 0 -235788 0 -235788 0 -235788 PART X, LINE 2: MANAGEMENT HAS EVALUATED THE INCOME TAX POSITIONS TAKEN AND CONCLUDED THAT AS OF DECEMBER 31, 2013 THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE ACCRUAL OF A LIABILITY IN THE FINANCIAL STATEMENTS. TOTAL ASSETS 2013-01-01 4182653 BOOK VALUE 800320933 AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 501(C)(3) TOTAL LIABILITIES 2013-01-01 2588299 BOOK VALUE 800320933 AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 501(C)(3) TOTAL NET ASSETS 2013-01-01 1594354 BOOK VALUE 800320933 AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 501(C)(3) 1 0 0 0 1 1 1 1 0 PART I, LINE 2E: PERSON(S) INVOLVED: RUDY FICHTENBAUM PART I, LINE 2E: PERSON(S) INVOLVED: MICHELE GANON PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: MR. FICHTENBAUM BECAME THE PRESIDENT OF THE NEWLY ORGANIZED 501(C)(6) ORGANIZATION AND A DIRECTOR OF THE NEWLY ORGANIZED 501(C)(3) ORGANIZATION. PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: MS. GANON BECAME THE SECRETARY/TREASURER OF THE NEWLY ORGANIZED 501(C)(6) ORGANIZATION AS WELL AS THE NEWLY ORGANIZED 501(C)(3) ORGANIZATION. FORM 990, PART III, LINE 3 THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS RESTRUCTURED INTO THREE NOT-FOR-PROFIT ORGANIZATIONS EXEMPT UNDER INTERNAL REVENUE CODE SECTIONS 501(C)(3), 501(C)(5) AND 501(C)(6). THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ("AAUP PREDECESSOR 501(C)(3) ORGANIZATION") WAS DISSOLVED EFFECTIVE DECEMBER 31, 2013. FORM 990, PART VI, SECTION A, LINE 4 THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS (EIN: 53-0196570, THE "PREDECESSOR 501(C)(3) ORGANIZATION") RESTRUCTURED INTO THREE NOT-FOR-PROFIT ORGANIZATIONS EXEMPT UNDER INTERNAL REVENUE CODE SECTIONS 501(C)(3), 501(C)(5) AND 501(C)(6). THE PREDECESSOR 501(C)(3) ORGANIZATION WAS DISSOLVED EFFECTIVE DECEMBER 31, 2013. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT IRS FORM 990 WAS PROVIDED TO THE PRESIDENT AND SECRETARY/TREASURER FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF COUNCIL AND COUNCIL-DELEGATED COMMITTEES ARE REQUIRED TO SIGN AN ANNUAL CONFLICT OF INTEREST STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 NO EMPLOYEES DURING 2013. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE PREDECESSOR 501(C)(3) ORGANIZATION ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: TRANSFER OF NET ASSETS -1,594,354. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.