2014-08-12T14:17:17-07:00 2013-12-31 990 2013-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4132985511 25 Main Street PO Box 962 Stockbridge MA 01262 Chauncey Collins Treasurer 4132985511 2014-08-15 2013 2015-11-30 17:44:51Z Chauncey Collins 25 Main Street PO Box 962 Stockbridge MA 01262 23836927 0 X www.austenriggs.org X 1919 MA Psychiatric hospital and residential treatment center 24 23 165 0 0 0 449132 362138 16821310 16850852 675881 906902 36439 19900 17982762 18139792 0 0 0 0 11349517 11677073 11073 6348 282892 5050457 5047489 16411047 16730910 1571715 1408882 35201661 36771908 10952049 6784147 24249612 29987761 Psychiatric hospital and residential treatment center 0 0 14024546 0 16870752 Mental Health Treatment Programs, General/Other: Patient Care 90% 22,065 Patient Program Days. Research & Training 10% (0 Patient Days) 0 0 0 14024546 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 127 0 1 165 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Chauncey T Collins 4132985511 Austen Riggs Center 25 Main St Stockbridge MA 01262 Lisa Raskin PhD Chair of the Board 0 0 X X 0 0 0 Aso O Tavitian Vice Chairman 0 0 X X 0 0 0 Stephen W Bosworth Trustee 0 0 X 0 0 0 Lansing Crane Trustee 0 0 X 0 0 0 Robert A DeNoble Trustee 0 0 X 0 0 0 Jeffrey L Diamond Trustee 0 0 X 0 0 0 Kai Erikson PhD Trustee 0 0 X 0 0 0 Joan D Goodrich Trustee 0 0 X 0 0 0 Laurie J Hall Trustee 0 0 X 0 0 0 Dwight Jewson PhD Trustee 0 0 X 0 0 0 Daniel S Kaufman Trustee 0 0 X 0 0 0 Katherine G Kennedy MD Trustee 0 0 X 0 0 0 Thomas A Kohut PhD Trustee 0 0 X 0 0 0 Kimberlyn Leary Phd MPA Trustee 0 0 X 0 0 0 Andrew Lustbader MD FAAP Trustee 0 0 X 0 0 0 John Maynard Trustee 0 0 X 0 0 0 Julia Moore Trustee 0 0 X 0 0 0 Jerome I Rosenberg Trustee 0 0 X 0 0 0 Jean J Rousseau Trustee 0 0 X 0 0 0 Steven Sharfstein MD Trustee 0 0 X 0 0 0 Ileene Smith Trustee 0 0 X 0 0 0 W Mason Smith III Trustee 0 0 X 0 0 0 Samuel A Waterston Trustee 0 0 X 0 0 0 James L Sacksteder MD Assoc. Med. Director 40 0 X X 318508 0 61085 Chauncey T Collins Treasurer 40 0 X 214251 0 34858 Todd R Morin Assistant Treasurer 40 0 X 89872 0 24104 Doreen S Barcsz Clerk 40 0 X 50333 0 11576 Eric M Plakun MD Dir. of Admissions 40 0 X 245966 0 43709 Elizabeth Weinberg MD Staff Psychiatrist 40 0 X 160564 0 27573 John Muller PhD Director of Training 40 0 X 160382 0 28899 David L Mintz MD Staff Psychiatrist 40 0 X 154354 0 31840 M Gerard Fromm Phd Dir. Erikson Inst. 40 0 X 152978 0 23445 Donald E Rosen MD Exec Director/CEO 40 0 X 481153 0 13047 2028361 0 300136 23 1 1 0 0 0 0 0 0 0 362138 0 362138 16850852 16850852 0 0 16850852 411485 0 0 411485 0 0 0 0 0 0 0 0 0 0 6192552 0 5697135 0 495417 0 495417 0 0 495417 0 19900 19900 0 0 19900 18139792 16870752 0 906902 0 0 0 0 0 0 0 0 672964 197090 454373 21501 0 0 0 0 8346487 7126152 1064827 155508 963867 782601 168825 12441 1068762 907868 141615 19279 624993 519786 95454 9753 0 0 0 0 45580 0 45580 0 60000 0 60000 0 0 0 0 0 6348 6348 0 0 0 0 953077 857769 95308 0 60231 60231 0 0 143471 98800 31979 12692 54822 49340 5482 0 0 0 0 0 300336 270302 30034 0 184510 158837 17649 8024 0 0 0 0 30887 27798 3089 0 221811 221811 0 0 0 0 0 0 1099768 1099768 0 0 345777 290454 55323 0 Maintenance and Equipment Rental 103504 93154 10350 0 Supplies 1393795 1212865 143584 37346 Bad Debt 49920 49920 0 0 0 0 0 0 16730910 14024546 2423472 282892 0 0 1153079 1231641 172450 112620 949043 1256048 0 0 0 0 246940 259005 0 0 308985 309517 30524320 14374076 16720517 16150244 11374040 14220383 4276607 3232450 0 0 0 0 0 0 35201661 36771908 1701653 2069664 0 0 305217 190472 4709643 4306895 0 0 0 0 0 0 0 0 4235536 217116 10952049 6784147 X 16949941 22043425 818442 1433207 6481229 6511129 24249612 29987761 35201661 