2014-07-30T13:33:32-05:00 2013-12-31 341883473 CBIZ MHM LLC 1065 AVENUE OF THE AMERICAS NEW YORK NY 10018 990PF 2013-01-01 522251371 THE MARGARET AND DANIEL LOEB THIRD POINT FOUNDATION LOEB 2127156763 5 COLUMBUS CIRCLE 1790 BROADWAY NO 705 NEW YORK NY 10019 DANIEL S LOEB PRESIDENT 2127156763 2014-07-11 1 LINDA MCCARTY P00832934 2127905700 2013 2015-12-30 17:16:21Z X X 38090413 X 21910935 39 39 393885 393885 1255219 6466574 606649 23560078 1000573 0 0 0 11925 5962 5963 1680 840 840 20434 0 0 815 65 750 34854 6867 7553 9917956 9917956 9952810 6867 9925509 13607268 993706 3101467 244298 244298 5351350 10630398 10925726 8686824 19612606 19345809 5000000 7574580 7574580 61578 0 0 22201219 38061882 38090413 0 0 X 0 0 0 0 22201219 38061882 22201219 38061882 22201219 38061882 22201219 13607268 2253395 38061882 0 38061882 1,113,698.52,BCAP LLC TRUST SER 2009-RR3 CL 1A3 D 2012-12-19 2013-05-28 1088640 993196 95444 95444 1,500,000 INDYMAC INDEX MORTGAGE LOAN TRUST 2006-R1-A3 D 2011-12-27 2013-12-05 1106250 822300 283950 283950 503,595.07 JP MORGAN ALTERNATE LOAN TRUST SER 2006-A3 CL 2A1 D 2012-12-19 2013-06-04 349073 301658 47415 47415 1,250,000 JP MORGAN CHASE & CO NOTES 8% D 2010-12-08 2013-06-26 1392188 1331250 60938 60938 643,358.87 OPTION ONE MORTGAGE LOAN TRUST SER 2005-1 CL M1 D 2012-12-19 2013-05-23 468044 449062 18982 18982 800,000 PARK PLACE SECURITIES INC SER 2004-WWF1 CL-M4 D 2012-12-19 2013-05-21 718000 648080 69920 69920 750,000 RESIDENTIAL ASSET MORTGAGE PRODUCTS SER 2005-RS7 CL M1 D 2012-12-19 2013-01-25 583125 582825 300 300 750,000 RESIDENTIAL ASSET SECURITY CORPORATION SER 2005-KS9 CL M4 D 2012-12-19 2013-06-04 571875 542175 29700 29700 RETURN OF CAPITAL D 189379 189379 0 0 606649 0 4568878 5381707 0.848964 3340140 3749548 0.890811 2261884 1616549 1.399205 1021120 385869 2.646287 1987268 1143498 1.737885 7.523152 1.504630 13125984 19749749 9937 19759686 9925509 19874 0 19874 0 19874 20040 25000 45040 X 25166 25166 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A NICOLE NADAL 2127156763 5 COLUMBUS CIRCLE 1790 BROADWAY STE 705 NY NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DANIEL S LOEB 5 COLUMBUS CIRCLE1790 BROADWAY NEW YORK NY 10019 DIR/PRES. 3.00 0 0 0 CARTER POTTASH 5 COLUMBUS CIRCLE1790 BROADWAY NEW YORK NY 10019 DIRECTOR 0.50 0 0 0 MARGARET M LOEB 5 COLUMBUS CIRCLE1790 BROADWAY NEW YORK NY 10019 DIRECTOR 7.00 0 0 0 JOHN JOSEPHSON 5 COLUMBUS CIRCLE1790 BROADWAY NEW YORK NY 10019 SECRETARY 0.50 0 0 0 NICOLE NADAL 5 COLUMBUS CIRCLE1790 BROADWAY NEW YORK NY 10019 TREASURER 2.00 0 0 0 NONE 0 NONE 0 0 11903976 1421896 0 13325872 0 0 13325872 199888 13125984 656299 656299 19874 19874 636425 0 636425 0 636425 9925509 0 9925509 0 9925509 636425 0 0 1996143 1021120 2261884 3340140 4568878 13188165 9925509 0 0 0 636425 9289084 0 0 22477249 0 0 0 0 0 0 1996143 20481106 1021120 2261884 3340140 4568878 9289084 DANIEL S LOEB X A BETTER BALANCE 80 MAIDEN LANE SUITE 606 NEW YORK NY 10038 NONE EXEMPT CHARITABLE 3200 ACES - ASPEN CENTER FOR ENVIORNMENTAL STUDIES 100 PUPPY SMITH STREET ASPEN CO 81611 NONE EXEMPT CHARITABLE 5000 ACES - CHILDREN'S EDUCATION FUND 100 PUPPY SMITH STREET ASPEN CO 81611 NONE EXEMPT CHARITABLE 10000 ACTORS FUND THE 729 SEVENTH AVENUE 10TH FL NEW YORK NY 101021841 NONE EXEMPT CHARITABLE 3750 AJC 165 EAST 56TH STREET SUITE 630 NEW YORK NY 10022 NONE EXEMPT CHARITABLE 