2014-11-07T10:03:00-06:00 2014-06-30 390758449 WIPFLI LLP 7601 FRANCE AVENUE SOUTH SUITE 400 MINNEAPOLIS MN 55435 990 2013-07-01 396064630 UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION INC UNIV 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 CHRISTOPHER MUELLER PRESIDENT 7154253505 2014-10-27 1 LISA DESOTELLE CPA P00952721 9525483400 2014-10-27 2013 2015-11-30 17:44:51Z CHRISTOPHER MUELLER 410 SOUTH THIRD STREET RIVER FALLS WI 54022 10222622 0 X WWW.UWRF.EDU/UNIVERSITYADVANCEMENT/FOUNDATION X 1948 WI TO BENEFIT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 19 19 7 64 52 0 3009453 3114446 178348 69656 1105132 11710 4979 136991 4297912 3332803 1324487 1584689 0 0 159916 257340 28416 25465 189000 857748 702780 2370567 2570274 1927345 762529 20130504 23264650 189166 182250 19941338 23082400 X THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION IS COMMITTED TO TRANSFORMING THE LIVES OF OUR STUDENTS BY ENGAGING PEOPLE WHO CARE ABOUT THE UNIVERSITY, MAXIMIZING PRIVATE GIFT SUPPORT FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS, PROMOTING A CULTURE OF PHILANTHROPY, AND GUARANTEEING ETHICAL STEWARDSHIP OF ALL GIFTS RECEIVED. 0 0 820453 820453 0 SCHOLARSHIPS AND AWARDS - SCHOLARSHIPS ARE PAID TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. DONEES ARE SELECTED ON THE BASIS OF SCHOLASTIC MERIT, LEADERSHIP, ETC. BY THE SCHOLARSHIP COMMITTEE OF THE FOUNDATION. INDIVIDUAL DONORS OF SCHOLARSHIPS MAY NOT SPECIFY INDIVIDUAL DONEES OF FUNDS. 853 SCHOLARSHIPS WERE AWARDED THIS YEAR. 548721 548721 234 SPECIAL PROJECTS FOR UNIVERSITY RELATED ACTIVITIES- DISBURSEMENTS OF THIS TYPE ARE FOR PAYMENTS TO ENHANCE AND SUPPORT THE ACTIVITIES OF THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 215515 215515 0 ANIMALS ACCEPTED FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS EQUINE PROGRAM. STUDENTS LEARN TO RIDE AND CARE FOR THE HORSES. THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION ACCEPTED AND PROVIDED 10 HORSES AND 1 DAIRY COW DURING THE YEAR. 1584689 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 9 0 7 1 0 0 0 0 0 1 1 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CA CO DC KY ME MD MI MN NH NJ NY OH OR SC UT WA WV WI X CHRISTOPHER MUELLER 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 X WILLIAM BOEHM DIRECTOR 1.00 X 0 0 0 LAURA CARLSON PETERSON DIRECTOR 1.00 X 0 0 0 KATHLEEN DELONAIS DIRECTOR (THRU DECEMBER) 1.00 X 0 0 0 SUZANNE HAGEN DIRECTOR 1.00 X 0 0 0 DEBORAH HANSON DIRECTOR 1.00 X 0 0 0 STEVEN J HEALY DIRECTOR 1.00 X 0 0 0 MARGARET KEATING DIRECTOR 1.00 X 0 0 0 ROBERT KOTECKI DIRECTOR 1.00 X 0 0 0 JIM J MUSEL DIRECTOR 1.00 X 0 0 0 BRENT NICCUM DIRECTOR 1.00 X 0 0 0 WALTER PERKINS DIRECTOR (THRU DECEMBER) 1.00 X 0 0 0 TRUDY POPENHAGEN DIRECTOR 1.00 X 0 0 0 DAVID RAINVILLE DIRECTOR 1.00 X 0 0 0 JOHN ROSENOW DIRECTOR 1.00 X 0 0 0 GREG WHEELOCK DIRECTOR 1.00 X 0 0 0 LAWRENCE W YORK DIRECTOR 1.00 X 0 0 0 SHANNON ZIMMERMAN DIRECTOR 1.00 X 0 0 0 DEREK CHERNE CHAIR 1.00 X X 0 0 0 ROBERT CASEY VICE CHAIR 1.00 X X 0 0 0 BARBARA BUTLER TREASURER 1.00 X X 0 0 0 