2014-05-14T16:24:25-05:00 2013-06-30 910189318 MOSS ADAMS LLP 3121 WEST MARCH LANE SUITE 100 STOCKTON CA 952192303 990 2012-07-01 951816009 LOMA LINDA UNIVERSITY LOMA 9095584515 11145 ANDERSON STREET NO 205 LOMA LINDA CA 92350 RODNEY NEAL 9095584515 2014-05-12 1 TRACY S PAGLIA P00366884 2099556100 2012 2015-11-30 17:44:51Z RICHARD H HART 11175 CAMPUS ST STE 11006 LOMA LINDA CA 92354 3315441382 0 1071 X WWW.LLU.EDU X 1910 CA EDUCATING ETHICAL AND PROFICIENT CHRISTIAN HEALTH PROFESSIONALS AND SCHOLARS THROUGH INSTRUCTION, EXAMPLE, AND THE PURSUIT OF TRUTH;EXPANDING KNOWLEDGE THROUGH RESEARCH IN THE BIOLOGICAL, BEHAVIORAL, PHYSICAL, AND ENVIRONMENTAL SCIENCES AND APPLYING THIS KNOWLEDGE TO HEALTH AND DISEASE; PROVIDING COMPREHENSIVE, COMPETENT, AND COMPASSIONATE HEALTH CARE FOR THE WHOLE PERSON THROUGH FACULTY, STUDENTS, AND ALUMNI. 20 19 3355 0 654896 -329666 49431500 57005318 168062148 179545366 21610260 25599194 32677716 31604073 271781624 293753951 6675937 9784945 0 0 147906054 151681743 0 0 314132 96236842 93392438 250818833 254859126 20962791 38894825 1030478914 1094145328 507414258 498144820 523064656 596000508 X LOMA LINDA UNIVERSITY, A SEVENTH-DAY ADVENTIST CHRISTIAN HEALTH SCIENCES INSTITUTION, SEEKS TO FURTHER THE HEALING AND TEACHING MINISTRY OF JESUS CHRIST "TO MAKE MAN WHOLE" BY:- EDUCATING ETHICAL AND PROFICIENT CHRISTIAN HEALTH PROFESSIONALS AND SCHOLARS THROUGH INSTRUCTION, EXAMPLE, AND THE PURSUIT OF TRUTH;- EXPANDING KNOWLEDGE THROUGH RESEARCH IN THE BIOLOGICAL, BEHAVIORAL, PHYSICAL, AND ENVIRONMENTAL SCIENCES AND APPLYING THIS KNOWLEDGE TO HEALTH AND DISEASE;- PROVIDING COMPREHENSIVE, COMPETENT, AND COMPASSIONATE HEALTH CARE FOR THE WHOLE PERSON THROUGH FACULTY, STUDENTS, AND ALUMNI. 0 0 41430353 2954973 42890603 LOMA LINDA UNIVERSITY SCHOOL OF MEDICINE OPENED IN 1909. IT HAS BEEN ACCREDITED SINCE THE 1920S AND IS A MEMBER OF THE AMERICAN ASSOCIATION OF MEDICAL SCHOOLS. THE SCHOOL TRAINS SKILLED MEDICAL PROFESSIONALS WITH A COMMITMENT TO CHRISTIAN SERVICE AND MORE THAN 750 OF THE 10,000 GRADUATES HAVE SPENT A YEAR OR MORE IN OVERSEAS MISSION SERVICE. MOST MEDICAL STUDENTS PARTICIPATE IN PROGRAMS THAT DELIVER MEDICAL CARE TO LOWER INCOME PEOPLE WHO HAVE LITTLE ACCESS TO BASIC MEDICAL CARE. ONE QUARTER OF THE PHYSICIANS IN CALIFORNIA'S "INLAND EMPIRE" ARE GRADUATES OF THE SCHOOL OF MEDICINE. DURING THE YEAR THE SCHOOL AWARDED THE FOLLOWING DEGREES: MD 155, MD/PHD 1, PHD 7, MS 0. 55382547 402716 59040344 THE SCHOOL OF DENTISTRY TRAINS STUDENTS IN THE DENTAL SCIENCES TO SERVE IN VARIOUS SETTINGS THROUGHOUT THE WORLD. DURING THE ACADEMIC YEAR 2012-2013 STUDENTS RECEIVED DEGREES IN DENTISTRY, DENTAL HYGIENE AND THE INTERNATIONAL DENTIST PROGRAM AND EIGHT POST GRADUATE PROGRAMS. MORE THAN 5,084 PEOPLE RECEIVED TREATMENT THROUGH THE SERVICE LEARNING INTERNATIONAL PROGRAM FROM MORE THAN 93 STUDENTS. THERE WERE MORE THAN 126,265 PATIENT VISITS IN VARIOUS CLINICS WHERE STUDENTS HONE THEIR CLINICAL SKILLS AND PREPARE FOR BOARD EXAMINATIONS. STUDENTS ALSO VOLUNTEER FOR SERVICE IN MOBILE CLINICS, HEALTH FAIRS, AND COMMUNITY CLINICS. DENTAL FACULTY ARE ACTIVE IN ADVANCING KNOWLEDGE THROUGH INTERNATIONAL LECTURES AND IN SUPERVISING STUDENTS IN THE SERVICE LEARNING INTERNATIONAL PROGRAM. 