10000 ALL STARS PROJECT INC 543 WEST 42ND STREET NEW YORK NY 10036 NONE EXEMPT CHARITABLE 10000 ALZHEIMER'S DRUG DISCOVERY 57 WEST 57TH STREET SUITE 904 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 14750 AMERICAN FRIENDS OF THE ISRAEL MUSEUM 500 FIFTH AVENUE SUITE 2540 NEW YORK NY 10110 NONE EXEMPT CHARITABLE 15000 AMERICAN MUSEUM OF NATURAL HISTORY CENTRAL PARK WEST AT 79TH STREET NEW YORK NY 100245192 NONE EXEMPT CHARITABLE 19755 ANDREW GLOVER YOUTH PROGRAM 100 CENTRE STREET ROOM 1541 NEW YORK NY 10013 NONE EXEMPT CHARITABLE 5000 ANIMAL RESCUE FUND OF THE HAMPTONS PO BOX 901 WAINSCOTT NY 11975 NONE EXEMPT CHARITABLE 2000 ARS NOVA 511 WEST 54TH STREET NEW YORK NY 10019 NONE EXEMPT CHARITABLE 1000 ASPEN INSTITUTION THE 1000 NORTH THIRD STREET ASPEN CO 81611 NONE EXEMPT CHARITABLE 5000 ASPEN YOUTH CENTER PO BOX 8266 ASPEN CO 81612 NONE EXEMPT CHARITABLE 1000 ASPHALT GREEN INC 555 EAST 90TH STREET NEW YORK NY 101287803 NONE EXEMPT CHARITABLE 3740 ASSOCIATION TO BENEFIT CHILDREN 419 EAST 86TH STREET NEW YORK NY 10028 NONE EXEMPT CHARITABLE 10000 BABY BUGGY INC 306 WEST 37TH STREET 8TH FLOOR NEW YORK NY 10018 NONE EXEMPT CHARITABLE 18320 BIG BROTHERS BIG SISTERS OF NEW YORK CITY 223 EAST 30TH STREET NEW YORK NY 10016 NONE EXEMPT CHARITABLE 2000 BOYS & GIRLS CLUBS OF NEWPORT COUNTY 95 CHURCH STREET NEWPORT RI 02480 NONE EXEMPT CHARITABLE 10000 BOYS HOPE GIRLS HOPE OF NEW YORK LASALLE HALL 367 CLERMONT AVE BROOKLYN NY 11238 NONE EXEMPT CHARITABLE 5000 BRAIN TUMOR FOUNDATION 25 WEST 45TH STREET SUITE 1405 NEW YORK NY 10036 NONE EXEMPT CHARITABLE 10000 BROOKLYN BOTANIC GARDEN 1000 WASHINGTON AVE BROOKLYN NY 11225 NONE EXEMPT CHARITABLE 2000 BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 112389982 NONE EXEMPT CHARITABLE 2500 BROTHERHOOD SISTER SOL 512 WEST 143RD STREET NEW YORK NY 10031 NONE EXEMPT CHARITABLE 1000 BROWN ALUMNI MAGAZINE BROWN UNIVERSITY BOX 1877 PROVIDENCE RI 029129950 NONE EXEMPT CHARITABLE 250 BROWN UNIVERSITY BROWN ANNUAL FUND BOX 1877 PROVIDENCE RI 029129936 NONE EXEMPT CHARITABLE 50000 CENTER FOR REPRODUCTIVE RIGHTS 120 WALL STREET 14TH FLOOR NEW YORK NY 10005 NONE EXEMPT CHARITABLE 97500 CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET 8TH FLOOR NEW YORK NY 10022 NONE EXEMPT CHARITABLE 66780 CHABAD OF COLLEGE HILL 12 OLIVE STREET PROVIDENCE RI 02906 NONE EXEMPT CHARITABLE 20000 CHAI LIFELINE 151 WEST 30TH STREET 3RD FLOOR NEW YORK NY 10001 NONE EXEMPT CHARITABLE 10000 CHARLEY'S FUND PO BOX 83 STOCKBRIDGE MA 01262 NONE EXEMPT CHARITABLE 5000 CHILDREN'S CANCER & BLOOD FOUNDATION 333 EAST 38TH STREET SUITE 830 NEW YORK NY 10016 NONE EXEMPT CHARITABLE 5000 CHILDREN'S MUSEUM OF THE EAST END PO BOX 316 BRIDGEHAMPTON NY 119320316 NONE EXEMPT CHARITABLE 4480 CITY HEALTH WORKS 1485 5TH AVENUE 10E NEW YORK NY 10035 NONE EXEMPT CHARITABLE 25000 CITYARTS 525 BROADWAY SUITE 602 NEW YORK NY 10012 NONE EXEMPT CHARITABLE 6000 COALITION FOR THE HOMELESS 129 FULTON STREET NEW YORK NY 10038 NONE EXEMPT CHARITABLE 8100 COLUMBIA UNIVERSITY 622 WEST 113TH STREET MAIL CODE 4524 NEW YORK NY 10025 NONE EXEMPT CHARITABLE 205000 COMMUNITY PARTNERS FOR BABY 2 BABY 6435 WILSHIRE BOULEVARD LOS ANGELES CA 90048 NONE EXEMPT CHARITABLE 5000 CONTINUUM CENTER FOR HEALTH AND HEALING 245 5TH AVENUE NEW YORK NY 10016 NONE EXEMPT CHARITABLE 5000 COOL CULTURE 80 HANSON PLACE SUITE 604 BROOKLYN