2014-06-30T09:13:51-05:00 2013-09-30 221478099 COHNREZNICK LLP 180 GLASTONBURY BOULEVARD GLASTONBURY CT 06033 990 2012-10-01 061364513 CHILDREN'S FUND OF CONNECTICUT INC CHIL 8606791533 270 FARMINGTON AVENUE NO 367 FARMINGTON CT 06032 PAUL SUTER 8606791533 2014-06-26 1 PAUL BALLASY P00852868 8606333000 2012 2015-11-30 17:44:51Z JUDITH C MEYERS 270 FARMINGTON AVENUE NO 367 FARMINGTON CT 06032 12321897 0 X CHILDRENSFUNDOFCT.ORG X 1992 CT THE ORGANIZATION FUNDS INNOVATIVE COMMUNITY-BASED PRIMARY AND PREVENTIVE HEALTH AND MENTAL HEALTH CARE INITIATIVES IN CONNECTICUT, PRIMARILY FOCUSED ON DISADVANTAGED CHILDREN IN ORDER TO IMPROVE THE QUALITY OF THEIR LIVES. 17 13 0 17 0 0 428 77 0 0 1806554 1994635 0 0 1806982 1994712 1313640 1358200 0 0 0 0 0 0 0 198215 213101 1511855 1571301 295127 423411 30964594 33457109 19403 13366 30945191 33443743 THE ORGANIZATION FUNDS INNOVATIVE COMMUNITY-BASED PRIMARY AND PREVENTIVE HEALTH AND MENTAL HEALTH CARE INITIATIVES IN CONNECTICUT, PRIMARILY FOCUSED ON DISADVANTAGED CHILDREN IN ORDER TO IMPROVE THE QUALITY OF THEIR LIVES. 0 0 1363200 1358200 0 FACILITATE CHANGE IN SYSTEMS DIRECTLY AFFECTING THE HEALTH AND DEVELOPMENT OF CHILDREN THROUGH STRATEGIC GRANT-MAKING AND A STRONG FOCUS ON COMMUNITY-BASED PRIMARY AND PREVENTATIVE HEALTH INITIATIVES FOR UNDERSERVED CHILDREN. (13 GRANTS) 1363200 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 0 0 0 0 0 0 0 0 0 X 17 13 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X PAUL SUTER 8606791533 270 FARMINGTON AVENUE SUITE 367 FARMINGTON CT 06032 ANDREA BENIN MD 0.50 X 0 320815 40341 BARBARA MCGRATH 0.50 X 0 0 0 BRIAN FORSYTH 0.50 X 0 0 0 FERNANDO BETANCOURT 0.50 X 0 0 0 FRED VOLKMAR 1.00 X X 0 0 0 GEORGE COLEMAN 0.50 X 0 0 0 JUDITH MEYERS 10.00 35.00 X X 0 190064 33982 MOSES VARGAS 0.50 X 0 171217 29435 KEVIN FLAHERTY 0.50 X X 0 0 0 KEVIN KELLY 0.50 X 0 0 0 MARGARET GREY 0.50 X 0 0 0 EDDIE KEITH 0.50 X 0 0 0 ROBERT TRESTMAN 0.50 X 0 0 0 JUAN SALAZAR 0.50 X 0 226008 48069 JENNIFER CARROLL 0.50 X 0 0 0 THOMAS BARNES 0.50 X X 0 0 0 KEN SPIEGELMAN 0.50 X 0 0 0 PAUL SUTER 10.00 35.00 X 0 123120 29400 0 1031224 181227 0 0 1 0 0 77 77 915315 915315 11406505 10327185 1079320 1079320 1079320 1994712 0 0 1994635 1358200 1358200 50000 5000 45000 2243 2243 6867 6867 150045 150045 359 359 550 550 1198 1198 1575 1575 OTHER EXPENSES 264 264 1571301 1363200 208101 0 100 100 621385 707015 10819 30343109 32739175 30964594 33457109 14255 13366 5148 0 19403 13366 X 30945191 33443743 30945191 33443743 30964594 33457109 423411 2075141 0 X X 0 1 X 1 0 X X X 0 0 0 CONNECTICUT CHILDRENS MEDICAL CENTER 060646755 IRC 501(C) 1 1 1 5000 1 5000 30851368 3932915 1455000 33329283 26999244 5277124 1425000 30851368 29017941 -618795 1399902 26999244 27541971 2925970 1450000 29017941 27744576 1147395 1350000 27541971 1.00000 0 0 0 X 3919808 2075141 2075141 1844667 150045 150045 1994712 1421256 0 1421256 150045 150045 1571301 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT IS TO BE USED TO FUND INNOVATIVE COMMUNITY-BASED PRIMARY AND PREVENTIVE HEALTH CARE INITIATIVES IN CONNECTICUT, PRIMARILY FOCUSED ON THE UNDERSERVED CHILDREN IN ORDER TO IMPROVE THE QUALITY OF THEIR LIVES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION HAS NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2013. THE ORGANIZATIONS' U.S. FEDERAL INFORMATION RETURNS PRIOR TO FISCAL YEAR 2010 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. 