MARK J GHERTY SECRETARY 1.00 X X 0 0 0 CHRISTOPHER MUELLER PRESIDENT 6.00 X 18492 0 6373 18492 0 6373 0 0 0 0 UNIVERSITY OF WISCONSIN RIVER FALLS 410 SOUTH THIRD STREET RIVER FALLS WI 54022 IT & PERSONNEL SERVICES 378607 1 56870 3057576 215515 3114446 ADMINISTRATIVE FEES 900099 69422 69422 UNIVERSITY ACTIVITIES 900099 234 234 69656 495631 52 495579 176330 176330 6352594 6836515 -483921 -483921 -483921 13965 56870 53304 -39339 -39339 3332803 234 52 218071 721320 721320 863369 863369 24865 24865 192066 192066 40409 40409 269936 269936 275 275 16703 16703 25465 25465 136532 136532 19395 19395 1956 1956 188415 46982 141433 25756 25756 2453 2453 22102 22102 7810 7810 8447 8447 BAD DEBT EXPENSE 3000 3000 2570274 1584689 796585 189000 44659 49560 781348 1118097 898275 1290940 13504 12276 171644 80766 47355 90878 17619014 20169658 726349 533241 20130504 23264650 59968 55865 129198 126385 189166 182250 X 3728628 4020532 8027255 10573844 8185455 8488024 19941338 23082400 20130504 23264650 762529 2378533 0 X 0 1 X 1 0 X 1946915 3471423 3467133 3009453 3114446 15009370 1946915 3471423 3467133 3009453 3114446 15009370 2055405 12953965 374618 363101 491159 567152 671909 2467939 12627 52 12679 17489988 1642596 0.74070 0.71680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13285746 596858 1818364 486852 405832 14808284 12230287 475749 1203954 624244 13285746 10854862 464995 -442547 199789 162705 10514816 10741244 967246 1754838 319013 315739 12828576 9650354 322484 1420865 450078 202381 10741244 0.13730 0.57320 0.28950 0 0 78989 12395 66594 92655 68371 24284 90878 GIFT ANNUITY PAYABLE 126385 126385 X 5356289 2378533 2378533 2977756 136533 218515 355048 3332804 2215227 0 2215227 136533 218515 355048 2570275 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS AND TO PROMOTE UNIVERSITY ACTIVITIES. PART X, LINE 2: THE FOUNDATION IS REQUIRED TO ASSESS WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE FOUNDATION HAS DETERMINED THERE ARE NO AMOUNTS TO RECORD AS ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. FEDERAL RETURNS FOR THE YEARS ENDED 2011 AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 215,515. BAD DEBT EXPENSE 3,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 215,515. BAD DEBT EXPENSE 3,000. X X X X X 1 JOHNSON GROSSNICKLE AND ASSOCIATES 20 SOUTH PARK BLVD GREENWOOD IN 46143 FIRM PROVIDED LONG TERM STRATEGIC DEVELOPMENT CONSULTING. 0 0 25465 -25465 25465 -25465 AK CA CO DC KY ME MD MI MN NH NJ NY OH OR SC UT WA WV WI 2014 RISING TO DISTINCTION EVENT 70835 56870 13965 857 7497 33572 11378 70835 56870 13965 857 7497 33572 11378 53304 -39339 SCHEDULE G, PART I, LINE 2B, COLUMN (V) JOHNSON, GROSSNICKLE, AND ASSOCIATES (JGA) CONSULTS WITH THE ORGANIZATION, PROVIDING CAMPAIGN COUNSEL. A LARGE PORTION OF THIS CONSULTATION, IS TO PROVIDE THE ORGANIZATION WITH AN OUTSIDE LOOK AND COMPREHENSIVE VIEW OF CAMPAIGN PLANNING AND STRATEGY. JGA WORKS SPECIFICALLY WITH THE UWRF CAMPAIGN STEERING COMMITTEE TO ASSIST WITH THE CAMPAIGN. THE COUNSEL SERVES THE ROLE OF PROVIDING PROFESSIONAL EXPERTISE AND DOES NOT NECESSARILY PROVIDE EXECUTION OF THESE CAMPAIGNS. IN THAT RESPECT, DETERMING THE SPECIFIC AMOUNT OF GROSS RECEIPTS RETAINED BY THE ORGANIZATION DIRECTLY ALLOCATED TO THE SERVICES PROVIDED BY JGA IS UNREASONABLE. JGA WORKS WITH MANY SIMILAR ORGANIZATION ACROSS THE COUNTY TO PROVIDE CONSULATION SERVICES. 