2014-10-15T10:13:55-05:00 2013-12-31 161226221 FUST CHARLES CHAMBERS LLP 5784 WIDEWATERS PARKWAY SYRACUSE NY 13214 990 2013-01-01 222682421 UNITED HEALTH SERVICES INC UNIT 6077622107 20-42 MITCHELL AVENUE BINGHAMTON NY 13903 MATTHEW SALANGER PRESIDENT / CEO 6077622107 2014-10-02 1 ANGELA M FRANCO P00589741 3154463600 2013 2015-11-30 17:44:51Z MATTHEW SALANGER 20-42 MITCHELL AVENUE BINGHAMTON NY 13903 8342005 0 X WWW.UHS.NET X 1984 NY HEALTH CARE SYSTEM PLANNING AND COORDINATING. 14 13 17 0 0 0 7824281 8341718 0 0 5000 287 0 0 7829281 8342005 300000 0 0 0 3746650 4036668 0 0 0 4108642 3908176 8155292 7944844 -326011 397161 9817911 11911749 3347417 2682446 6470494 9229303 X UNITED HEALTH SERVICES, INC. IS THE PARENT CORPORATION RESPONSIBLE FOR GOVERNING, PLANNING, COORDINATING, MONITORING AND SUPPORTING SYSTEM DEVELOPMENT. ITS MISSION IS TO IMPROVE THE HEALTH OF THOSE WE SERVE THROUGH OUR COMMITTMENT TO EXCELLENCE IN ALL THAT WE DO. (IN PART III LINE 4A BELOW) 0 0 7388057 8340959 UNITED HEALTH SERVICES, INC. IS THE NOT-FOR-PROFIT, TAX-EXEMPT PARENT OF THE UNITED HEALTH SERVICES, INC. HEALTHCARE SYSTEM. ITS MISSION IS TO IMPROVE THE HEALTH OF THOSE THAT OUR SYSTEM MEMBERS SERVE THROUGH OUR COMMITTMENT TO EXCELLENCE IN ALL THAT WE DO. ADDITIONALLY, UNITED HEALTH SERVICES, INC. GOVERNS THE ACTIVITIES OF THE SYSTEM'S MEMBERS TO ENSURE A COMPREHENSIVE, WELL ORGANIZED NETWORK OF HIGH QUALITY AFFORDABLE HEALTHCARE SERVICES FOR THEIR SERVICE AREAS. 7388057 1 1 0 1 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 41 0 1 17 1 0 0 0 0 0 0 0 0 0 0 X 14 13 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X DAVID MACDOUGALL - CFO 6077623011 20 MITCHELL AVENUE BINGHAMTON NY 139031617 MICHAEL SCULLARD CHAIRMAN 2.00 X X 0 0 0 BRUCE BOWLING MD VICE- CHAIR 2.00 X X 0 0 0 JUDITH PECKHAM SECRETARY 2.00 X X 0 0 0 DIANA BENDZ TREASURER 2.00 X X 0 0 0 MATTHEW SALANGER FACHE PRESIDENT/CEO 27.00 28.00 X X 550678 550678 303702 FERRIS AKEL BOARD MEMBER 2.00 X 0 0 0 THOMAS EMERSONESQ BOARD MEMBER 2.00 X 0 0 0 JEROME CANNY BOARD MEMBER 2.00 X 0 0 0 JAMES LEONARDCPA BOARD MEMBER 2.00 X 0 0 0 SUSAN MISTRETTAESQ BOARD MEMBER 2.00 X 0 0 0 ROBERT NASSER BOARD MEMBER 2.00 X 0 0 0 SHERMAN BODNER BOARD MEMBER 2.00 X 0 0 0 MARK SHUMEYKO MD BOARD MEMBER 2.00 X 0 0 0 NATALIE THOMPSON BOARD MEMBER 2.00 X 0 0 0 ROBERT GOMULKA CHIEF FINANCIAL OFFICER 22.00 33.00 X 202524 303787 33115 RAJESH DAVE SYSTEM CHIEF MED OFFICER 11.00 44.00 X 123308 493229 33445 ROBIN KINSLOW-EVANS VP STRATEGY & MARKET DEV. 55.00 X 252127 0 36225 JEFFERY ALEXANDER VP - GENERAL COUNSEL 55.00 X 362658 0 27858 JOSEPH CERRA SR VP - HOME & LT CARE 44.00 11.00 X 231754 57939 27339 CHRISTINA BOYD VP COMMUNITY RELATIONS 27.00 28.00 X 109090 109090 26654 HEATHER MILLER ASST GENERAL COUNSEL 55.00 X 