20587741 471526 23606948 SCHOOL OF ALLIED HEALTH PROFESSIONS PREPARES GRADUATES TO BE EMPLOYEES OF CHOICE FOR PREMIER ORGANIZATIONS AROUND THE WORLD BY PROVIDING THEM WITH PRACTICAL LEARNING EXPERIENCES THROUGH PARTNERSHIPS WITH THOSE OPEN TO SHARING OUR VISION. SINCE 1966 THE SCHOOL HAS BEEN TRAINING HIGHLY SKILLED AND DEDICATED HEALTH CARE PROFESSIONALS IN MANY FIELDS. WHATEVER THEIR SPECIALTY, GRADUATES ENJOY JOB SECURITY, GOOD PAYING WAGES, AND THE PLEASURES OF A PERSONALLY REWARDING CAREER. THE SCHOOL OFFERS OVER FIFTY SPECIALIZED HEALTH CARE DEGREE OPTIONS IN THE FIELDS OF CARDIOPULMONARY SCIENCES, CLINICAL LABORATORY SCIENCES, COMMUNICATION SCIENCES AND DISORDERS, HEALTH INFOMATICS AND INFORMATION MANAGEMENT, NUTRITION AND DIETETICS, OCCUPATIONAL THERAPY, ORTHOTICS AND PROSTHETICS, PHYSICAL THERAPY, PHYSICIAN ASSISTANT SCIENCES, AND RADIATION TECHNOLOGY. DURING THE YEAR THE SCHOOL AWARDED THE FOLLOWING DEGREES: CERT/POST SECOND-54, ASSOCIATE-81, BACCALAUREATE-110, MASTER-129, DOCTORAL-92. 104567497 5955730 54007471 OTHER EDUCATION DIVISION ENTITIES 104567497 5955730 54007471 221968138 1 1 0 0 0 1 0 0 0 1 1 1 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 1 742 0 1 3355 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 19 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X RODNEY NEAL 9095584515 11145 ANDERSON STREET BC 205 LOMA LINDA CA 92350 RICHARD H HART 25.00 25.00 X X 0 423718 27541 LOWELL C COOPER 1.00 1.00 X X 0 0 0 CHRISTINE FRIESTAD 1.00 1.00 X 0 250 0 DANIEL JACKSON 1.00 1.00 X 0 250 0 DAVE WEIGHLEY 1.00 1.00 X 0 250 0 DAVID WILLIAMS 1.00 1.00 X 0 250 0 ERIC TSAO 1.00 1.00 X 0 250 0 GT NG 1.00 1.00 X 0 250 0 JUDITH STORFJELL 1.00 1.00 X 0 106083 0 AL KHAN 1.00 1.00 X 0 0 0 JERE CHRISPENS 1.00 1.00 X 0 250 0 LISA BEARDSLEY-HARDY 1.00 1.00 X 0 250 0 MAX TORKELSEN II 1.00 1.00 X 0 250 0 RICARDO GRAHAM 1.00 1.00 X 0 250 0 ROBERT CARMEN 1.00 1.00 X 0 250 0 ROBERT LEMON 1.00 1.00 X 0 250 0 SAMUEL ACHILEFU 1.00 1.00 X 0 0 0 SHIRLEY CHANG 1.00 1.00 X 0 250 0 STEVEN FILLER 1.00 1.00 X 0 250 0 TED WILSON 1.00 1.00 X 0 250 0 THOMAS LEMON 1.00 1.00 X 0 250 0 DAVID P HARRIS 50.00 X 0 166850 26678 HENRY R HADLEY 12.00 40.00 X 0 429025 40788 KEVIN J LANG 8.00 42.00 X 0 870842 55248 RICKY WILLIAMS 50.00 X 0 165532 35919 RODNEY NEAL 50.00 X 0 187538 36034 RONALD L CARTER 50.00 X 0 211267 33380 BRIAN S BULL 5.00 1.00 X 0 0 0 MARK REEVES 1.00 X 0 0 0 CHARLES GOODACRE 40.00 X 273306 0 35063 MARILYN HERRMANN 40.00 X 168110 0 28658 WALTER HUGHES 40.00 X 196516 0 31295 ALAN HERFORD 40.00 X 414546 0 31558 JOHN LEYMAN 40.00 X 405649 0 20953 LARY TRAPP 40.00 X 387058 0 20710 R BRUCE WALTER 40.00 X 330870 0 19558 MAHMOUD TORABINEJAD 40.00 X 326047 0 24168 2502102 2564855 467551 201 0 1 0 LLUAHSC DEPT OF RISK MGMT 101 E REDLANDS BLVD SAN BERNARDINO CA 92408 SELF-INSURANCE SERVICES 23014619 FACULTY PHYSICIANS & SURGEONS OF LLUSM 11175 CAMPUS STREET LOMA LINDA CA 92354 MEDICAL DIRECTORS 5395846 LLUHC 