NY 11217 NONE EXEMPT CHARITABLE 1000 DRAWING CENTER 12 DESBROSSES STREET NEW YORK NY 10013 NONE EXEMPT CHARITABLE 3500 EAST HAMPTON BEACH PRESERVATION SOCIETY PO BOX 593 EAST HAMPTON NY 119370401 NONE EXEMPT CHARITABLE 1000 EAST HAMPTON FIRE DEPARTMENT 1 CEDAR STREET EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 2500 EAST HAMPTON HISTORICAL SOCIETY 101 MAIN STREET EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 1000 EAST HAMPTON MEALS ON WHEELS 33 NEWTOWN LANE SUITE 205 EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 1000 EAST HAMPTON VILLAGE POLICEMAN PO BOX 1242 EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 3500 EAST HARLEM TUTORIAL PROGRAM 2050 SECOND AVE NEW YORK NY 10029 NONE EXEMPT CHARITABLE 5000 EQUALITY NOW 250 WEST 57TH STREET SUITE 1720 NEW YORK NY 10107 NONE EXEMPT CHARITABLE 25000 ETHICAL CULTURE FIELDSTON SCHOOL 33 CENTRAL PARK WEST NEW YORK NY 100236001 NONE EXEMPT CHARITABLE 340000 EVERGLADES FOUNDATION 18001 OLD CUTLER ROAD SUITE 625 PALMETTO BAY FL 33157 NONE EXEMPT CHARITABLE 5000 FACING HISTORY AND OURSELVES 14 EAST 4TH ST 3RD FLOOR SUITE 3003 NEW YORK NY 10012 NONE EXEMPT CHARITABLE 5000 FAMM 1100 H STREET NW SUITE 1000 WASHINGTON DC 20005 NONE EXEMPT CHARITABLE 1000 FILM SOCIETY OF LINCOLN CENTER 165 WEST 65TH STREET 4TH FLOOR NEW YORK NY 100236595 NONE EXEMPT CHARITABLE 3975 FOOD BANK FOR NEW YORK CITY 39 BROADWAY 10TH FL NEW YORK NY 10006 NONE EXEMPT CHARITABLE 2000 FOOD PANTRY FARM PO BOX 181 EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 1000 FOUNTAIN HOUSE PO BOX 941 NEW YORK NY 101080941 NONE EXEMPT CHARITABLE 1000 FRESH AIR FUND 633 THIRD AVENUE 14TH FLOOR NEW YORK NY 101643981 NONE EXEMPT CHARITABLE 10000 FRESH YOUTH INITIATIVES 505 WEST 171ST STREET NEW YORK NY 10032 NONE EXEMPT CHARITABLE 10000 FRIENDS WITHOUT A BORDER 1123 BROADWAY SUITE 1210 NEW YORK NY 10010 NONE EXEMPT CHARITABLE 1000 GENERAL BOARD OF CHURCH AND SOCIETY OF THE UNITED METHODIST CHURCH 100 MARYLAND AVE NE SUITE 200 WASHINGTON DC 20002 NONE EXEMPT CHARITABLE 15000 GROUP FOR THE EAST END PO BOX 1792 SOUTHOLD NY 11971 NONE EXEMPT CHARITABLE 2000 HABITAT FOR HUMANITY 111 JOHN STREET 23RD FLOOR NEW YORK NY 100383109 NONE EXEMPT CHARITABLE 2000 HAMPTON LIFEGUARD ASSOCIATION 36 TALKHOUSE WALK EAST HAMPTON NY 11937 NONE EXEMPT CHARITABLE 1000 HARLEM CHILDREN'S ZONE 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 22790 HARLEM RBI 333 EAST 100TH STREET NEW YORK NY 10029 NONE EXEMPT CHARITABLE 10000 HARLEM VILLAGE ACADEMIES 1114 AVE OF THE AMERICAS 39TH FL NEW YORK NY 10036 NONE EXEMPT CHARITABLE 5000 HEATHER ON EARTH MUSIC FOUNDATION 3451 EAST BAY COURT MERRICK NY 11566 NONE EXEMPT CHARITABLE 2500 HORTICULTURAL SOCIETY OF NEW YORK 148 WEST 37TH STREET 13TH FLOOR NEW YORK NY 10018 NONE EXEMPT CHARITABLE 500 HUMAN RIGHTS CAMPAIGN 1640 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 NONE EXEMPT CHARITABLE 500000 HUMANE SOCIETY OF NEW YORK 306 EAST 59TH STREET NEW YORK NY 10022 NONE EXEMPT CHARITABLE 1000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE BOX 1049 NEW YORK NY 10029 NONE EXEMPT CHARITABLE 14850 IMENTOR INC 30 BROAD STREET 9TH FLOOR NEW YORK NY 10004 NONE EXEMPT CHARITABLE 23500 INNER-CITY SCHOLARSHIP FUND 1011 FIRST AVENUE 14TH FLOOR NEW YORK NY 100224112 NONE EXEMPT CHARITABLE 2500 INTER-CARE FOUNDATION 51 EAST 25TH STREET LOWER LEVEL