2014-05-15T18:57:59-05:00 2013-06-30 952772601 GLENN BURDETTE 1150 PALM STREET SAN LUIS OBISPO CA 93401 990 2012-07-01 951648180 CAL POLY CORPORATION CALP 8057561451 CORPORATION ADMIN BUILDING 15 SAN LUIS OBISPO CA 93407 BONNIE MURPHY 8057561451 2014-05-15 1 MICAL W BOVEE CPA P01023187 8055441441 2012 2015-11-30 17:44:51Z BONNIE MURPHY CORPORATION ADMIN BUILDING 15 SAN LUIS OBISPO CA 93407 86165792 0 X WWW.CALPOLYCORPORATION.ORG X 1940 CA TO PROVIDE THE UNIVERSITY WITH CERTAIN SERVICES AND FACILITIES WHICH ARE AN INTEGRAL PART OF THE EDUCATIONAL PROGRAM OF THE UNIVERSITY. 11 5 3629 5 852547 0 5787784 4023909 32486387 33059913 2187308 2599273 26689471 24408830 67150950 64091925 7666590 4723405 0 0 14662819 30915963 0 459704 459704 37285697 23925471 59615106 60024543 7535844 4067382 126026340 136805278 31236389 35961886 94789951 100843392 X TO PROVIDE THE UNIVERSITY WITH CERTAIN SERVICES AND FACILITIES WHICH ARE AN INTEGRAL PART OF THE EDUCATIONAL PROGRAM OF THE UNIVERSITY. 0 0 22251682 1959816 20247278 RESEARCH GRANTS & CONTRACTS: EXTERNALLY SPONSORED PROJECTS ADMINISTERED BY THE CORPORATION FOR BENEFIT OF THE UNIVERSITY. 9788087 1448243 4745345 RESTRICTED AND DESIGNATED FUNDS: GIFTS AND SPECIAL ACTIVITY ACCOUNTS THAT ARE RESTRICTED OR DESIGNATED FOR SUPPORT OF UNIVERSITY PROGRAMS. 1501124 1929655 EDUCATIONAL CONFERENCES AND WORKSHOPS 21057735 1315346 28981695 EDUCATIONAL BOOKSTORE: PROVIDES BOOKS, LEARNING MATERIALS AND EQUIPMENT FOR THE UNIVERSITY STUDENTS AND FACULTY/STAFF; AG. PROJECTS; CAMPUS DINING: DINING SERVICES ON CAMPUS FOR UNIV. STUDENTS AND FACULTY. 21057735 1315346 28981695 54598628 1 1 0 1 0 0 0 1 1 0 1 0 0 0 1 0 1 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 600 0 1 3629 1 1 1 0 0 0 0 1 1 0 0 0 0 X 11 5 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X WENDY FORESTER 8057567335 CORPORATION ADMIN BLDG 15 SAN LUIS OBISPO CA 93407 LARRY KELLEY 4.00 40.00 X X 0 225624 57515 MS BETSY KINSLEY 4.00 40.00 X X 0 161008 49603 DR DAVID J WEHNER 4.00 40.00 X X 0 180360 48785 MS PENNY BENNETT 4.00 40.00 X 0 110004 40094 MR JAMES BRABECK 4.00 X 0 0 0 MR THOMAS LEBENS ESQUIRE 4.00 X 0 0 0 MR JAMES LOKEY 4.00 X 0 0 0 MR MICHAEL MILLER 4.00 40.00 X 0 185004 54453 MS KIM SCHOLLENBERGER 4.00 40.00 X 0 102480 23445 MR NATHAN HONEYCUTT 4.00 X 0 0 0 MR CHRISTOPHER NIELSEN 4.00 X 0 0 0 BONNIE MURPHY 40.00 X 0 150000 36179 CHARLES BURT 21.00 19.00 X 112800 138816 40820 STARR LEE 40.00 X 115128 0 21002 MIKE THORNTON 40.00 X 118251 0 22177 346179 1253296 394073 3 0 1 0 SRI INTERNATIONAL 333 RAVENWOOD AVE MENLO PARK CA 94025 RESEARCH SUPPORT 648790 UNITED PARCEL SERVICE PO BOX 894820 LOS ANGELES CA 90189 SHIPPING 185394 PHOENIX INTEGRATION 1715 PRATT DRIVE STE 2000 BLACKSBURG VA 24060 RESEARCH SUPPORT 143893 NATIONAL INSTITUTE STANDARDS 100 BUREAU DR STOP 1624 GAITHERSBURG MD 20899 RESEARCH SUPPORT 139082 THE DAVEY TREE COMPANY 7627 MORRO ROAD ATASCADERO CA 93422 RESEARCH SUPPORT 139050 5 73865 3950044 