2014-06-12T08:28:20-05:00 2013-08-31 GRANT THORNTON LLP 666 THIRD AVENUE NEW YORK NY 100174029 990 2012-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE Suite LEV 201 GARDEN CITY NY 115300701 TIMOTHY P BURTON 5168773385 2014-06-10 2125429609 2012 2015-11-30 17:44:51Z ROBERT A SCOTT SOUTH AVENUE GARDEN CITY NY 11530 290961073 false X WWW.ADELPHI.EDU X 1896 NY THE UNIVERSITY'S MISSION IS TO PROVIDE QUALITY UNDERGRADUATE&GRADUATE EDUCATION & TO OFFER PROFESSIONAL PREPARATION IN ARTS, EDUCATION, BUSINESS, PSYCHOLOGY, SOCIAL WORK, NURSING AND OTHER HEALTH SCIENCES. 28 27 4455 0 39167 -5392 11536269 8264268 215337969 218560591 6519079 9635346 844718 1021477 234238035 237481682 40192862 46692599 0 0 123323995 127815788 167150 168530 2513709 53527409 53984775 217211416 228661692 17026619 8819990 392437733 408304627 136811151 138968054 255626582 269336573 ADELPHI UNIVERSITY COMPRISES A LIBERAL ARTS COLLEGE AND A CLUSTER OF PROFESSIONAL SCHOOLS THAT HAVE GROWN UP IN CLOSE RELATIONSHIP TO THE NEEDS OF THE REGION. OUR MISSION IS TO PROVIDE QUALITY UNDERGRADUATE AND GRADUATE EDUCATION AND TO OFFER PROFESSIONAL PREPARATION OF THE FIRST RANK IN ARTS, EDUCATION, BUSINESS, CLINICAL PSYCHOLOGY, SOCIAL WORK, NURSING, AND OTHER HEALTH SCIENCES. THE UNIVERSITY PREPARES A BROAD SPECTRUM OF GRADUATES AND UNDERGRADUATES FOR A WIDE RANGE OF LIFE PURSUITS WHILE FOSTERING A PASSION FOR KNOWLEDGE; AN UNDERSTANDING AND A QUESTIONING OF CULTURAL VALUES; AND A VIEW OF THEMSELVES AS INDEPENDENT, LIFE LONG LEARNERS, AND CONTRIBUTORS TO KNOWLEDGE AND SERVICE IN AN EVER-CHANGING WORLD. ADELPHI UNIVERSITY IS COMMITTED TO PROVIDE A HIGH-QUALITY EDUCATION FOR ALL OF ITS STUDENTS: FOR UNDERGRADUATES AND GRADUATES, FOR THOSE COMING DIRECTLY FROM HIGH SCHOOLS, AND FOR THOSE WHO TRANSFER FROM COMMUNITY AND OTHER COLLEGES, FOR THOSE STUDYING LIBERAL ARTS AND SCIENCES, F false false 180067840 46692599 201709220 Instruction and related academic support and student services - The University provides a high-quality education for all of its undergraduate and graduate students. The average annualized student enrollment for fiscal 2012-13 was 6,750 full-time equivalent students, comprised of 4,584 undergraduate and 2,166 graduate/Postbaccalaureate full-time equivalent students. Students come from diverse backgrounds and are not only from the New York area, but are recruited nationally and internationally as well. The University's colleges and schools include the College of Arts and Sciences; the Gordon F. Derner Institute of Advanced Psychological Services; the Honors College; the School of Business; Ruth S. Ammon School of Education; School of Nursing; School of Social Work and University College. Students also have accessibility to student counseling, career counseling, financial aid, mentoring and other services and programs offered by the University. 14191362 14657055 Residential housing and auxiliary enterprises - The University offers student housing in seven residence halls on the Garden City, New York campus, offering a variety of residential options to its students. In 2012-13 there were 1,245 students residing in the University's residence halls. 