11175 CAMPUS STREET LOMA LINDA CA 92354 VARIOUS HEALTHCARE SERVICES 3237113 LLUAHSC 11175 CAMPUS STREET LOMA LINDA CA 92354 MANAGEMENT SERVICES 2156003 DAI-DAMATO ASSOCIATES INC 15 HAMMOND STE 307 IRVINE CA 92618 CONSTRUCTION SERVICES 1780082 67 9081219 24494104 23429995 145941 57005318 TUITION AND FEES 611600 146281566 146281566 CLINIC INCOME 621400 22902616 22902616 RESEARCH CONTRACT 541700 9161298 9161298 STUDENT LOAN INTEREST 611600 1199886 1199886 179545366 23356911 -37307 23394218 7518127 6766295 751832 751832 751832 3005258000 1040 3002912267 104490 2345733 -103450 2242283 2242283 9896919 11904379 -2007460 594496 -2601956 POWER PLANT 221000 12698407 12698407 INDEPENDENT OPERATIONS 445100 11301799 44223 11257576 INSURANCE REFUND 900099 1502286 1502286 7357209 53484 7303725 32859701 293753951 179545366 654896 56548371 2000000 2000000 7784945 7784945 2283194 1448135 835059 108251 108251 114293927 111488092 2663646 142189 9192799 9066356 119561 6882 16921011 16078445 792842 49724 8882561 8754135 115526 12900 1824838 822930 1001908 729030 729030 256939 256939 42602 42602 13933604 6268665 7655698 9241 724283 562000 162283 15027385 11550335 3419433 57617 1651678 1639811 11867 13806187 10701933 3104254 3422083 3378720 38022 5341 1368962 1330843 38119 4613233 3522024 1091209 16135468 9386043 6749425 243377 44062 199207 108 CLINIC/MED/LAB SUPPLIES 4959190 4959190 RESEARCH AFFAIRS 4941506 4941506 SPENDING RATE POLICY 2353137 2353137 HOSPITALITY & ENT. 1139849 1064969 62640 12240 6219087 5066748 1134449 17890 254859126 221968138 32576856 314132 2539104 1224933 16770231 10438878 2346039 1910797 25476697 27031668 0 0 3245757 2867549 4070060 8089843 588256049 232780782 359907716 355475267 327982723 337534638 96590968 95204620 39207576 41268891 152342043 213098244 1030478914 1094145328 42277680 48437094 24243575 23474363 33515000 32800000 29114101 28253853 24833334 23833333 353430568 341346177 507414258 498144820 X 192490358 223534300 181029244 197825491 149545054 174640717 523064656 596000508 1030478914 1094145328 38894825 34041027 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8 0 636205 0 1570000 0 1841365 0 1 1 235224364 5672223 34421131 388 3142972 272174358 232579708 3114993 3364331 37828 3796840 235224364 207146060 10124550 17622031 46778 2266155 232579708 199674467 8195774 5772008 6496189 207146060 231557074 7763282 -35945113 21000 3679776 199674467 0.24960 0.60740 0.14300 0 0 41244540 41244540 95634108 329360628 132331285 292663451 117880150 100449497 17430653 4136623 4136623 355475267 66844085 F HEDGE FUNDS 24527575 F OTHER 3832960 F 95204620 IRREVOCABLE TRUSTS 53244405 OTHER ASSETS 9178519 FIRST TRUSTS DEEDS 150675320 213098244 ANNUITIES, TRUSTS AND AGENCIES 4134949 TRUSTS LIABILITIES 28917942 AMOUNTS HELD FOR OTHERS 276055606 NON-OPERATING LIABILITY 32237680 341346177 X 333642187 34041027 360000 14774440 49175467 284466720 9287231 9287231 293753951 260706335 360000 14774440 15134440 245571895 9287231 9287231 254859126 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE INTENDED TO BE USED FOR STUDENT SCHOLARSHIPS, STUDENT LOANS, UNIVERSITY