2014-07-31T15:54:15-05:00 2013-09-30 541631262 KEITERSTEPHENSHURSTGARY & SHREAVESPC PO BOX 32066 RICHMOND VA 232942066 990 2012-10-01 540506328 RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS RICH 8046436785 2519 HERMITAGE ROAD RICHMOND VA 23220 ROBIN ROBERTSON STARR 8046436785 2014-07-29 1 JOHN E KENT P01076641 8047470000 2012 2015-11-30 17:44:51Z RICHMOND SPCA ROBIN ROBERTSON STARR 2519 HERMITAGE ROAD RICHMOND VA 23220 8079932 0 X WWW.RICHMONDSPCA.ORG X 1891 VA THE PURPOSES FOR WHICH THE CORPORATION IS FORMED IS THE SHELTER, CARE AND PROTECTION OF ANIMALS; THE PREVENTION OF CRUELTY TO ANIMALS; THE DEVELOPMENT OF PROGRAMS AND SERVICES DEDICATED TO REDUCING PET HOMELESSNESS; THE EDUCATION OF THE PUBLIC AS TO ANIMAL CARE; THE ADOPTION OF ANIMALS FOR COMPANIONSHIP; AND, THE TRAINING OF ANIMALS BELONGING TO THE PUBLIC. 31 31 148 1205 0 -24917 2977517 4883791 1116493 1269785 1219046 1182852 563499 565566 5876555 7901994 0 0 0 0 2549326 2832299 0 0 377883 2175061 2547992 4724387 5380291 1152168 2521703 33910822 37642020 7376545 6848800 26534277 30793220 X THE PURPOSES FOR WHICH THE CORPORATION IS FORMED IS THE SHELTER, CARE AND PROTECTION OF ANIMALS; THE PREVENTION OF CRUELTY TO ANIMALS; THE DEVELOPMENT OF PROGRAMS AND SERVICES DEDICATED TO REDUCING PET HOMELESSNESS; THE EDUCATION OF THE PUBLIC AS TO ANIMAL CARE; THE ADOPTION OF ANIMALS FOR COMPANIONSHIP; AND, THE TRAINING OF ANIMALS BELONGING TO THE PUBLIC. 0 0 4540251 1269785 THE RICHMOND SPCA IS A PRIVATE, NO-KILL HUMANE SOCIETY DEDICATED TO PRACTICING AND PROMOTING THE PRINCIPLE THAT EVERY LIFE IS PRECIOUS. AS A NATIONAL LEADER IN HUMANE CARE AND EDUCATION, THE RICHMOND SPCA IS BUILDING A MORE COMPASSIONATE COMMUNITY THROUGH LIVESAVING PROGRAMS OF ADOPTION, EDUCATION, PET RETENTION, REHABILITATION AND STERILIZATION. EACH YEAR THE ORGANIZATION SAVES THE LIVES OF MORE THAN 3,500 HOMELESS PETS, PROVIDES LOW-COST, FULL-SERVICE VETERINARY CARE TO THOUSANDS OF PETS OF INCOME-QUALIFIED FAMILIES, REHABILITATES NEARLY 3,000 SICK AND INJURED ORPHANED DOGS AND CATS AND DELIVERS MORE THAN 20,000 HOURS OF HUMANE EDUCATION TO AREA YOUTH AND ADULTS, AMONG OTHER CRUCIAL ACTIVITIES. 4540251 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 13 0 1 148 1 0 0 0 0 0 1 1 0 0 0 1 0 X 31 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X MRS ROBIN R STARR 8046436785 2519 HERMITAGE ROAD RICHMOND VA 23220 ALLEN B KING 2.00 X X 0 0 0 JULIE AS VINYARD 2.00 X X 0 0 0 PAT MANNING 2.00 X X 0 0 0 P EMERSON HUGHES 2.00 X X 0 0 0 E CLAIBORNE ROBINS JR 2.00 X 0 0 0 HUNTER APPLEWHITE 2.00 X 0 0 0 TINA BACHAS 2.00 X 0 0 0 ROBERT W BAILIE 2.00 X 0 0 0 BARTHOLOMEW BROADBENT 2.00 X 0 0 0 J ALFRED BROADDUS JR 2.00 X 0 0 0 PAUL CARR 2.00 X 0 0 0 ANNE MARIE CUSHMAC 2.00 X 0 0 0 NITA ENOCH 2.00 X 0 0 0 MARIA D FERGERSON 2.00 X 0 0 0 ANNE M GRIER 2.00 X 0 0 0 WILLIAM C HALL JR 2.00 X 0 0 0 DAVID HANSON 2.00 X 0 0 0 LEE ANN HOLDREN 2.00 X 0 0 0 MICHAEL W HUGHES 2.00 X 0 0 0 HUGH A JOYCE 2.00 X 0 0 0 VIRGINIA LEWIS 2.00 X 0 0 0 CYNDI MASSAD 2.00 X 0 0 0 THE HON JENNIFER L MCCLELLAN 2.00 X 0 0 0 J PARKER NASH 2.00 X 0 0 0 JOHN R NELSON 2.00 X 0 0 0 CHRISTOPHER M PERRY 2.00 X 0 0 0 VIRGINIA POPE 2.00 X 0 0 0 DAVID A RALSTON 2.00 X 0 0 0 SARAH FLYNN ROBB 2.00 X 0 0 0 JIM SCANLON 2.00 X 0 0 0 STUART C SIEGEL 2.00 X 0 0 0 E HUNTER THOMPSON JR 2.00 X 0 0 0 JACKIE WOOLFOLK 2.00 X 0 0 0 ROBIN ROBERTSON STARR 40.00 X 186225 0 21964 SARAH BABCOCK 40.00 X 67480 0 11107 TAMSEN KINGRY 40.00 X 81424 0 12370 CONSTANCE MOSER 40.00 X 79923 0 8323 415052 0 53764 1 0 1 0 0 129559 4754232 183940 4883791 ANIMAL SERVICES 900099 1269785 1269785 1269785 356141 356141 826711 0 826711 826711 826711 571757 129559 