2014-07-10T18:32:18-05:00 2013-08-31 263839190 BURR PILGER MAYER INC 600 CALIFORNIA STREET SUITE 600 SAN FRANCISCO CA 94108 990 2012-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JIM KIRK 4155528000 2014-07-09 1 CAROLYN R AMSTER P00189994 4154215757 2014-07-09 2012 2015-11-30 17:44:51Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 145289764 0 X WWW.SFSYMPHONY.ORG X 1910 CA ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 93 93 984 1852 43335 36429 29724139 33467450 26230844 27054885 4002722 24933829 -3839393 -532125 56118312 84924039 79217 97500 0 0 42538935 42280401 459189 440666 5054233 35260671 30473820 78338012 73292387 -22219700 11631652 300320701 315161678 56390634 43768159 243930067 271393519 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD; ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES; MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 61012847 97500 27054885 THROUGH ITS ARTISTIC, EDUCATION AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY EACH YEAR SERVES MORE THAN 600,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, THE WEB, AND RADIO AND TELEVISION BROADCASTS.THE GRAMMY AWARD WINNING SAN FRANCISCO SYMPHONY IS REGARDED INTERNATIONALLY AS ONE OF THE FOREMOST AMERICAN ORCHESTRAS. UNDER MUSIC DIRECTOR MICHAEL TILSON THOMAS, THE SYMPHONY OFFERS EXCITING CLASSICAL PROGRAMS WITH INTERNATIONALLY ACCLAIMED GUEST ARTISTS IN ITS 100+ CONCERT SUBSCRIPTION SERIES. OTHER ANNUAL SERIES INCLUDE THE GREAT PERFORMERS SERIES, MUSIC FOR FAMILIES AND THE CHAMBER MUSIC SERIES. IN ADDITION, THE ORCHESTRA OFFERS FREE COMMUNITY CONCERTS, AN ANNUAL SUMMER FESTIVAL AND DECEMBER HOLIDAY CONCERTS.THE SYMPHONY PROVIDES AN EXTENSIVE ARRAY OF MUSIC EDUCATION PROGRAMS FOR YOUTH AND ADULTS, MOST OF WHICH ARE FREE OF CHARGE. FOR YOUNG CHILDREN, THERE IS ADVENTURES IN MUSIC, A COMPREHENSIVE MUSIC EDUCATION PROGRAM IN EVERY SAN FRANCISCO PUBLIC ELEMENTARY SCHOOL AND CONCERTS FOR KIDS, REACHING NEARLY 30,000 SCHOOL CHILDREN EACH YEAR FROM AROUND THE GREATER BAY AREA. OTHER PROGRAMS INCLUDE A SPECIAL WEB SITE FOR CHILDREN, WWW.SFSKIDS.ORG, OFFERING YOUNGSTERS AROUND THE WORLD AN INTRODUCTION TO MUSIC, THE INSTRUMENT TRAINING PROGRAM FOR MIDDLE AND HIGH SCHOOL MUSIC STUDENTS; THE HOWARD SKINNER STUDENT FORUM, OFFERING GREATLY DISCOUNTED TICKETS TO COLLEGE STUDENTS; AND FREE TICKETS FOR HIGH SCHOOL AND COLLEGE MUSIC STUDENTS. FOR ADULTS, THE SYMPHONY PRESENTS INSIDE MUSIC TALKS, WHICH ARE FREE OF CHARGE BEFORE EACH CONCERT. OTHER PROGRAMS REACH ECONOMICALLY DISADVANTAGED BAY AREA RESIDENTS AND INCLUDE FREE OUTDOOR CONCERTS AND SEVERAL PROGRAMS DISTRIBUTING DISCOUNTED AND COMPLIMENTARY TICKETS. THE SYMPHONY'S WIDE-RANGING RECORDING AND MEDIA PROJECTS MAKE CLASSICAL MUSIC MORE ACCESSIBLE TO PEOPLE OF ALL AGES AND BACKGROUNDS, INCLUDING A NATIONAL PBS-TV SERIES OF DOCUMENTARIES AND CONCERTS, NATIONALLY SYNDICATED RADIO PROGRAMS, AND INTERACTIVE WEBSITES. 