OPERATIONS AND OTHER PURPOSES AS SPECIFIED BY THE UNIVERSITY AND DONORS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS RULED THAT THE UNIVERSITY QUALIFIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS THEREFORE NOT SUBJECT TO INCOME TAXES FOR ACTIVITIES RELATED TO ITS EXEMPT PROGRAMS. MANAGEMENT IS NOT AWARE OF ANY EVENT WHICH WOULD CAUSE THE UNIVERSITY TO BE DISQUALIFIED IN OPERATION. THE UNIVERSITY HAD NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2013 AND 2012. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR TAX YEARS BEFORE JUNE 30, 2010 FOR ITS FEDERAL AND JUNE 30, 2009 FOR ITS STATE FILINGS. PART XI, LINE 2D - OTHER ADJUSTMENTS: NET RENTAL EXPENSES TRANSFERRED TO NET RENTAL INCOME 6,766,295. COST OF GOODS SOLD TRANSFERRED TO NET INCOME/(LOSS) 7,904,695. LOSS ON SALE OF FIXED ASSETS RECORDED AS EXPENSES ON BOOKS 103,450. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 7,784,945. INSURANCE REFUND NETTED AGAINST EXPENSES ON BOOKS 1,502,286. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET RENTAL EXPENSES TRANSFERRED TO NET RENTAL INCOME 6,766,295. COST OF GOODS SOLD TRANSFERRED TO NET INCOME/(LOSS) 7,904,695. LOSS ON SALE OF FIXED ASSETS RECORDED AS EXPENSES ON BOOKS 103,450. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 7,784,945. INSURANCE REFUND NETTED AGAINST EXPENSES ON BOOKS 1,502,286. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED IN THE STUDENT HANDBOOK, IN THE UNIVERSITY CATALOG, AND IN THE UNIVERSITY WEBSITE. EXPLANATION OF RACIAL DISCRIMINATION SCHEDULE E, PART I, LINE 5 SOME SCHOLARSHIPS ARE FUNDED BY MINORITY GROUPS WHO SPECIFY THAT THEY SHOULD BE AWARDED ONLY TO THE RESPECTIVE MINORITY STUDENTS. ALL OTHERS ARE AWARDED WITHOUT REGARD TO RACE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FUNDS FROM GOVERNMENT AGENCIES ONLY IN GRANTS FOR RESEARCH. UNIVERSITY STUDENTS RECEIVE FUNDS FROM GOVERNMENT AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 70 PROGRAM SERVICES PRESENTATIONS, MISSION TRIPS, CONSULTATIONS, WORKSHOP, RESEARCH 346123 EAST ASIA AND THE PACIFIC 0 23 PROGRAM SERVICES DEVOTIONAL PRESENTATIONS, PRESENTATIONS, TEACHING, CLINICAL SERVICES, RESEARCH 237014 EUROPE (INCLUDING ICELAND & GREENLAND) 0 22 PROGRAM SERVICES PRESENTATION, SABBATICAL, CONSULTATION, RECRUITMENT, WORKSHOP, TEACHING 218125 NORTH AMERICA 0 28 PROGRAM SERVICES MEETINGS, TEACHING, RESEARCH, PRESENTATIONS, WORKSHOPS, CONSULTATIONS, RECRUITMENT, DEVOTIONAL PRESENTATIONS 123484 RUSSIA & THE NEWLY INDEPENDENT STATES 0 4 PROGRAM SERVICES TEACHING, PRESENTATIONS 25058 SOUTH AMERICA 0 19 PROGRAM SERVICES SERVICE LEARNING MISSION TRIPS, CONSULTATION, FIELD RESEARCH, PRESENTATIONS, DEVOTIONAL PRESENTATIONS, TEACHING, OFF- CAMPUS DEGREE PROGRAMS 117984 SOUTH ASIA 0 13 PROGRAM SERVICES OFF-CAMPUS DEGREE PROGRAMS. ACCREDICATION, PROGRAM EVALUATION, RESEARCH, PRESENTATIONS 130733 SUB-SAHARAN AFRICA 0 24 PROGRAM SERVICES MISSION TRIPS, WORKSHOP, PRESENTATIONS, CONSULTATIONS 235413 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 10229556 NORTH AMERICA 0 0 INVESTMENTS 2988457 0 203 0 0 0 203 1433934 13218013 14651947 1 0 0 0 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE LOMA LINDA UNIVERSITY WORKS IN CONJUNCTION WITH THE GLOBAL HEALTH INSTITUTE (GHI) TO MONITOR AND TRACK THE PROJECTS THAT ARE OUSTIDE THE UNITED STATES. THE INSTITUTE PROVIDES OPPORTUNITIES FOR STAFF, FACULTY AND STUDENTS. GHI ALSO PROVIDES FOCUS, COORDINATION, AND LOGISTICAL SUPPORT FOR THE MANY INTERNATIONAL INITIATIVES ARISING FROM LOMA LINDA UNIVERSITY SCHOOLS AND HOSPITALS. 