6200830 2194316 Public Service - The University has extensive community health and human services outreach programs including the Hy Weinberg Center for Communication Disorders, the Center for Psychological Services, the Adelphi New York Statewide Breast Cancer Support Hotline as well as other community service programs. The University's students may often participate in these programs that are offered to the campus community as well as surrounding communities. 200460032 true true false true false false false true false true true false false false false true false true true false true false true true true false false false true true true false false false false false false false false true false true false false false true false false false false true 413 0 true 4455 true true true false false false false true true false false false false X 28 27 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 Z PAUL AKIAN 3.0 X 0 0 0 FRANK ANGELLO 3.0 X 0 0 0 LOIS PHIFER BETTS 3.0 X 0 0 0 JEFFREY BOLTON 3.0 X 0 0 0 MICHAEL CAMPBELL 3.0 X 0 0 0 PHILIP DISANTO 3.0 X 0 0 0 JOAN GIRGUS 3.0 X 0 0 0 JEFFREY GREENE 3.0 X 0 0 0 JOHN GUTLEBER 3.0 X 0 0 0 CHANTAL HAMLIN 3.0 X 0 0 0 NOREEN HARRINGTON 3.0 X 0 0 0 OSBERT HOOD 3.0 X 0 0 0 N GERRY HOUSE 3.0 X 0 0 0 ANGELA JAGGAR 3.0 X 0 0 0 LAURENCE KESSLER 3.0 X 0 0 0 LINDSEY KUPFERMAN 3.0 X 0 0 0 RONALD LEE 3.0 X 0 0 0 GERALD MAHONEY 3.0 X 0 0 0 THOMAS MOTAMED 3.0 X 0 0 0 SUSAN MURPHY 3.0 X 0 0 0 GRACE PILCER 3.0 X 0 0 0 LEON POLLACK 3.0 X 0 0 0 GARY ROSENBERG 3.0 X 0 0 0 PAUL SALERNO 3.0 X 0 0 0 LOIS C SCHLISSEL 3.0 X 0 0 0 PATRICK SMALLEY 3.0 X 0 0 0 HELENE SULLIVAN 3.0 X 0 0 0 WILLIAM TENET 3.0 X 0 0 0 ADAEZE UDOJI 3.0 X 0 0 0 MARJORIE WEINBERG-BERMAN 3.0 X 0 0 0 ROBERT WILLUMSTAD 6.0 X 0 0 0 ROBERT A SCOTT 65.0 X X 535632 0 115361 TIMOTHY P BURTON 50.0 X 342196 0 49749 ANGELO B PROTO 50.0 X 297886 0 28763 GAYLE D INSLER 50.0 X 305789 0 32263 CHRISTIAN VAUPEL 50.0 X 254832 0 46055 LORI A DUGGAN GOLD 50.0 X 195055 0 54130 RAKESH GUPTA 50.0 X 245389 0 55693 PATRICK R COONAN 50.0 X 243002 0 48467 ANDREW W SAFYER 50.0 X 224615 0 49757 SAM L GROGG 50.0 X 221510 0 50526 ROBERT DECARLO 50.0 X 193683 0 38505 JANE ASHDOWN 50.0 X 186093 0 38876 BENJAMIN S WEEKS 40.0 X 217628 0 63267 ROBERT D JONES 40.0 X 196572 0 11963 RICHARD K GARNER 50.0 X 193231 0 32255 JACQUES BARBER 50.0 X 192720 0 56001 JACK P CHEN 40.0 X 191335 0 51388 RONALD S FEINGOLD 40.0 X 155269 0 26455 STEVEN J RUBIN 40.0 X 122628 0 26968 4515065 0 876442 195 true true false COMPASS LCSLLCDBA LACKMANN CULINA SERVICES 303 CROSSWAYS PARK DRIVE WOODBURY NY 11797 Food Service 5473212 CHALLENGE GRAPHICS SERVICES INC DBA-CORPORATE COLOR 22 CONNOR LAN DEER PARK NY 11729 PRINT SERVICES 504147 INTELLI-TEC SECURITY SERVICES 400 WEST DIVISION STREET SYRACUSE NY 13204 Contractor 458939 KELLY ROOFING AND SIDING CO INC 311 JERICHO TURNPIKE FLORAL PARK NY 11001 CONTRACTOR 338099 DD DEVELOPMENT GROUP INC 991 MAIN STREET HOLBROOK NY 11741 CONTRACTOR 297950 23 111061 3908124 4245083 1480682 8264268 TUITION AND FEES 900099 201709220 201709220 SALES&SERVICES-EDUCATIONAL DEPTS 611710 2194316 2194316 STUDENT SUPPORT 721310 14657055 14651280 5775 218560591 4217868 4217868 28 28 15451 15451 529037 106747 422290 0 422290 422290 58437182 135600 53155332 5281850 135600 5417450 5417450 462349 111061 217312 245037 245037 0 0 FACILITY FEES 713940 33392 33392 OTHER