2014-08-14T16:23:34-05:00 2013-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2013-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2014-08-14 1 MARY ELLEN VANGILDER P00626271 5012275800 2014-08-14 2013 2015-12-30 17:16:21Z X 147122064 X 89000 348632 348632 2469994 2469994 10775472 49334485 10775472 42311 42311 0 13725409 13636409 0 582934 84293 0 498642 467872 0 0 467872 254798 15092 0 239706 12637 0 0 12637 59557 13000 0 46557 902317 564428 0 337889 18106 18106 0 0 327527 33427 0 0 74888 0 0 135342 0 0 135342 47274 707 0 46567 44701 0 0 44701 532329 117915 0 491134 3460282 846968 0 2321047 4005832 3106129 7466114 846968 0 5427176 6259295 12789441 0 14224341 20856375 20856375 357 889 357 357 80922169 91206956 91206956 32240702 29827027 29827027 510378 331635 245035 178743 178743 5189347 5052606 5052606 132822483 147122064 147122064 260207 274491 2215314 3116312 2475521 3390803 X 130346962 143731261 130346962 143731261 132822483 147122064 130346962 6259295 7442234 144048491 317230 143731261 KR CAPITAL-SHORT TERM (SEE STATEMENT 15A) P 1481071 1287646 193425 193425 KR CAPITAL-LONG TERM (SEE STATEMENT 15A) P 8776770 5596943 3179827 3179827 ING-SHORT TERM (SEE STATEMENT 15B) P 1117185 1097472 19713 19713 ING-LONG TERM (SEE STATEMENT 15B) P 1164050 808933 355117 355117 PIMCO-SHORT TERM (SEE STMT 15C) P 510782 528848 -18066 -18066 PIMCO-LONG TERM (SEE STMT 15C) P 489218 484557 4661 4661 ADVISORY-SHORT TERM (SEE STMT 15D) P 1853446 1697715 155731 155731 ADVISORY-LONG TERM (SEE STMT 15D) P 4218961 2321674 1897287 1897287 HERNDON-SHORT TERM (SEE STMT 15F) P 7114488 6531333 583155 583155 HERNDON-LONG TERM (SEE STMT 15F) P 4145578 3110752 1034826 1034826 COMMUNITY-SHORT TERM (SEE STMT 15G) P 124659 128247 -3588 -3588 COMMUNITY-LONG TERM (SEE STMT 15G) P 1125341 1135735 -10394 -10394 RANGER-SHORT TERM (SEE STMT 15H) P 5203001 4858733 344268 344268 RANGER-LONG TERM (SEE STMT 15H) P 2908254 2023499 884755 884755 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND S/T(SEE STMT 16A) P 1540 -1540 -1540 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L/T(SEE STMT 16A) P 4535 -4535 -4535 P/T: D.S.V. II, LP (SEE STMT 16B) P 52820 52820 52820 P/T: FFAF, LLC S/T (SEE STMT 16C) P 86 -86 -86 P/T: FFAF, LLC L/T (SEE STMT 16C) P 851 851 851 MFB NTGI COMMON DAILY (SEE STMT 15E) P 477091 489260 -12169 -12169 MFB NTGI COMMON DAILY (SEE STMT 15E) P 22909 23516 -607 -607 PROGRAM RELATED INVESTMENTS: FUND FOR ARKANSAS' FUTURE LIQUIDATION PROCEEDS P 2937 2937 2937 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 4386391 3881389 505002 505002 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 3188609 2500943 687666 687666 MFB NTGI COMMON DAILY (SEE STMT 15E) P 4655 -4655 -4655 MFB NTGI COMMON DAILY (SEE STMT 15E) P 41002 -41002 -41002 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 428615 428615 428615 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 10946 10946 10946 CAPITAL GAINS DIVIDENDS P 530512 530512 530512 10775472 0 6614196 124458087 0.053144 7658054 125708607 0.060919 7415301 118410948 0.062623 8037938 106264684 0.075641 9439112 127553697 0.074001 0.326328 0.065266 132374024 8639523 127894 8767417 5427176 255789 0 255789 0 255789 238848 30000 268848 13059 13059 0 0 0 0 0 0 0 0 0 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 40.00 258502 36917 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 40.00 194808 37999 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.68 0 0 0 RENE BRYCE-LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.69 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 0.56 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-CHAIRMAN 0.42 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.13 0 0 0 DIANA GONZALES WORTHEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.58 0 0 0 ANDRE GUERRERO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.60 0 0 0 YVETTE MURPHY-ERBY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.29 0 0 0 TOYCE NEWTON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 CHAIR 4.89 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.04 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.87 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY 40.00 113909 21418 0 SUSAN HARRIMAN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.48 0 0 0 XOCHITL DELGADO-SOLORZANO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD LIAISON 40.00 15715 3837 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.64 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 40.00 147393 21272 0 TAKEMA BRADBERRY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 ASSISTANT 40.00 79703 18014 0 RACHEL ROSENBERG 