91043 4023909 GRANTS & CONTRACTS 900099 20247278 20247278 SERVICE FEES 561000 5677931 5677931 UNIV. PROGRAMS SUPPORT 900099 3577271 3577271 CONFERENCES & WORKSHOPS 519100 1929655 1929655 MISCELLANEOUS 900099 1627778 879834 127041 620903 33059913 1518420 1518420 396426 537076 -140650 -140650 -74193 -66457 4620065 3539212 1080853 1080853 1080853 156460 73865 112121 44339 44339 42390599 17885458 24505141 23592004 799699 113438 64091925 55903973 852547 3311496 4581520 4581520 141885 141885 186178 186178 21124935 18824626 2300309 1005561 705163 300398 5855834 5174749 681085 2743455 2538788 204667 39267 39267 78436 49823 28613 140202 1564 138638 30000 30000 459704 459704 140549 74307 66242 4995022 4883983 111039 503219 503219 334257 290221 44036 316244 188525 127719 284191 284191 1946283 1871822 74461 1416259 1391930 24329 125478 116823 8655 1898004 1593857 304147 251006 76369 174637 SUPPLIES & EQUIPMENT 4788212 4706968 81244 CONTRACT & GRANT EXPENS 2306284 2306284 LIVESTOCK EXPENSE 1398819 1398819 GENERAL EQUIPMENT MAINT 476862 445452 31410 2456877 2378473 78404 60024543 54598628 4966211 459704 67258 64108 9495465 15316103 9776346 8732715 2358646 2825984 475011 415532 4368695 4138605 1690076 437183 43296119 18842641 25811086 24453478 62252399 73419964 9093358 6363606 638000 638000 126026340 136805278 5202394 4600510 6821388 9834451 5914679 6094203 2750000 2690000 10547928 12742722 31236389 35961886 X 0 0 0 0 94789951 100843392 94789951 100843392 126026340 136805278 X 4067382 1889919 96140 X 0 1 X 1 1 1 X 3924111 3666863 5721283 5787784 4023909 23123950 588598 569933 732038 539439 409797 2839805 4512709 4236796 6453321 6327223 4433706 25963755 2169705 23794050 2232523 2133058 1700817 1950300 1377871 9394569 113186 113186 3292515 1363210 1152357 235149 6043231 41514741 395787499 0.57310 0.51390 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 30000 0 1 30000 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: CAL POLY CORPORATION ENGAGED THE SERVICES OF THE ED SLEVIN COMPANY, A POLITICAL CONSULTING FIRM, TO HELP UNDERSTAND THE CURRENT CONGRESSIONAL POLITICAL PROCESS AND DEVELOP A STRATEGY FOR FUTURE FUNDING. X X 0 0 1 X 8439164 8439164 21211196 8958273 12252923 664277 354721 309556 10446844 8290867 2155977 2534638 1238780 1295858 24453478 ACTUARIAL ANNUITY LIABILITIES 1079119 POSTEMPLOYMENT BENEFIT OBLIGATIONS 11497996 OTHER LIABILITIES 165607 12742722 84315337 1889919 442565 96140 2428624 81886713 140549 -17935337 -17794788 64091925 78261896 442565 18395041 18837606 59424290 140549 459704 600253 60024543 PART III, LINE 1A: THE CORPORATION HAS ELECTED TO FOLLOW THE PROVISIONS OF SFAS NO. 116, AND THEREFORE DOES NOT CAPITALIZE DONATED WORKS OF ART HELD IN COLLECTIONS OR RECOGNIZE THEM AS REVENUES OR GAINS. THE STATEMENT PROVIDES THAT SUCH DONATIONS NEED NOT BE RECOGNIZED IF THEY ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION OR EDUCATION; ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED; AND