1 CHILD HEALTH & DEVELOPMNET INSTITUTE OF CONNECTICUT INC 270 FARMINGTON AVENUE SUITE 367 FARMINGTON CT 06032 061504725 501(C)(3) 1317400 SUPPORT FOR THE OPERATIONS AND PROGRAMS OF CHDI TO ENHANCE THE PEDIATRIC PRIMARY CARE SYSTEM THROUGH THE FOLLOWING: SUPPORT COMPREHENSIVE, QUALITY CARE ("MEDICAL HOME"), OUTREACH AND CARE COORDINATION, INTEGRATION OF BEHAVIORAL HEALTH IN PRIMARY CARE, HEALTH AND MENTAL HEALTH CARE IN SETTINGS WHERE CHILDREN ARE SERVED, AND SUPPORT AND SUSTAIN EFFECTIVE MENTAL HEALTH AND JUVENILE JUSTICE PRACTICES IN THE TREATMENT OF CHILDREN WITH SEVERE EMOTIONAL, BEHAVIORAL AND ADDICTIVE DISORDERS. 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WHEN SEEKING FUNDING POTENTIAL GRANTEES MUST SUBMIT DETAILED FINANCIAL BUDGETS THAT LIST THE EXPENSES THEY ANTICIPATE THAT THEY WILL INCUR OVER THE TERM OF THEIR PROJECT. IF SELECTED FOR FUNDING, GRANTEES ARE REQUIRED TO SUBMIT A FINAL FINANCIAL REPORT THAT COMPARES THE BUDGET SUBMITTED WITH THE ORIGINAL PROPOSAL TO THE GRANTEE'S ACTUAL EXPENSES. THE GRANTEES ARE TO SHOW ONLY THE BUDGET AMOUNTS ATTRIBUTED TO THE CHILDREN'S FUND OF CONNECTICUT (CFC) FUNDING AND HOW CFC FUNDS WERE SPENT. GRANTEES ARE REQUIRED TO EXPLAIN ANY SIGNIFICANT VARIATIONS BETWEEN THE ORIGINAL BUDGET AND ACTUAL EXPENSES. GRANTS THAT ARE LONG-TERM IN NATURE MAY HAVE INTERIM FINANCIAL REPORTING REQUIREMENTS. 0 0 0 0 0 0 0 0 0 ANDREA BENIN MD 0 301233 0 0 0 19582 0 15600 0 24741 0 361156 0 0 JUDITH MEYERS 0 190064 0 0 0 0 0 19006 0 14976 0 224046 0 0 MOSES VARGAS 0 146276 0 17769 0 7172 0 9333 0 20102 0 200652 0 0 JUAN SALAZAR 0 193888 0 6260 0 25860 0 18622 0 29447 0 274077 0 0 PAUL SUTER 0 123120 0 0 0 0 0 12312 0 17088 0 152520 0 0 FORM 990, PART VI, SECTION A, LINE 3 THE CHILD HEALTH AND DEVELOPMENT INSTITUTE OF CONNECTICUT, INC. A RELATED 501(C)(3) ORGANIZATION, PERFORMS MANAGMENT DUTIES FOR THE CHILDREN'S FUND OF CONNECTICUT, INC. AS DIRECTED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING IS THE CHILDREN'S FUND OF CONNECTICUT, INC.'S FORM 990 REVIEW PROCESS POLICY - THE FORM 990 (TAX RETURN) WILL BE PREPARED ANNUALLY. COPIES OF THE COMPLETED FORM 990, WITH SUPPORTING SCHEDULES, WILL BE DISTRIBUTED BY THE VP FOR FINANCE AND OPERATIONS TO THE PRESIDENT AND CEO FOR REVIEW AND APPROVAL. ANY CORRECTIONS OR CHANGES WILL BE NOTED AND ADDRESSED. ONCE APPROVED BY THE PRESIDENT AND CEO, THE VP FOR FINANCE AND OPERATIONS WILL PROVIDE THE FORM 990 WITH SUPPORTING SCHEDULES TO THE BOARD OF DIRECTORS. ONCE THE BOARD OF DIRECTORS HAS HAD A REASONABLE OPPORTUNITY TO REVIEW THE FORM 990, ANY CORRECTIONS OR CHANGES WILL BE NOTED AND ADDRESSED. THE VP FOR FINANCE AND OPERATIONS WILL THEN PROCESS THE FILING OF THE FORM 990 USING E-FILE RETURN PROCEDURES. FORM 990, PART VI, SECTION B, LINE 12C THE FOLLOWING IS THE DISCLOSURE SECTION OF THE CHILDREN'S FUND OF CONNECTICUT, INC.'S