1 LOMA LINDA UNIVERSITY PATHOLOGY MEDICAL GROUP INC 11370 ANDERSON ST SUITE 2960 LOMA LINDA CA 92354 954083895 501(C)(3) 1500000 TEACHING AND RESEARCH ACTIVITIES EXPENSE REIMBURSEMENT FOR THE PATHOLOGY MEDICAL GROUP SAC HEALTH SYSTEMS (SACHS) 1455 E 3RD ST SAN BERNARDINO CA 92408 330664371 501(C)(3) 500000 COMMUNITY BENEFIT GRANT TO COVER COST OF PROVIDING CARE TO THE MEDICALLY UNDERSERVED COMMUNITY AND SURROUNDING AREAS. 2 0 SCHOOL OF ALLIED HEALTH PROFESSIONS 150 471526 SCHOOL OF DENTISTRY 30 402716 SCHOOL OF MEDICINE 285 2954973 SCHOOL OF NURSING 318 634213 SCHOOL OF PHARMACY 46 187373 SCHOOL OF PUBLIC HEALTH 147 924143 SCHOOL OF RELIGION 19 59958 SCHOOL OF BEHAVIORAL HEALTH 76 194943 SELMA E ANDREWS SCHOLARSHIP 721 925678 LLU STUDENT SCHOLARSHIP 183 329645 MISCELLANEOUS SCHOLARSHIPS AND GRANTS 844 699777 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS ARE ACCOUNTED FOR IN THE UNIVERSITY'S ACCOUNTING RECORDS, INCLUDING SUPPORTING DOCUMENTATION FOR ALL EXPENDITURES. GRANT MANAGERS ARE REQUIRED TO ASSERT THAT FUNDS HAVE BEEN SPENT IN ACCORDANCE WITH THE GRANT REQUIREMENTS. 0 1 0 0 0 0 0 0 0 RICHARD H HART 0 350000 0 0 0 73718 0 14948 0 12593 0 451259 0 0 DAVID P HARRIS 0 145650 0 0 0 21200 0 9298 0 17380 0 193528 0 0 HENRY R HADLEY 0 353544 0 0 0 75481 0 14948 0 25840 0 469813 0 0 KEVIN J LANG 0 558000 0 43187 0 269655 0 14948 0 40300 0 926090 0 0 RICKY WILLIAMS 0 141000 0 0 0 24532 0 9385 0 26534 0 201451 0 0 RODNEY NEAL 0 168000 0 0 0 19538 0 10926 0 25108 0 223572 0 0 RONALD L CARTER 0 195000 0 0 0 16267 0 9787 0 23593 0 244647 0 0 CHARLES GOODACRE 273148 0 158 0 0 0 25883 0 9180 0 308369 0 0 0 MARILYN HERRMANN 165904 0 208 0 1998 0 19478 0 9180 0 196768 0 0 0 WALTER HUGHES 195566 0 158 0 792 0 22115 0 9180 0 227811 0 0 0 ALAN HERFORD 402316 0 158 0 12072 0 22378 0 9180 0 446104 0 0 0 JOHN LEYMAN 405570 0 79 0 0 0 16363 0 4590 0 426602 0 0 0 LARY TRAPP 387001 0 57 0 0 0 16120 0 4590 0 407768 0 0 0 R BRUCE WALTER 330791 0 79 0 0 0 14968 0 4590 0 350428 0 0 0 MAHMOUD TORABINEJAD 115873 0 588 0 209586 0 14988 0 9180 0 350215 0 0 0 PART I, LINE 1A LLU'S SENIOR EXECUTIVES ARE EMPLOYED BY LLUAHSC AND LLUAHSC BENEFITS PROVIDE FOR PAYMENT OF THE TRAVEL EXPENSES FOR A SPOUSE TO ACCOMPANY AN EMPLOYEE ON ONE BUSINESS TRIP PER YEAR. IF USED, THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. LLUAHSC BENEFITS PROVIDE FOR GROSS-UP PAYMENTS TO APPROXIMATELY COVER THE TAXES ON THE IMPUTED COST OF GROUP-TERM LIFE INSURANCE COVERAGE IN EXCESS OF $50,000. ALL EMPLOYEES RECEIVED THIS BENEFIT. THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. LLUAHSC BENEFITS PROVIDE FOR HOUSING ALLOWANCE. IF