96344 475413 475413 170200 81594 88606 88606 OTHER INCOME 900099 1547 1547 1547 7901994 1271332 0 1746871 484585 199662 279853 5070 1883979 1702183 40737 141059 293892 261132 11154 21606 169843 140460 18343 11040 707 707 20885 20885 255360 229824 12768 12768 149895 59895 90000 146436 136332 10104 62301 54201 4611 3489 371114 333261 18556 19297 14004 11021 1624 1359 254322 228890 12716 12716 281655 254053 13801 13801 VETERINARY AND PET SUPP 681152 681152 0 0 MISCELLANEOUS 110841 77589 8535 24717 COMPUTER MAINTENANCE 83226 67912 5909 9405 HUMANE EDUCATIONAL EXPE 65794 65794 0 0 50300 36890 11958 1452 5380291 4540251 462157 377883 3828169 5300133 21598 21600 1736362 2794153 10980 7590 125576 121761 153702 195621 9894027 2988177 7103900 6905850 20649366 22011698 281169 283614 33910822 37642020 298068 363006 335190 307868 5670879 5454462 1072408 723464 7376545 6848800 X 23766259 25374611 2545575 4940630 222443 477979 26534277 30793220 33910822 37642020 X 2521703 1361682 375558 X 0 1 X 1 0 X 2519452 2371452 2602196 2977517 4621492 15092109 2519452 2371452 2602196 2977517 4621492 15092109 1553283 13538826 662870 406469 207973 386091 336477 1999880 1008 434 347 1547 3336 17095325 9509110 0.79200 0.76980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20670961 2523152 914000 246815 22033298 19209948 2622316 932000 229303 20670961 18257592 1044652 1036112 905249 223169 19209938 17865257 1786112 1335787 57990 18257592 18896643 617380 -555037 1025004 68725 17865257 1.00000 0.00000 0.00000 0 0 696900 696900 8294972 2217040 6077932 674897 554834 120063 227258 216303 10955 6905850 INVESTMENT FUNDS 22011698 F 22011698 GIFT ANNUITY PAYABLE 60318 INTEREST RATE SWAP LIABILITY 663146 723464 X 9700168 1361682 59636 41890 1463208 8236960 -334966 -334966 7901994 5794557 59636 354630 414266 5380291 0 5380291 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE CORPUS OF THE ENDOWMENT FUND IS INVESTED. THE ORGANIZATION USES A PORTION OF THE PROCEEDS TO FUND CURRENT OPERATIONS, INCLUDING REPAYMENT OF THE DEBT (BOND FINANCING) INCURRED TO RENOVATE THE FACILITY AT 2519 HERMITAGE ROAD IN 2001-2002. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE SOCIETY FOLLOWS FINANICAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE FOR HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, DISCLOSED AND PRESENTED IN THE FINANCIAL STATEMENTS. THIS REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE SOCIETY'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED "WHEN CHALLENGED" OR "WHEN EXAMINED" BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD WOULD BE RECORDED AS A TAX EXPENSE AND LIABILITY IN THE CURRENT YEAR. MANAGEMENT EVALUATED THE SOCIETY'S TAX POSITION AND CONCLUDED THAT THE SOCIETY HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE SOCIETY'S INCOME TAX RETURNS FOR YEARS SINCE 2010 REMAIN OPEN FOR EXAMINATION BY TAX AUTHORITIES. THE SOCIETY IS NOT CURRENTLY UNDER AUDIT BY ANY TAX JURISDICTION. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN ON BENEFICIAL INTEREST IN ASSETS HELD IN TRUST 5,536. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENT -12,685. IN-KIND DIFFERENCE BETWEEN REVENUE AND EXPENSES FOR SPECIAL EVENTS 49,039. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -81,594. SPECIAL EVENT EXPENSES NETTED AGAINST REVENUE -273,036. INVESTMENT INCOME FROM K-1S 19,664. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 81,594. SPECIAL EVENT EXPENSES NETTED AGAINST REVENUE 273,036. FUR BALL 482956 80160 402796 82639 DOG JOG 141440 47439 94001 4560 3 76920 1960 74960 9145 701316 129559 571757 96344 96344 475413 X 0 0 0 0 0 0 0 0 0 ROBIN ROBERTSON STARR 186225 0 0 0 0 0 16943 0 5021 0 208189 0 0 0 X 4 1975 1098-C X 9 51199 NYSE X ANIMAL CARE SUPPLIES 460 130766 SALES PRICE 1 0 0 1 THIRD PARTY USE: PART I, LINE 32B: THIRD PARTY AUCTION HOUSE HANDLES RECEIPT OF VEHICLE DONATIONS AND SENDS PROCEEDS TO RICHMOND SPCA. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT FORM 990 IS TO BE EMAILED TO THE FINANCE COMMITTEE WHEN RECEIVED FROM THE AUDIT FIRM. THE COMMITTEE MEMBERS ARE GIVEN 3 BUSINESS DAYS TO REVIEW AND ASK QUESTIONS BEFORE THE CFO HAS THE DOCUMENT SIGNED AND MAILED TO THE IRS. THE COMMITTEE MEMBERS ARE GIVEN THE CONTACT INFORMATION FOR THE TAX RETURN PREPARER AND IS ENCOURAGED TO CONTACT THE RSPCA CFO AND/OR THE TAX PREPARER WITH QUESTIONS. THE FORM 990 WILL NOT BE SENT TO THE IRS IF THERE IS A SIGNIFICANT CONCERN RAISED BY A COMMITTEE MEMBER UNTIL THE CONCERN HAS BEEN ADDRESSED. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER AND MEMBER OF THE BOARD OF DIRECTORS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT RICHMOND SPCA IS A CHARITABLE ORGANIZATION AND, IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. THE EXECUTIVE COMMITTEE SHALL REGULARLY AND CONSISTENTLY MONITOR AND ENFORCE COMPLIANCE WITH THIS POLICY BY REVIEWING ANNUAL STATEMENTS AND TAKING SUCH OTHER ACTIONS AS ARE NECESSARY FOR EFFECTIVE OVERSIGHT. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION ARRANGEMENTS FOR THE CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER ARE REVIEWED BY THE EXECUTIVE COMMITTEE OF THE RICHMOND SPCA AND INCREASES IN THAT COMPENSATION ARE GENERALLY APPROVED BY THE EXECUTIVE COMMITTEE ANNUALLY TO BEGIN ON THE FIRST DAY OF THE NEW FISCAL YEAR AND ALWAYS IN ADVANCE OF ANY PAYMENT OF THE INCREASE. THE CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER ARE THOSE EMPLOYEES WHO ARE IDENTIFIED AS KEY EMPLOYEES BECAUSE THEY HAVE POLICY MAKING RESPONSIBILITY OR INFLUENCE OVER THE RICHMOND SPCA. ONLY THOSE MEMBERS OF THE EXECUTIVE COMMITTEE WHO DO NOT HAVE ANY CONFLICTS OF INTEREST, AS DETERMINED BY THE RICHMOND SPCA'S CONFLICT OF INTEREST POLICY, MAY PARTICIPATE IN THE EVALUATION AND DETERMINATION OF EXECUTIVE COMPENSATION FOR THESE KEY EMPLOYEES. THE EXECUTIVE COMMITTEE SHOULD, TO THE EXTENT POSSIBLE, RELY ON APPROPRIATE DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. IF DATA AS TO COMPARABILITY IS NOT AVAILABLE, THE EXECUTIVE COMMITTEE SHALL DOCUMENT ANY OTHER BASES FOR BELIEVING THE PROPOSED COMPENSATION IS REASONABLE. THE EXECUTIVE COMMITTEE SHALL MAINTAIN CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING BY WRITTEN OR ELECTRONIC RECORDS WITH RESPECT TO THE DATA UPON WHICH IT RELIES, HOW SUCH DATA WAS OBTAINED, ANY CONFLICTS OF INTEREST RELATING TO THE COMPENSATION ARRANGEMENTS, THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS, THE TERMS OF APPROVED COMPENSATION ARRANGEMENTS, AND THE DATE OF APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE RICHMOND SPCA LISTS OUR BOARD OF DIRECTORS, THE MOST RECENT FORM 990, THE MISSION AND PURPOSE ON OUR WEBSITE. GO TO: ABOUT US > EXECUTIVE BIOS > LINK AT THE BOTTOM OF PAGE FOR BOARD OF DIRECTORS (OR THE FLY OUT NEXT TO EXECUTIVE BIOS). GO TO: ABOUT US > STATISTICS > LINK TO FORM 990 UNDER SOURCES OF INCOME SECTION. GO TO: ABOUT US > ABOUT US & FAQ > FOR THE MISSION AND PURPOSE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 353,332. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENT -12,685. UNREALIZED GAIN ON BENEFICIAL INTEREST IN ASSETS HELD IN TRUST 5,536. BOOK/TAX ADJUSTMENTS - INVESTMENTS -19,664. IN-KIND DIFFERENCE BETWEEN REVENUE AND EXPENSES FOR SPECIAL EVENTS 49,039. RICHMOND SPCA LAND CO LLC 2519 HERMITAGE ROAD RICHMOND VA 23220 540506328 HOLD TITLE TO LAND & BUILDING VA