36771908 X 1408882 1670021 0 0 0 2659246 X 0 1 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12848143 29900 2576923 0 560040 0 14894926 11875081 47200 1475861 0 550000 0 12848142 12645644 200925 -447488 0 524000 0 11875081 10023745 2242419 709480 0 330000 0 12645644 8343662 331552 1698531 0 350000 0 10023745 0.47 0.44 0.09 0 0 993151 0 993151 21530470 0 7552582 13977888 0 0 0 0 7864118 0 6821494 1042624 136581 0 0 136581 16150244 Money Market Funds 1832450 F Real Estate 1400000 F 3232450 Defined Benefits Plan Liability 217116 217116 22469059 1670021 0 0 2659246 4329267 18139792 0 0 0 18139792 16730910 0 0 0 0 0 16730910 0 0 0 16730910 Schedule D, Part V, Line 4 Board Designated Funds: Investments allocated for future capital expansion, educational programs and research. Permanantly Endowed: Returns from investments are used for specific purposes, patient aid, research, education and the fellowship program. Schedule D, Part XI, Line 2d Pension related changes other than net periodic pension cost 1 1 0 0 1 1 0 0 464976 0 464976 0.0278 0 0 0 0 0 0 0 0 0 0 464976 0 464976 0.0278 0 0 0 0 651235 18236 632999 0.0378 0 0 0 0 310400 0 310400 0.0186 37600 0 37600 0.0022 0 0 999235 18236 980999 0.0586 0 0 1464211 18236 1445975 0.0864 0 49920 9485 0 0 0 X 1 0 1 1 Austen Riggs Center 25 Main Street PO Box 962 Stockbridge MA 01262 X Austen Riggs Center 1 1 X X X X X X X X X 13 1 0 1 X www.austenriggs.org X X X X X 0 0 1 0 0 1 X X X X X 1 1 X X X X 1 X 1 X X X X 0 X 0 0 Schedule H, Part V, Section B, Line 3-Austen Riggs Center The Center hired a consulting firm that conducted extensive research and interviews. 23 external stakeholders and 16 internal staff were interviewed between April and June 2013. The interviews included thought leaders in psychiatry, Board of Trustee members, representatives of mental health providors and other health and social service providers within Berkshire County. Schedule H, Part V, Section B, Line 7-Austen Riggs Center CHNA was published December 31, 2013. Implementaion to take place in calendar years 2014 through 2016. Schedule H, Part V, Section B, Line 10-Austen Riggs Center See line 11 explanation. Free care is not granted only discounted. Schedule H, Part V, Section B, Line 11-Austen Riggs Center Fee reductions are offered by the Center based on need after a review of the financial resources available in the context of the treatment plan. Patients submit an application for a fee reduction that includes a letter describing their need , income and net worth. The Center's Resource Management Committee reviews the application and may approve up to a 25% reduction of the program fees. Schedule H, Part I, Line 3c Fee reductions are offered by the Center based on need after a review of the financial resources available in the context of the treatment plan. Patients submit an application for a fee reduction that includes a letter describing their need , income and net worth. The Center's Resource Management Committee reviews the application and may approve up to a 25% reduction of the program fees. Schedule H, Part I, Line 7 Direct Costs are derived from the general ledger. Payroll, benefits and overhead are based from cost accounting and percentage of staff time. Schedule H, Part I, Line 7, Column f not applicable Schedule H, Part I, Line 7g not applicable Schedule H, Part III, Section A, Line 4 not applicable Schedule H, Part III, Section B, Line 8 not applicable Schedule H, Part III, Section C, Line 9b Collection practices are the same. Schedule H, Part VI, Line 2 As a result of the evaluation primary and secondary data collected from the interviews described in Section 5, seven health priorities were identified as significant