USED, THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. PART I, LINE 3 THE ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHODS DESCRIBED TO ESTABLISH TOP MANAGEMENT OFFICIAL'S COMPENSATION. PART I, LINE 4B NET FLEX PLAN CREDITS PAID TO EMPLOYEE IN CASH: HADLEY, HENRY ROGER $52,333.06 HART, RICHARD HENRY $53,428.96 LANG, KEVIN J. $102,278.35 SERP FUNDING PAID TO EMPLOYEE IN CASH: LANG, KEVIN J. $101,165.00 SUPPLEMENTAL INFORMATION PART III SCHEDULE J; PART II: THE FOLLOWING OFFICERS LISTED ON THE FORM 990, PART VII, LINE 1A OR ON SCHEDULE J, PART II ARE EMPLOYED BY LLUAHSC. LLUAHSC PAYS THE COMPENSATION FOR THESE OFFICERS AND REPORTS THE COMPENSATION AMOUNTS IN THE FORMS W-2 FOR EACH OFFICER. AMOUNTS REPORTED ON THE FORM 990, PART VII, LINE 1A, COLUMNS E AND F, OR ON SCHEDULE J, PART II, COLUMN E(II) REPRESENT TOTAL AMOUNTS OF COMPENSATION RECEIVED BY EACH OFFICER FROM LLUAHSC. THE OFFICERS DO NOT RECEIVE ANY OTHER COMPENSATION AMOUNTS FROM RELATED ORGANIZATIONS. LLUAHSC ALLOCATES THE COMPENSATION AMOUNTS TO THE APPLICABLE RELATED ORGANIZATIONS AND RECEIVES REIMBURSEMENT PAYMENTS PURSUANT TO THE MANAGEMENT CONTRACT. ALLOCATION PERCENTAGES OF THE COMPENSATION PAYMENTS FOR THE OFFICERS ARE AS FOLLOWS: CARTER, RONALD IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS 100% FUNDED BY LOMA LINDA UNIVERSITY. HADLEY, HENRY ROGER IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS FUNDED BY LOMA LINDA UNIVERSITY NET OF $50,000 FROM LOMA LINDA UNIVERSITY HEALTH CARE AND HIS PRIVATE PRACTICE COMPENSATION FROM LOMA LINDA UNIVERSITY UROLOGY GROUP AND THE DEPARTMENT OF VETERANS AFFAIRS. HARRIS, DAVID PAUL IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS 100% FUNDED BY LOMA LINDA UNIVERSITY. HART, RICHARD HENRY IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LOMA LINDA UNIVERSITY (50%) AND LOMA LINDA UNIVERSITY MEDICAL CENTER (50%). THE SERP BENEFIT IS 100% FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER. LANG, KEVIN J. IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER (70%), LOMA LINDA UNIVERSITY (17.5%), LOMA LINDA UNIVERSITY HEALTH CARE (7.5%) AND LOMA LINDA UNIVERSITY BEHAVIORAL MEDICINE CENTER (5%). THE SERP BENEFIT IS FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER (92.5%) AND LOMA LINDA UNIVERSITY HEALTH CARE (7.5%). A CALIFORNIA MUNICIPAL FINANCE AUTHORITY REVENUE 201563466 13048TCN1 2007-11-14 36364641 ACQUIRE, CONSTRUCT, EXPAND STUDENT HOUSING, UPGRADE POWER PLANT 0 0 0 A 3295000 36364641 2378692 700543 33303086 2010 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CALIFORNIA MUNICIPAL FINANCE AUTHORITY REVENUE DATE THE REBATE COMPUTATION WAS PERFORMED: 05/01/2012 LINDA MARIE WILLIAMS FAMILY MEMBER OF RICKY WILLIAMS, AN OFFICER 108251 EMPLOYMENT 0 KATHLEEN WILLIAMS FAMILY MEMBER OF RICKY WILLIAMS, AN OFFICER 29618 EMPLOYMENT 0 RUTH GOODACRE FAMILY MEMBER OF RONALD CARTER, AN OFFICER 19258 EMPLOYMENT 0 X 1 10000 APPRAISAL X 2 16290 HIGH/LOW AVERAGE X 1 30000 APPRAISAL X 3 27573 COST BASIS X 1 10293 APPRAISAL X MEDICAL EQUIPMENT 6 49927 APPRAISAL X PRECIOUS METALS 1 1858 RESALE