ARE SUBJECT TO A POLICY THAT REQUIRES THE PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. AT JUNE 30, 2013, THE CORPORATION HELD AN ART COLLECTION ACQUIRED BY DONATION FOR THE BENEFIT OF THE UNIVERSITY. PART IV, LINE 2B: THE CORPORATION HOLDS 10 ENDOWMENTS FOR OTHERS AS WELL AS FUNDS HELD ON DEPOSIT RELATED TO TWO CONDOS HELD FOR THE BENEFIT OF THE ORFALEA COLLEGE OF BUSINESS. THESE ENDOWMENTS ARE MANAGED BY THE CORPORATION TO BE INVESTED LONG-TERM AND THE RELATED INCOME EITHER EXPENDED FOR SUPPORT OF UNIVERSITY PROGRAMS, INCLUDING THE ALUMNI ASSOCIATION AND ASI, OR RELATED EXTERNAL ORGANIZATIONS. ADDITIONS TO ENDOWMENTS HELD FOR OTHERS (PRINCIPALLY THE RETURN ON INVESTMENT OF FUND ASSETS) ARE RECORDED AS LIABILITIES AS OPPOSED TO REVENUES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 96,140. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD LINE 10B -17,885,458. FUNDRAISING EXPENSES LINE 8B -112,121. RENTAL EXPENSES LINE 6B -397,462. PROFESSIONAL FUNDRAISING COSTS NET WITH REVENUES 459,704. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD LINE 10B 17,885,458. FUNDRAISING EXPENSES LINE 8B 112,121. RENTAL EXPENSES LINE 6B 397,462. PART XII, LINE 4B - OTHER ADJUSTMENTS: PROFESSIONAL FUNDRAISING COSTS NET WITH REVENUES 459,704. X X X X X X X 1 NELLIGAN SPORTS MARKETING INC 150 CLOVE ROAD LITTLE FALLS NJ 07424 OBTAINING CORPORATE SPONSORSHIPS 1 779229 459704 319525 779229 459704 319525 HVAC GOLF TOURNAMENT 70000 51245 18755 500 1000 10000 30000 ANIMAL SCIENCE REUNION 71427 2800 68627 2346 13726 4 88898 19820 69078 1019 30297 23233 230325 73865 156460 500 2019 42643 66959 112121 44339 1 CALIFORNIA POLYTECHNIC STATE UNIVERSITY ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 115 536618 STUDENT GRANTS AND SCHOLARSHIPS AWARDED AND MONITORED BY THE UNIVERSITY CALIFORNIA POLYTECHNIC STATE UNIVERSITY ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 115 911625 534290 BOOK SPONSORED PROGRAMS ASSETS TRANSFERRED TO STATE FOR PROJECTS THAT HAVE CLOSED SUPPORT OF THE UNIVERSITY SRI INTERNATIONAL 333 RAVENWOOD AVE MENLO PARK CA 94025 941160950 501(C)(3) 970983 SUBAWARD UNDER SPONSORED PROGRAMS GRANT PHOENIX INTEGRATION 1715 PRATT DRIVE STE 2000 BLACKSBURG VA 24060 541751156 153734 SUBAWARD UNDER SPONSORED PROGRAMS GRANT THE MIRIAM HOSPITAL 164 SUMMIT AVENUE PROVIDENCE RI 02906 050258905 501(C)(3) 33757 SUBAWARD UNDER SPONSORED PROGRAMS GRANT THE FIRE PROTECTION RESEARCH FOUNDATION 1 BATTERYMARCH PARK QUINCY MA 02169 521256543 501(C)(3) 24263 SUBAWARD UNDER SPONSORED PROGRAMS GRANT SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES ROAD TPC-7 LA JOLLA CA 92037 330435954 501(C)(3) 20000 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU NORTHRIDGE 18111 NORDHOFF STREET NORTHRIDGE CA 91330 951992732 115 5875 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU STANISLAUS ONE UNIVERSITY CIRCLE TURLOCK CA 95382 770207337 115 5640 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU SAN FRANCISCO 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 931137247 115 11592 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ADMIN BUILDING 01 SAN LUIS OBISPO CA 93407 204927897 501(C)(3) 781056 SUPPORT OF THE UNIVERSITY NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY 100 BUREAU DRIVE STOP 1070 GAITHERSBURG MD 20899 530205706 115 228902 SUBAWARD UNDER SPONSORED PROGRAMS GRANT SAN JOSE STATE UNIVERSITY RESEARCH FOUNDATION 210 N FOURTH ST 4TH FLOOR SAN JOSE CA 95112 946017638 501(C)(3) 77776 SUBAWARD UNDER SPONSORED PROGRAMS GRANT PROVOST & PRITCHARD 286 WEST CROMWELL AVENUE FRESNO CA 93711 942187078 75702 SUBAWARD UNDER SPONSORED PROGRAMS GRANT OREGON STATE UNIVERSITY B308 KERR ADMIN BLDG CORVALLIS OR 97331 481278540 115 56077 SUBAWARD UNDER SPONSORED PROGRAMS GRANT DELAWARE COUNTY EMERGENCY SERVICES TRAINING CENTER 1600 CALCON HOOK RD SHARON HILL PA 19079 222508072 115 47000 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UC SANTA CRUZ 1156 HIGH ST SANTA CRUZ CA 95064 941539563 115 22696 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UNIVERSITY OF UTAH 75 SOUTH 20000 EAST SALT LAKE CITY UT 84112 876000525 115 29043 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU CHICO CSU CHICO FOUNDATION CHICO CA 95929 680386518 115 17915 SUBAWARD UNDER SPONSORED PROGRAMS GRANT HARVEY MUDD COLLEGE 301 PLATT BLVD CLAREMONT CA 91711 951911219 501(C)(3) 13925 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU POMONA 3801 WEST TEMPLE POMONA CA 91768 952417645 115 5666 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU BAKERSFIELD 9001 STOCKDALE HWY BAKERSFIELD CA 93311 770314545 115 5395 SUBAWARD UNDER SPONSORED PROGRAMS GRANT 20 2 SUBAWARD UNDER SPONSORED PROGRAMS GRANT 1 141885 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PAYMENTS TO CALIFORNIA POLYTECHNIC STATE UNIVERSITY ASSOCIATED WITH GRANTS AND SCHOLARSHIPS ARE MADE DIRECTLY TO THE UNIVERSITY, OR AT THE DIRECTION OF THE UNIVERSITY. THE UNIVERSITY DETERMINES THE EVALUATION AND QUALIFICATION PROCESS IN AWARDING FUNDS TO INDIVIDUALS. PAYMENTS TO OTHER ORGANIZATIONS ARE RELATED TO GRANT SUBAWARDS UNDER SPONSORED PROGRAMS. SPONSORED PROGRAMS REVIEWS EXPENDITURE REQUESTS FOR ALLOWABILITY, ALLOCABILITY AND REASONABLENESS IN ACCORDANCE WITH THE SPONSORED PROJECT'S PURPOSE PRIOR TO EXPENSE APPROVAL. X X 0 0 0 0 0 0 0 0 0 LARRY KELLEY 0 225624 0 0 0 0 0 43196 0 14319 0 283139 0 0 MS BETSY KINSLEY 0 160008 0 0 0 1000 0 30634 0 18969 0 210611 0 0 DR DAVID J WEHNER 0 180360 0 0 0 0 0 34530 0 14255 0 229145 0 0 MS PENNY BENNETT 0 110004 0 0 0 0 0 21060 0 19034 0 150098 0 0 MR MICHAEL MILLER 0 185004 0 0 0 0 0 35419 0 19034 0 239457 0 0 BONNIE MURPHY 0 150000 0 0 0 0 0 28718 0 7461 0 186179 0 0 CHARLES BURT 112800 138816 0 0 0 0 0 26576 0 14244 112800 179636 0 0 X 6 34581 FAIR MARKET VALUE X OTHER ASSETS 5 56462 FAIR MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE CORPORATION USES CPSU ADVANCEMENT SERVICES FOR