in the communities that Riggs serves. Of those priorities Riggs will focus on providing further mental health training and further awareness for professionals in psychodynamic psychotherapy, psychodymnamic psychopharmacology and other evidence based practices. Indirect help to profesionals providing treatment in the areas of: adult substance abuse and those providing care for low income populations, children and adolecents and veterans and members of law inforcement with PTSD. Schedule H, Part VI, Line 3 Patients are informed during the pre admission screening and during the admission process that an application for a fee reduction may be submitted. Schedule H, Part VI, Line 4 Riggs identifies the health needs of local, regional and national communities. The local community is comprised of Berkshire County, Massachusetts. The regional community includes the New England states, NY, PA, and NJ. The 3 communities are comprised largely of patients with complex psychiatric disorders and the professionals and organizations who serve them. Schedule H, Part VI, Line 5 The Center hosts a variety of forums and seminars each year that are available to the psychiatric community. Center staff serve on community boards and councils that provide service to the local mental health organizations and schools. X X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 James L Sacksteder MD Assoc. Med. Director 318508 0 0 0 0 0 0 0 61085 0 379593 0 0 0 Chauncey T Collins Treasurer 214251 0 0 0 0 0 0 0 34858 0 249109 0 0 0 Eric M Plakun MD Dir. of Admissions 245966 0 0 0 0 0 0 0 43709 0 289675 0 0 0 Elizabeth Weinberg MD Staff Psychiatrist 160564 0 0 0 0 0 0 0 27573 0 188137 0 0 0 John Muller PhD Director of Training 160382 0 0 0 0 0 0 0 28899 0 189281 0 0 0 David L Mintz MD Staff Psychiatrist 154354 0 0 0 0 0 0 0 31840 0 186194 0 0 0 M Gerard Fromm Phd Dir. Erikson Inst. 152978 0 0 0 0 0 0 0 23445 0 176423 0 0 0 Donald E Rosen MD Exec Director/CEO 481153 0 0 0 0 0 0 0 13047 0 494200 0 0 Schedule J, Part I, Line 1a The Medical Director resides on the campus in a house owned by the Austen Riggs Center. The discretionary spending account is used for business purchases that are specific to the Medical Director that do not fall under other departmental expenses. Schedule J, Part I, Line 4 Dr. Rosen directed $23,000 of his compensation to a 457(b) at TIAA CREF. A Massachusetts Health and Educational Facilities Authority 2004-07-12 4000000 Expansion & Renovations 0 0 0 B Massachusetts Health and Educational Facilities Authority 2008-06-05 4000000 Expansion & Renovations 0 0 0 A 3037420 0 4000000 0 0 0 0 0 0 4000000 0 0 2005 0 0 1 1 B 655684 0 4000000 0 0 0 0 0 0 4000000 0 0 2011 0 0 1 1 A 0 0 0 0 0 0 0 1 0 0 B 0 0 0 0 0 0 0 1 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 Form 990, Part VI, Section B, Line 11b Management distributes the 990 to the Board for review prior to filing. The independant auditing firm also reviews the 990 for accuracy prior to filing. Form 990, Part VI, Section B, Line 12c Annually all officers and trustees are required to disclose any potential conflicts of interest. All interests that give rise to potential conflicts are reviewed by the Board Committee which then follows the guidelines of the Austen Riggs Center. Form 990, Part VI, Section B, Line 15 CEO compensation is recommended by a compensation committee of the Board of Trustees and approved by the full Board of Trustees. All compensation levels are determined by geographical comparable data and a review of industry peers. Form 990, Part VI, Section C, Line 19 Corporate documents are available upon request. Form 990, Part XI, Line 9 Change in Defined Benefit Pension Plan fund liability.