CONFLICT OF INTEREST POLICY - TO PROMOTE THE SOUND ADMINISTRATION OF THIS POLICY, ALL DIRECTORS AND OFFICERS OF THE CORPORATION COMPLETE ANNUALLY (AND UPDATE AS APPROPRIATE), A DISCLOSURE STATEMENT THAT DESCRIBES A TRANSACTION OR ARRANGEMENT THAT COULD REASONABLY GIVE RISE TO A CONFLICT OF INTEREST. THE STATEMENT INCLUDES AN ITEMIZATION AND DESCRIPTION OF THE NATURE OF ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND ALL MATERIAL FACTS RELATED THERETO. DIRECTORS AND OFFICERS ARE URGED TO BE INCLUSIVE IN THIS DISCLOSURE SINCE THE DISCLOSURE OF POTENTIAL CONFLICTS IS ESSENTIAL TO ENSURING APPROPRIATE, OPEN DISCUSSION, EVEN IF A CONFLICT OF INTEREST IS EVENTUALLY DETERMINED NOT TO EXIST. IF, AFTER SUBMITTING AN ANNUAL DISCLOSURE STATEMENT, AN APPARENT OR POTENTIAL CONFLICT ARISES WITHIN THE SPIRIT OF THIS POLICY, DIRECTORS AND OFFICERS IMMEDIATELY DISCLOSE THE SITUATION IN WRITING TO THE PRESIDENT. DISCLOSURE STATEMENTS ARE PROVIDED BY AND RETURNED TO THE PRESIDENT. IF A POTENTIAL CONFLICT OF INTEREST SITUATION INVOLVES A PENDING TRANSACTION OR ARRANGEMENT ON THE PART OF THE CORPORATION, SUCH POTENTIAL CONFLICT IS BROUGHT TO THE ATTENTION OF THE PRESIDENT PRIOR TO ANY ACTION ON THE PART OF THE CORPORATION. THE PRESIDENT CONSULTS WITH THE DIRECTOR OR OFFICER WITH THE POTENTIAL CONFLICT AND OBTAINS INFORMATION NECESSARY FOR AN ORDINARILY PRUDENT PERSON TO MAKE A JUDGMENT AS TO WHETHER A CONFLICT EXISTS. THE PRESIDENT EXERCISES GOOD FAITH JUDGMENT IN DETERMINING WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS, AND PROVIDES GUIDANCE TO THE DIRECTOR OR OFFICER WITH THE POTENTIAL CONFLICT AND/OR TO THE BOARD, AS APPLICABLE, AS TO THE APPROPRIATE COURSE OF ACTION. IF A CONFLICT EXISTS OR IF THE PRESIDENT DETERMINES THAT FURTHER REVIEW WOULD BE PRUDENT, HE OR SHE SHALL SEEK THE ADVICE AND APPROVAL OF THE BOARD IN DETERMINING WHETHER THE SITUATION OR TRANSACTION IS FAIR AND SERVES THE CORPORATION'S BEST INTERESTS. DIRECTORS AND OFFICERS WHO HAVE DECLARED OR HAVE BEEN DEEMED TO HAVE A CONFLICT OF INTEREST ("INTERESTED PERSONS") REFRAIN FROM CONSIDERATION OF PROPOSED TRANSACTIONS OR ARRANGEMENTS, UNLESS FOR SPECIAL REASON THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. THE CORPORATION MAKES ITS DECISION AS TO WHETHER TO ENTER INTO A TRANSACTION OR ARRANGEMENT IN CONFORMITY WITH THE FOLLOWING DETERMINATION PROCESS. A) AN INTERESTED PERSON MAY UPON INVITATION MAKE A PRESENTATION AT THE BOARD MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. B) IN THE CONTEXT OF A TRANSACTION OR ARRANGEMENT, THE PRESIDENT SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED DIRECTOR OR COMMITTEE OF DISINTERESTED DIRECTORS TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. C) AFTER EXERCISING DUE DILIGENCE, THE BOARD SHALL DETERMINE, IF APPROPRIATE, WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. D) IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE OR APPROPRIATE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE BOARD SHALL DETERMINE BY A MAJORITY VOTE, BUT NOT FEWER THAN TWO, OF THE DISINTERESTED DIRECTORS, OR AS OTHERWISE PERMITTED BY