NEW YORK NY 10010 NONE EXEMPT CHARITABLE 5000 JCC IN MANHATTAN 334 AMSTERDAM AVE AT 76TH STREET NEW YORK NY 10023 NONE EXEMPT CHARITABLE 106000 JCRC-NY 225 WEST 34TH STREET SUITE 1607 NEW YORK NY 10122 NONE EXEMPT CHARITABLE 1000 JERUSALEM FELLOWSHIPS INC (BENJI KILLMAN FOUNDATION) 28 PARK AVENUE AIRMONT NY 10952 NONE EXEMPT CHARITABLE 5000 JEWISH COMMUNAL FUND THE 575 MADISON AVENUE SUITE 703 NEW YORK NY 10022 NONE EXEMPT CHARITABLE 20000 JEWISH COMMUNITY PROJECT 146 DUANE STREET NEW YORK NY 10013 NONE EXEMPT CHARITABLE 1000 JEWISH MUSEUM 1109 FIFTH AVENUE NEW YORK NY 10128 NONE EXEMPT CHARITABLE 1000 KASPAROV CHESS FOUNDATION 80 JESSE COURT MONTVILLE NJ 07045 NONE EXEMPT CHARITABLE 10000 KAUFMAN MUSIC CENTER 129 WEST 67TH STREET NEW YORK NY 10023 NONE EXEMPT CHARITABLE 1000 KITCHEN THE 512 WEST 19TH STREET NEW YORK NY 10011 NONE EXEMPT CHARITABLE 10000 LA DIAPER DRIVE PO BOX 192 PACIFIC PALISADES CA 90272 NONE EXEMPT CHARITABLE 1000 LIGALY 34 PARK AVENUE BAY SHORE NY 11706 NONE EXEMPT CHARITABLE 1000 LINCOLN CENTER FOR THE PERFORMING ARTS INC 70 LINCOLN CENTER PLAZA 9TH FLOOR NEW YORK NY 10023 NONE EXEMPT CHARITABLE 46710 LOVE HEALS AT LUNA FARM 5 HANOVER SQUARE SUITE 2103 NEW YORK NY 10004 NONE EXEMPT CHARITABLE 10000 LUBAVITCH OF THE EAST END 13 WOODS LANE EAST HAMPTON NY 119373247 NONE EXEMPT CHARITABLE 15000 LUNCHBOX FUND THE PO BOX 10 NEW YORK NY 10276 NONE EXEMPT CHARITABLE 1000 MANHATTAN INSTITUTE FOR POLICY RESEARCH 52 VANDERBILT AVE NEW YORK NY 10017 NONE EXEMPT CHARITABLE 75000 MEMORIAL SLOAN-KETTERING CANCER CENTER PO BOX 5028 HAGERSTOWN MD 217415028 NONE EXEMPT CHARITABLE 5000 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVE NEW YORK NY 100280198 NONE EXEMPT CHARITABLE 28146 MICHAEL J FOX FOUNDATION 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 97500 MOUNT SINAI CRYSTAL PARTY 1 GUSTAVE L LEVY PLACE BOX 1049 NEW YORK NY 100296574 NONE EXEMPT CHARITABLE 21000 MOUNT SINAI DUBIN BREAST CENTER 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 25000 MOUNT SINAI SCHOOL OF MEDICINE 1 GUSTAVE L LEVY PLACE BOX 1049 NEW YORK NY 100296574 NONE EXEMPT CHARITABLE 250000 MUSEUM OF CONTEMPORARY ART 235 BOWERY NEW YORK NY 10002 NONE EXEMPT CHARITABLE 198850 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 100195497 NONE EXEMPT CHARITABLE 25000 MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVE NEW YORK NY 10029 NONE EXEMPT CHARITABLE 5000 NARAL PRO CHOICE NEW YORK 18 HARRISON STREET PENTHOUSE NEW YORK NY 10013 NONE EXEMPT CHARITABLE -10000 NARAL PRO-CHOICE AMERICA 1156 15TH STREET NW SUITE 700 WASHINGTON DC 20005 NONE EXEMPT CHARITABLE 50000 NATIONAL INSTITUTE FOR REPRODUCTIVE HEALTH 470 PARK AVE SOUTH 7TH FLOOR NEW YORK NY 10016 NONE EXEMPT CHARITABLE 90000 NAVY SEAL FOUNDATION 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 97750 NEW 42ND STREET THE 229 WEST 42ND STREET NEW YORK NY 100367299 NONE EXEMPT CHARITABLE 18000 NEW MUSEUM 235 BOWERY STREET NEW YORK NY 10002 NONE EXEMPT CHARITABLE 5000 NEW ROADS SCHOOL 3131 OLYMPIC BOULEVARD SANTA MONICA CA 90404 NONE EXEMPT CHARITABLE 20000 NEW YORK ABORTION ACCESS FUND 135 EASTER PARKWAY 9F BROOKLYN NY 11238 NONE EXEMPT CHARITABLE 5000 NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 104585126 NONE EXEMPT CHARITABLE 3900 NEW YORK CITY POLICE FOUNDATION 555 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10017 