61012847 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 0 0 1 301 0 1 984 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 93 93 1 0 0 0 1 1 0 1 0 0 0 0 1 1 1 1 1 1 1 0 CA X JIM KIRK CFO 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JOHN D GOLDMAN 15.50 X X 0 0 0 SAKURAKO FISHER 30.00 X X 0 0 0 TED W HALL 3.00 X X 0 0 0 DAVID A HOYT 3.00 X X 0 0 0 RICHARD M KOVACEVICH 3.00 X X 0 0 0 ROBERT R TUFTS 4.50 X X 0 0 0 CLAIRE N BARNES 1.00 X 0 0 0 NANCY H BECHTLE 1.80 X 0 0 0 LYDIA I BEEBE 1.10 X 0 0 0 ATHENA T BLACKBURN 1.60 X 0 0 0 BARBARA BROOKINS-SCHNEIDER 1.50 X 0 0 0 CAROL FRANC BUCK 1.00 X 0 0 0 MRS HERBERT E CAEN 1.00 X 0 0 0 CAROL CASEY 1.30 X 0 0 0 JOHN S CHEN 1.00 X 0 0 0 DR YANEK S Y CHIU 1.00 X 0 0 0 MATT COHLER 1.40 X 0 0 0 MARGARET LIU COLLINS 1.30 X 0 0 0 NANCY R CONNER 1.00 X 0 0 0 MICHELE BEIGEL CORASH 1.80 X 0 0 0 COURTENAY C CORRIGAN 1.10 X 0 0 0 MRS ROBERT A CORRIGAN 1.00 X 0 0 0 GAIL L COVINGTON 1.70 X 0 0 0 DEREK L DEAN 1.60 X 0 0 0 RAY DOLBY 1.00 X 0 0 0 DIXON R DOLL 1.30 X 0 0 0 MARY C FALVEY 1.60 X 0 0 0 MRS DONALD G FISHER 1.00 X 0 0 0 ELIZABETH J FOLGER 1.40 X 0 0 0 A JOHN GAMBS 2.80 X 0 0 0 PRISCILLA B GEESLIN 1.00 X 0 0 0 CHARLES M GESCHKE 1.30 X 0 0 0 GORDON P GETTY 1.00 X 0 0 0 ROBERT D GLYNN JR 1.40 X 0 0 0 EMMA GOLTZ 1.00 X 0 0 0 ANETTE L HARRIS 1.00 X 0 0 0 KENNETH L HIRSCH 1.80 X 0 0 0 GREGORY E JOHNSON 2.00 X 0 0 0 MARK A JUNG 1.20 X 0 0 0 JUDI KANTER 1.40 X 0 0 0 MRS WILLIAM R KIMBALL 1.30 X 0 0 0 F CURT KIRSCHNER 1.30 X 0 0 0 JANET W LAMKIN 1.00 X 0 0 0 CHRISTINE E LAMOND 1.00 X 0 0 0 MAX LEVCHIN 1.60 X 0 0 0 FRED M LEVIN 1.20 X 0 0 0 MARYON DAVIES LEWIS 1.00 X 0 0 0 RAYMOND KY LI 1.00 X 0 0 0 GORRETTI LO LUI 1.20 X 0 0 0 MARC T MACAULAY 1.40 X 0 0 0 REBECCA MACIEIRA-KAUFMANN 1.40 X 0 0 0 RICHARD B MADDEN 1.50 X 0 0 0 MRS MERRILL L MAGOWAN 1.30 X 0 0 0 MRS J STANLEY MATTISON 1.00 X 0 0 0 AMY S MCCOMBS 1.50 X 0 0 0 NAN TUCKER MCEVOY 1.20 X 0 0 0 KENNETH P MCNEELY 1.00 X 0 0 0 WILLIAM F MEEHAN III 1.50 X 0 0 0 J WILLIAM MORRIS III 1.90 X 0 0 0 MRS JOHN F NICOLAI 1.00 X 0 0 0 ROBERT G O'DONNELL 1.20 X 0 0 0 PAUL S OTELLINI 1.00 X 0 0 0 MRS JAMES C PARAS 1.00 X 0 0 0 LAURA K PFAFF 1.00 X 0 0 0 PAULA B PRETLOW 1.80 X 0 0 0 GEORGE R ROBERTS 1.00 X 0 0 0 RICHARD M ROSENBERG 1.90 X 0 0 0 SHARON L SETO 1.00 X 0 0 0 MRS GEORGE P SHULTZ 1.00 X 0 0 0 TRINE SORENSEN 1.40 X 0 0 0 PATRICIA SUGHRUE SPRINCIN 1.30 X 0 0 0 DAVID R STRAND 1.50 X 0 0 0 NICHOLAS E TOUSSAINT 2.50 X 0 0 0 TONY TROUSSET 1.30 X 0 0 0 GE WANG 1.30 X 0 0 0 SANFORD I WEILL 1.30 X 0 0 0 ANITA L WORNICK 1.20 X 0 0 0 AIDA M ALVAREZ 1.00 X 0 0 0 MICHAEL ANDERS 1.30 X 0 0 0 ROBERT H BRANT 1.00 X 0 0 0 RICHARD A CARRANZA 1.00 X 0 0 0 IRIS CHAN 1.20 X 0 0 0 CARLOS A GARCIA 1.00 X 0 0 0 JOHN HAMMERGREN 1.80 X 0 0 0 GARY L HEIDENREICH 1.30 X 0 0 0 JIM HENRY 1.30 X 0 0 0 JUDITH S JORGENSEN 1.00 X 0 0 0 ANTHONY W MILES 1.80 X 0 0 0 DIANE L SCHAFFER 1.40 X 0 0 0 FREDERIC M SEEGAL 1.30 X 0 0 0 FREDERIC H SMITH 1.20 X 0 0 0 JEREMIAH J SULLIVAN 1.00 X 0 0 0 M ISABEL VALDES 1.00 X 0 0 0 BRENT ASSINK 60.00 X 606201 0 74191 JAMES KIRK 60.00 X 210316 0 26699 JOHN KIESER 60.00 X 202103 0 49548 JOHN MANGUM 60.00 X 184842 0 22513 NAN KEETON 60.00 X 270722 0 35018 DAVID LANCE KING 60.00 X 207672 0 6020 ALEXANDER BARANTSCHIK 60.00 X 497412 0 75965 RAGNAR BOHLIN 60.00 X 281993 0 22611 MARK INOUYE 60.00 X 257676 0 22252 STEPHEN PAULSON 60.00 X 247995 0 21320 WILLIAM BENNETT 60.00 X 255009 0 62359 3221941 0 418496 145 0 1 0 MTT INC 1745 BROADWAY 18TH FLOOR NEW YORK NY 10019 MUSIC DIRECTOR 2364775 TOUR ARTS 2829 BRIDGEWAY SUITE 205 SAUSALITO CA 94965 TOURING SERVICES 1640273 SD&A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 PROF. FUNDRAISER/TELEMARK. 