REVENUE 305307 305307 338699 237481682 218554816 39167 10623431 0 46556975 46556975 135624 135624 0 3743493 1591038 1841853 310602 122447 118744 3703 96278833 85134951 9968339 1175543 6628588 5804783 747300 76505 13902564 11593875 2102495 206194 7139863 6132695 904176 102992 0 449326 23400 424926 1000 371474 250 371224 83872 83872 168530 168530 434232 434232 2366875 1685984 671951 8940 2784744 748881 2035863 10774870 8806578 1674806 293486 1905148 1464148 441000 0 8834308 8372067 446668 15573 2091255 1775936 263598 51721 0 1518937 1131966 290980 95991 4056994 3847871 209123 0 8132939 7533890 599049 1159803 1097678 60307 1818 ASSISTANTSHIP/TUIT REMISSION 5745541 5703982 37654 3905 PROVISION-DOUBTUL ACCOUNTS 1334743 1334743 COLLECTION COSTS 182762 254 182508 OTHER 1756952 1198462 557581 909 228661692 200460032 25687951 2513709 2550 1500 11808551 17710548 6280079 5245084 1730104 1650914 0 0 0 0 0 0 0 0 4426992 4365292 312541383 120404319 195562292 192137064 156274414 166425099 8211913 11187938 5831510 6046005 0 0 2309328 3535183 392437733 408304627 16302467 16787907 5114452 5390543 25248015 30580497 90146217 86209107 0 0 0 0 0 0 0 0 0 0 136811151 138968054 X 215715802 226266917 15977841 18050220 23932939 25019436 255626582 269336573 392437733 408304627 8819990 4890001 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 83872 false false 83872 false SCHEDULE C, PART II-B, LINE 1G LOBBYING ADELPHI UNIVERSITY HAS ENGAGED THE FIRM, DAVIDOFF, HUTCHER AND CITRON TO ASSIST WITH ITS STRATEGIC PLANNING GOAL AND TO FORMULATE A PLAN IN THIS REGARD. THE IMPLEMENTATION OF THIS PLAN INCLUDES THE FINAL PREPARATION OF SUPPORTING DOCUMENTATION; THE PREPARATION OF TESTIMONY BEFORE RELEVANT COMMITTEES OF THE NEW YORK STATE LEGISLATURE; THE DEVELOPMENT OF LEGISLATIVE STRATEGIES CONCERNING THE INITIATIVE; AND THE DEVELOPMENT OF MEETINGS WITH MEMBERS OF THE NEW YORK STATE LEGISLATURE. IN ADDITION, THE FIRM PROVIDES STRATEGIC COUNSELING AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS RELEVANT TO THE INITIATIVES AND OTHER POSSIBLE AREAS OF INTEREST TO ADELPHI UNIVERSITY. DURING FISCAL YEAR 2012-13, THE UNIVERSITY PAID $81,535 TO THE FIRM, DAVIDOFF, HUTCHER AND CITRON. IN ADDITION, THE UNIVERSITY PAID $39,671 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $2,337 IS ATTRIBUTABLE TO LOBBYING. X false 136116979 1122030 13247927 754376 420239 149312321 121107043 5113468 10751785 547322 307995 136116979 105999399 3584357 12202854 456198 223369 121107043 96823763 4196535 5604280 312208 312971 105999399 104837450 3846233 -10889920 615599 354401 96823763 0.76480 0.16690 0.06830 false false 2158865 2158865 265514836 87254831 178260005 1936398 1428406 507992 40798673 31721082 9077591 2132611 2132611 192137064 0 0 X 195356324 4890001 106747 4996748 190359576 325681 46796425 47122106 237481682 181646333 106747 106747 181539586 325681 46796425 47122106 228661692 Schedule D, Part III, Line 1a and 4 Collections of Art The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Schedule D, Part X, Line 2 Uncertain Tax Provisions Under "FIN 48" (ACS 740) "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ended August 31, 2010, 2011, 2012 and 2013 are still open to audit for both federal and state purposes. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Schedule D, Part XI & Part XII, Lines 2d Reconciliation of Revenue & Expenses Per 990 to Financial Statements RENT EXPENSE TOTALING $106,747 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. SCHEDULE D, PARTS XI AND XII, LINES 4B Reconciliation of Revenue & Expenses per 990 to Financial Statements LINES 4B IN PARTS XI AND XII ON SCHEDULE B SHOW $46,796,425 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $103,826 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $46,692,599. . SCHEDULE D, PART V, LINE 4 PURPOSE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 PUBLICIZED RACIALLY NONDISCRIMINATORY POLICY THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART I, LINE 6A UNIVERSITY'S RECEIPT OF FUNDS FROM GOVERNMENT AGENCIES THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. true Central America and the Caribbean INVESTMENTS 645000 East Asia and the Pacific Investments 6938000 Europe (Including Iceland and Greenland) Investments 22958000 Middle East and North Africa Investments 27000 North America Investments 1541000 Russia and the Newly Independent States Investments 288000 South America Investments 2157000 South Asia Investments 2143000 Sub-Saharan Africa Investments 597000 Europe (Including Iceland and Greenland) Program Services Travel & Recruiting 96936 East Asia and the Pacific Program Services Travel & Recruiting 69770 South Asia Program Services Travel & Recruiting 15091 Russia and the Newly Independent States Program Services Travel & Recruiting 8035 North America Program Services Travel & Recruiting 6460 Middle East and North Africa Program Services Travel & Recruiting 5420 South America Program Services Travel & Recruiting 4657 Sub-Saharan Africa Program Services Travel & Recruiting 3079 East Asia and the Pacific Program Services STUDENT STUDY ABROAD 16050 Europe (Including Iceland and Greenland) Program Services STUDENT STUDY ABROAD 190309 37503448 206359 37709807 SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 23 117749 Credit Acct Scholarships - Study Abroad Middle East and North Africa 1 12000 CREDIT ACCT Scholarships - Study Abroad East Asia and the Pacific 1 5875 CREDIT ACCT true false false false false false SCHEDULE F, PART I, LINE 3 ACTIVITIES PER REGION - INVESTMENTS INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. SCHEDULE F, PART 1, LINE 3 ACTIVITIES PER REGION - EMPLOYEE TRAVEL AND STUDENT STUDY ABROAD EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULER F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. SCHEDULE F, PART 1, LINE 2 AND PART III GRANTS TO INDIVIDUALS OUTSIDE THE US SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO CODY- SEE PART IV PHONATHON false 110470 103826 6644 BENTZ WHALEY FLESSNER CONSULTING false 55197 110470 159023 6644 NY GALA 405900 74586 331314 76910 7950 44438 GOLF CLASSIC 113755 24645 89110 425 24806 20306 8194 2 53755 11830 41925 3623 20798 9862 573410 111061 462349 4048 24806 118014 7950 62494 217312 245037 SCHEDULE G, PART I, LINE 2B FUNDRAISING CONSULTANT RUFFALO CODY IS A PROFESSIONAL FUNDRAISING FIRM. IN ADDITION TO CALLING THE UNIVERSITY'S ALUMNI AND SOLICITING FINANCIAL SUPPORT FOR THE PHONATHON, RUFFALO CODY VERIFIES AND UPDATES IMPORTANT BIOGRAGPHICAL INFORMATION. THIS INFORMATION IS USED TO