NONE EXEMPT CHARITABLE 1000 NEW YORK MUSICAL THEATER 250 WEST 49TH STREET SUITE 601 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 10000 NEW YORK PUBLIC RADIO PO BOX 1550 NEW YORK NY 101161550 NONE EXEMPT CHARITABLE 1000 NEW YORK RESTORATION PROJECT PO BOX 4692 TOMS RIVER NJ 087549859 NONE EXEMPT CHARITABLE 5000 NEW YORK WOMEN'S FOUNDATION 1325 SIXTH AVENUE 27TH FLOOR NEW YORK NY 10019 NONE EXEMPT CHARITABLE 40000 NJ HEROES PO BOX 95 MENDHAM NJ 079450095 NONE EXEMPT CHARITABLE 10000 NORTH STAR FUND 520 EIGHTH AVENUE SUITE 2203 NEW YORK NY 10018 NONE EXEMPT CHARITABLE 15000 NORTHSIDE CENTER FOR CHILD DEVELOPMENT INC 152 WEST 57TH STREET 52ND FLOOR NEW YORK NY 10019 NONE EXEMPT CHARITABLE 2500 NYU LANGONE MEDICAL CENTER 1 PARK AVE 17TH FLOOR NEW YORK NY 10016 NONE EXEMPT CHARITABLE 10000 OVARIAN CANCER RESEARCH FUND 225 WEST 34TH STREET SUITE 1710 NEW YORK NY 101221710 NONE EXEMPT CHARITABLE 11700 PLAN USA 155 PLAN WAY WARWICK RI 02886 NONE EXEMPT CHARITABLE 360 PLANNED PARENTHOOD FEDERATION OF AMERICA 434 WEST 33RD STREET NEW YORK NY 10001 NONE EXEMPT CHARITABLE 100000 PLANNED PARENTHOOD HUDSON PECONIC 4 SKYLINE DRIVE SUITE 7 HAWTHORNE NY 10532 NONE EXEMPT CHARITABLE 2500 PLANNED PARENTHOOD OF NYC 26 BLEECKER STREET NEW YORK NY 10012 NONE EXEMPT CHARITABLE 35000 PREP FOR PREP 328 WEST 71ST STREET NEW YORK NY 10023 NONE EXEMPT CHARITABLE 598250 PUBLIC ART FUND ONE EAST 35TH STREET NEW YORK NY 10022 NONE EXEMPT CHARITABLE 2500 PUBLIC THEATER 425 LAFAYETTE STREET NEW YORK NY 10003 NONE EXEMPT CHARITABLE 10000 REASON FOUNDATION 5737 MESMER AVE LOS ANGELES CA 902306313 NONE EXEMPT CHARITABLE 1000 RED HOOK INITIATIVE 767 HICKS STREET BROOKLYN NY 11231 NONE EXEMPT CHARITABLE 1000 ROBIN HOOD FOUNDATION 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 NONE EXEMPT CHARITABLE 109000 ROCKEFELLER UNIVERSITY THE 1230 YORK AVENUE BOX 164 NEW YORK NY 100656399 NONE EXEMPT CHARITABLE 2500 ROCKHOUSE FOUNDATION PO BOX 2460 NEW YORK NY 10008 NONE EXEMPT CHARITABLE 1000 RONALD MCDONALD HOUSE OF NEW YORK 405 EAST 73RD STREET NEW YORK NY 10021 NONE EXEMPT CHARITABLE 25000 SANCTUARY FOR FAMILIES PO BOX 1406 WALL STREET STATION NEW YORK NY 102681406 NONE EXEMPT CHARITABLE 2500 SAY YES TO EDUCATION 320 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 NONE EXEMPT CHARITABLE 1000 SERIOUSFUN CHILDRENS NETWORK 501 MADISON AVE 6TH FLOOR NEW YORK NY 10022 NONE EXEMPT CHARITABLE 2500 SIACH YITZCHOK YESHIVA 1513 CENTRAL AVENUE FAR ROCKAWAY NY 11691 NONE EXEMPT CHARITABLE 9000 SIGGI WILZIG HAMPTONS JEWISH CHILDREN'S CENTER 214 HILL STREET SOUTHAMPTON NY 11968 NONE EXEMPT CHARITABLE 1000 SINAI SCHOOL 1485 TEANECK ROAD SUITE 300 TEANECK NJ 07666 NONE EXEMPT CHARITABLE 50000 SOLOMON R GUGGENHEIM MUSEUM 1071 FIFTH AVENUE NEW YORK NY 10128 NONE EXEMPT CHARITABLE 2500 SOLVING KIDS CANCER 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 NONE EXEMPT CHARITABLE 10000 SPARK 315 WEST 9TH STREET SUITE 313 LOS ANGELES CA 90015 NONE EXEMPT CHARITABLE 1000 STEPHEN WISE FREE SYNAGOGUE 30 WEST 68TH STREET NEW YORK NY 100236053 NONE EXEMPT CHARITABLE 5000 STONY HILL STABLES FOUNDATION PO BOX 283 AMAGANSETT NY 11930 NONE EXEMPT CHARITABLE 1000 STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 10027 NONE EXEMPT CHARITABLE 5000 SUCCESS ACADEMY CHARTER SCHOOL 310 LENOX AVENUE 2ND FLOOR NEW YORK NY 10027 NONE EXEMPT