876755 AECOM TECHNICAL SERVICE INC 4840 COX ROAD GLEN ALLEN VA 20360 CAPITAL PROJECTS CONSULTANTS 825636 LAHLOUH INC 1649 ADRIAN ROAD BURLINGAME CA 94010 PRINTING/MAILING 570458 39 2952543 766100 29748807 1956954 33467450 CONCERT & RELATED REV 711130 26701756 26701756 VOLUNTEER COUNCIL 711130 272095 272095 SFS MEDIA 515100 81034 81034 27054885 7255437 7678 7247759 35657 0 35657 35657 35657 75269031 57590639 17678392 17678392 17678392 846430 2952543 2089920 -1243490 -1243490 1058062 685166 372896 372896 FOOD & BEV FROM PATRONS 812900 220101 220101 MISCELLANEOUS 900099 82711 82711 302812 84924039 27054885 43335 24358369 97500 97500 1720883 668862 877790 174231 27935410 24230994 2011995 1692421 5662717 5216415 298842 147460 4939309 4340053 367434 231822 2022082 1698273 188148 135661 15594 15594 174409 174409 12702 12702 440666 440666 259253 259253 110885 110885 1151150 990609 13936 146605 1303771 851701 347248 104822 358899 12992 319870 26037 556207 203731 305776 46700 80247 38232 16594 25421 1225147 1068424 69442 87281 423527 65166 358361 UBI TAX 23920 23920 CONCERT PRODUCTION 16186201 16175535 10666 0 CONSULTING FEES 2436991 2309068 47416 80507 AMORTIZATION 1864501 1864195 154 152 4290416 1168395 1407574 1714447 73292387 61012847 7225307 5054233 X 2705354 1919814 310368 475172 716064 4738211 21213894 17109826 2491584 567475 2270803 2864690 662696 565397 5968878 4169827 35874161 17408570 18064226 18465591 186859223 197397709 52488428 61053920 9584905 8229032 300320701 315161678 5081062 6512496 12259056 12814823 39050516 24440840 56390634 43768159 X 43213422 52507178 65507368 80996645 135209277 137889696 243930067 271393519 300320701 315161678 X 11631652 2280600 13551200 X X 0 1 X 1 0 X 35916731 30887904 51541717 29724139 33467450 181537941 35916731 30887904 51541717 29724139 33467450 181537941 24580303 156957638 3710194 3334967 3184276 3979716 7247759 21456912 40888 42513 41228 128488 36429 289546 369631 357787 323703 432248 302812 1786181 205070580 137100747 0.76540 0.79630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20038 20038 60992809 61012847 1000000 250000 0 0 1000000 1000000 2000000 3000000 12251 20038 32289 250000 250000 500000 750000 100500 X X X REPLICA FOR ANNUAL POSTER 0 268040050 3998608 26941005 15614860 283364803 262125035 3398740 19729648 17213373 268040050 232661245 20521288 24946947 16004445 262125035 230679902 6872990 10899942 15791589 232661245 258321438 16791506 -25359327 19073715 230679902 0.27000 0.49000 0.24000 1 0 15830801 10668641 5162160 18555848 6739929 11815919 1487512 1487512 18465591 LIMITED PARTNERSHIPS AND OTHER 61053920 F 61053920 LIABILITIES TO BENEFICIARIES OF SPLIT INTEREST AGREEMENTS 2607772 PENSION BENEFIT LIABILITIES 16333068 UNEARNED CHALLENGE GRANT 5500000 24440840 X 90423267 2280599 702796 2775086 5758481 84664786 259253 259253 84924039 76511016 702796 2775086 3477882 73033134 259253 259253 73292387 PART III, LINE 4: THE SYMPHONY RECEIVES A DONATED WATERCOLOR, WHICH IS CAPITALIZED AS PART OF IMPROVEMENTS, FURNITURE, AND EQUIPMENT. THE DONATED WATERCOLOR IS BEING MAINTAINED AS PART OF THE SYMPHONY'S COLLECTION. THE