2014-08-11T14:50:35-05:00 2013-12-31 943108253 NOVOGRADAC & COMPANY LLP PO BOX 7833 SAN FRANCISCO CA 941207833 990 2013-01-01 721521579 TRANSFORMCA TRAN 5107403150 436 14TH STREET NO 600 OAKLAND CA 94612 STANLEY LAM CONTROLLER 5107403150 2014-08-11 1 KEVIN T WILSON P01313212 4153568000 2013 2015-11-30 17:44:51Z TRANSFORM STUART COHEN 436 14TH STREET SUITE 600 OAKLAND CA 94612 2799472 0 X WWW.TRANSFORMCA.ORG X 2002 CA TRANSFORM PROMOTES WALKABLE COMMUNITIES WITH EXCELLENT TRANSPORTATION CHOICES TO CONNECT PEOPLE OF ALL INCOMES TO OPPORTUNITY, KEEP CALIFORNIA AFFORDABLE AND HELP SOLVE OUR CLIMATE CRISIS. WITH DIVERSE PARTNERS WE ENGAGE COMMUNITIES IN PLANNING, RUN INNOVATIVE PROGRAMS AND WIN POLICY CHANGE AT THE LOCAL, REGIONAL AND STATE LEVELS. 13 13 45 0 0 0 3656427 2731871 66657 65926 2918 1675 0 0 3726002 2799472 0 0 0 0 2179135 2189793 0 0 299916 871144 1182498 3050279 3372291 675723 -572819 3343363 2711646 217626 158728 3125737 2552918 X TRANSFORM WORKS TO CREATE WORLD-CLASS PUBLIC TRANSPORTATION AND WALKABLE COMMUNITIES IN THE BAY AREA AND BEYOND. WE BUILD DIVERSE COALITIONS, INFLUENCE POLICY AND DEVELOP INNOVATIVE PROGRAMS TO IMPROVE THE LIVES OF ALL PEOPLE AND PROTECT THE ENVIRONMENT. 0 0 751570 0 0 CLIMATE PLAN -BRINGS TOGETHER A COLLABORATION OF ENVIRONMENTAL, PUBLIC HEALTH, SOCIAL EQUITY AND PLANNING ORGANIZATIONS TO ENSURE THAT SMART LAND USE AND SUSTAINABLE TRANSPORTATION ARE KEY COMPONENTS OF CALIFORNIA'S STRATEGY TO REDUCE GREENHOUSE GAS EMISSIONS. 680098 0 50426 SAFE ROUTES TO SCHOOL -PROVIDES EDUCATION AND ENCOURAGEMENT TO INCREASE THE NUMBER OF CHILDREN WALKING AND BICYCLING SAFELY TO SCHOOL, FOCUSING ON ALAMEDA COUNTY. THE PROGRAM TRAINS PARENTS, SCHOOL LEADERS AND VOLUNTEERS AND WORKS WITH CITY OFFICIALS AND LAW ENFORCEMENT TO IMPROVE SAFETY NEAR SCHOOLS. 562382 0 100 WORLD CLASS TRANSIT - REGIONAL -BUILDS DIVERSE COALITIONS, PERFORMS RESEARCH AND ANALYSIS, PROVIDES TECHNICAL ASSISTANCE, AND ADVOCATES FOR GREATER INVESTMENT IN PUBLIC TRANSPORTATION, BICYCLING AND WALKING, AND AFFORDABLE HOUSING. 616444 0 15400 LAND USE AND GREENTRIP- PROGRAM EXPENSES: $319,941- PROGRAM REVENUE: $15,400WORLD CLASS TRANSIT-STATE- PROGRAM EXPENSES: $296,503- PROGRAM REVENUE: $0OTHER PROGRAM SERVICES TOTAL 616444 15400 2610494 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 39 0 1 45 1 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X X STANLEY LAM 5107403150 436 14TH STREET SUITE 600 OAKLAND CA 94612 CORINNE WINTER CHAIRMAN 2.00 X X 0 0 0 BRIAN RAYMOND TREASURER 1.00 X X 0 0 0 AMANDA BROWN-STEVENS POLICY VICE CHAIR 1.00 X 0 0 0 MIKE DALEY MEMBER 1.00 X 0 0 0 BARNALI GHOSH FUNDRAISING VICE CHAIR 1.00 X 0 0 0 JENNIFER JEFFERS FUNDRAISING VICE CHAIR 1.00 X 0 0 0 JEAN FRASER MEMBER 1.00 X 0 0 0 DAN LUSCHER MEMBER 1.00 X 0 0 0 CHIONE FLEGAL MEMBER 1.00 X 0 0 0 RICK THEIS SECRETARY AND BOARD EXCELLENCE VICE CHAIR 1.00 X X 0 0 0 DEBORAH SCHOENBAUM MEMBER 1.00 X 0 0 0 JAME ERWIN MEMBER 1.00 X 0 0 0 ALICE CHEN MEMBER 1.00 X 0 0 0 STUART COHEN PRESIDENT 37.50 X 118808 0 12058 JEFF HOBSON DEPUTY DIRECTOR 37.50 X 100040 0 11993 218848 0 24051 2 0 0 0 HISTORIC CENTRAL BUILDING LLC 436 14TH STREET OAKLAND CA 94612 OCCUPANCY 165523 1 794810 1937061 2731871 FEES FOR SERVICE 541900 65926 65926 65926 1675 1675 2799472 65926 0 1675 X 130866 105662 12160 13044 1685615 1360966 156632 168017 220180 177773 20460 21947 153132 123639 14229 15264 19008 12571 5737 700 1871 1237 565 69 712720 471353 215106 26261 4690 3102 1415 173 125183 96032 8347 20804 166013 133787 15710 16516 100688 86878 4284 9526 29686 25614 1263 2809 8287 5721 776 1790 7434 3342 3679 413 DUES, LICENSES, SERVICE 6918 2817 1518 2583 3372291 2610494 461881 299916 548 550 1594898 