CHARITABLE 3595600 TEACH FOR AMERCIA 519 8TH AVENUE 15TH FLOOR NEW YORK NY 10018 NONE EXEMPT CHARITABLE 2500 THIRDWAY INSTITUTE THE 1025 CONNECTICUT AVE NW SUITE 501 WASHINGTON DC 20036 NONE EXEMPT CHARITABLE 50000 THORN 200 PARK AVENUE SOUTH 8TH FLOOR NEW YORK NY 10003 NONE EXEMPT CHARITABLE 25000 TURNAROUND FOR CHILDREN 25 WEST 45TH STREET 6TH FLOOR NEW YORK NY 10019 NONE EXEMPT CHARITABLE 22750 TURTLE CONSERVANCY 49 BLEECKER STREET SUITE 601 NEW YORK NY 10012 NONE EXEMPT CHARITABLE 1000 UJA FEDERATION OF NY PO BOX 4056 NEW YORK NY 102614056 NONE EXEMPT CHARITABLE 5000 US OLYMPIC COMMITTEE 1100 H STREET NW SUITE 600 WASHINGTON DC 20005 NONE EXEMPT CHARITABLE 75000 WHEELCHAIR SPORTS FEDERATION 6484 82ND STREET SUITE 2 MIDDLE VILLAGE NY 113792329 NONE EXEMPT CHARITABLE 2500 WHITNEY MUSEUM OF AMERICAN ART 945 MADISON AVE NEW YORK NY 10021 NONE EXEMPT CHARITABLE 25000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 NONE EXEMPT CHARITABLE 700 WOMEN'S HEALTH INITIATIVES AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE BOX 1223 NEW YORK NY 100296574 NONE EXEMPT CHARITABLE 58000 WONDER WORK 420 FIFTH AVENUE NEW YORK NY 10018 NONE EXEMPT CHARITABLE 5000 WOODROW WILSON CENTER 1300 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 NONE EXEMPT CHARITABLE 5000 YESHIVA OF FAR ROCKAWAY 802 HICKSVILLE ROAD FAR ROCKAWAY NY 11691 NONE EXEMPT CHARITABLE 6000 ETHICAL CULTURE FIELDSTON SCHOOL - INVESTMENT IN THIRD POINT ULTRA 33 CENTRAL PARK WEST NEW YORK NY 100236001 NONE EXEMPT CHARITABLE 2000000 9917956 0 14 39 14 393885 18 1255219 0 1649143 0 1649143 0 0 0 0 0 0 0 0 0 0 X X 1 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 58368 X 2 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 391183 X 3 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 75090 X 4 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 7974 X 5 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 147953 X 6 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 1423 X 7 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 520879 X 8 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 693265 X 9 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 979139 X 10 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 267611 X 11 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 774751 X 12 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 1641726 X 13 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 305661 X 14 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 314085 X 15 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 869897 X 16 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 1342286 X 17 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 2180700 X 18 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 286289 X 19 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 590310 X 20 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 1011636 X 21 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 431280 X 22 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 825960 X 23 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 359490 X 24 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 415480 X 25 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 808200 X 26 DANIEL S LOEB 15 CENTRAL PARK WEST PH39 NEW YORK NY 10023 6610298 X 1 131,727.140 CITIGROUP MORT LOAN TRUST INC SER 