UPDATE THE UNIVERSITY'S ALUMNI RECORDS AND THIS PROVIDES A VALUABLE VEHICLE TO MESSAGE NEWS AND UPDATES ABOUT THE UNIVERSITY TO ITS ALUMNI. THESE FUNCTIONS PROVIDE ADDITIONAL VALUE TO ALL FUNDRAISING AND ALUMNI ENGAGEMENT EFFORTS. BENTZ WHALEY FLESSNER IS A PROFESSIONAL FUNDRAISING CONSULTING FIRM. true SCHOLARSHIPS TO STUDENTS 4361 46556975 Schedule I, Part I, Line 2 Procedures for monitoring grant funds THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS, IN ACCORDANCE WITH THE "US OFFICE OF MANAGEMENT AND BUDGET ("OMB") CIRCULAR A-133 COMPLIANCE SUPPLEMENT", IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS. X X true true X X X X false false false false false false false false false ROBERT A SCOTT 507097 0 0 0 28535 0 28750 0 86611 0 650993 0 0 0 TIMOTHY P BURTON 300196 0 25000 0 17000 0 23750 0 25999 0 391945 0 0 0 ANGELO B PROTO 289878 0 0 0 8008 0 28750 0 13 0 326649 0 0 0 GAYLE D INSLER 288789 0 0 0 17000 0 28750 0 3513 0 338052 0 0 0 CHRISTIAN VAUPEL 229832 0 25000 0 0 0 22570 0 23485 0 300887 0 0 0 LORI A DUGGAN GOLD 195055 0 0 0 0 0 19800 0 34330 0 249185 0 0 0 RAKESH GUPTA 245389 0 0 0 0 0 28750 0 26943 0 301082 0 0 0 PATRICK R COONAN 226652 0 0 0 16350 0 21014 0 27453 0 291469 0 0 0 ANDREW W SAFYER 197575 0 0 0 27040 0 19921 0 29836 0 274372 0 0 0 SAM L GROGG 221510 0 0 0 0 0 22064 0 28462 0 272036 0 0 0 ROBERT DECARLO 193683 0 0 0 0 0 23183 0 15322 0 232188 0 0 0 JANE ASHDOWN 186093 0 0 0 0 0 16391 0 22485 0 224969 0 0 0 BENJAMIN S WEEKS 114728 0 0 0 102900 0 11599 0 51668 0 280895 0 0 0 ROBERT D JONES 103916 0 0 0 92656 0 11950 0 13 0 208535 0 0 0 RICHARD K GARNER 176331 0 0 0 16900 0 22485 0 9770 0 225486 0 0 0 JACQUES BARBER 182320 0 0 0 10400 0 28226 0 27775 0 248721 0 0 0 JACK P CHEN 173379 0 0 0 17956 0 19133 0 32255 0 242723 0 0 0 RONALD S FEINGOLD 141417 0 0 0 13852 0 16527 0 9928 0 181724 0 0 0 STEVEN J RUBIN 122628 0 0 0 0 0 14387 0 12581 0 149596 0 0 0 Schedule J, Part I, Line 1a QUESTIONS REGARDING COMPENSATION AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSTIY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. SCHEDULE J, PART II, COLUMN B (III) OTHER REPORTABLE COMPENSATION OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) FOR THE UNIVERSITY'S PROFESSORS REPORTED ON LINES 13 AND 14 INCLUDES COMPENSATION FOR COURSES TAUGHT AND ADDITIONAL RESPONSIBILITIES BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD. IN ADDITION, EMPLOYEE CONTRIBUTIONS INTO A 457(B) PLAN ARE INCLUDED IN COLUMN B (III). SCHEDULE J, PART II AND 990 PART VII COMPENSATION TO FORMER KEY EMPLOYEES RONALD S FEINGOLD AND STEVEN J RUBIN WERE LISTED ON PREVIOUS FORMS 990 AS KEY EMPLOYEES WITH COMPENSATION REPORTABLE FROM THEIR ROLES AS SUCH. CURRENTLY, NEITHER ARE TRUSTEES, OFFICERS OR KEY EMPLOYEES, BUT ARE LISTED DUE TO THEIR FORMER LISTING AS KEY EMPLOYEES AND BECAUSE BOTH WERE PAID AS PROFESSORS DURING THE 2012 CALENDAR YEAR. A TOWN OF HEMPSTEAD INDUSTRIAL DEVELOPMENT AGENCY 116001929 424674CX5 2005-10-27 42436465 CONSTRUCTION-SPORTS/ARTS CENTERS false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682AW2 2009-09-30 31807584 CONSTRUCT DORMITORY/ADV REFUNDING false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682CF7 2011-06-15 25318662 CONTRUCT DORMITORY/ADV.REFUNDING false false false