1403921 1325000 932500 349414 310640 55980 49042 93561 82389 10466 11172 7057 3821 3343363 2711646 117370 124315 50082 7737 50174 26676 217626 158728 X 568432 733221 2557305 1819697 3125737 2552918 3343363 2711646 -572819 0 X X 0 1 X 1 1 1 X 2342687 4056917 2515047 3656427 2731871 15302949 2342687 4056917 2515047 3656427 2731871 15302949 5274822 10028127 5058 2133 1091 2918 1675 12875 15315824 399132 0.65480 0.63710 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7690 2482 10172 3370420 3380592 319030 79758 0 0 302671 304703 302514 319030 1228918 1843377 23253 24871 4489 10172 62785 75668 76176 75629 79758 307231 460847 18178 13820 1530 7690 41218 93561 82389 11172 11172 ACCRUED RENT PAYABLE 18274 CAPITAL LEASE OBLIGATION 8402 26676 X 2799472 0 2799472 0 2799472 3372291 0 3372291 0 3372291 PART X, LINE 2: THE PREPARATION OF FINANCIAL STATEMENTS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRES THE ORGANIZATION TO REPORT INFORMATION REGARDING ITS EXPOSURE TO VARIOUS TAX POSITIONS TAKEN BY THE ORGANIZATION. MANAGEMENT HAS DETERMINED WHETHER ANY TAX POSITIONS HAVE MET THE RECOGNITION THRESHOLD AND HAS MEASURED THE ORGANIZATION'S EXPOSURE TO THOSE TAX POSITIONS. MANAGEMENT BELIEVES THAT THE ORGANIZATION HAS ADEQUATELY ADDRESSED ALL RELEVANT TAX POSITIONS AND THAT THERE ARE NO UNRECORDED TAX LIABILITIES. FEDERAL AND STATE TAX AUTHORITIES GENERALLY HAVE THE RIGHT TO EXAMINE AND AUDIT THE PREVIOUS THREE YEARS OF TAX RETURNS FILED. ANY INTEREST OR PENALTIES ASSESSED TO THE ORGANIZATION ARE RECORDED IN OPERATING EXPENSES. NO INTEREST OR PENALTIES FROM FEDERAL OR STATE TAX AUTHORITIES WERE RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE PRESIDENT, DEPUTY DIRECTOR, THE CONTROLLER AND THE MEMBERS OF THE BOARD AUDIT COMMITTEE. THE CHAIR OF THE FINANCE COMMITTEE ALSO HAS AN OPPORTUNITY TO REVIEW THE 990. ONCE THIS GROUP HAS APPROVED THE 990, IT IS GIVEN TO THE ENTIRE BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY WAS ADOPTED BY THE BOARD IN DECEMBER 2008. THERE WAS AN ANNUAL REVIEW BY ALL BOARD MEMBERS IN DECEMBER 2009, AND THIS HAS BEEN DONE SO ANNUALLY THEREAFTER. FORM 990, PART VI, SECTION B, LINE 15A PROCESS FOR DETERMINING THE PRESIDENT'S COMPENSATION: 1) THE CONTROLLER MAINTAINS CURRENT COPIES OF RECENT NONPROFIT COMPENSATION STUDIES. 2) A COMPENSATION COMPARISON IS DEVELOPED BY THE CONTROLLER AND GIVEN TO THE CHAIR OF THE BOARD AND THE PRESIDENT'S COMPENSATION COMMITTEE. 3) THE COMPENSATION COMMITTEE FOUND THAT NONE OF ITS MEMBERS HAD A CONFLICT OF INTEREST WITH RESPECT TO THE PROPOSED TRANSACTION AND IT APPROVED THE COMPENSATION ARRANGEMENT IN ADVANCE OF THE BOARD MEETING. 4) THE COMPENSATION COMMITTEE RELIED UPON APPROPRIATE DATA PROVIDED BY THE CONTROLLER AS TO COMPARABILITY OF THE COMPENSATION PRIOR TO MAKING ITS DETERMINATION, AS WELL AS INFORMATION FROM THE EVALUATION COMMITTEE ON THE PRESIDENT'S PERFORMANCE FOR THE YEAR; AND 5) THE COMPENSATION COMMITTEE ADEQUATELY DOCUMENTED THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DETERMINATION. 6) PROCESS FOR DETERMINING KEY EMPLOYEE COMPENSATION: THE PRESIDENT USES THE ABOVE STUDIES, IN TANDEM WITH THE DEPUTY DIRECTOR AND PROGRAM DIRECTORS AS APPROPRIATE, TO DETERMINE KEY EMPLOYEE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G FEES FOR OUTREACH CONSULTANTS AND ORGANIZATIONAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 393,799. MANAGEMENT AND GENERAL EXPENSES 179,714. FUNDRAISING EXPENSES 21,940. TOTAL EXPENSES 595,453. STRATEGIC PLANNING CONSULTING FEES: PROGRAM SERVICE EXPENSES 77,554. MANAGEMENT AND GENERAL EXPENSES 35,392. FUNDRAISING EXPENSES 4,321. TOTAL EXPENSES 117,267. FORM 990, PART XII, LINE 2C PROCESS IS UNCHANGED FROM PRIOR YEAR.