09-6 CL 16A2;CUSIP#17315JBK7 58368 2013-01-02 2 503,065.080 AMERIQUEST MTG SECURITIES INC SER 04-R2;CUSIP#03072SPJ8 391183 2013-01-18 3 107,471.090 OPTION ONE MORTGAGE LOAN TRUST SER 05-1 CL M1;CUSIP#68389FGK4 75090 2013-01-18 4 11,400.800 OPTION ONE MORTGAGE LOAN TRUST SER 05-1 CL M1;CUSIP#68389FGK4 7974 2013-02-06 5 223,900.090 RESEDENTIAL ACCREDIT LOANS, INC SER 2006-QA10 CL A1;CUSIP#74922N-AA-7 147953 2013-02-28 6 2,124.610 RESEDENTIAL ACCREDIT LOANS, INC SER 2006-QA10 CL A1;CUSIP#74922N-AA-7 1423 2013-04-02 7 610,000 MORGAN STANLEY CAPITAL INC SER 05-HE3;CUSIP#61744CSJ6 520879 2013-12-27 8 1,383,209.729 RBSSP RESECURITIZATION TRUST SER 09-7 CL 5A3;CUSIP#75524MAW0 693265 2013-12-27 9 1,792,967.252 MORGAN STANLEY MORTGAGE LOAN TRUST SER 07-5AX CL 2A1;CUSIP#61751GAB3 979139 2013-12-27 10 384,553.570 CITIGROUP MORTGAGE LOAN TRUST SER 07-6 CL 1A1A;CUSIP#17312VAA6 267611 2013-12-27 11 1,142,869.325 GSAMP TRUST SER 2005-AHL2;CUSIP#362341B99 774751 2013-12-27 12 2,430,746.155 CWALT ALTERNATIVE LN SERIES 2005-J12 CL2A1;CUSIP#12668A-SY-2 1641726 2013-12-27 13 513,543.399 GSAA HOME EQUITY TRUST 06-19 CL A3A;CUSIP#362244-AC-9 305661 2013-12-27 14 402,570.058 BOA FUNDING CORP.SERIES 2005-F CL2A1;CUSIP#05946XYV9 314085 2013-12-27 15 1,332,359.330 INDYMAC MORT LOAN TRUST SERIES 2006-AR19 CL 1A1;CUSIP#45660GAA8 869897 2013-12-27 16 2,134,000 ACCREDITED MORTGAGE LOAN TRUST SER 2005-4 CL M1;CUSIP#004375-EK-3 1342286 2013-12-27 17 3,000,000 CITIGROUP MORTGAGE LOAN TRUST SER 2007-WFH1 CL M1;CUSIP#17311C-AD-3 2180700 2013-12-27 18 482,129.640 CREDIT SUISSE MORTGAGE CAPITAL CERTIFIED SER 2006-6 CL 2A1;CUSIP#22942JAM5 286289 2013-12-27 19 700,000 ASSET BACKED SECURITIES CORP. SER2005-HE8 M2;CUSIP#04541G-UP-5 590310 2013-12-27 20 1,305,000 AMERIQUEST MORTGAGE SECURITIES INC. 2005-R1 CL M4;CUSIP#03072S-YB-5 1011636 2013-12-27 21 603,273.828 RESIDENTIAL ACCREDIT LOANS, INC. 2006-QA2 CL 1A1;CUSIP#761118-TN-8 431280 2013-12-27 22 1,294,000 BEAR STEARNS ALT-A TRUST 2005-1 CL M2;CUSIP#07386H-QJ-3 825960 2013-12-27 23 568,004.384 BEAR STEARNS ALT-A TRUST 2006-1 CL 21A2;CUSIP#07386H-B8-3 359490 2013-12-27 24 650,000 SECURITIZED ASSET BACKED RECEIVABLES 2005-FR2 CL M3; CUSIP#81375W-EG-7 415480 2013-12-27 25 1,500,000 COUNTRYWIDE ASSET-BACKED CERTIFICATE 2006-13 CL 3AV3;CUSIP#23242E-AK-5 808200 2013-12-27 26 293,791 INTREXON CORPORATION;CUSIP#XON 6610298 2013-12-31 ACCOUNTING FEES 11925 5962 5963 1,086,272.66 BCAP LLC TRUST SER 2009-RR3 CL 1A3;CUSIP#05531X-AC-8 0 0 1,180,051.68 CITIGROUP MORTGAGE LOAN TR.SER 2009-6 CL 16A2;CUSIP#17315J-BK-7 517566 564465 1,305,000 AMERIQUEST MORTGAGE SECURITIES INC.2005-R1 CL M4;CUSIP#03072S-YB-5 1011636 953472 1,434,138.71 RESIDENTIAL ACCREDIT LOANS 2005-QA12 NB5;CUSIP#761118-NC-8 775869 1157780 1,500,000 INDYMAC INDX MORTGAGE LOAN TR.2006-R1-A3;CUSIP#45662-J-AC-6 0 0 119,135.70 RESIDENTIAL ACCREDIT LOANS, INC SER 2006-QA10;CUSIP#74922N-AA-7 74710 87815 146,974.35 AMERIQUEST MORTGAGE SECURITIES INC SER 2004-R2;CUSIP#03072S-PJ-8 114258 47787 2,134,000 ACCREDITED MORTGAGE LOAN TRUST SER 2005-4 CL M1;CUSIP#004375-EK-3 1342286 1288893 272,977.45 MASTER ADJUSTABLE RATE MORTGAGE TR.SER 2007-R5;CUSIP#57645W-AA-8 210516 174555 300,000 GSAMP TRUST SER 2006-SEA1;CUSIP#36244L-AB-9 108150 170826 285,746.08 STRUCTURED ADJ.RATE MORTGAGE LOAN SER 2006-5;CUSIP#86360N-AG-7 237302 238006 360,456.03 AMERIQUEST