SYMPHONY MAINTAINS OTHER ARTWORK AROUND DAVIES SYMPHONY HALL, BUT NO OTHER ITEMS ARE RECORDED AS ASSETS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO SUPPORT THE SYMPHONY'S PROGRAMS AND MAINTAIN FINANCIAL STABILITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE SYMPHONY HAS EVALUATED ITS CURRENT TAX POSITIONS ON UNRELATED BUSINESS INCOME AND HAS CONCLUDED THAT AS OF AUGUST 31, 2013, THE SYMPHONY DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SYMPHONY IS GENERALLY NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. FOR FEDERAL TAX PURPOSES, THE SYMPHONY IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE LINE 8B, PART VIII, FORM 990 2,089,920. COST OF GOODS SOLD LINE 10B, PART VIII, FORM 990 685,166. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE LINE 8B, PART VIII, FORM 990 2,089,920. COST OF GOODS SOLD LINE 10B, PART VIII, FORM 990 685,166. ASIA 0 0 PROGRAM SERVICES ASIA TOURS 579563 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 13627076 0 0 0 0 0 0 14206639 0 14206639 1 0 0 0 0 0 X X X X X X X 1 SD&A TELESERVICES INC 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 CONSULT AND SOLICIT FOR TELEFUNDRAISING 0 1156134 407666 748468 THE HOLMAN GROUP 6240 PRIMROSE AVENUE LOS ANGELES CA 90068 ASSIST IN OBTAINING SPONSORSHIPS WITH CORPORATIONS 0 165000 33000 132000 1321134 440666 880468 CA OPENING GALA 2529425 2227540 301885 12967 939618 CHINESE NEW YEAR 406707 252109 154598 21819 264307 3 862841 472894 389947 79975 771234 3798973 2952543 846430 114761 1975159 2089920 -1243490 1 LOWELL HIGH SCHOOL 1101 EUCALYPTUS DRIVE SAN FRANCISCO CA 94132 946000416 GOVERNMENT 21078 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES. PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 39560 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES. SAN FRANCISCO CONSERVATORY OF MUSIC 50 OAK STREET SAN FRANCISCO CA 94102 941156610 501(C)(3) 29762 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES. AP GIANNINI MIDDLE SCHOOL 3151 ORTEGA STREET SAN FRANCISCO CA 94122 946000416 GOVERNMENT 7100 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES. 4 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 0 1 0 0 0 0 0 0 0 BRENT ASSINK 472342 0 125000 0 8859 0 54670 0 19521 0 680392 0 0 0 JAMES KIRK 210187 0 0 0 129 0 6373 0 20326 0 237015 0 0 0 JOHN KIESER 201974 0 0 0 129 0 48698 0 850 0 251651 0 0 0 JOHN MANGUM 184815 0 0 0 27 0 2174 0 20339 0 207355 0 0 0 NAN KEETON 270653 0 0 0 69 0 14630 0 20388 0 305740 0 0 0 DAVID LANCE KING 197331 0 0 0 10341 0 0 0 6020 0 213692 0 0 0 ALEXANDER BARANTSCHIK 496896 0 0 0 516 0 37422 0 38543 0 573377 0 0 0 RAGNAR BOHLIN 189948 0 0 0 92045 0 11465 0 11146 0 304604 0 0 0 MARK INOUYE 257556 0 0 0 120 0 11088 0 11164 0 279928 0 0 0 STEPHEN PAULSON 246471 0 0 0 1524 0 -17012 0 38332 0 269315 0 0 0 WILLIAM BENNETT 254493 0 0 0 516 0 36998 0 25361 0 317368 0 0 0 PART I, LINE 4B THE EXECUTIVE DIRECTOR PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. SFS CONTRIBUTED $16,500 TO THE PLAN IN NOVEMBER 2012. DIXON DOLL BOARD MEMBER IS A GENERAL PARTNER IN A LIMITED PARTNERSHIP 1900000 DURING THE YEAR ENDED AUGUST 31, 2013, THE SYMPHONY INVESTED $1,900,000 IN A VENTURE CAPITAL LIMITED PARTNERSHIP WHICH INVESTS IN A FUND WHICH A BOARD MEMBER IS A GENERAL PARTNER. THE SYMPHONY'S FUTURE CAPITAL COMMITMENTS RELATED TO THIS PARTNERSHIP AS OF AUGUST 31, 2013 WAS $600,000. 