A 0 0 44176495 0 0 0 428000 0 0 43353039 395456 0 2007 false false true true B 0 0 31814560 0 0 6399878 492134 0 0 24768768 153780 0 2010 false true true true C 0 0 25318662 0 0 14603707 406940 0 0 10182015 126000 0 2011 false true true true A false true false false 0.00239 0.00020 0.00259 true false false false B false false false false 0.00213 0.00213 true false false false C false false false false 0.00331 0.00331 true false false false A false true false false 0 true FSA CAPITAL MGMTLLC 2.1 true false false B false true false false 0 false 0 false false C false true false false 0 false 0 false false A false B false C false SCHEDULE K, PART II, LINE 3, COLUMNS A AND B 0 TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMN A AND B DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES A AND B, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V 0 THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C 0 ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINED THAT THERE WAS NO ARBITRAGE REBATE LIABLITIY. THE DATES THAT THE REBATE COMPUTATION WAS PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD IDA, SERIES 2005 - JANUARY 13, 2009 TOWN OF HEMPSTEAD LDC, SERIES 2009 - AUGUST 10, 2011 TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012 ANDREW SAFYER DEAN OF SOCIAL WORK SPOUSE 94834 EMPLOYMENT AT THE UNIVERSITY false TIMOTHY BURTONSENIOR VPTREASURER DAUGHTER 23910 EMPLOYMENT AT THE UNIVERSITY false SEE NOTES SCHEDULE L PART V SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS THE SPOUSE OF A KEY EMPLOYEE AND THE DAUGHTER OF AN OFFICER OF THE UNIVERSITY ARE EMPLOYED AT THE UNIVERSITY. THE EMPLOYMENT OF BOTH EMPLOYEES IS AT ARMS LENGTH. THEIR EMPLOYMENT AT THE UNIVERSITY IS NOT RELATED IN ANY WAY TO THE RESPECTIVE POSITIONS OF THE OFFICER OR THE KEY EMPLOYEE. X 15 761205 MARKET QUOTATION X PLEDGES AND BEQUESTS 21 719477 DISCOUNTED VALUE false true false 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, ANNUALLY IN PREPARATION OF THE 99O, QUESTIONNAIRES ARE COMPLETED BY ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES REGARDING TRUSTEES' INDEPENDENCE; RELATIONSHIPS AMONG TRUSTEES, OFFICERS, AND KEY EMPLOYEES; AND TRANSACTIONS INVOLVING A POTENTIAL CONFLICT OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. 990, PART VI, SECTION B, LINE 15B PROCESS OF DETERMINING COMPENSATION AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR RECOMMENDATIONS AND REPORT ARE PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES FOR APPROVAL. THE DATE OF THE LAST REPORT OF THE INDEPENDENT CONSULTANTS WAS DECEMBER 2012. THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. COMPENSATION OF KEY EMPLOYEES IS PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES ANNUALLY FOR APPROVAL. DETERMINATIONS OF COMPENSATION BY THE BOARD ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VI, SECTION B, LINE 11B REVIEW OF 990 BY UNIVERSITY'S BOARD OF TRUSTEES FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. 990, PART V, LINE 2A NUMBER OF EMPLOYEES REPORTED ON FORM W-3 THE UNIVERSITY REPORTED 4,455 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2012. THIS INCLUDES 1,950 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2012. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 ADELPHI