110922 0 7699 ANGELA IACOVELLI SPECIAL PROJECTS DIRECTOR 55.00 X 200096 0 30112 AFZAL REHMAN ASSOC. CHIEF INFORM. OFFIC 55.00 X 574995 0 29318 2718152 1514723 555467 10 0 1 0 RIGER ADVERTISING 53 CHENANGO ST BINGHAMTON NY 13902 ADVERTISING/COMMUNICATIONS 312270 THE ADVISORY BOARD PO BOX 79461 BALTIMORE MD 21279 CONSULTING 198728 BVK 250 WEST COVENTRY COURT MILWAUKEE WI 53217 ADVERTISING/COMMUNICATIONS 191432 ANDREWS KURTH LLP PO BOX 301276 DALLAS TX 75303 LEGAL 191177 GANNETT CENTRAL NY PO BOX 822802 PHILADELPHIA PA 19182 ADVERTISING/COMMUNICATIONS 184268 12 8341718 8341718 287 287 8342005 0 0 287 2145006 2145006 1298130 1173510 124620 137725 124503 13222 299870 271082 28788 155937 140967 14970 100895 91209 9686 66302 59937 6365 2676605 2419651 256954 129127 116731 12396 18038 16306 1732 3609 3263 346 1030 931 99 26235 23716 2519 5196 4697 499 PHYSICIAN RECRUITMENT 290424 262543 27881 BUSINESS DEVELOPMENT 179976 162698 17278 CONSULTING FEES 142904 129185 13719 REGIONAL OUTREACH 80000 72320 7680 187835 169802 18033 7944844 7388057 556787 0 486837 157947 2810109 762285 508022 723798 73976 56845 546575 478589 41965 67986 225000 2725000 5672002 7417888 9817911 11911749 1719526 1673072 1627891 1009374 3347417 2682446 X 5823373 8582182 647121 647121 6470494 9229303 9817911 11911749 X 397161 -1046 2362694 X 0 1 X 1 0 X 6284299 7527832 7143402 7824636 8340672 37120841 6284299 7527832 7143402 7824636 8340672 37120841 0 0 0 37120841 37890 -4114 1971 5000 287 41034 37890 -4114 1971 5000 287 41034 6322189 7523718 7145373 7829636 8340959 37161875 0.99890 0.99570 0.00110 0.00430 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 57200 0 1 42543 99743 0 PART II-B, LINE 1: UNITED HEALTH SERVICES,INC. HAS LIMITED LOBBYING ACTIVITIES. WE CONTRACT WITH OSTROFF ASSOCIATES FOR LOBBYING SERVICES AT THE STATE LEVEL. THESE ACTIVITIES INCLUDE ADVERTISEMENTS AND CONTACTS WITH THE LEGISLATORS ON VARIOUS HEALTHCARE ISSUES (LINE 1G). ACTIVITIES ALSO ARE CONDUCTED ON THE ORGANIZATION'S BEHALF THROUGH MEMBERSHIP IN THE IROQUOIS HEALTHCARE ALLIANCE AND 10% OF AN EMPLOYEE'S SALARY, ROBIN KINSLOW-EVANS, IS ALLOCATED FOR LOBBYING PURPOSES (LINE 1I). 546575 478589 67986 67986 VHA ENTERPRISES 225000 C INVEST IN SOUTHERN NEW YORK INDEMNITY 2500000 C 2725000 INVESTMENT IN UHS FOUNDATION ASSETS 7417888 7417888 ACCRUED PENSION COSTS - LONG TERM 1009374 1009374 X 8340959 -1046 -1046 8342005 0 8342005 7944844 0 7944844 0 7944844 PART X, LINE 2: THE CONSOLIDATED FINANCIAL STATEMENT PACKAGE FOR UNITED HEALTH SERVICES, INC. CONTAINED THE FOLLOWING FOOTNOTE 1 (F): ALL OF THE ENTITIES INCLUDED IN THE COMBINED FINANCIAL STATEMENTS EXCEPT PATHWAYS HEALTH MANAGEMENT, INC. ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. THE STANDARDS FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ESTABLISH A REGOGNITION THRESHOLD AND MEASUREMENT FOR INCOME TAX POSITIONS RECOGNIZED IN THE CORPORATION'S FINANCIAL STATEMENTS. THESE STANDARDS HAD NO IMPACT ON THE ACCOMPANYING COMBINED FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2013 AND 2012, THE CORPORATION DID NOT HAVE ANY UNRECOGNIZED TAX BENEFITS OR ANY RELATED ACCRUED INTEREST OR PENALTIES. THE TAX YEARS OPEN TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES ARE 2010 THROUGH 2013. 1 X X X X X 0 1 0 0 0 1 1 0 0 MATTHEW SALANGER FACHE PRESIDENT/CEO 431952 431952 113551 113551 5175 5175 140716 140716 11135 11135 702529 702529 0 0 ROBERT GOMULKA CHIEF FINANCIAL OFFICER 162998 244497 36334 54502 3192 4788 6528 9792 6718 10077 215770 323656 0 0 RAJESH DAVE SYSTEM CHIEF MED OFFICER 98515 394060 21902 87606 2891 11563 3264 13056 3425 13700 129997 519985 0 0 ROBIN KINSLOW-EVANS VP STRATEGY & MARKET DEV. 212202 0 39925 0 0 0 16136 0 20089 0 288352 0 0 0 JEFFERY ALEXANDER VP - GENERAL COUNSEL 304158 0 58500 0 0 0 16320 0 11538 0 390516 0 0 0 JOSEPH CERRA SR VP - HOME & LT CARE 196619 49155 35135 8784 0 0 13056 3264 8815 2204 253625 63407 0 0 CHRISTINA BOYD VP COMMUNITY RELATIONS 91683 91683 17407 17407 0 0 3491 3491 9836 9836 122417 122417 0 0 ANGELA IACOVELLI SPECIAL PROJECTS DIRECTOR 200096 0 0 0 0 0 12806 0 17306 0 230208 0 0 0 AFZAL REHMAN ASSOC. CHIEF INFORM. OFFIC 574995 0 0 0 0 0 16320 0 12998 0 604313 0 0 0 PART I, LINE 4B ALL OF THE AMOUNTS LISTED IN PART II, COLUMN B (III) REFLECT PAYMENTS RECEIVED FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN FOR THOSE INDIVIDUALS SHOWN. PART I, LINE 6 THE UNITED HEALTH SERVICES, INC. EXECUTIVE COMPENSATION INCENTIVE PLAN HAS VARIOUS PERFORMANCE MEASURES WHICH INCLUDE ONES FOR CLINICAL EXCELLENCE, SERVICE EXCELLENCE, MARKET GROWTH AND FINANCIAL STRENGTH. ONE MEASURE UNDER THE FINANCIAL STRENGTH HEADING IS THE COMBINED NET INCOME OF UNITED HEALTH SERVICES HOSPITALS, INC. AND UNITED MEDICAL ASSOCIATES P.C., THE TWO LARGEST AFFILIATES OF THE UNITED HEALTH SERVICES HEALTHCARE SYSTEM. A PORTION OF THE 2013 INCENTIVE COMPENSATION PAYMENT WAS ATTRIBUTABLE TO THE TWO COMPANIES MEETING THEIR COMBINED NET INCOME GOALS. FORM 990, PART VI, SECTION A, LINE 6 THE BOARD OF DIRECTORS ARE THE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF THE CORPORATION SHALL NOT HAVE LESS THAN EIGHT (8) DIRECTORS AND NOT MORE THAN TWENTY THREE (23) DIRECTORS AND WILL CONSIST OF THE PRESIDENT AND CEO OF UNITED HEALTH SERVICES, INC, AND SUCH OTHER PERSONS, NOT TO EXCEED TWENTY TWO (22), AS MAY BE ELECTED BY THE MEMBERS. THE ANNUAL ELECTION OF DIRECTORS SHALL BE HELD AT THE ANNUAL MEETING OF THE CORPORATION. THE DIRECTORS SHALL BE DIVIDED INTO THREE CLASSES HAVING, AS NEARLY AS POSSIBLE, EQUAL NUMBERS OF PERSONS, AND THE