THE SOLICITATION AND PROCESSING OF NONCASH CONTRIBUTIONS, IN ADDITION TO VARIOUS BROKERS FOR THE SALE OF SECURITIES AND OTHER NONCASH GIFTS. FORM 990, PART VI, SECTION A, LINE 7A THE CPSU PRESIDENT HAS AUTHORITY TO FILL VACANT CORPORATION BOARD POSITIONS AND SERVE WITHOUT ELECTION ON THE BOARD WITH THE SAME RIGHTS AS THE OTHER DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE CPSU PRESIDENT MUST APPROVE AMENDMENTS TO GOVERNING DOCUMENTS, HAS AUTHORITY TO FILL VACANT CORPORATION BOARD POSITIONS AND MAY SERVE WITHOUT ELECTION ON THE BOARD WITH THE SAME RIGHTS AS THE OTHER DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE CONTROLLER AND EXECUTIVE DIRECTOR AND PROVIDED TO THE BOARD OF DIRECTORS FOR REVIEW PRIOR TO BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C IN ADDITION TO REVIEWING ANNUALLY, THE BOARD MEMBERS DISCLOSE CONFLICTS OF INTEREST DURING THE YEAR AS THEY ARISE. THE BOARD ADDRESSES CONFLICTS OF INTEREST IMMEDIATELY UPON DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 AS REQUIRED BY STATE LAW, THE CORPORATION DETERMINES COMPENSATION BASED ON COMPARABILITY OF STATE EMPLOYEES OF THE UNIVERSITY PERFORMING SUBSTANTIALLY SIMILAR SERVICES. FOR NOT SUBSTANTIALLY SIMILAR SERVICES, SALARIES MUST BE AT LEAST EQUAL TO SALARIES PREVAILING IN OTHER EDUCATIONAL INSTITUTIONS OR COMMERCIAL OPERATIONS OF LIKE NATURE BASED ON BIANNUAL SALARY SURVEYS OF OTHER COMMERCIAL AND NON-PROFIT ORGANIZATIONS IN THE AREA OR THE STATE UNIVERSITY SYSTEMS. FORM 990, PART VI, SECTION C, LINE 19 ALL POLICIES, INCLUDING THE CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AND FORMS 990 FOR THE PAST THREE YEARS ARE AVAILABLE TO THE PUBLIC ON THE CAL POLY CORPORATION WEBSITE AND ARE ALSO AVAILABLE UPON WRITTEN REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 96,140. CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 CAL POLY CORPORATION IS AN AUXILIARY ORG UNDER SECT 170(B)(1)(A)(IV) CA 115 0 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVE BUILDING 01 413 SAN LUIS OBISPO CA 93407 204927897 SUPPORT OF CPSU CA 501(C)(3) LINE 5 0 CPSU ALUMNI ASSOCIATION SAN LUIS OBISPO 1 GRAND AVE ALUMNI HOUSE SAN LUIS OBISPO CA 93407 237040360 PROMOTE WELFARE AND FUTURE DEVELOPMENT OF THE UNIVERSITY CA 501(C)(3) LINE 5 0 ASSOCIATED STUDENTS INC CPSU SAN LUIS OBISPO 1 GRAND AVE BLDG 65 212 SAN LUIS OBISPO CA 93407 952308831 EXTRA-CURRICULAR ACTIVITIES FOR CAL POLY STUDENTS, FACULTY & STAFF CA 501(C)(3) LINE 5 0 CENTRAL COAST PERFORMING ARTS CENTER COMMISSION CORPORATION ADMIN BLDG 15 SAN LUIS OBISPO CA 93407 770408837 CPSU JOINT VENTURE COMMISSION FOR PERFORMING ARTS CA 501(C)(3) LINE 5 0 SPLIT INTEREST TRUSTS (16) CHARITABLE GIFT ANNUITIES CA T 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO B 1982533 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO M 2666159 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO L 4870632 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO P 4195055 COST