PRICE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 3 LLUAHSC HAS BEEN DELEGATED CONTROL OVER MANAGEMENT DUTIES PURSUANT TO RELATIONSHIP STRUCTURE DESCRIBED FURTHER IN THE RESPONSE TO PART VI, SECTION A, LINE 7B. FORM 990, PART VI, SECTION A, LINE 6 LLUAHSC IS THE SOLE MEMBER OF LLU. FORM 990, PART VI, SECTION A, LINE 7A THE CORPORATE MEMBER OF THE UNIVERSITY PURSUANT TO SECTION 9310 OF THE CALIFORNIA NONPROFIT RELIGIOUS CORPORATION LAW SHALL BE LLUAHSC, A CALIFORNIA NONPROFIT RELIGIOUS CORPORATION, ACTING BY AND THROUGH ITS BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B LLU IS A UNIT OF LOMA LINDA UNIVERSITY ADVENTIST HEALTH SCIENCES CENTER (LLUAHSC), A CALIFORNIA NONPROFIT RELIGIOUS CORPORATION. THE ARTICLES OF INCORPORATION AND BYLAWS OF LLUAHSC, NOW AND HEREAFTER IN EFFECT ARE INCORPORATED AND ARE REFERENCED INTO THESE BYLAWS. RESERVED POWERS: POWERS RESERVED BY LLUAHSC AS MEMBER, WHICH MAY ONLY BE EXERCISED BY THE LLUAHSC BOARD UPON THE AFFIRMATIVE VOTE OF TWO-THIRDS OF THE TRUSTEES PRESENT AND VOTING AT ANY REGULAR OR SPECIAL MEETING OF THE BOARD AT WHICH A QUORUM IS PRESENT ARE TO: 1. APPROVE OR RATIFY ALL CHANGES TO THE ARTICLES OF INCORPORATION AND BYLAWS OF LLU AS CORPORATE MEMBER. 2. APPOINT THE BOARD FOR LLU AS THE MEMBER; 3. APPROVE ANY SIGNIFICANT CHANGE IN THE CORPORATE PURPOSES OF LLU. POWERS RESERVED BY LLUAHSC AS MEMBER, WHICH SHALL ONLY BE EXERCISED BY THE LLUAHSC BOARD UPON A MAJORITY VOTE OF LLUASHC'S TRUSTEES PRESENT AND VOTING AT A REGULAR OR SPECIAL MEETING WHENEVER A QUORUM IS PRESENT: 1. REMOVE FROM OFFICE ANY TRUSTEE OF LLU WITH OR WITHOUT CAUSE; 2. APPOINT THE EXECUTIVE VICE PRESIDENT FOR UNIVERSITY AFFAIRS; 3. APPROVE ANY MERGER, CONSOLIDATION, DISSOLUTION, SALE, OR TRANSFER OF MORE THAN TEN MILLION DOLLARS OF THE ASSETS OF LLU; 4. REQUIRE LLU TO HAVE A POLICY FOR BORROWING FUNDS THAT IS CONGRUENT WITH THE LLUAHSC BOARD-APPROVED POLICY ON BORROWING; 5. APPROVE ALL BORROWING OF FIVE MILLION DOLLARS OR MORE BY LLU OR ITS SUBSIDIARIES; 6. APPROVE ANY EXCEPTIONS TO THE POLICY FOR THE BORROWING OF FUNDS BY LLU; 7. APPROVE THE STRATEGIC PLAN OF LLU; 8. APPROVE MAJOR CONSTRUCTION PROJECTS OF LLU; 9. APPROVE INSTITUTES AND CORPORATIONS SUBSIDIARY TO LLU; 10. ACCEPT THE ANNUAL AUDITED FINANCIAL STATEMENTS OF LLU; 11. APPROVE THE ANNUAL OPERATING AND CAPITAL BUDGETS OF LLU; 12. APPROVE THE LLU CONTRACTING GUIDELINES; 13. APPROVE RECOMMENDATIONS FROM LLU AND ITS SUBSIDIARIES FOR BUSINESS DEVELOPMENT PLANS AND ACTIVITIES; 14. REQUIRE LLU TO HAVE A COMPLIANCE PROGRAM. NOTHING IN THESE BYLAWS IS INTENDED NOR SHALL BE CONSTRUED TO DIMINISH THE AUTHORITY OF THE BOARD OF TRUSTEES AND OFFICERS OF LLU OVER ITS OWN STRATEGIC, OPERATIONAL AND MANAGEMENT ISSUES AS REQUIRED BY CALIFORNIA LAW, ACCREDITING BODIES, AND/OR FINANCING DOCUMENTS. FURTHER FUNCTIONS OF THE MEMBER ARE: 1. TO REVIEW AND CONSULT WITH THE UNIVERSITY BOARD REGARDING THE APPOINTMENT OF THE UNIVERSITY PRESIDENT AND CHIEF EXECUTIVE OFFICER. HOWEVER, THE APPOINTMENT AND REMOVAL OF THE PRESIDENT AND THE CHIEF EXECUTIVE OFFICER ARE SOLELY THE LEGAL RESPONSIBILITY OF