PERSONS IN EACH OF THE THREE CLASSES SHALL BE ELECTED TO SERVE THREE YEAR TERMS. THE TERMS OF THE THREE CLASSES OF DIRECTORS ARE TO BE STAGGERED SO THAT ONE CLASS IS ELECTED EACH YEAR. EACH ELECTED DIRECTOR SHALL SERVE FOR THREE (3) YEARS UNTIL THE CONCLUSION OF THE ANNUAL MEETING OF THE CORPORATION AND UNTIL HIS SUCCESSOR HAS BEEN ELECTED AND QUALIFIED, OR UNTIL HIS RESIGNATION HAS BEEN TENDERED AND ACCEPTED, OR HE IS DISQUALIFIED, OR UNTIL REMOVED, OR, IF ELECTED TO FILL A VACANCY, FOR THE UNEXPIRED TERM. A DIRECTOR WHO HAS SERVED THREE CONSECUTIVE THREE-YEAR TERMS OR AN UNEXPIRED TERM AND TWO ADDITIONAL THREE-YEAR TERMS SHALL NOT BE ELIGIBLE FOR ELECTION TO THE BOARD FOR A PERIOD OF ONE YEAR. A DIRECTOR SERVING BY VIRTUE OF HIS/HER CURRENT POSITION AS PRESIDENT AND CEO OF UNITED HEALTH SERVICES, INC. SHALL SERVE ON THE BOARD UNTIL HIS/HER RESIGNATION AS SUCH PRESIDENT AND CEO HAS BEEN TENDERED AND ACCEPTED BY THE UNITED HEALTH SERVICES BOARD OF DIRECTORS, OR UNTIL REMOVED FROM THAT POSITION BY THE UNITED HEALTH SERVICES, INC. BOARD OF DIRECTORS. IN ADDITION, THE BOARD OF DIRECTORS ARE THE MEMBERS OF THE ORGANIZATION WHICH ELECT MEMBERS OF THE BOARD OF DIRECTORS, THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE 990 PREPARATION AND FILING IS THE RESPONSIBILITY OF THE UNITED HEALTH SERVICES INC. MANAGEMENT, AS DELEGATED BY THE UNITED HEALTH SERVICES, INC. BOARD OF DIRECTORS. THE UNITED HEALTH SERVICES, INC. FINANCE DIVISION PREPARES THE 990 WHICH IS THEN REVIEWED BY THE UNITED HEALTH SERVICES, INC.'S CFO, VICE PRESIDENT/GENERAL COUNSEL AND INDEPENDENT AUDITORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C A WRITTEN CONFLICT OF INTEREST POLICY WAS ADOPTED BY THE COMPANY IN MAY OF 2013. DIRECTORS, OFFICERS AND KEY EMPLOYEES SUBMIT CONFLICT OF INTEREST STATEMENTS ANNUALLY WHICH ARE REVIEWED BY THE CEO AND BOARD CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINES 15 A/B IT IS THE PHILOSOPY OF UNITED HEALTH SERVICES, INC. THAT THE EXECUTIVE STAFF BE COMPENSATED FAIRLY FOR THEIR WORK. BASE SALARY LEVELS, INCENTIVE/BONUS PROGRAMS AND BENEFIT PLANS ARE STRUCTURED TO CONSIDER LOCAL, REGIONAL AND NATIONAL MARKETS FOR SIMILAR PERSONNEL TO ALLOW UNITED HEALTH SERVICES, INC. TO RECRUIT, MOTIVATE, REWARD, RECOGNIZE AND RETAIN HIGHLY TALENTED EXECUTIVES WITH THE SKILLS REQUIRED TO FULFILL ITS MISSION. THE EXECUTIVE COMPENSATION PROGRAM MUST FOCUS EXECUTIVES' ATTENTION ON UHS'S STRATEGIC INITIATIVES AND MISSION CRITICAL PERFORMANCE OBJECTIVES THAT WILL LEAD TO THE ORGANIZATION'S AND SYSTEM'S SUCCESS. TO CARRY OUT THIS COMPENSATION PROGRAM, THE UNITED HEALTH SERVICES, INC. BOARD OF DIRECTORS' EXECUTIVE COMPENSATION COMMITTEE REVIEWS ANNUALLY A COMPREHENSIVE REPORT PREPARED BY AN EXTERNAL COMPENSATION FIRM, SULLIVAN COTTER