0 X 2 27500 FMV X 289433 ANNUAL SALES REVENUE X 99 1457873 FMV X FOOD/GOODS 180 182148 FMV 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE ORGANIZAION REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS SAY THAT EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES OF THE CORPORATION AND HAS CONTRIBUTED AT LEAST $350.00 TO THE CORPORATION DURING A PERIOD OF 12 MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL OR ANY SPECIAL MEETING OF VOTING MEMBERS SHALL BE A VOTING MEMBER, ENTITLED TO ONE VOTE, AT SUCH ANNUAL OR SPECIAL MEETING. FORM 990, PART VI, SECTION A, LINE 7A EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES AND HAS CONTRIBUTED AT LEAST $350.00 TO THE CORPORATION DURING A PERIOD OF 12 MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL MEETING SHALL BE A VOTING MEMBER. THE VOTING MEMBERS, AT EACH OF THEIR ANNUAL MEETINGS, SHALL ELECT APPROXIMATELY ONE-THIRD OF THE TOTAL NUMBER OF GOVERNORS, ROUNDED TO SUCH NEAREST WHOLE NUMBER AS DETERMINED BY THE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION A, LINE 8B THE HUMAN RESOURCES COMMITTEE (FORMERLY KNOWN AS THE ADMINISTRATIVE COMPENSATION COMMITTEE) DOES HAVE THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. WRITTEN MINUTES WERE NOT ALWAYS TAKEN FOR ITS MEETINGS DUE TO CONFIDENTIALITY AND PRIVACY CONCERNS. FORM 990, PART VI, SECTION B, LINE 11 ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS GOVERNORS, OFFICERS, EMPLOYEES AND VOLUNTEERS OF THE SAN FRANCISCO SYMPHONY. THE POLICY IS REVIEWED ANNUALLY BY THE AUDIT COMMITTEE, WHO SHALL HAVE FINAL AUTHORITY TO DETERMINE WHAT MAY BE A CONFLICT OF INTEREST AND HOW TO ADDRESS THE CONFLICT. EACH GOVERNOR, COMMITTEE MEMBER, OFFICER AND KEY EMPLOYEE IS REQUIRED TO ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING CONFLICTS OF INTEREST. ONCE IDENTIFIED, CONFLICTS OF INTEREST ARE ADDRESSED AS ESTABLISHED IN THE SYMPHONY'S CONFLICT OF INTEREST POLICY. THE CHIEF FINANCIAL OFFICER OF THE SYMPHONY MAINTAINS THE DISCLOSURE FORMS AND INSURES COMPLIANCE OF THE ESTABLISHED POLICY. GENERALLY, A CONFLICTED PARTY MAY NOT PARTICIPATE IN ANY DISCUSSIONS OR DECISIONS ON MATTERS WHERE THEY MAY BE CONFLICTED. THE CONFLICTED PARTY IS REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS ON THE MATTER BEING CONSIDERED. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE EXECUTIVE DIRECTOR (ED) AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE ED AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. THE ED AND CFO ARE NOT PRESENT FOR ANY DELIBERATIONS OF THE COMMITTEE NOR DO THEY HAVE ACCESS TO THE INFORMATION PRESENTED TO THE COMMITTEE BY THE DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS THREE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES 13,551,200. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. POOLED INCOME FUND DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 0 CRUT #1 DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 0 UNITRUST DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 0 CHARITABLE REMAINDER TRUST (6) DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0