1 UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 476472 UNIVERSITY ACTIVITIES AND EVENTS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 8396 ACADEMIC/ADMIN FUNDS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 20937 CHANCELLOR FUNDS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 215515 DONOR VALUED HORSES AND OTHER NON CASH ASSETS THE HORSES ARE USED IN THE EQUINE PROGRAM. STUDENTS LEARN HOW TO RIDE AND CARE FOR THE HORSES. 1 0 SCHOLARSHIPS TO ATTEND THE UNIVERSITY OF WISCONSIN - RIVER FALLS 853 820453 FACULTY GRANTS RECOGNIZING OUTSTANDING SERVICE TO THE UNIVERSITY OF WISCONSIN - RIVER FALLS 10 6500 PART I, LINE 2: EVERYONE IS REQUIRED TO ABIDE BY OUR FUND EXPENDITURE GUIDELINES AND EACH FUNDS PURPOSE STATEMENT WHEN REQUESTING ASSISTANCE FROM THE FOUNDATION. THIS IS MONITORED BY OUR ACCOUNTING DEPARTMENT. X ANIMALS - HOR 10 212500 DONOR VALUED X EVENT TICKETS 1 1815 DONOR VALUED X ANIMALS - DAI 1 1200 DONOR VALUED 10 0 1 1 PART I, LINE 32B: THE ORGANIZATION HAS RECEIVED STOCK DONATIONS IN THE PAST AND USES UBS TO PROCESS ANY STOCK REDEMPTION DONATIONS. THE ORGANIZATION DID NOT RECEIVE ANY STOCK DONATIONS IN TAX YEAR 2013. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD AUDIT COMMITTEE WILL REVIEW THE FORM 990 AND HAVE QUESTIONS ANSWERED PRIOR TO FILING. THEY WILL PROVIDE A COPY OF THE FORM 990 TO BOARD MEMBERS. BOARD MEMBERS ARE GIVEN A WEEK TO HAVE THEIR QUESTIONS ANSWERED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER AND OFFICER ANNUALLY SIGNS A DOCUMENT DISCLOSING ANY CONFLICT OF INTEREST. THESE STATEMENTS ARE REVIEWED BY THE BOARD ANNUALLY. IF A CONFLICT OF INTEREST IS DISCLOSED BY A MEMBER, THAT MEMBER SHALL RECUSE THEMSELF FROM ANY ACTION CONCERNING THE NATURE OF THE CONFLICT, INCLUDING ABSTAINING FROM VOTING ON ANY ISSUE, SCHOLARSHIP CONSIDERATION RELATED TO THE CONFLICT OF INTEREST. IF A CONFLICT OF INTEREST IS DISCOVERED AFTER ONE HAS NOT BEEN VOLUNTARILY DISCLOSED, THE CHAIR OF THE BOARD AND THE PRESIDENT SHALL DISCUSS THE CONFLICT WITH THE MEMBER. IF IT IS DETERMINED A CONFLICT DOES EXIST, THE MEMBER SHALL THEN RECUSE THEM SELF, AS NOTED EARLIER. IF THE MEMBER REFUSES TO RECUSE HIM OR HERSELF, THE CHAIR SHALL BRING THE MATTER TO THAT BOARD TO REMOVE THE MEMBER FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY UNIVERSITY OF WISCONSIN. THE PERCENTAGE OF COMPENSATION INVOICED IS DETERMINED BY COMPARABLE POSITIONS WITHIN THE UNIVERSITY OF WISCONSIN SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FINANCIAL INFORMATION IS PUBLISHED IN PART IN THE ALUMNI MAGAZINE - FALCON FEATURES. FORM 990, PART VII THE UNIVERSITY OF WISCONSIN INVOICES UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION FOR 15% OF SALARY AND BENEFITS FOR SERVICES TO THE FOUNDATION. CHRIS MUELLER - $24,865.