LAW, WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST AND IS FAIR AND REASONABLE; PROVIDED, HOWEVER, IF SUCH CONFLICTING INTEREST TRANSACTION IS APPROVED BY DISINTERESTED DIRECTORS WHO DO NOT SATISFY A QUORUM OR VOTING REQUIREMENT APPLICABLE TO THE AUTHORIZATION OF THE ACTION BY REASON OF THE CORPORATION'S CERTIFICATE OF INCORPORATION, BYLAWS OR A PROVISION OF LAW, THE ACTION MUST BE INDEPENDENTLY APPROVED BY SUCH INTERESTED AND DISINTERESTED DIRECTORS AS SATISFY THE APPLICABLE QUORUM OR VOTING REQUIREMENT. THE BOARD WILL RETAIN DETAILED MINUTES OF ANY PROCEEDINGS INVOLVING A POTENTIAL CONFLICT OF INTEREST TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE CHILDREN'S FUND OF CONNECTICUT DOES NOT HAVE EMPLOYEES BUT DOES HAVE A COMPENSATION POLICY IN THE EVENT THAT EMPLOYEES ARE HIRED. THIS POLICY APPLIES TO THE PROCESS FOR DETERMINING COMPENSATION IN COMPLIANCE WITH IRS INSTRUCTIONS FOR THE CFC'S CEO, TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLYEES. THE PROCESS INCLUDES ALL OF THESE ELEMENTS: (1) REVIEW AND APPROVAL BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF THE CHILDREN'S FUND OF CONNECTICUT (CFC); (2) USE OF DATA AS TO COMPARABLE COMPENSATION; AND (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. 1. REVIEW AND APPROVAL. THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF CFC, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL. 2. USE OF DATA AS TO COMPARABLE COMPENSATION. THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. 3. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT. FORM 990, PART VI, SECTION C, LINE 19 THE CHILDREN?S FUND OF CONNECTICUT, INC. (CFC) MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. COPIES ARE PROVIDED TO THE PUBLIC OR THE PUBLIC MAY INSPECT THE DOCUMENTS AT CFC?S OFFICE LOCATED AT 270 FARMINGTON AVENUE, SUITE 367, FARMINGTON, CT 06032. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE ORGANIZATION'S OVERSIGHT OR SELECTION PROCESSES DURING THE YEAR. CONNECTICUT CHILDREN'S MEDICAL CENTER INC 282 WASHINGTON STREET HARTFORD CT 06106 060646755 CHILDREN'S HOSPITAL CT 501(C)(3) LINE 3 N/A 0 CONNECTICUT CHILDREN'S MEDICAL CENTER FOUNDATION INC 282 WASHINGTON STREET HARTFORD CT 06106 222619869 MANAGE ENDOWMENT FUND & SOLICIT/RECEIVE CONTRIBUTIONS FOR CCMC CT 501(C)(3) LINE 7 N/A 0 CCMC AFFILIATES INC 282 WASHINGTON STREET HARTFORD CT 06106 222619870 CHILD DEVELOPMENT AND SPECIAL EDUCATION CT 501(C)(3) LINE 9 N/A 0 CONNECTICUT CHILDREN'S SPECIALTY GROUP 282 WASHINGTON STREET HARTFORD CT 06106 061446900 TO PROVIDE MEDICAL CARE TO THE PATIENTS OF CCMC CT 501(C)(3) LINE 9 N/A 0 CCMC CORPORATION INC 282 WASHINGTON STREET HARTFORD CT 06106 222619876 FURTHER THE PROGRAMS AND ACTIVITIES OF CCMC CT 501(C)(3) LINE 3 N/A 0 CHILD HEALTH & DEVELOPMENT INSTITUTE OF CONNECTICUT INC 270 FARMINGTON AVENUE SUITE 367 FARMINGTON CT 06032 061504725 CHDI ADVANCES AND INFORMS IMPROVEMENTS IN PRIMARY AND PREVENTATIVE PEDIATRIC CT 501(C)(3) LINE 7 THE CHILDREN'S FUND OF CONNECTICUT INC 0 CCMC VENTURES INC 282 WASHINGTON STREET HARTFORD CT 06106 222619873 HEALTH CARE SUPPORT AND SERVICES CT N/A C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0