THE LLU BOARD; 2. TO APPROVE ALL CHANGES TO THE ARTICLES OF INCORPORATION AND BYLAWS ACCORDING TO THE PROVISION OF ARTICLE III OF THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY INTERNAL AUDIT AND MANAGEMENT AND IS MADE AVAILABLE TO THE AUDIT COMMITEE AND BOARD FOR REVIEW AND COMMENTS BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C GENERAL COUNSEL ANNUALLY OBTAINS STATEMENT OF DISCLOSURE FROM TRUSTEES, OFFICERS, ADMINISTRATORS, KEY EMPLOYEES, AND OTHERS WHO MAKE OR AFFECT SIGNIFICANT DECISIONS AND REVIEWS THE FINDINGS WITH APPROPRIATE BOARDS AND COMMITTEES. THE BOARD OF TRUSTEES MAKES THE DECISIONS REGARDING QUESTIONS WHICH HAVE NOT BEEN SATISFACTORILY ANSWERED AFTER ADMINISTRATIVE CONSIDERATION. FORM 990, PART VI, SECTION B, LINE 15 LLUAHSC, LLU'S PARENT ORGANIZATION, EMPLOYS AN INDEPENDENT OUTSIDE CONSULTING FIRM TO BENCHMARK COMPENSATION FOR LLUAHSC EMPLOYEES, INCLUDING THE CEO AND TOP MANAGEMENT. LLUAHSC PROVIDES MANAGEMENT SERVICES FOR LLU. THE LLUAHSC EXECUTIVE COMPENSATION COMMITTEE USES THE RESULTS OF THE INDEPENDENT SURVEY TO ESTABLISH PAY SCALES FOR THE NEXT FISCAL YEAR. THE EXECUTIVE COMPENSATION COMMITTEE SETS THE TOTAL COMPENSATION BELOW THE INDUSTRY MEAN AND MEDIAN AMOUNTS PROVIDED IN THE SURVEY. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPOSED OF TRUSTEES APPOINTED BY THE LLUAHSC BOARD WHO ARE INDEPENDENT OF LLUAHSC'S MANAGEMENT. THE EXECUTIVE COMPENSATION COMMITTEE IS APPOINTED BY THE LLUAHSC BOARD OF TRUSTEES TO HAVE DIRECT RESPONSIBILITY FOR ESTABLISHING COMPENSATION, POLICIES, AND BENEFITS FOR THE SENIOR EXECUTIVES OF LLUAHSC. THE COMMITTEE'S PROCESS INCLUDES CONTEMPORANEOUS SUBSTANTIATION OF DELIBERATIONS AND DECISIONS. FOR KEY EMPLOYEES OTHER THAN THE OFFICERS AS WELL AS EMPLOYEES IN LEADERSHIP POSITIONS, LLU MANAGEMENT, THROUGH THE HUMAN RESOURCE DEPARTMENT, OBTAINS THE SERVICES OF AN INDEPENDENT CONSULTING FIRM TO CONDUCT NATIONWIDE COMPENSATION SURVEYS. MANAGEMENT USES THE COMPARABLE BENCHMARKS IN THE SURVEY RESULTS TO ESTABLISH OR REVIEW PAY SCALES FOR THE POSITION. THIS SURVEY, CONDUCTED BY THE INDEPENDENT CONSULTING FIRM, IS PERFORMED FOR THE ORGANIZATION EVERY TWO YEARS. INTERNALLY, THE HUMAN RESOURCE DEPARTMENT CONDUCTS ANNUAL SURVEYS USING AT LEAST THREE SURVEY RESULTS FROM INDEPENDENT FIRMS TO ESTABLISH OR REVIEW THE REASONABLENESS OF COMPENSATION AMOUNTS. THIS PROCESS WAS LAST UNDERTAKEN IN 12/12 FOR THE POSITION OF EVP, MEDICAL AFFAIRS & DEAN, SCHOOL OF MEDICINE HELD BY HADLEY, HENRY ROGER. THIS PROCESS WAS LAST UNDERTAKEN IN 12/12 FOR THE POSITION OF PRESIDENT & CEO HELD BY HART, RICHARD HENRY. THIS PROCESS WAS LAST UNDERTAKEN IN 12/12 FOR THE POSITION OF EVP, FINANCE & ADMINISTRATION & CFO HELD BY LANG, KEVIN. THIS PROCESS WAS LAST UNDERTAKEN IN 12/12 FOR THE POSITION OF VC, ACADEMIC AFFAIRS HELD BY CARTER, RONALD. FORM 990, PART VI, SECTION C, LINE 19 LLU WILL MAKE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS POSTED ON THE ORGANIZATION'S INTERNAL WEBSITE FOR EMPLOYEES. FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. 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