ASSOCIATES, TO DETERMINE THE APPROPRIATENESS OF THE BASE AND TOTAL COMPENSATION LEVELS FOR THE SENIOR MANAGEMENT STAFF. THIS ANNUAL REPORT FOCUSES ON TWO KEY AREAS: 1)THE COMPETITIVENESS OF THE SENIOR MANAGEMENT STAFF'S BASE AND TOTAL COMPENSATION (INCLUDING BENEFITS) VS. NATIONAL BENCHMARK DATA FOR COMPARABLY SIZED HEALTH CARE SYSTEMS AND HOSPITALS (BASED UPON 'TOTAL REVENUE' METRICS), AND 2) A 'REASONABLE ASSESSMENT' CONSISTENT WITH THE U. S. TREASURY DEPARTMENT REGULATIONS GOVERNING EXECUTIVE COMPENSATION FOR NOT-FOR-PROFIT ORGANIZATIONS. THE DATA FROM THIS REPORT ASSISTS THE EXECUTIVE COMMITTEE IN DETERMINING THE APPROPRIATENESS OF THE SENIOR MANAGEMENTS' CURRENT BASE AND TOTAL COMPENSATION LEVELS AND THE NEED FOR ANY ADJUSTMENTS FOR THAT CALENDAR YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES FORM 1023, FORM 990 AND OTHER INFORMATION REQUIRED UNDER INTERNAL REVENUE SERVICE REGULATIONS TO THE PUBLIC, UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN UNRESTICTED INTEREST IN NET ASSETS OF UHS FOUNDATION,INC 1,745,886. CHANGE IN ACCRUED PENSION COSTS - LONG TERM 614,573. CHANGE IN THE RETIREMENT LIABILITY - SHORT TERM 2,235. SOUTHERN NEW YORK INDEMNITY COMPANY 126 COLLEGE ST SUITE 400 BURLINGTON VT 05401 463254034 CAPTIVE INSURANCE COMPANY VT 226199 3325168 UNITED HEALTH SERVICES INC UNITED HEALTH SVCS HOSPITALS INC 33-57 HARRISON ST JOHNSON CITY NY 13790 161165049 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 PROFESSIONAL HOME CARE INC 4401 VESTAL PARKWAY EAST VESTAL NY 13850 161261977 HOME HEALTH CARE NY 501(C)(3) 9 UNITED HEALTH SERVICES INC 0 IDEAL SENIOR LIVING CENTER INC 508 HIGH ST ENDICOTT NY 13760 222902896 SENIOR LIVING CENTER NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 IDEAL SR LIVING CTR HOUSING CORP 508 HIGH ST ENDICOTT NY 13760 222902899 SENIOR HOUSING NY 501(C)(3) 9 UNITED HEALTH SERVICES INC 0 CHENANGO MEMORIAL HOSPITAL INC 179 N BROAD ST NORWICH NY 13815 150532180 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 DELAWARE VALLEY HOSPITAL INC ONE TITUS PLACE WALTON NY 13856 150524324 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 TWIN TIER HOME HEALTH INC 4401 VESTAL PARKWAY EAST VESTAL NY 13850 222438211 HOME HEALTH CARE NY 501(C)(3) 7 UNITED HEALTH SERVICES INC 0 ECKELBERGER TOWER INC 156 CORLISS AVENUE JOHNSON CITY NY 13790 237171440 MEDICAL STUDENT HOUSING NY 501(C)(3) 9 UNITED HEALTH SVCS HOSPITALS INC 0 PROJECT HEAR INC 4401 VESTAL PARKWAY EAST VESTAL NY 13850 161462675 HOME EMERG ALARM SYSTEM NY 501(C)(3) 9 TWIN TIER HOME HEALTH INC 0 PATHWAY HEALTH MGMT INC 20 MITCHELL AVENUE BINGHAMTON NY 13903 161228654 WINDING DOWN OF MGMT SVCS TO SUSQUEHANNA MED. ASSOC. NY UNITED HEALTH SERVICES INC C -640 4253 0.50000 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0