MORTGAGE SECURITIES INC SER 2004-R2;CUSIP#03072S-PJ-8 391183 305450 437,178 CITIGROUP MORTGAGE LOAN TR.SER 2009-8 CL 2A2;CUSIP#17315N-AE-3 287051 325378 421,813.23 STRUCTURED ADJ.RATE MORTGAGE LOAN SER2005-21;CUSIP#863579-B2-3 295607 326277 523,228.26 JP MORGAN ALTERNATIVE LOAN TR.SER 2006-A3 2A1;CUSIP#46628U-AF-5 0 0 535,887.80 OPTION ONE MORTGAGE LOAN TRUST SER 2005-1 CL M1;CUSIP#68389F-GK-4 0 0 563,731.66 BANC OF AMERICA FUNDING CORP.SER 2009-R5 CL 5A3;CUSIP#05952B-AP-7 346977 283563 59,462.26 WACHOVIA MORTGAGE LOAN TRUST 2006 AMN1 CL A1;CUSIP#92978E-AA-2 21501 33772 63,796.31 WACHOVIA MORTGAGE LOAN TRUST 2006 ALT1- A1-C1;CUSIP#92978G-AA-7 25871 44968 700,000 RESIDENTIAL ASSET MORTGAGE PRODUCTS SER 2005-EFC5;CUSIP#76112B-H6-0 468440 483875 750,000 RESIDENTIAL ASSET MORTGAGE PRODUCTS SER 2005-RS7;CUSIP#76112B-WW-6 0 0 750,000 RESIDENTIAL ASSET SECURITY CORP.SER 2005-KS9;CUSIP#754058-AG-0 0 0 728,357.27 GSAA TRUST SER 2006-19 CL A1;CUSIP#362244-AA-3 250688 353545 800,000 PARK PLACE SECURITIES INC SER 2004-WWF1 CL-M4;CUSIP#70069F-DM-6 0 0 954,000 COUNTRYWIDE ALT LOAN TRUST SER 2005-J4 CL M2;CUSIP#12667G-NH-2 660168 807904 700,000 ASSET BACKED SECURITIES CORP SER 2005-HE8 M2;CUSIP#04541G-UP-5 590310 575463 1,294,000 BEAR STEARNS ALT-A TRUST 2005-1 CL M2;CUSIP#07386H-QJ-3 825960 862645 568,004.384 BEAR STEARNS ALT-A TRUST 2006-1 CL 21A2;CUSIP#07386H-B8-3 359490 333413 402,570.058 BOA FUNDING CORP SERIES 2005-F CL 2A1;CUSIP#05946XYV9 314085 319794 131,727.140 CITIGROUP MORT LOAN TRUST INC SER 09-6 CL 16A2;CUSIP#17315JBK7 58368 71748 384,553.570 CITIGROUP MORTGAGE LOAN TRUST SER 07-6 CL 1A1A;CUSIP#17312VAA6 267611 252836 3,000,000 CITIGROUP MORT LOAN TRUST SER 2007-WFH1 CL M1;CUSIP#17311C-AD-3 2180700 2052060 1,500,000 COUNTRYWIDE ASSET-BACKED CERTIFIC.2006-13 CL 3AV3;CUSIP#23242E-AK- 808200 785340 482,129.640 CREDIT SUISSE MORTG.CAP. CERTIF.SER2006-6 CL2A1;CUSIP#22942JAM5 286289 283217 2,430,746.155 CWALT ALTERNATIVE LN SERIES 2005-J12 CL 2A1;CUSIP#12668A-SY2 1641726 1627530 513,543.399 GSAA HOME EQUITY TRUST 06-19 CL A3A;CUSIP#362244-AC-9 305661 268501 1,142,869.325 GSAMP TRUST SER 2005-AHL2;CUSIP#362341B99 774751 794968 1,332,359.330 INDYMAC MORT.LOAN TR.SERIES 2006-AR19 CL1A1;CUSIP#45660GAA8 869897 847074 610,000 MORGAN STANLEY CAPITAL INC. SER05-HE3;CUSIP#61744CSJ6 520879 507862 1,792,967.252 MORGAN STANLEY MORT LN TR SER07-5AX CL2A1;CUSIP#61751GAB3 979139 921460 185,815.47 RESIDENTIAL ACCREDIT LOAN INC 2206-QA10 A1;CUSIP#74922NAA7 149736 136965 1,383,209.73 RBSSP RESECURITIZATION TR.SER09-7 CL5A3;CUSIP#75524MAW0 693265 207481 603,273.828 RESID.ACCR.LN INC.206-QA2 CL 1A1;CUSIP#76118TN8 431280 440836 650,000 SECURITIZED ASSET BACKED RECEIVABLES 2005-FR2 CL M3;CUSIP#81375W-EG- 415480 408285 1,250,000 JPMORGAN CHASE & CO @7.9% PFD STK;CUSIP # 46625H-HA-1 0 0 200,000 OCEAN SHORE HOLDING CO.;CUSIP#67501R-10-3 2894000 2732000 30,000 COLONIAL FINANCIAL SERVICES INC;CUSIP#19566B-10-1 383100 399000 50,000 ORITANI FINANCIAL CORPORATION;CUSIP#68633D-10-3 743000 802500 293,791 INTREXON CORPORATION;CUSIP#XON 6610298 6992226 INV. IN THIRD POINT ULTRA LTD AT COST 5574580 5574580 INV. IN ELLINGTON HOUSING INC. AT COST 2000000 2000000 OTHER RECEIVABLES 61578 0 0 NYS FILING FEE 750 0 750 BANK CHARGES 65 65 0 UNREALIZED APRECIATION ON SECURITIES DONATED 2253395 CONSULTING FEES 1680 840 840 EXCISE TAX 20434 0 0