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSISTANT 40.00 66335 8234 0 APRIL STEWARD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 ASSISTANT TO THE COF 40.00 53381 7727 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 ASSISTANT 40.00 51913 8987 0 0 KR CAPITAL ADVISORS INC 445 PARK AVENUE STE 1501 NEW YORK NY 10022 INVESTMENT MANAGEMENT 134735 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60675 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 114071 HEWITT ENNISKNUPP INC AN AON COMPANY 39584 TREASURY CENTER CHICAGO IL 60694 INVESTMENT OVERSIGHT AND ADVISING 86158 ADVISORY RESEARCH INC 1659 PAYSPHERE CIRCLE CHICAGO IL 60674 INVESTMENT MANAGEMENT 69930 RANGER INVESTMENTS 300 CRESCENT COURT SUITE 1100 DALLAS TX 75201 INVESTMENT MANAGEMENT 66073 3 SEE STATEMENT 18 205263 SEE STATEMENT 18 97931 SEE STATEMENT 18 69552 SEE STATEMENT 18 117779 0 129560605 4829267 0 134389872 0 0 134389872 2015848 132374024 6618701 6618701 255789 255789 6362912 96062 6458974 0 6458974 5427176 0 5427176 0 5427176 6458974 0 0 2717413 2272839 1380544 1391133 420036 8181965 5427176 0 0 0 5427176 0 1031798 1031798 7150167 0 0 0 0 0 89000 1596615 5464552 2272839 1380544 1391133 420036 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 3106129 3106129 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 2321697 2321697 14 348632 14 2469994 14 42311 18 10775472 0 13636409 0 13636409 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X JPMS COX - AUDIT AND TAX PREPARATION SERVICES 50539 13000 0 37539 LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS 2395 0 0 2395 GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 4800 0 0 4800 COMPLETE PAYROLL SERVICES - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 1823 0 0 1823 GRANDSLAM PERFORMANCE ASSOCIATES LLC 1672 E JOYCE BOULEVARD SUITE 1 FAYETTEVILLE AR 72703 2013-09-30 10000 SEE STATEMENT 22 10000 NTGI BOND FUND - SEE STATEMENT 21 9502385 9502385 PIMCO FIXED INCOME FUND - SEE STATEMENT 21 9486579 9486579 CCM FIXED INCOME FUND - SEE STATEMENT 21 10838063 10838063 ARTISAN - SEE STATMENT 21 15355166 15355166 KR CAPITAL - SEE STATEMENT 21 11865329 11865329 GMO INT'L FUND - SEE STATEMENT 21 15443864 15443864 ING CLARION REITS - SEE STATEMENT 21 6790386 6790386 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21 4266292 4266292 HERNDON CAPITAL EQUITIES - SEE STATEMENT 21 7410680 7410680 BLACKROCK EQUITY - SEE STATEMENT 21 14084820 14084820 RANGER EQUITIES - SEE STATEMENT 21 4086206 4086206 RUSSELL 1000 GROWTH EQUITIES 11904213 11904213 WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL 11404 0 0 11404 HALL, ESTILL, HARDWICK, GABLE - HR LEGAL COUNSEL 1233 0 0 1233 PROGRAM RELATED INVESTMENTS 4984000 4892168 4892168 ACCRUED INTEREST RECEIVABLE 183692 138188 138188 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 OTHER ASSETS -595 0 0 DIAMOND STATE VENTURES II, L.P. 55197 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, L.P. 262033 INSURANCE 17081 0 0 17081 POSTAGE 3591 0 0 3591 DUES & SUBSCRIPTIONS 66396 0 0 66396 OFFICE EXPENSES 78220 0 0 78220 PROGRAM EXPENSES 149279 0 0 149279 ACCRUAL TO CASH CONVERSION 0 0 0 81366 PASSTHROUGH PORTFOLIO DEDUCTIONS 14108 9462 0 0 CONVENTIONS AND MEETINGS 7315 0 0 7315 PROFESSIONAL DEVELOPMENT 43345 0 0 43345 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 46449 46449 0 0 COMMITTEE SUPPORT - TRUSTEE 3433 0 0 3433 BANK CHARGES 61 0 0 61 BOARD APPRECIATION 621 0 0 621 TRUSTEE OPERATIONS EXPENSE 34252 0 0 34252 COMPUTER TRAINING 6174 0 0 6174 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES 62004 62004 0 0 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 10316 10316 MISCELLANEOUS INCOME 77 77 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, LP 31918 31918 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 7394956 FUND FOR ARKANSAS' FUTURE, LLC 46338 CASH VERSUS ACCRUAL BASIS ON INTEREST 940 INVESTMENT OVERSIGHT 84918 84918 0 0 MANAGEMENT FEES - REITS 51694 51694 0 0 INVESTMENT MGMT FEES - KR CAPITAL 134735 134735 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 80 80 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 69930 69930 0 0 CUSTODIAL BANK FEES 100022 100022 0 0 ADVISORY FEES - KR CAPITAL 242 242 0 0 TRUSTEE FEES- NT BOND INDEX FUND 4831 4831 0 0 PROGRAM EVALUATION 8313 0 0 8313 CONSULTING FEES 33985 0 0 33985 CONSULTING FEES - PROGRAM 123063 0 0 123063 COMMUNICATIONS SUPPORT - PROGRAM 82934 0 0 82934 INVESTMENT MGMT FEES - HERNDON 50786 50786 0 0 INVESTMENT MGMT FEES - RANGER 66073 66073 0 0 AR GLR & OTL 89594 0 0 89594 PROFESSIONAL FEES-BOND INDEX 1117 1117 0 0 FEDERAL EXCISE TAX 294100 0 0 0 FOREIGN TAXES 33342 33342 0 0 OTHER TAXES 85 85 0 0